$141 Billion is the total value of ROYAL BANK OF CANADA's 17361 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 4.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UNITED RENTALS INCnote 4.000%11/1 | $83,481,000 | +33.3% | 11,974,000 | 0.0% | 0.06% | +22.9% | ||
| GILEAD SCIENCES INCnote 1.625% 5/0 | $74,676,000 | +19.1% | 22,642,000 | 0.0% | 0.05% | +10.4% | ||
| RPTP | RAPTOR PHARMACEUTICAL CORP | $38,690,000 | -12.7% | 2,971,616 | 0.0% | 0.03% | -20.6% | |
| TBT | PROSHARES TRput | $34,363,000 | +5.2% | 433,875 | 0.0% | 0.02% | -4.0% | |
| DIS | DISNEY WALT COput | $30,040,000 | +18.5% | 393,200 | 0.0% | 0.02% | +10.5% | |
| TXN | TEXAS INSTRS INCput | $28,542,000 | +9.0% | 650,000 | 0.0% | 0.02% | 0.0% | |
| RSX | MARKET VECTORS ETF TRput | $26,858,000 | +2.4% | 930,300 | 0.0% | 0.02% | -5.0% | |
| ALLIANCE DATA SYSTEMS CORPnote 4.750% 5/1 | $26,803,000 | +22.0% | 4,943,000 | 0.0% | 0.02% | +11.8% | ||
| BACPRL | BANK OF AMERICA CORPORATION7.25%cnv pfd l | $26,834,000 | -1.8% | 25,291 | 0.0% | 0.02% | -9.5% | |
| LMT | LOCKHEED MARTIN CORPput | $25,242,000 | +16.5% | 169,800 | 0.0% | 0.02% | +5.9% | |
| UPS | UNITED PARCEL SERVICE INCput | $24,168,000 | +15.0% | 230,000 | 0.0% | 0.02% | +6.2% | |
| LM | LEGG MASON INCput | $22,931,000 | +30.0% | 527,400 | 0.0% | 0.02% | +14.3% | |
| MICROCHIP TECHNOLOGY INCsdcv 2.125 | $21,695,000 | +10.8% | 12,500,000 | 0.0% | 0.02% | 0.0% | ||
| INFY | INFOSYS LTDput | $19,923,000 | +17.6% | 352,000 | 0.0% | 0.01% | +7.7% | |
| MT | ARCELORMITTAL SA LUXEMBOURGcall | $17,781,000 | +30.5% | 996,700 | 0.0% | 0.01% | +30.0% | |
| LIBERTY MEDIA CORPdeb 3.750% 2/1 | $18,878,000 | -1.5% | 32,133,000 | 0.0% | 0.01% | -13.3% | ||
| AZO | AUTOZONE INCcall | $16,728,000 | +13.1% | 35,000 | 0.0% | 0.01% | +9.1% | |
| DIA | SPDR DOW JONES INDL AVRG ETFcall | $16,547,000 | +9.6% | 100,000 | 0.0% | 0.01% | 0.0% | |
| SPG | SIMON PPTY GROUP INC NEWput | $15,262,000 | +2.7% | 100,300 | 0.0% | 0.01% | 0.0% | |
| AMZN | AMAZON COM INCcall | $14,277,000 | +27.6% | 35,800 | 0.0% | 0.01% | +11.1% | |
| MGM | MGM RESORTS INTERNATIONALcall | $13,846,000 | +15.1% | 588,700 | 0.0% | 0.01% | +11.1% | |
| AMX | AMERICA MOVIL SAB DE CVput | $14,232,000 | +18.0% | 609,000 | 0.0% | 0.01% | +11.1% | |
| PAY | VERIFONE SYS INCcall | $13,423,000 | +17.3% | 500,500 | 0.0% | 0.01% | +11.1% | |
| MRO | MARATHON OIL CORPput | $14,297,000 | +1.2% | 405,000 | 0.0% | 0.01% | -9.1% | |
| PNC | PNC FINL SVCS GROUP INCput | $13,964,000 | +7.1% | 180,000 | 0.0% | 0.01% | 0.0% | |
| PROSPECT CAPITAL CORPORATIONnote 5.750% 3/1 | $12,118,000 | +3.4% | 11,500,000 | 0.0% | 0.01% | 0.0% | ||
| STONE ENERGY CORPnote 1.750% 3/0 | $12,362,000 | +1.4% | 11,200,000 | 0.0% | 0.01% | 0.0% | ||
| YHOO | YAHOO INCcall | $12,698,000 | +21.9% | 314,000 | 0.0% | 0.01% | +12.5% | |
| CONVERGYS CORPsdcv 5.750% 9/1 | $11,790,000 | +10.0% | 6,000,000 | 0.0% | 0.01% | 0.0% | ||
