$146 Billion is the total value of ROYAL BANK OF CANADA's 17588 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 115.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HIFS | Exit | HINGHAM INSTN SVGS MASS | $0 | – | -30 | -100.0% | 0.00% | – |
| OCLS | Exit | OCULUS INNOVATIVE SCIENCES I | $0 | – | -23 | -100.0% | 0.00% | – |
| TYY | Exit | TORTOISE ENERGY CAP CORP | $0 | – | -460 | -100.0% | 0.00% | – |
| HTBX | Exit | HEAT BIOLOGICS INC | $0 | – | -56 | -100.0% | 0.00% | – |
| NWFL | Exit | NORWOOD FINANCIAL CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| TLOG | Exit | TETRALOGIC PHARMACEUTICALS C | $0 | – | -64 | -100.0% | 0.00% | – |
| CTBI | Exit | COMMUNITY TR BANCORP INC | $0 | – | -565 | -100.0% | 0.00% | – |
| SYMX | Exit | SYNTHESIS ENERGY SYS INC | $0 | – | -88 | -100.0% | 0.00% | – |
| UGL | Exit | PROSHARES TR IIultra gold | $0 | – | -1,200 | -100.0% | 0.00% | – |
| PCTY | Exit | PAYLOCITY HLDG CORP | $0 | – | -8,280 | -100.0% | 0.00% | – |
| SDD | Exit | PROSHARES TRultsht smlcp600 | $0 | – | -1,634 | -100.0% | 0.00% | – |
| GIII | Exit | G-III APPAREL GROUP LTD | $0 | – | -294 | -100.0% | 0.00% | – |
| TMUS | Exit | T-MOBILE US INCput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| MRF | Exit | AMERICAN INCOME FD INC | $0 | – | -2,300 | -100.0% | 0.00% | – |
| CNBKA | Exit | CENTURY BANCORP INC MASScl a non vtg | $0 | – | -500 | -100.0% | 0.00% | – |
| WWAV | Exit | WHITEWAVE FOODS COcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| VET | Exit | VERMILION ENERGY INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| LCNB | Exit | LCNB CORP | $0 | – | -36 | -100.0% | 0.00% | – |
| FENG | Exit | PHOENIX NEW MEDIA LTDsponsored ads | $0 | – | -466 | -100.0% | 0.00% | – |
| AZC | Exit | AUGUSTA RES CORP | $0 | – | -5,000 | -100.0% | 0.00% | – |
| ZAZA | Exit | ZAZA ENERGY CORP | $0 | – | -1,450 | -100.0% | 0.00% | – |
| AU | Exit | ANGLOGOLD ASHANTI LTDput | $0 | – | -34,900 | -100.0% | 0.00% | – |
| FORM | Exit | FORMFACTOR INC | $0 | – | -22,960 | -100.0% | 0.00% | – |
| Exit | MICRON TECHNOLOGY INCnote 2.375% 5/0 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| FMAT | Exit | FIDELITYmsci matls index | $0 | – | -16,681 | -100.0% | 0.00% | – |
| HITT | Exit | HITTITE MICROWAVE CORP | $0 | – | -2,480 | -100.0% | 0.00% | – |
| SORL | Exit | SORL AUTO PTS INC | $0 | – | -5 | -100.0% | 0.00% | – |
| TOWN | Exit | TOWNEBANK PORTSMOUTH VA | $0 | – | -412 | -100.0% | 0.00% | – |
| AMBA | Exit | AMBARELLA INCcall | $0 | – | -100 | -100.0% | 0.00% | – |
| MTSC | Exit | MTS SYS CORP | $0 | – | -2,589 | -100.0% | 0.00% | – |
| EZPW | Exit | EZCORP INCcl a non vtg | $0 | – | -9,380 | -100.0% | 0.00% | – |
| GPS | Exit | GAP INC DELput | $0 | – | -13,100 | -100.0% | 0.00% | – |
| RVLT | Exit | REVOLUTION LIGHTING TECHNOLO | $0 | – | -800 | -100.0% | 0.00% | – |
| TSRA | Exit | TESSERA TECHNOLOGIES INC | $0 | – | -1,623 | -100.0% | 0.00% | – |
| USMO | Exit | USA MOBILITY INC | $0 | – | -33,848 | -100.0% | 0.00% | – |
| R742SC | Exit | PIMCO ETF TRaustralia bd | $0 | – | -1,406 | -100.0% | 0.00% | – |
| CNOB | Exit | CONNECTONE BANCORP INC | $0 | – | -5,292 | -100.0% | 0.00% | – |
| CGIX | Exit | CANCER GENETICS INC | $0 | – | -49 | -100.0% | 0.00% | – |
| LBIX | Exit | LEADING BRANDS INC | $0 | – | -4,000 | -100.0% | 0.00% | – |
| NIHDQ | Exit | NII HLDGS INCcl b new | $0 | – | -106,378 | -100.0% | 0.00% | – |
| FURX | Exit | FURIEX PHARMACEUTICALS INC | $0 | – | -39 | -100.0% | 0.00% | – |
| SSYS | Exit | STRATASYS LTDput | $0 | – | -100 | -100.0% | 0.00% | – |
| QADB | Exit | QAD INCcl b | $0 | – | -1 | -100.0% | 0.00% | – |
| IGS | Exit | PROSHARES TRsht inv grd cp | $0 | – | -3,812 | -100.0% | 0.00% | – |
| KST | Exit | DWS STRATEGIC INCOME TR | $0 | – | -16,527 | -100.0% | 0.00% | – |
| RCII | Exit | RENT A CTR INC NEW | $0 | – | -100 | -100.0% | 0.00% | – |
| XOOM | Exit | XOOM CORP | $0 | – | -5,926 | -100.0% | 0.00% | – |
| Exit | GARRISON CAP INC | $0 | – | -391 | -100.0% | 0.00% | – | |
| CKEC | Exit | CARMIKE CINEMAS INC | $0 | – | -6,910 | -100.0% | 0.00% | – |
| SIF | Exit | SIFCO INDS INC | $0 | – | -293 | -100.0% | 0.00% | – |
| RHS | Exit | RYDEX ETF TRUSTgug s&p500 ewcon | $0 | – | -510 | -100.0% | 0.00% | – |
| TACT | Exit | TRANSACT TECHNOLOGIES INC | $0 | – | -1,022 | -100.0% | 0.00% | – |
| RICK | Exit | RICKS CABARET INTL INC | $0 | – | -2,500 | -100.0% | 0.00% | – |
| SCAI | Exit | SURGICAL CARE AFFILIATES INC | $0 | – | -27 | -100.0% | 0.00% | – |
| STLY | Exit | STANLEY FURNITURE CO INC | $0 | – | -421 | -100.0% | 0.00% | – |
| ORIT | Exit | ORITANI FINL CORP DEL | $0 | – | -436 | -100.0% | 0.00% | – |
| SBB | Exit | PROSHARES TRshrt smallcap60 | $0 | – | -1,534 | -100.0% | 0.00% | – |
| 0295SC | Exit | AMERICAN SELECT PORTFOLIO IN | $0 | – | -28,651 | -100.0% | 0.00% | – |