| EWJ | ISHAREScall | $11,646,000 | +1.8% | 959,400 | 0.0% | 0.01% | -11.1% | |
| HES | HESS CORPput | $9,728,000 | +7.3% | 117,200 | 0.0% | 0.01% | 0.0% | |
| CMCSK | COMCAST CORP NEWcall | $9,477,000 | +15.0% | 190,000 | 0.0% | 0.01% | +16.7% | |
| HD | HOME DEPOT INCput | $9,214,000 | +8.6% | 111,900 | 0.0% | 0.01% | 0.0% | |
| HIG | HARTFORD FINL SVCS GROUP INCput | $10,507,000 | +16.4% | 290,000 | 0.0% | 0.01% | 0.0% | |
| LOW | LOWES COS INCput | $9,305,000 | +4.1% | 187,800 | 0.0% | 0.01% | 0.0% | |
| HSH | HILLSHIRE BRANDS COput | $8,773,000 | +8.8% | 262,360 | 0.0% | 0.01% | 0.0% | |
| X | UNITED STATES STL CORP NEWcall | $8,555,000 | +43.3% | 290,000 | 0.0% | 0.01% | +20.0% | |
| AMAT | APPLIED MATLS INCcall | $7,868,000 | +0.9% | 445,000 | 0.0% | 0.01% | 0.0% | |
| KSS | KOHLS CORPput | $8,513,000 | +9.7% | 150,000 | 0.0% | 0.01% | 0.0% | |
| ARES CAP CORPnote 4.875 | $7,942,000 | +1.6% | 7,550,000 | 0.0% | 0.01% | 0.0% | ||
| VMC | VULCAN MATLS COcall | $6,554,000 | +14.7% | 110,300 | 0.0% | 0.01% | +25.0% | |
| BBD | BANCO BRADESCO S Acall | $7,295,000 | -9.7% | 582,200 | 0.0% | 0.01% | -16.7% | |
| MCK | MCKESSON CORPput | $6,456,000 | +25.8% | 40,000 | 0.0% | 0.01% | +25.0% | |
| LEAP | LEAP WIRELESS INTL INCput | $6,943,000 | +10.1% | 399,000 | 0.0% | 0.01% | 0.0% | |
| EWG | ISHARESput | $6,987,000 | +14.2% | 220,000 | 0.0% | 0.01% | 0.0% | |
| ORCL | ORACLE CORPcall | $7,269,000 | +15.3% | 190,000 | 0.0% | 0.01% | 0.0% | |
| INTC | INTEL CORPcall | $5,191,000 | +13.2% | 200,000 | 0.0% | 0.00% | 0.0% | |
| TTM | TATA MTRS LTDput | $6,160,000 | +15.7% | 200,000 | 0.0% | 0.00% | 0.0% | |
| VLO | VALERO ENERGY CORP NEWcall | $5,040,000 | +47.6% | 100,000 | 0.0% | 0.00% | +33.3% | |
| TSLA | TESLA MTRS INCput | $5,867,000 | -22.2% | 39,000 | 0.0% | 0.00% | -33.3% | |
| SID | COMPANHIA SIDERURGICA NACIONput | $5,580,000 | +45.0% | 900,000 | 0.0% | 0.00% | +33.3% | |
| CCI | CROWN CASTLE INTL CORPput | $5,140,000 | +0.5% | 70,000 | 0.0% | 0.00% | 0.0% | |
| KO | COCA COLA COcall | $5,259,000 | +9.1% | 127,300 | 0.0% | 0.00% | 0.0% | |
| XLP | SELECT SECTOR SPDR TRcall | $4,298,000 | +8.0% | 100,000 | 0.0% | 0.00% | 0.0% | |
| WY | WEYERHAEUSER COput | $3,605,000 | +10.2% | 114,200 | 0.0% | 0.00% | 0.0% | |
| EPD | ENTERPRISE PRODS PARTNERS Lcall | $4,217,000 | +8.6% | 63,600 | 0.0% | 0.00% | 0.0% | |
| PSX | PHILLIPS 66put | $4,628,000 | +33.4% | 60,000 | 0.0% | 0.00% | 0.0% | |
| LBTYA | LIBERTY GLOBAL PLCput | $4,450,000 | +12.1% | 50,000 | 0.0% | 0.00% | 0.0% | |
| THRX | THERAVANCE INCcall | $4,813,000 | -12.8% | 135,000 | 0.0% | 0.00% | -25.0% | |
| MJN | MEAD JOHNSON NUTRITION COput | $4,272,000 | +12.8% | 51,000 | 0.0% | 0.00% | 0.0% | |
| MLM | MARTIN MARIETTA MATLS INCput | $3,998,000 | +1.8% | 40,000 | 0.0% | 0.00% | 0.0% | |
| BRCM | BROADCOM CORPput | $4,447,000 | +13.9% | 150,000 | 0.0% | 0.00% | 0.0% | |
| MT | ARCELORMITTAL SA LUXEMBOURGput | $3,568,000 | +30.5% | 200,000 | 0.0% | 0.00% | +50.0% | |
| BX | BLACKSTONE GROUP L Pput | $2,227,000 | +26.5% | 70,700 | 0.0% | 0.00% | +100.0% | |
| PPL | PPL CORPcall | $2,558,000 | -0.9% | 85,000 | 0.0% | 0.00% | 0.0% | |
| DRI | DARDEN RESTAURANTS INCput | $2,719,000 | +17.5% | 50,000 | 0.0% | 0.00% | 0.0% | |
| AAU | ALMADEN MINERALS LTD | $2,876,000 | -14.6% | 2,458,000 | 0.0% | 0.00% | -33.3% | |
| FOXA | TWENTY FIRST CENTY FOX INCcall | $2,462,000 | +4.9% | 70,000 | 0.0% | 0.00% | 0.0% | |
| 4945SC | KINDER MORGAN ENERGY PARTNERcall | $3,388,000 | +1.0% | 42,000 | 0.0% | 0.00% | -33.3% | |
| AET | AETNA INC NEWcall | $3,087,000 | +7.2% | 45,000 | 0.0% | 0.00% | 0.0% | |
| IGT | INTERNATIONAL GAME TECHNOLOGcall | $2,270,000 | -4.1% | 125,000 | 0.0% | 0.00% | 0.0% | |
| PAA | PLAINS ALL AMERN PIPELINE Lcall | $3,360,000 | -1.7% | 64,900 | 0.0% | 0.00% | -33.3% | |
| CS | CREDIT SUISSE GROUPput | $2,328,000 | +1.6% | 75,000 | 0.0% | 0.00% | 0.0% | |
| SAN | BANCO SANTANDER SAput | $2,721,000 | +11.0% | 300,000 | 0.0% | 0.00% | 0.0% | |
| BARNES GROUP INCnote 3.375% 3/1 | $2,688,000 | +7.7% | 2,000,000 | 0.0% | 0.00% | 0.0% | ||
| LEAP | LEAP WIRELESS INTL INC | $3,478,000 | +10.1% | 199,900 | 0.0% | 0.00% | 0.0% | |
| SCHW | SCHWAB CHARLES CORP NEWput | $2,634,000 | +23.0% | 101,300 | 0.0% | 0.00% | 0.0% | |
| T | AT&T INCput | $3,516,000 | +4.0% | 100,000 | 0.0% | 0.00% | -33.3% | |
| EW | EDWARDS LIFESCIENCES CORPcall | $3,288,000 | -5.6% | 50,000 | 0.0% | 0.00% | -33.3% | |
| DB | DEUTSCHE BANK AGput | $2,412,000 | +5.1% | 50,000 | 0.0% | 0.00% | 0.0% | |
| DB | DEUTSCHE BANK AGcall | $3,377,000 | +5.1% | 70,000 | 0.0% | 0.00% | 0.0% | |
| AOL | AOL INCput | $3,497,000 | +34.8% | 75,000 | 0.0% | 0.00% | 0.0% | |
| CL | COLGATE PALMOLIVE COput | $2,706,000 | +10.0% | 41,500 | 0.0% | 0.00% | 0.0% | |
| TOL | TOLL BROTHERS INCput | $2,960,000 | +14.1% | 80,000 | 0.0% | 0.00% | 0.0% | |
| CMG | CHIPOTLE MEXICAN GRILL INCcall | $2,664,000 | +24.3% | 5,000 | 0.0% | 0.00% | 0.0% | |
| SM | SM ENERGY COput | $2,078,000 | +7.7% | 25,000 | 0.0% | 0.00% | 0.0% | |
| PHM | PULTE GROUP INCcall | $1,143,000 | +23.4% | 56,100 | 0.0% | 0.00% | 0.0% | |
| PRICELINE COM INCnote 1.250% 3/1 | $858,000 | +16.7% | 220,000 | 0.0% | 0.00% | 0.0% | ||
| SVBL | SILVER BULL RES INC | $2,008,000 | -3.0% | 5,753,000 | 0.0% | 0.00% | -50.0% | |
| BEN | FRANKLIN RES INCput | $1,293,000 | +14.2% | 22,400 | 0.0% | 0.00% | 0.0% | |
| SCCO | SOUTHERN COPPER CORPcall | $924,000 | +5.4% | 32,200 | 0.0% | 0.00% | 0.0% | |
| HFC | HOLLYFRONTIER CORPcall | $994,000 | +18.1% | 20,000 | 0.0% | 0.00% | 0.0% | |
| SVU | SUPERVALU INCcall | $720,000 | -11.4% | 98,800 | 0.0% | 0.00% | 0.0% | |
| STRN | SUTRON CORP | $863,000 | +2.7% | 167,900 | 0.0% | 0.00% | 0.0% | |
| SYMC | SYMANTEC CORPput | $1,033,000 | -4.7% | 43,800 | 0.0% | 0.00% | 0.0% | |