| RMTI | Exit | ROCKWELL MED INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| DRLCQ | Exit | DORAL FINL CORP | $0 | – | -574 | -100.0% | 0.00% | – |
| ROYL | Exit | ROYALE ENERGY INC | $0 | – | -186 | -100.0% | 0.00% | – |
| SCBT | Exit | FIRST FINL HLDGS INC NEW | $0 | – | -7,291 | -100.0% | 0.00% | – |
| LEDS | Exit | SEMILEDS CORP | $0 | – | -41 | -100.0% | 0.00% | – |
| CDTI | Exit | CLEAN DIESEL TECHNOLOGIES IN | $0 | – | -36 | -100.0% | 0.00% | – |
| PMD | Exit | PSYCHEMEDICS CORP | $0 | – | -4,000 | -100.0% | 0.00% | – |
| BSF | Exit | BEAR ST FINL INC | $0 | – | -390 | -100.0% | 0.00% | – |
| TISUQ | Exit | ORCHIDS PAPER PRODS CO DEL | $0 | – | -16,200 | -100.0% | 0.00% | – |
| JPW | Exit | NUVEEN FLEXIBLE INVT INCOME | $0 | – | -3,500 | -100.0% | 0.00% | – |
| CRWS | Exit | CROWN CRAFTS INC | $0 | – | -1,581 | -100.0% | 0.00% | – |
| CVLY | Exit | CODORUS VY BANCORP INC | $0 | – | -2 | -100.0% | 0.00% | – |
| EVBS | Exit | EASTERN VA BANKSHARES INC | $0 | – | -76 | -100.0% | 0.00% | – |
| IBCE | Exit | ISHARES TR2023 corp ex etf | $0 | – | -73 | -100.0% | 0.00% | – |
| SCVL | Exit | SHOE CARNIVAL INC | $0 | – | -1,105 | -100.0% | 0.00% | – |
| CHS | Exit | CHICOS FAS INCput | $0 | – | -25,000 | -100.0% | 0.00% | – |
| Exit | MICRON TECHNOLOGY INCnote 1.875% 8/0 | $0 | – | -28,000 | -100.0% | 0.00% | – | |
| EVC | Exit | ENTRAVISION COMMUNICATIONS Ccl a | $0 | – | -15,000 | -100.0% | 0.00% | – |
| ARRY | Exit | ARRAY BIOPHARMA INC | $0 | – | -16,225 | -100.0% | 0.00% | – |
| EZJ | Exit | PROSHARES TRul msci jp etf | $0 | – | -500 | -100.0% | 0.00% | – |
| NEWS | Exit | NEWSTAR FINANCIAL INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| ESXB | Exit | COMMUNITY BANKERS TR CORP | $0 | – | -75 | -100.0% | 0.00% | – |
| UNTD | Exit | UNITED ONLINE INC | $0 | – | -15,300 | -100.0% | 0.00% | – |
| TECD | Exit | TECH DATA CORPput | $0 | – | -8,200 | -100.0% | 0.00% | – |
| RYU | Exit | RYDEX ETF TRUSTgug s&p500eqwtut | $0 | – | -2,318 | -100.0% | 0.00% | – |
| GPORQ | Exit | GULFPORT ENERGY CORPput | $0 | – | -5,400 | -100.0% | 0.00% | – |
| CRI | Exit | CARTER INCcall | $0 | – | -3,700 | -100.0% | 0.00% | – |
| EBSB | Exit | MERIDIAN INTERSTAT BANCORP I | $0 | – | -5,300 | -100.0% | 0.00% | – |
| RAX | Exit | RACKSPACE HOSTING INCcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| HBAN | Exit | HUNTINGTON BANCSHARES INCcall | $0 | – | -41,500 | -100.0% | 0.00% | – |
| HAST | Exit | HASTINGS ENTMT INC | $0 | – | -53,400 | -100.0% | 0.00% | – |
| NOR | Exit | NORANDA ALUM HLDG CORP | $0 | – | -71,900 | -100.0% | 0.00% | – |
| OCRX | Exit | OCERA THERAPEUTICS INC | $0 | – | -2 | -100.0% | 0.00% | – |
| HEIA | Exit | HEICO CORP NEWcl a | $0 | – | -6,687 | -100.0% | 0.00% | – |
| PDO | Exit | PYRAMID OIL CO | $0 | – | -10 | -100.0% | 0.00% | – |
| PXSV | Exit | POWERSHARES ETF TRUSTfnd pur smval pt | $0 | – | -11,455 | -100.0% | 0.00% | – |
| ARX | Exit | AEROFLEX HLDG CORP | $0 | – | -30 | -100.0% | 0.00% | – |
| T102SC | Exit | KITE RLTY GROUP TR | $0 | – | -34,578 | -100.0% | 0.00% | – |
| ACW | Exit | ACCURIDE CORP NEW | $0 | – | -10,900 | -100.0% | 0.00% | – |
| GGTRT | Exit | GABELLI MULTIMEDIA TR INCright 07/18/2014 | $0 | – | -1,656 | -100.0% | 0.00% | – |
| LBF | Exit | DWS GLOBAL HIGH INCOME FD | $0 | – | -4,982 | -100.0% | 0.00% | – |
| TCMCF | Exit | THOMPSON CREEK METALS CO INCunit 99/99/9999 | $0 | – | -1,500 | -100.0% | 0.00% | – |
| DANG | Exit | E-COMMERCE CHINA DANGDANG IN | $0 | – | -2,000 | -100.0% | 0.00% | – |
| IEC | Exit | IEC ELECTRS CORP NEW | $0 | – | -67 | -100.0% | 0.00% | – |
| DGLY | Exit | DIGITAL ALLY INC | $0 | – | -296 | -100.0% | 0.00% | – |
| MXL | Exit | MAXLINEAR INCcl a | $0 | – | -3,300 | -100.0% | 0.00% | – |
| AOA | Exit | ISHARESaggres alloc etf | $0 | – | -500 | -100.0% | 0.00% | – |
| TAYC | Exit | TAYLOR CAP GROUP INC | $0 | – | -1,240 | -100.0% | 0.00% | – |
| UTIW | Exit | UTI WORLDWIDE INCord | $0 | – | -1,589 | -100.0% | 0.00% | – |
| CFFI | Exit | C & F FINL CORP | $0 | – | -26 | -100.0% | 0.00% | – |
| KZ | Exit | KONGZHONG CORPsponsored adr | $0 | – | -166 | -100.0% | 0.00% | – |
| DRII | Exit | DIAMOND RESORTS INTL INC | $0 | – | -31,500 | -100.0% | 0.00% | – |
| KTF | Exit | DWS MUN INCOME TR | $0 | – | -11,894 | -100.0% | 0.00% | – |
| EMITF | Exit | ELBIT IMAGING LTD | $0 | – | -42 | -100.0% | 0.00% | – |
| CACQ | Exit | CAESARS ACQUISITION COcl a | $0 | – | -743 | -100.0% | 0.00% | – |
| ARC | Exit | ARC DOCUMENT SOLUTIONS INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| OHRP | Exit | OHR PHARMACEUTICAL INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| DHG | Exit | DWS HIGH INCOME OPPORT FD IN | $0 | – | -7,126 | -100.0% | 0.00% | – |
| JMT | Exit | NUVEEN MTG OPPTY TERM FD 2 | $0 | – | -74 | -100.0% | 0.00% | – |
| CETV | Exit | CENTRAL EUROPEAN MEDIA ENTRPput | $0 | – | -19,000 | -100.0% | 0.00% | – |
| 1431SC | Exit | EGA EMERGING GLOBAL SHS TR | $0 | – | -6,120 | -100.0% | 0.00% | – |