| TGT | TARGET CORPcall | $2,113,000 | -1.1% | 33,400 | 0.0% | 0.00% | -50.0% | |
| BLK | BLACKROCK INCput | $1,551,000 | +17.0% | 4,900 | 0.0% | 0.00% | 0.0% | |
| AZO | AUTOZONE INCput | $1,673,000 | +13.0% | 3,500 | 0.0% | 0.00% | 0.0% | |
| WLTGQ | WALTER ENERGY INCput | $798,000 | +18.6% | 48,000 | 0.0% | 0.00% | 0.0% | |
| NOVELLUS SYS INCnote 2.625% 5/1 | $827,000 | +5.5% | 495,000 | 0.0% | 0.00% | 0.0% | ||
| NOK | NOKIA CORPcall | $1,622,000 | +24.6% | 200,000 | 0.0% | 0.00% | 0.0% | |
| WFM | WHOLE FOODS MKT INCput | $1,168,000 | -1.2% | 20,200 | 0.0% | 0.00% | 0.0% | |
| IVZ | INVESCO LTDput | $1,456,000 | +14.1% | 40,000 | 0.0% | 0.00% | 0.0% | |
| EGO | ELDORADO GOLD CORP NEWput | $745,000 | -15.1% | 130,900 | 0.0% | 0.00% | 0.0% | |
| IBCB | ISHARES TR2016 invtgr bd | $776,000 | -1.0% | 7,800 | 0.0% | 0.00% | 0.0% | |
| DFS | DISCOVER FINL SVCSput | $951,000 | +10.7% | 17,000 | 0.0% | 0.00% | 0.0% | |
| LPX | LOUISIANA PAC CORPcall | $926,000 | +5.2% | 50,000 | 0.0% | 0.00% | 0.0% | |
| AFL | AFLAC INCput | $321,000 | +7.7% | 4,800 | 0.0% | 0.00% | – | |
| AMLP | ALPS ETF TRput | $178,000 | +1.1% | 10,000 | 0.0% | 0.00% | – | |
| ISL | ABERDEEN ISRAEL FUND INC | $23,000 | +9.5% | 1,333 | 0.0% | 0.00% | – | |
| IF | ABERDEEN INDONESIA FD INC | $4,000 | 0.0% | 440 | 0.0% | 0.00% | – | |
| ACST | ACASTI PHARMA INC | $3,000 | -40.0% | 2,125 | 0.0% | 0.00% | – | |
| PIOI | ACTIVE POWER INC | $4,000 | 0.0% | 1,260 | 0.0% | 0.00% | – | |
| GTAA | ADVISORSHARES TRcambria gl tac | $79,000 | +2.6% | 3,182 | 0.0% | 0.00% | – | |
| AGEN | AGENUS INC | $0 | – | 9 | 0.0% | 0.00% | – | |
| ALLIANT TECHSYSTEMS INCnote 3.000% 8/1 | $8,000 | +14.3% | 5,000 | 0.0% | 0.00% | – | ||
| AGD | ALPINE GLOBAL DYNAMIC DIVD F | $117,000 | +7.3% | 22,933 | 0.0% | 0.00% | – | |
| ALZA CORPsdcv 7/2 | $11,000 | 0.0% | 9,000 | 0.0% | 0.00% | – | ||
| AMBTQ | AMBIENT CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| AMBOY | AMBOW ED HLDG LTDadr repstg cl a | $21,000 | +23.5% | 18,000 | 0.0% | 0.00% | – | |
| MRF | AMERICAN INCOME FD INC | $34,000 | 0.0% | 4,585 | 0.0% | 0.00% | – | |
| AMRB | AMERICAN RIVER BANKSHARES | $3,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| 0295SC | AMERICAN SELECT PORTFOLIO IN | $88,000 | -3.3% | 9,455 | 0.0% | 0.00% | – | |
| AMS | AMERICAN SHARED HOSPITAL SVC | $30,000 | +7.1% | 11,000 | 0.0% | 0.00% | – | |
| APA | APACHE CORPcall | $17,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| AROW | ARROW FINL CORP | $54,000 | +3.8% | 2,040 | 0.0% | 0.00% | – | |
| ARTC | ARTHROCARE CORP | $196,000 | +13.3% | 4,860 | 0.0% | 0.00% | – | |
| GRR | ASIA TIGERS FD INC | $93,000 | -2.1% | 8,227 | 0.0% | 0.00% | – | |
| ATHX | ATHERSYS INC | $313,000 | +51.9% | 125,350 | 0.0% | 0.00% | – | |
| ATLRF | ATLATSA RES CORP | $4,000 | +33.3% | 7,500 | 0.0% | 0.00% | – | |
| AVID | AVID TECHNOLOGY INC | $15,000 | +50.0% | 1,750 | 0.0% | 0.00% | – | |
| AWRE | AWARE INC MASS | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| BGC PARTNERS INCnote 4.500% 7/1 | $42,000 | +2.4% | 40,000 | 0.0% | 0.00% | – | ||
| BTN | BALLANTYNE STRONG INC | $19,000 | +11.8% | 4,000 | 0.0% | 0.00% | – | |
| BSAC | BANCO SANTANDER CHILE NEW | $1,000 | 0.0% | 26 | 0.0% | 0.00% | – | |
| BOCH | BANK COMM HLDGS | $31,000 | -3.1% | 5,500 | 0.0% | 0.00% | – | |
| JJMTF | BARCLAYS BK PLCetn djubs ind mt | $1,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| JYN | BARCLAYS BANK PLCipth jpy/usd etn | $3,000 | 0.0% | 55 | 0.0% | 0.00% | – | |
| SGGFF | BARCLAYS BANK PLCetn djubs sgar38 | $3,000 | 0.0% | 51 | 0.0% | 0.00% | – | |
| JJPFF | BARCLAYS BANK PLCetn djubs pmet38 | $3,000 | 0.0% | 47 | 0.0% | 0.00% | – | |
| PGMFF | BARCLAYS BANK PLCetn djubsplatm38 | $64,000 | -3.0% | 2,156 | 0.0% | 0.00% | – | |
| LD | BARCLAYS BANK PLCetn djubslead 38 | $4,000 | 0.0% | 88 | 0.0% | 0.00% | – | |
| BALTF | BARCLAYS BANK PLCetn djubscottn38 | $5,000 | -16.7% | 100 | 0.0% | 0.00% | – | |
| GAZZF | BARCLAYS BANK PLCetn djubs nat37 | $0 | – | 155 | 0.0% | 0.00% | – | |
| CAFE | BARCLAYS BK PLCipt coffee etn | $7,000 | -12.5% | 499 | 0.0% | 0.00% | – | |
| XVZ | BARCLAYS BK PLCipath dynm vix | $2,000 | -33.3% | 72 | 0.0% | 0.00% | – | |
| BARRETT BILL CORPnote 5.000% 3/1 | $64,000 | 0.0% | 64,000 | 0.0% | 0.00% | – | ||
| BBBY | BED BATH & BEYOND INCput | $634,000 | +3.8% | 7,900 | 0.0% | 0.00% | – | |
| BDSI | BIODELIVERY SCIENCES INTL IN | $6,000 | +20.0% | 1,000 | 0.0% | 0.00% | – | |
| BIOMARIN PHARMACEUTICAL INCnote 1.875% 4/2 | $7,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| BLRX | BIOLINERX LTDsponsored adr | $34,000 | +25.9% | 12,000 | 0.0% | 0.00% | – | |
| BKN | BLACKROCK INVT QUALITY MUN T | $93,000 | +4.5% | 6,507 | 0.0% | 0.00% | – | |
| BBF | BLACKROCK MUNIC INCM INVST Tsh ben int | $36,000 | -2.7% | 2,850 | 0.0% | 0.00% | – | |
| BNY | BLACKROCK N Y MUN INCOME TRsh ben int | $32,000 | -3.0% | 2,547 | 0.0% | 0.00% | – | |
| BSD | BLACKROCK STRATEGIC MUN TR | $7,000 | -12.5% | 600 | 0.0% | 0.00% | – | |
| BBK | BLACKROCK MUNICIPAL BOND TR | $68,000 | -2.9% | 4,928 | 0.0% | 0.00% | – | |
| BAF | BLACKROCK MUNI INCOME INV QL | $24,000 | -4.0% | 1,900 | 0.0% | 0.00% | – | |
| BFO | BLACKROCK FLA MUN 2020 TERM | $77,000 | -1.3% | 5,100 | 0.0% | 0.00% | – | |
| MVT | BLACKROCK MUNIVEST FD II INC | $10,000 | 0.0% | 703 | 0.0% | 0.00% | – | |
| MUE | BLACKROCK MUNIHLDNGS QLTY II | $207,000 | -4.2% | 17,139 | 0.0% | 0.00% | – | |
| MYI | BLACKROCK MUNIYIELD QLTY FD | $93,000 | -3.1% | 7,314 | 0.0% | 0.00% | – | |
| MQY | BLACKROCK MUNIYIELD QUALITY | $81,000 | 0.0% | 5,773 | 0.0% | 0.00% | – | |
| MUA | BLACKROCK MUNIASSETS FD INC | $204,000 | -3.3% | 17,701 | 0.0% | 0.00% | – | |
| MZA | BLACKROCK MUNIYIELD ARIZ FD | $26,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| MPA | BLACKROCK MUNIYIELD PA QLTY | $133,000 | -5.0% | 10,400 | 0.0% | 0.00% | – | |