| WUBA | Exit | 58 COM INCspon adr rep a | $0 | – | -92 | -100.0% | 0.00% | – |
| FORR | Exit | FORRESTER RESH INC | $0 | – | -119 | -100.0% | 0.00% | – |
| ADRU | Exit | BLDRS INDEX FDS TReur 100 adr | $0 | – | -3,050 | -100.0% | 0.00% | – |
| SMLV | Exit | SPDR SER TRruss2000 lovol | $0 | – | -4,831 | -100.0% | 0.00% | – |
| CBSTZ | Exit | CUBIST PHARMACEUTICALS INCright 99/99/9999 | $0 | – | -3,200 | -100.0% | 0.00% | – |
| BSTC | Exit | BIOSPECIFICS TECHNOLOGIES CO | $0 | – | -200 | -100.0% | 0.00% | – |
| CRRC | Exit | COURIER CORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| CDVIQ | Exit | CAL DIVE INTL INC DEL | $0 | – | -5,000 | -100.0% | 0.00% | – |
| EPZM | Exit | EPIZYME INC | $0 | – | -13 | -100.0% | 0.00% | – |
| CHXX | Exit | EGA EMERGING GLOBAL SHS TRegs chin inf etf | $0 | – | -29,409 | -100.0% | 0.00% | – |
| USU | Exit | USEC INC | $0 | – | -40 | -100.0% | 0.00% | – |
| FDUS | Exit | FIDUS INVT CORP | $0 | – | -619 | -100.0% | 0.00% | – |
| ATRC | Exit | ATRICURE INC | $0 | – | -500 | -100.0% | 0.00% | – |
| UNTY | Exit | UNITY BANCORP INC | $0 | – | -6 | -100.0% | 0.00% | – |
| LKFN | Exit | LAKELAND FINL CORP | $0 | – | -1,984 | -100.0% | 0.00% | – |
| NCMI | Exit | NATIONAL CINEMEDIA INC | $0 | – | -5,040 | -100.0% | 0.00% | – |
| FBNK | Exit | FIRST CONN BANCORP INC MD | $0 | – | -49 | -100.0% | 0.00% | – |
| ATNI | Exit | ATLANTIC TELE NETWORK INC | $0 | – | -159 | -100.0% | 0.00% | – |
| Exit | GROUP 1 AUTOMOTIVE INCfrnt 2.250 | $0 | – | -25,000 | -100.0% | 0.00% | – | |
| Exit | STEEL DYNAMICS INCnote 5.125% 6/1 | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| LBMH | Exit | LIBERATOR MEDICAL HLDGS INC | $0 | – | -15,000 | -100.0% | 0.00% | – |
| CSUNY | Exit | CHINA SUNERGY CO LTDsponsored adr ne | $0 | – | -29 | -100.0% | 0.00% | – |
| KCE | Exit | SPDR SERIES TRUSTs&p cap mkts | $0 | – | -10,074 | -100.0% | 0.00% | – |
| AKOB | Exit | EMBOTELLADORA ANDINA S Aspon adr b | $0 | – | -19,700 | -100.0% | 0.00% | – |
| FDIS | Exit | FIDELITYmsci consm dis | $0 | – | -159 | -100.0% | 0.00% | – |
| QUNR | Exit | QUNAR CAYMAN IS LTDspns adr cl b | $0 | – | -247 | -100.0% | 0.00% | – |
| USMD | Exit | USMD HLDGS INC | $0 | – | -148 | -100.0% | 0.00% | – |
| EMI | Exit | EATON VANCE MI MUNI INCOME Tsh ben int | $0 | – | -3,000 | -100.0% | 0.00% | – |
| IVAN | Exit | IVANHOE ENERGY INC | $0 | – | -129,197 | -100.0% | 0.00% | – |
| CAD | Exit | PIMCO ETF TRcda bd idx fd | $0 | – | -110 | -100.0% | 0.00% | – |
| CPF | Exit | CENTRAL PAC FINL CORP | $0 | – | -447 | -100.0% | 0.00% | – |
| JJPFF | Exit | BARCLAYS BANK PLCetn djubs pmet38 | $0 | – | -47 | -100.0% | 0.00% | – |
| PULS | Exit | PULSE ELECTRONICS CORP | $0 | – | -11 | -100.0% | 0.00% | – |
| ALTI | Exit | ALTAIR NANOTECHNOLOGIES INC | $0 | – | -93 | -100.0% | 0.00% | – |
| KMM | Exit | DWS MULTI MKT INCOME TR | $0 | – | -22,938 | -100.0% | 0.00% | – |
| HUSA | Exit | HOUSTON AMERN ENERGY CORP | $0 | – | -76 | -100.0% | 0.00% | – |
| CYTK | Exit | CYTOKINETICS INCcall | $0 | – | -130,000 | -100.0% | 0.00% | – |
| NUGT | Exit | DIREXION SHS ETF TRdaily gold miner | $0 | – | -200 | -100.0% | 0.00% | – |
| ICAYY | Exit | EMPRESAS ICA S A DE CVspons adr new | $0 | – | -17,500 | -100.0% | 0.00% | – |
| Exit | PEABODY ENERGY CORPsdcv 4.750%12/1 | $0 | – | -76,000 | -100.0% | 0.00% | – | |
| ICGE | Exit | ICG GROUP INC | $0 | – | -7 | -100.0% | 0.00% | – |
| XRM | Exit | XERIUM TECHNOLOGIES INC | $0 | – | -2,183 | -100.0% | 0.00% | – |
| FNCL | Exit | FIDELITYmsci finls idx | $0 | – | -2,710 | -100.0% | 0.00% | – |
| EXEL | Exit | EXELIXIS INCput | $0 | – | -44,400 | -100.0% | 0.00% | – |
| PZZA | Exit | PAPA JOHNS INTL INC | $0 | – | -10,581 | -100.0% | 0.00% | – |
| Exit | SALESFORCE COM INCnote 0.750% 1/1 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| GRXRT | Exit | GABELLI HLTHCARE & WELLNESSright 07/08/2014 | $0 | – | -3,298 | -100.0% | 0.00% | – |
| Exit | NUANCE COMMUNICATIONS INCdbcv 2.750 | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| SGGFF | Exit | BARCLAYS BANK PLCetn djubs sgar38 | $0 | – | -51 | -100.0% | 0.00% | – |
| SCHP | Exit | SCHWAB STRATEGIC TRus tips etf | $0 | – | -1,000 | -100.0% | 0.00% | – |
| BCC | Exit | BOISE CASCADE CO DEL | $0 | – | -800 | -100.0% | 0.00% | – |
| Exit | EXTERRAN HLDGS INCnote 4.250% 6/1 | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| NEWL | Exit | NEWLEAD HOLDINGS LTD | $0 | – | -1 | -100.0% | 0.00% | – |
| RSYS | Exit | RADISYS CORP | $0 | – | -835 | -100.0% | 0.00% | – |
| ASTC | Exit | ASTROTECH CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| UNL | Exit | UNITED STS 12 MONTH NAT GASunit ben int | $0 | – | -391 | -100.0% | 0.00% | – |
| GMFS | Exit | SPDR INDEX SHS FDSs&p smlcp asia | $0 | – | -1,860 | -100.0% | 0.00% | – |
| TRCHW | Exit | TEJON RANCH CO*w exp 08/31/201 | $0 | – | -12 | -100.0% | 0.00% | – |