| BSL | BLACKSTONE GSO FLTING RTE FU | $47,000 | -2.1% | 2,500 | 0.0% | 0.00% | – | |
| ADRA | BLDRS INDEX FDS TRasia 50 adr | $13,000 | 0.0% | 450 | 0.0% | 0.00% | – | |
| BONTQ | BON-TON STORES INC | $29,000 | +52.6% | 1,800 | 0.0% | 0.00% | – | |
| BVX | BOVIE MEDICAL CORP | $65,000 | -23.5% | 30,000 | 0.0% | 0.00% | – | |
| BWEN | BROADWIND ENERGY INC | $1,000 | 0.0% | 90 | 0.0% | 0.00% | – | |
| CSRE | CSR PLCsponsored adr | $0 | – | 6 | 0.0% | 0.00% | – | |
| CDNS | CADENCE DESIGN SYSTEM INCcall | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| CALM | CAL MAINE FOODS INC | $118,000 | +25.5% | 1,960 | 0.0% | 0.00% | – | |
| CALD | CALLIDUS SOFTWARE INC | $343,000 | +49.8% | 25,000 | 0.0% | 0.00% | – | |
| CPHC | CANTERBURY PARK HOLDING CORP | $3,000 | -25.0% | 325 | 0.0% | 0.00% | – | |
| CPST | CAPSTONE TURBINE CORP | $3,000 | +50.0% | 2,000 | 0.0% | 0.00% | – | |
| CSFSF | CASH STORE FINL SVCS INC | $3,000 | 0.0% | 1,750 | 0.0% | 0.00% | – | |
| CPRX | CATALYST PHARM PARTNERS INC | $4,000 | -33.3% | 2,000 | 0.0% | 0.00% | – | |
| CKP | CHECKPOINT SYS INC | $32,000 | -3.0% | 2,000 | 0.0% | 0.00% | – | |
| CHMG | CHEMUNG FINL CORP | $26,000 | 0.0% | 763 | 0.0% | 0.00% | – | |
| CHKE | CHEROKEE INC DEL NEW | $5,000 | 0.0% | 380 | 0.0% | 0.00% | – | |
| CHESAPEAKE ENERGY CORPnote 2.500% 5/1 | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| CPSL | CHINA PRECISION STEEL INC | $0 | – | 70 | 0.0% | 0.00% | – | |
| CBB | CINCINNATI BELL INC NEW | $6,000 | +20.0% | 1,685 | 0.0% | 0.00% | – | |
| WREI | CLAYMORE EXCHANGE TRD FD TRwlshr us reit | $18,000 | -5.3% | 510 | 0.0% | 0.00% | – | |
| GIY | CLAYMORE EXCHANGE TRD FD TRgugg enh cre bn | $119,000 | -2.5% | 2,432 | 0.0% | 0.00% | – | |
| CBLI | CLEVELAND BIOLABS INC | $41,000 | -25.5% | 35,000 | 0.0% | 0.00% | – | |
| CDEUW | COEUR MNG INC*w exp 04/16/201 | $1,000 | 0.0% | 584 | 0.0% | 0.00% | – | |
| COINSTAR INCnote 4.000% 9/0 | $3,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| LODE | COMSTOCK MNG INC | $3,000 | 0.0% | 1,712 | 0.0% | 0.00% | – | |
| COMTECH TELECOMMUNICATIONS Cnote 3.000% 5/0 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| CNX | CONSOL ENERGY INCcall | $441,000 | +13.1% | 11,600 | 0.0% | 0.00% | – | |
| CONTINENTAL AIRLS INCnote 4.500% 1/1 | $2,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| CORT | CORCEPT THERAPEUTICS INC | $1,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| COCOQ | CORINTHIAN COLLEGES INC | $9,000 | -18.2% | 5,000 | 0.0% | 0.00% | – | |
| CPAH | COUNTERPATH CORP | $16,000 | -27.3% | 14,800 | 0.0% | 0.00% | – | |
| CXDO | CREXENDO INC | $3,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| CRT | CROSS TIMBERS RTY TRtr unit | $51,000 | 0.0% | 1,750 | 0.0% | 0.00% | – | |
| CRDS | CROSSROADS SYS INC | $0 | – | 7 | 0.0% | 0.00% | – | |
| CRVP | CRYSTAL ROCK HLDGS INC | $0 | – | 400 | 0.0% | 0.00% | – | |
| FXY | CURRENCYSHS JAPANESE YEN TRjapanese yen | $19,000 | -5.0% | 206 | 0.0% | 0.00% | – | |
| CY | CYPRESS SEMICONDUCTOR CORPcall | $158,000 | +12.9% | 15,000 | 0.0% | 0.00% | – | |
| CYTR | CYTRX CORP | $6,000 | +100.0% | 1,000 | 0.0% | 0.00% | – | |
| KSM | DWS STRATEGIC MUN INCOME TR | $6,000 | 0.0% | 467 | 0.0% | 0.00% | – | |
| DAIO | DATA I O CORP | $62,000 | -16.2% | 23,950 | 0.0% | 0.00% | – | |
| DEJ | DEJOUR ENERGY INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| DEX | DELAWARE ENHANCED GBL DIV & | $31,000 | 0.0% | 2,569 | 0.0% | 0.00% | – | |
| VCF | DELAWARE INV CO MUN INC FD I | $24,000 | 0.0% | 1,925 | 0.0% | 0.00% | – | |
| DCTH | DELCATH SYS INC | $10,000 | -23.1% | 40,090 | 0.0% | 0.00% | – | |
| DGLY | DIGITAL ALLY INC | $3,000 | -25.0% | 296 | 0.0% | 0.00% | – | |
| DGIT | DIGITAL GENERATION INC | $1,000 | 0.0% | 82 | 0.0% | 0.00% | – | |
| DIN | DINEEQUITY INC | $35,000 | +20.7% | 418 | 0.0% | 0.00% | – | |
| YINN | DIREXION SHS ETF TRdl ftse bll 3x | $53,000 | 0.0% | 1,750 | 0.0% | 0.00% | – | |
| ERX | DIREXION SHS ETF TRdly enrgy bull3x | $144,000 | +21.0% | 1,600 | 0.0% | 0.00% | – | |
| ERX | DIREXION SHS ETF TRcall | $153,000 | +21.4% | 1,700 | 0.0% | 0.00% | – | |
| TYNS | DIREXION SHS ETF TR7-10yr tr bear | $3,000 | 0.0% | 82 | 0.0% | 0.00% | – | |
| NUGT | DIREXION SHS ETF TRdaily gold miner | $5,000 | -50.0% | 200 | 0.0% | 0.00% | – | |
| FAZ | DIREXION SHS ETF TRdlyfinbear3x new | $2,000 | -33.3% | 100 | 0.0% | 0.00% | – | |
| EDC | DIREXION SHS ETF TRdly emrgmkt bull | $94,000 | +6.8% | 3,291 | 0.0% | 0.00% | – | |
| DG | DOLLAR GEN CORP NEWcall | $434,000 | +6.6% | 7,200 | 0.0% | 0.00% | – | |
| DGICB | DONEGAL GROUP INCcl b | $200,000 | +21.2% | 8,446 | 0.0% | 0.00% | – | |
| DBLE | DOUBLE EAGLE PETE CO | $1,000 | 0.0% | 250 | 0.0% | 0.00% | – | |
| DMF | DREYFUS MUN INCOME INC | $100,000 | -2.0% | 11,800 | 0.0% | 0.00% | – | |
| DYNWS | DYNEGY INC NEW DEL*w exp 99/99/999 | $0 | – | 169 | 0.0% | 0.00% | – | |
| DANG | E-COMMERCE CHINA DANGDANG IN | $19,000 | -9.5% | 2,000 | 0.0% | 0.00% | – | |
| CEV | EATON VANCE CA MUNI INCOME Tsh ben int | $85,000 | -4.5% | 7,525 | 0.0% | 0.00% | – | |
| EVP | EATON VANCE PA MUNI INCOME Tsh ben int | $93,000 | -3.1% | 8,400 | 0.0% | 0.00% | – | |
| EIP | EATON VANCE PA MUN BD FD | $57,000 | -1.7% | 5,000 | 0.0% | 0.00% | – | |
| EHTH | EHEALTH INC | $5,000 | +66.7% | 103 | 0.0% | 0.00% | – | |
| EGHT | 8X8 INC NEW | $13,000 | 0.0% | 1,330 | 0.0% | 0.00% | – | |
| ETAK | ELEPHANT TALK COMM CORP | $63,000 | +85.3% | 51,050 | 0.0% | 0.00% | – | |
| NYNY | EMPIRE RESORTS INC | $3,000 | +50.0% | 666 | 0.0% | 0.00% | – | |
| ERS | EMPIRE RES INC DEL | $30,000 | -6.2% | 8,334 | 0.0% | 0.00% | – | |
| ENPH | ENPHASE ENERGY INC | $1,000 | -50.0% | 200 | 0.0% | 0.00% | – | |
| ETRM | ENTEROMEDICS INC | $2,000 | +100.0% | 1,000 | 0.0% | 0.00% | – | |