| SGK | Exit | SCHAWK INCcl a | $0 | – | -10,400 | -100.0% | 0.00% | – |
| OXM | Exit | OXFORD INDS INC | $0 | – | -5,449 | -100.0% | 0.00% | – |
| RDA | Exit | RDA MICROELECTRONICS INCsponsored adr | $0 | – | -190 | -100.0% | 0.00% | – |
| Exit | SALIX PHARMACEUTICALS INCnote 2.750% 5/1 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| Exit | ISIS PHARMACEUTICALS INC DELnote 2.750%10/0 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| CVGW | Exit | CALAVO GROWERS INC | $0 | – | -1,434 | -100.0% | 0.00% | – |
| TSRE | Exit | TRADE STR RESIDENTIAL INC | $0 | – | -6,500 | -100.0% | 0.00% | – |
| MONT | Exit | MONTAGE TECHNOLOGY GROUP LTD | $0 | – | -9,142 | -100.0% | 0.00% | – |
| BWP | Exit | BOARDWALK PIPELINE PARTNERSput | $0 | – | -15,000 | -100.0% | 0.00% | – |
| BRN | Exit | BARNWELL INDS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| LIWA | Exit | LIHUA INTL INC | $0 | – | -12,700 | -100.0% | 0.00% | – |
| HAFC | Exit | HANMI FINL CORP | $0 | – | -9,400 | -100.0% | 0.00% | – |
| MNTG | Exit | MTR GAMING GROUP INC | $0 | – | -2,125 | -100.0% | 0.00% | – |
| PXQ | Exit | POWERSHARES ETF TRUSTdyn netwkg prt | $0 | – | -31 | -100.0% | 0.00% | – |
| IBDD | Exit | ISHARES TR2023 cp tm etf | $0 | – | -85 | -100.0% | 0.00% | – |
| CODE | Exit | SPANSION INC | $0 | – | -15,059 | -100.0% | 0.00% | – |
| LITB | Exit | LIGHTINTHEBOX HLDG CO LTDsponsored adr | $0 | – | -28 | -100.0% | 0.00% | – |
| AE | Exit | ADAMS RES & ENERGY INC | $0 | – | -465 | -100.0% | 0.00% | – |
| IMUC | Exit | IMMUNOCELLULAR THERAPEUTICS | $0 | – | -500 | -100.0% | 0.00% | – |
| NHS | Exit | NEUBERGER BERMAN HGH YLD FD | $0 | – | -301 | -100.0% | 0.00% | – |
| Exit | COINSTAR INCnote 4.000% 9/0 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| BCRX | Exit | BIOCRYST PHARMACEUTICALS | $0 | – | -3,500 | -100.0% | 0.00% | – |
| AMSG | Exit | AMSURG CORP | $0 | – | -4,758 | -100.0% | 0.00% | – |
| KROO | Exit | INDEXIQ ETF TRaust sm cp etf | $0 | – | -6,931 | -100.0% | 0.00% | – |
| SAAS | Exit | INCONTACT INC | $0 | – | -200 | -100.0% | 0.00% | – |
| FNF | Exit | FIDELITY NATIONAL FINANCIALcl a | $0 | – | -15,572 | -100.0% | 0.00% | – |
| CYD | Exit | CHINA YUCHAI INTL LTD | $0 | – | -50 | -100.0% | 0.00% | – |
| Exit | EQUINIX INCnote 3.000%10/ | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| CWHPRD | Exit | COMMONWEALTH REIT6.50% pfd cum co | $0 | – | -4,000 | -100.0% | 0.00% | – |
| Exit | OMNICOM GROUP INCnote 7/3 | $0 | – | -200,000 | -100.0% | 0.00% | – | |
| CHDN | Exit | CHURCHILL DOWNS INC | $0 | – | -2,320 | -100.0% | 0.00% | – |
| Exit | EVRYWARE GLOBAL INC | $0 | – | -58 | -100.0% | 0.00% | – | |
| Exit | LIVE NATION ENTERTAINMENT INnote 2.875 | $0 | – | -35,000 | -100.0% | 0.00% | – | |
| TELK | Exit | TELIK INC | $0 | – | -18 | -100.0% | 0.00% | – |
| EMDD | Exit | EGA EMERGING GLOBAL SHS TRegshare em dom | $0 | – | -92 | -100.0% | 0.00% | – |
| MNRK | Exit | MONARCH FINANCIAL HOLDINGS I | $0 | – | -2 | -100.0% | 0.00% | – |
| WHF | Exit | WHITEHORSE FIN INC | $0 | – | -68 | -100.0% | 0.00% | – |
| FORD | Exit | FORWARD INDS INC N Y | $0 | – | -124 | -100.0% | 0.00% | – |
| BSP | Exit | AMERN STRATEGIC INCOME PTFL | $0 | – | -30,141 | -100.0% | 0.00% | – |
| FXS | Exit | CURRENCYSHARES SWEDISH KRONAswedish krona | $0 | – | -200 | -100.0% | 0.00% | – |
| GERJ | Exit | MARKET VECTORS ETF TRgermany sm cap | $0 | – | -7,015 | -100.0% | 0.00% | – |
| OPOF | Exit | OLD POINT FINL CORP | $0 | – | -6 | -100.0% | 0.00% | – |
| TTM | Exit | TATA MTRS LTDcall | $0 | – | -17,000 | -100.0% | 0.00% | – |
| LQ | Exit | LA QUINTA HLDGS INC | $0 | – | -300 | -100.0% | 0.00% | – |
| EPIQ | Exit | EPIQ SYS INC | $0 | – | -4,943 | -100.0% | 0.00% | – |
| DBRT | Exit | DEUTSCHE BK AGright 06/24/2014 | $0 | – | -120,395 | -100.0% | 0.00% | – |
| TGC | Exit | TENGASCO INC | $0 | – | -325 | -100.0% | 0.00% | – |
| UNTKQ | Exit | UNITEK GLOBAL SVCS INC | $0 | – | -164 | -100.0% | 0.00% | – |
| ESBF | Exit | ESB FINL CORP | $0 | – | -12,000 | -100.0% | 0.00% | – |
| XXIA | Exit | IXIA | $0 | – | -200 | -100.0% | 0.00% | – |
| JDD | Exit | NUVEEN DIVERSIFIED DIV INCM | $0 | – | -4,341 | -100.0% | 0.00% | – |
| NETE | Exit | NET ELEMENT INC | $0 | – | -264 | -100.0% | 0.00% | – |
| ESCA | Exit | ESCALADE INC | $0 | – | -3,091 | -100.0% | 0.00% | – |
| CHRM | Exit | CHARM COMMUNICATIONS INC | $0 | – | -23 | -100.0% | 0.00% | – |
| EFII | Exit | ELECTRONICS FOR IMAGING INC | $0 | – | -1,190 | -100.0% | 0.00% | – |
| TIGR | Exit | TIGERLOGIC CORPORATION | $0 | – | -189 | -100.0% | 0.00% | – |
| EXPE | Exit | EXPEDIA INC DELput | $0 | – | -7,500 | -100.0% | 0.00% | – |
| OPEN | Exit | OPENTABLE INC | $0 | – | -1,414 | -100.0% | 0.00% | – |
| YINN | Exit | DIREXION SHS ETF TRdl ftse bll 3x | $0 | – | -1,750 | -100.0% | 0.00% | – |
| KIORQ | Exit | KIOR INCcl a | $0 | – | -81,788 | -100.0% | 0.00% | – |
| KIRK | Exit | KIRKLANDS INC | $0 | – | -2,800 | -100.0% | 0.00% | – |
| CN | Exit | DBX ETF TRall china eqt | $0 | – | -12,599 | -100.0% | 0.00% | – |
| NBHC | Exit | NATIONAL BK HLDGS CORPcl a | $0 | – | -37 | -100.0% | 0.00% | – |
| SPBC | Exit | SP BANCORP INC | $0 | – | -2,500 | -100.0% | 0.00% | – |
| KIPS | Exit | KIPS BAY MED INC | $0 | – | -19 | -100.0% | 0.00% | – |
| AGQ | Exit | PROSHARES TR IIultra silver new | $0 | – | -400 | -100.0% | 0.00% | – |
| EQU | Exit | EQUAL ENERGY LTD | $0 | – | -766 | -100.0% | 0.00% | – |
| CGG | Exit | CGGsponsored adr | $0 | – | -1,500 | -100.0% | 0.00% | – |
| PCG | Exit | PG&E CORPcall | $0 | – | -200 | -100.0% | 0.00% | – |
| OEH | Exit | ORIENT-EXPRESS HOTELS LTDcl a | $0 | – | -6,550 | -100.0% | 0.00% | – |
| HDGE | Exit | ADVISORSHARES TRranger equity be | $0 | – | -1,000 | -100.0% | 0.00% | – |
| LNKD | Exit | LINKEDIN CORPcall | $0 | – | -100 | -100.0% | 0.00% | – |
| MHGVY | Exit | MARINE HARVEST ASAsponsored adr | $0 | – | -500 | -100.0% | 0.00% | – |
| KNOW | Exit | DIREXION SHS ETF TRall cp insider | $0 | – | -160 | -100.0% | 0.00% | – |
| GSV | Exit | GOLD STD VENTURES CORP | $0 | – | -3,420 | -100.0% | 0.00% | – |
| NILE | Exit | BLUE NILE INC | $0 | – | -4,559 | -100.0% | 0.00% | – |
| NED | Exit | NOAH ED HLDGS LTDadr | $0 | – | -40 | -100.0% | 0.00% | – |
| RLGT | Exit | RADIANT LOGISTICS INC | $0 | – | -1,500 | -100.0% | 0.00% | – |
| CYOU | Exit | CHANGYOU COM LTDads rep cl a | $0 | – | -81 | -100.0% | 0.00% | – |
| CIT | Exit | CIT GROUP INCput | $0 | – | -15,000 | -100.0% | 0.00% | – |
| WSTG | Exit | WAYSIDE TECHNOLOGY GROUP INC | $0 | – | -108 | -100.0% | 0.00% | – |
| SIFY | Exit | SIFY TECHNOLOGIES LIMITEDsponsored adr | $0 | – | -84 | -100.0% | 0.00% | – |
| TST | Exit | THESTREET INC | $0 | – | -177 | -100.0% | 0.00% | – |
| CPRT | Exit | COPART INCput | $0 | – | -11,000 | -100.0% | 0.00% | – |
| WSHLY | Exit | WSP HOLDINGS LIMITEDadr new | $0 | – | -14 | -100.0% | 0.00% | – |
| CUBI | Exit | CUSTOMERS BANCORP INC | $0 | – | -4,742 | -100.0% | 0.00% | – |
| ONFC | Exit | ONEIDA FINL CORP MD | $0 | – | -4 | -100.0% | 0.00% | – |
| GA | Exit | GIANT INTERACTIVE GROUP INCadr | $0 | – | -11,088 | -100.0% | 0.00% | – |
| OXBT | Exit | OXYGEN BIOTHERAPEUTICS INC | $0 | – | -809 | -100.0% | 0.00% | – |
| PRISY | Exit | PROMOTORA DE INFORMACIONES S | $0 | – | -2,000 | -100.0% | 0.00% | – |
| HSTM | Exit | HEALTHSTREAM INC | $0 | – | -977 | -100.0% | 0.00% | – |
| AIQ | Exit | ALLIANCE HEALTHCARE SRVCS IN | $0 | – | -320 | -100.0% | 0.00% | – |
| DRAD | Exit | DIGIRAD CORP | $0 | – | -91 | -100.0% | 0.00% | – |
| MEA | Exit | METALICO INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| VSB | Exit | VANTAGESOUTH BANCSHARES INC | $0 | – | -600 | -100.0% | 0.00% | – |
| IBCP | Exit | INDEPENDENT BANK CORP MICH | $0 | – | -2,539 | -100.0% | 0.00% | – |
| XMLV | Exit | POWERSHARES ETF TR IIs&p400 lovl pt | $0 | – | -1,386 | -100.0% | 0.00% | – |
| AMAP | Exit | AUTONAVI HLDGS LTDsponsored adr | $0 | – | -26 | -100.0% | 0.00% | – |
| IRM | Exit | IRON MTN INCput | $0 | – | -11,000 | -100.0% | 0.00% | – |
| LOV | Exit | SPARK NETWORKS INC | $0 | – | -229 | -100.0% | 0.00% | – |
| NX | Exit | QUANEX BUILDING PRODUCTS COR | $0 | – | -11,053 | -100.0% | 0.00% | – |
| CRF | Exit | CORNERSTONE TOTAL RTRN FD IN | $0 | – | -3,656 | -100.0% | 0.00% | – |
| FIO | Exit | FUSION-IO INC | $0 | – | -10,082 | -100.0% | 0.00% | – |
| SCM | Exit | STELLUS CAP INVT CORP | $0 | – | -2,609 | -100.0% | 0.00% | – |
| INVE | Exit | IDENTIV INC | $0 | – | -8 | -100.0% | 0.00% | – |
| SNBC | Exit | SUN BANCORP INC | $0 | – | -29,200 | -100.0% | 0.00% | – |
| PCQ | Exit | PIMCO CA MUNICIPAL INCOME FD | $0 | – | -1,000 | -100.0% | 0.00% | – |
| HILL | Exit | DOT HILL SYS CORP | $0 | – | -800 | -100.0% | 0.00% | – |
| APT | Exit | ALPHA PRO TECH LTD | $0 | – | -2,000 | -100.0% | 0.00% | – |
| TAL | Exit | TAL INTL GROUP INCcall | $0 | – | -400 | -100.0% | 0.00% | – |
| Exit | REGIS CORP MINNnote 5.000% 7/1 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| QQQE | Exit | DIREXION SHS ETF TRnas100 eql wgt | $0 | – | -175 | -100.0% | 0.00% | – |
| LEI | Exit | LUCAS ENERGY INC | $0 | – | -131 | -100.0% | 0.00% | – |
| EIGI | Exit | ENDURANCE INTL GROUP HLDGS I | $0 | – | -1,000 | -100.0% | 0.00% | – |
| VALU | Exit | VALUE LINE INC | $0 | – | -1 | -100.0% | 0.00% | – |
| LXFR | Exit | LUXFER HLDGS PLCsponsored adr | $0 | – | -71 | -100.0% | 0.00% | – |
| CHDX | Exit | CHINDEX INTERNATIONAL INC | $0 | – | -150 | -100.0% | 0.00% | – |
| GRHHQ | Exit | GREENHUNTER RES INC | $0 | – | -299 | -100.0% | 0.00% | – |
| TRCB | Exit | TWO RIV BANCORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| BZC | Exit | BREEZE EASTERN CORP | $0 | – | -17,015 | -100.0% | 0.00% | – |
| HSA | Exit | HELIOS STRATEGIC INCOME FD I | $0 | – | -56 | -100.0% | 0.00% | – |
| 8107SC | Exit | AMERICAN STRATEGIC INCM PTFL | $0 | – | -2,200 | -100.0% | 0.00% | – |
| CVCY | Exit | CENTRAL VALLEY CMNTY BANCORP | $0 | – | -7 | -100.0% | 0.00% | – |
| IDIX | Exit | IDENIX PHARMACEUTICALS INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| GPS | Exit | GAP INC DELcall | $0 | – | -13,100 | -100.0% | 0.00% | – |
| DATE | Exit | JIAYUAN COM INTL LTDsponsored adr | $0 | – | -41 | -100.0% | 0.00% | – |
| AGEN | Exit | AGENUS INCcall | $0 | – | -6,900 | -100.0% | 0.00% | – |
| T101SC | Exit | AMERICAN STRATEGIC INCOME II | $0 | – | -1,352 | -100.0% | 0.00% | – |
| DOC | Exit | PHYSICIANS RLTY TR | $0 | – | -700 | -100.0% | 0.00% | – |
| 3606SC | Exit | COMMONWEALTH REITcv pfd-e 7.25% | $0 | – | -5,450 | -100.0% | 0.00% | – |
| CLGX | Exit | CORELOGIC INC | $0 | – | -11,751 | -100.0% | 0.00% | – |
| SCON | Exit | SUPERCONDUCTOR TECHNOLOGIES | $0 | – | -7 | -100.0% | 0.00% | – |
| AMBTQ | Exit | AMBIENT CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| TXI | Exit | TEXAS INDS INC | $0 | – | -11 | -100.0% | 0.00% | – |
| LACO | Exit | LAKES ENTMNT INC | $0 | – | -6,000 | -100.0% | 0.00% | – |
| ENG | Exit | ENGLOBAL CORP | $0 | – | -18 | -100.0% | 0.00% | – |
| GLMD | Exit | GALMED PHARMACEUTICALS LTD | $0 | – | -61 | -100.0% | 0.00% | – |
| PRXI | Exit | PREMIER EXIBITIONS INC | $0 | – | -91 | -100.0% | 0.00% | – |
| NIB | Exit | BARCLAYS BANK PLCetn djubscoco 38 | $0 | – | -450 | -100.0% | 0.00% | – |
| SYMC | Exit | SYMANTEC CORPcall | $0 | – | -13,600 | -100.0% | 0.00% | – |
| YONG | Exit | YONGYE INTL INC | $0 | – | -10,000 | -100.0% | 0.00% | – |
| BABZ | Exit | PIMCO ETF TRbld amer bd fd | $0 | – | -3,481 | -100.0% | 0.00% | – |
| VIDE | Exit | VIDEO DISPLAY CORP | $0 | – | -101 | -100.0% | 0.00% | – |
| FSLR | Exit | FIRST SOLAR INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| CTRN | Exit | CITI TRENDS INC | $0 | – | -8,561 | -100.0% | 0.00% | – |
| HBANP | Exit | HUNTINGTON BANCSHARES INCpfd conv ser a | $0 | – | -3 | -100.0% | 0.00% | – |
| LLTC | Exit | LINEAR TECHNOLOGY CORPput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| TWN | Exit | TAIWAN FD INC | $0 | – | -357 | -100.0% | 0.00% | – |
| EXAM | Exit | EXAMWORKS GROUP INC | $0 | – | -2,913 | -100.0% | 0.00% | – |
| NSTG | Exit | NANOSTRING TECHNOLOGIES INC | $0 | – | -1,500 | -100.0% | 0.00% | – |
| DNL | Exit | WISDOMTREE TRglb ex ud dvd gr | $0 | – | -8,560 | -100.0% | 0.00% | – |
| EGO | Exit | ELDORADO GOLD CORP NEWcall | $0 | – | -40,000 | -100.0% | 0.00% | – |
| KING | Exit | KING DIGITAL ENTMT PLCput | $0 | – | -12,200 | -100.0% | 0.00% | – |
| 9362SC | Exit | ISHARES14 amt-free etf | $0 | – | -17,146 | -100.0% | -0.00% | – |
| SIRI | Exit | SIRIUS XM HLDGS INCput | $0 | – | -250,000 | -100.0% | -0.00% | – |
| CETV | Exit | CENTRAL EUROPEAN MEDIA ENTRPcl a new | $0 | – | -284,000 | -100.0% | -0.00% | – |
| Exit | PRICELINE GRP INCnote 1.250% 3/1 | $0 | – | -220,000 | -100.0% | -0.00% | – | |
| GFA | Exit | GAFISA S Aspons adr | $0 | – | -353,103 | -100.0% | -0.00% | – |
| GNMA | Exit | ISHARES TRgnma bond etf | $0 | – | -19,521 | -100.0% | -0.00% | – |
| IQDF | Exit | FLEXSHARES TRintl qltdv idx | $0 | – | -47,437 | -100.0% | -0.00% | – |
| 3101SC | Exit | COMMONWEALTH REIT | $0 | – | -50,603 | -100.0% | -0.00% | – |
| TFSL | Exit | TFS FINL CORP | $0 | – | -83,436 | -100.0% | -0.00% | – |
| BEAV | Exit | B/E AEROSPACE INCput | $0 | – | -23,100 | -100.0% | -0.00% | – |
| ALB | Exit | ALBEMARLE CORPcall | $0 | – | -11,700 | -100.0% | -0.00% | – |
| WM | Exit | WASTE MGMT INC DELput | $0 | – | -40,000 | -100.0% | -0.00% | – |
| IQDE | Exit | FLEXSHARES TRintl qltdv def | $0 | – | -33,039 | -100.0% | -0.00% | – |
| BWP | Exit | BOARDWALK PIPELINE PARTNERScall | $0 | – | -83,000 | -100.0% | -0.00% | – |
| NRF | Exit | NORTHSTAR RLTY FIN CORP | $0 | – | -49,780 | -100.0% | -0.00% | – |
| KING | Exit | KING DIGITAL ENTMT PLCcall | $0 | – | -82,400 | -100.0% | -0.00% | – |
| TAM | Exit | TAMINCO CORP | $0 | – | -49,586 | -100.0% | -0.00% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTLput | $0 | – | -7,500 | -100.0% | -0.00% | – |
| WMCR | Exit | CLAYMORE EXCHANGE TRD FD TRwilshire mcro cp | $0 | – | -50,502 | -100.0% | -0.00% | – |
| GLW | Exit | CORNING INCput | $0 | – | -62,700 | -100.0% | -0.00% | – |
| TWX | Exit | TIME WARNER INCcall | $0 | – | -23,400 | -100.0% | -0.00% | – |
| FISH | Exit | MARLIN MIDSTREAM PARTNERS LP | $0 | – | -69,610 | -100.0% | -0.00% | – |
| GYLD | Exit | NORTHERN LTS ETF TRarrow dj globl | $0 | – | -29,314 | -100.0% | -0.00% | – |
| APL | Exit | ATLAS PIPELINE PARTNERS LPput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| MTW | Exit | MANITOWOC INCcall | $0 | – | -45,500 | -100.0% | -0.00% | – |
| SPTS | Exit | SPDR SER TRshrt trsry etf | $0 | – | -55,086 | -100.0% | -0.00% | – |
| SO | Exit | SOUTHERN COput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| FNDA | Exit | SCHWAB STRATEGIC TRschwab fdt us sc | $0 | – | -39,250 | -100.0% | -0.00% | – |
| TRN | Exit | TRINITY INDS INCput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| FNDX | Exit | SCHWAB STRATEGIC TRschwab fdt us lg | $0 | – | -74,863 | -100.0% | -0.00% | – |
| FIO | Exit | FUSION-IO INCcall | $0 | – | -70,000 | -100.0% | -0.00% | – |
| SLB | Exit | SCHLUMBERGER LTDcall | $0 | – | -10,100 | -100.0% | -0.00% | – |
| Exit | MERRIMACK PHARMACEUTICALS INnote 4.500% 7/1 | $0 | – | -1,500,000 | -100.0% | -0.00% | – | |
| UTEK | Exit | ULTRATECH INCcall | $0 | – | -92,400 | -100.0% | -0.00% | – |
| MNA | Exit | INDEXIQ ETF TRiq mrgr arb etf | $0 | – | -26,680 | -100.0% | -0.00% | – |
| CMG | Exit | CHIPOTLE MEXICAN GRILL INCcall | $0 | – | -1,800 | -100.0% | -0.00% | – |
| TWTR | Exit | TWITTER INCput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| HUN | Exit | HUNTSMAN CORPcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
| ITMN | Exit | INTERMUNE INC | $0 | – | -21,750 | -100.0% | -0.00% | – |
| PTX | Exit | PERNIX THERAPEUTICS HLDGS IN | $0 | – | -89,713 | -100.0% | -0.00% | – |
| Exit | TTM TECHNOLOGIES INCnote 1.750%12/1 | $0 | – | -1,575,000 | -100.0% | -0.00% | – | |
| KBH | Exit | KB HOMEcall | $0 | – | -75,300 | -100.0% | -0.00% | – |
| TRN | Exit | TRINITY INDS INCcall | $0 | – | -24,200 | -100.0% | -0.00% | – |
| THRX | Exit | THERAVANCE INCcall | $0 | – | -35,500 | -100.0% | -0.00% | – |
| RGEN | Exit | REPLIGEN CORPput | $0 | – | -70,000 | -100.0% | -0.00% | – |
| HZNP | Exit | HORIZON PHARMA INC | $0 | – | -98,613 | -100.0% | -0.00% | – |
| STLD | Exit | STEEL DYNAMICS INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| UTXPRA | Exit | UNITED TECHNOLOGIES CORPunit 99/99/9999 | $0 | – | -25,000 | -100.0% | -0.00% | – |
| PDS | Exit | PRECISION DRILLING CORPcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| ADM | Exit | ARCHER DANIELS MIDLAND COcall | $0 | – | -41,300 | -100.0% | -0.00% | – |
| TDTT | Exit | FLEXSHARES TRiboxx 3r targt | $0 | – | -79,202 | -100.0% | -0.00% | – |
| MBFI | Exit | MB FINANCIAL INC NEW | $0 | – | -30,762 | -100.0% | -0.00% | – |
| CMG | Exit | CHIPOTLE MEXICAN GRILL INCput | $0 | – | -1,800 | -100.0% | -0.00% | – |
| LPX | Exit | LOUISIANA PAC CORPcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| LBTYK | Exit | LIBERTY GLOBAL PLCcall | $0 | – | -80,000 | -100.0% | -0.00% | – |
| Exit | TESLA MTRS INCnote 1.500% 6/0 | $0 | – | -1,598,000 | -100.0% | -0.00% | – | |
| SLAB | Exit | SILICON LABORATORIES INC | $0 | – | -70,000 | -100.0% | -0.00% | – |
| MNKKQ | Exit | MALLINCKRODT PUB LTD COcall | $0 | – | -36,700 | -100.0% | -0.00% | – |
| LNG | Exit | CHENIERE ENERGY INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| SSYS | Exit | STRATASYS LTDcall | $0 | – | -24,600 | -100.0% | -0.00% | – |
| STN | Exit | STANTEC INCcall | $0 | – | -40,000 | -100.0% | -0.00% | – |
| HSH | Exit | HILLSHIRE BRANDS COput | $0 | – | -40,000 | -100.0% | -0.00% | – |
| Exit | LEAP WIRELESS INTL INCnote 4.500% 7/1 | $0 | – | -3,672,000 | -100.0% | -0.00% | – | |
| HD | Exit | HOME DEPOT INCcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| ETP | Exit | ENERGY TRANSFER PRTNRS L Pput | $0 | – | -52,000 | -100.0% | -0.00% | – |
| CBOE | Exit | CBOE HLDGS INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| KBH | Exit | KB HOMEput | $0 | – | -170,000 | -100.0% | -0.00% | – |
| NDZ | Exit | NORDION INC | $0 | – | -191,666 | -100.0% | -0.00% | – |
| MGA | Exit | MAGNA INTL INCcall | $0 | – | -31,800 | -100.0% | -0.00% | – |
| TMF | Exit | DIREXION SHS ETF TR20yr tres bull | $0 | – | -48,149 | -100.0% | -0.00% | – |
| GPORQ | Exit | GULFPORT ENERGY CORPcall | $0 | – | -39,700 | -100.0% | -0.00% | – |
| FLR | Exit | FLUOR CORP NEWcall | $0 | – | -35,000 | -100.0% | -0.00% | – |
| GRA | Exit | GRACE W R & CO DEL NEWcall | $0 | – | -26,300 | -100.0% | -0.00% | – |
| VIAB | Exit | VIACOM INC NEWcall | $0 | – | -47,800 | -100.0% | -0.00% | – |
| FRX | Exit | FOREST LABS INCcall | $0 | – | -45,100 | -100.0% | -0.00% | – |
| JNPR | Exit | JUNIPER NETWORKS INCcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| FDX | Exit | FEDEX CORPcall | $0 | – | -25,000 | -100.0% | -0.00% | – |
| EBAY | Exit | EBAY INCcall | $0 | – | -98,600 | -100.0% | -0.00% | – |
| PSCC | Exit | POWERSHARES ETF TR IIs&p smcp consu | $0 | – | -96,953 | -100.0% | -0.00% | – |
| TECD | Exit | TECH DATA CORPcall | $0 | – | -80,000 | -100.0% | -0.00% | – |
| BHP | Exit | BHP BILLITON LTDcall | $0 | – | -75,000 | -100.0% | -0.00% | – |
| JNPR | Exit | JUNIPER NETWORKS INCput | $0 | – | -200,000 | -100.0% | -0.00% | – |
| FDX | Exit | FEDEX CORPput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| FRX | Exit | FOREST LABS INC | $0 | – | -39,463 | -100.0% | -0.00% | – |
| QCOR | Exit | QUESTCOR PHARMACEUTICALS INC | $0 | – | -67,246 | -100.0% | -0.00% | – |
| NCT | Exit | NEWCASTLE INVT CORP | $0 | – | -1,221,702 | -100.0% | -0.00% | – |
| PDH | Exit | PETROLOGISTICS LPunit ltd pth int | $0 | – | -410,200 | -100.0% | -0.00% | – |
| BBBY | Exit | BED BATH & BEYOND INCcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| CTXS | Exit | CITRIX SYS INCcall | $0 | – | -104,900 | -100.0% | -0.00% | – |
| GOLD | Exit | RANDGOLD RES LTDcall | $0 | – | -70,500 | -100.0% | -0.00% | – |
| AGU | Exit | AGRIUM INCcall | $0 | – | -70,000 | -100.0% | -0.00% | – |
| Exit | RADIAN GROUP INCnote 2.250% 3/0 | $0 | – | -3,500,000 | -100.0% | -0.00% | – | |
| NS | Exit | NUSTAR ENERGY LPcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| TMUS | Exit | T-MOBILE US INCcall | $0 | – | -191,900 | -100.0% | -0.00% | – |
| BRCM | Exit | BROADCOM CORPcall | $0 | – | -196,700 | -100.0% | -0.01% | – |
| EMN | Exit | EASTMAN CHEM COcall | $0 | – | -85,000 | -100.0% | -0.01% | – |
| MBT | Exit | MOBILE TELESYSTEMS OJSCput | $0 | – | -355,200 | -100.0% | -0.01% | – |
| RIO | Exit | RIO TINTO PLCcall | $0 | – | -175,800 | -100.0% | -0.01% | – |
| Exit | NEWMONT MINING CORPnote 1.250 | $0 | – | -9,125,000 | -100.0% | -0.01% | – | |
| CVA | Exit | COVANTA HLDG CORPcall | $0 | – | -500,000 | -100.0% | -0.01% | – |
| Exit | GOLDCORP INC NEWnote 2.000% 8/0 | $0 | – | -10,500,000 | -100.0% | -0.01% | – | |
| RGLD | Exit | ROYAL GOLD INCput | $0 | – | -139,600 | -100.0% | -0.01% | – |
| PSX | Exit | PHILLIPS 66call | $0 | – | -125,000 | -100.0% | -0.01% | – |
| Exit | PHH CORPnote 4.000% 9/0 | $0 | – | -11,925,000 | -100.0% | -0.01% | – | |
| 6699SC | Exit | ISHARESmsci uk etf | $0 | – | -666,603 | -100.0% | -0.01% | – |
| CAR | Exit | AVIS BUDGET GROUPput | $0 | – | -234,000 | -100.0% | -0.01% | – |
| TPH | Exit | TRI POINTE HOMES INCput | $0 | – | -850,000 | -100.0% | -0.01% | – |
| CBS | Exit | CBS CORP NEWcall | $0 | – | -204,700 | -100.0% | -0.01% | – |
| Exit | MOLINA HEALTHCARE INCnote 3.750%10/0 | $0 | – | -10,195,000 | -100.0% | -0.01% | – | |
| CVX | Exit | CHEVRON CORP NEWcall | $0 | – | -125,000 | -100.0% | -0.01% | – |
| Exit | PHH CORPnote 6.000% 6/1 | $0 | – | -10,000,000 | -100.0% | -0.01% | – | |
| MCRS | Exit | MICROS SYS INC | $0 | – | -284,496 | -100.0% | -0.01% | – |
| HSH | Exit | HILLSHIRE BRANDS CO | $0 | – | -308,990 | -100.0% | -0.01% | – |
| 3106SC | Exit | SUSSER HLDGS CORP | $0 | – | -264,086 | -100.0% | -0.01% | – |
| HTZ | Exit | HERTZ GLOBAL HOLDINGS INCcall | $0 | – | -777,500 | -100.0% | -0.02% | – |
| EWY | Exit | ISHARESput | $0 | – | -330,000 | -100.0% | -0.02% | – |
| DFZ | Exit | BARRY R G CORP OHIO | $0 | – | -1,216,687 | -100.0% | -0.02% | – |
| DXJ | Exit | WISDOMTREE TRcall | $0 | – | -566,800 | -100.0% | -0.02% | – |
| Exit | CONCUR TECHNOLOGIES INCnote 0.500% 6/ | $0 | – | -27,478,000 | -100.0% | -0.02% | – | |
| UNS | Exit | UNS ENERGY CORP | $0 | – | -526,759 | -100.0% | -0.02% | – |
| WY | Exit | WEYERHAEUSER COput | $0 | – | -1,525,000 | -100.0% | -0.03% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- RBC Global Asset Management Inc. #1
- RBC Capital Markets Arbitrage S.A. #2
- RBC Capital Markets, LLC #3
- RBC Global Asset Management (U.S.) #4
- RBC Dominion Securities Inc. #5
- BlueBay Asset Management LLP #6
- RBC Phillips, Hager & North Investment Counsel Inc. #7
- RBC Private Counsel (USA) Inc. #8
- ROYAL TRUST CORP OF CANADA/ #9
- ROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD #10
- RBC TRUSTEES (C.I.) LTD #11
- Royal Bank of Canada (Suisse) SA #12
- RBC cees Trustee LTD #13
- RBC Trust Co (International) Ltd #14
- RBC Trust Co (Delaware) Ltd #15
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TORONTO DOMINION BK ONT | 42 | Q3 2023 | 5.6% |
| BANK N S HALIFAX | 42 | Q3 2023 | 4.4% |
| ROYAL BK CDA SUSTAINABL | 42 | Q3 2023 | 3.3% |
| BANK MONTREAL QUE | 42 | Q3 2023 | 2.8% |
| ENBRIDGE INC | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| BCE INC | 42 | Q3 2023 | 2.0% |
| CANADIAN NATL RY CO | 42 | Q3 2023 | 2.0% |
| CDN IMPERIAL BK OF COMMERCE | 42 | Q3 2023 | 2.2% |
View ROYAL BANK OF CANADA's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Mortgage TrustSold out | December 10, 2020 | 0 | 0.0% |
| RMR Mortgage Trust | October 09, 2020 | 1 | 1.6% |
| RMR Real Estate Income Fund | July 09, 2020 | 7 | 14.9% |
| RMR Real Estate Income Fund | April 10, 2020 | 12 | 13.2% |
| RMR Real Estate Income Fund | November 12, 2019 | 1 | 3.7% |
| Invesco Pennsylvania Value Municipal Income TrustSold out | June 03, 2019 | 0 | 0.0% |
| Invesco Trust for Investment Grade New York MunicipalsSold out | June 03, 2019 | 0 | 0.0% |
| EATON VANCE SENIOR INCOME TRUST | February 14, 2019 | 63 | 8.4% |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
| EATON VANCE MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
View ROYAL BANK OF CANADA's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
View ROYAL BANK OF CANADA's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.