| EQUINIX INCnote 4.750 | $20,000 | 0.0% | 9,000 | 0.0% | 0.00% | – | ||
| EQS | EQUUS TOTAL RETURN INC | $97,000 | +5.4% | 48,584 | 0.0% | 0.00% | – | |
| EMX | EURASIAN MINERALS INC | $6,000 | -14.3% | 5,600 | 0.0% | 0.00% | – | |
| EVBN | EVANS BANCORP INC | $6,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| YMLI | EXCHANGE TRADED CONCEPTS TRyrkvl hiincinf | $75,000 | +2.7% | 3,563 | 0.0% | 0.00% | – | |
| EXELIXIS INCnote 4.250% 8/1 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| FALC | FALCONSTOR SOFTWARE INC | $10,000 | 0.0% | 7,500 | 0.0% | 0.00% | – | |
| FCHPRA | FELCOR LODGING TR INCpfd cv a $1.95 | $90,000 | 0.0% | 3,713 | 0.0% | 0.00% | – | |
| FHCO | FEMALE HEALTH CO | $3,000 | -25.0% | 400 | 0.0% | 0.00% | – | |
| FCTY | 1ST CENTURY BANCSHARES INC | $36,000 | -5.3% | 5,000 | 0.0% | 0.00% | – | |
| FIBK | FIRST INTST BANCSYSTEM INC | $73,000 | +17.7% | 2,575 | 0.0% | 0.00% | – | |
| FGB | FIRST TRUST SPECIALTY FINANC | $72,000 | -4.0% | 9,200 | 0.0% | 0.00% | – | |
| FMY | FIRST TRUST MORTGAGE INCM FD | $17,000 | 0.0% | 1,100 | 0.0% | 0.00% | – | |
| FVL | FIRST TR VALUE LINE 100 ETF | $24,000 | +14.3% | 1,280 | 0.0% | 0.00% | – | |
| FLML | FLAMEL TECHNOLOGIES SAsponsored adr | $48,000 | +23.1% | 6,000 | 0.0% | 0.00% | – | |
| FONR | FONAR CORP | $3,000 | +200.0% | 160 | 0.0% | 0.00% | – | |
| FWRD | FORWARD AIR CORP | $3,000 | +50.0% | 60 | 0.0% | 0.00% | – | |
| RAIL | FREIGHTCAR AMER INC | $27,000 | +28.6% | 1,000 | 0.0% | 0.00% | – | |
| FSYS | FUEL SYS SOLUTIONS INC | $6,000 | -25.0% | 424 | 0.0% | 0.00% | – | |
| GGT | GABELLI MULTIMEDIA TR INC | $21,000 | +31.2% | 1,654 | 0.0% | 0.00% | – | |
| GCV | GABELLI CONV&INCOM SECS FD I | $14,000 | 0.0% | 2,244 | 0.0% | 0.00% | – | |
| GNCMA | GENERAL COMMUNICATION INCcl a | $208,000 | +16.9% | 18,657 | 0.0% | 0.00% | – | |
| GSI | GENERAL STEEL HOLDINGS INC | $1,000 | 0.0% | 585 | 0.0% | 0.00% | – | |
| GLT | GLATFELTER | $11,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| GLDX | GLOBAL X FDSgblx gldexpl new | $8,000 | -20.0% | 736 | 0.0% | 0.00% | – | |
| GPT | GRAMERCY PPTY TR INC | $1,000 | 0.0% | 148 | 0.0% | 0.00% | – | |
| GSHHY | GUANGSHEN RY LTDsponsored adr | $25,000 | -16.7% | 1,100 | 0.0% | 0.00% | – | |
| GYRO | GYRODYNE CO AMER INC | $3,000 | -84.2% | 250 | 0.0% | 0.00% | – | |
| HDS | HD SUPPLY HLDGS INC | $7,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| HMNF | HMN FINL INC | $70,000 | +32.1% | 6,650 | 0.0% | 0.00% | – | |
| HTY | HANCOCK JOHN INV TRUSTtax adv glb sh | $228,000 | +8.1% | 18,317 | 0.0% | 0.00% | – | |
| HEALTH CARE REIT INCnote 3.000%12/0 | $169,000 | -9.1% | 151,000 | 0.0% | 0.00% | – | ||
| HOLOGIC INCdebt 2.000% 3/0 | $11,000 | 0.0% | 11,000 | 0.0% | 0.00% | – | ||
| HMST | HOMESTREET INC | $20,000 | +5.3% | 1,000 | 0.0% | 0.00% | – | |
| HOSSQ | HORNBECK OFFSHORE SVCS INC Ncall | $5,000 | -16.7% | 100 | 0.0% | 0.00% | – | |
| HUBG | HUB GROUP INCcl a | $7,000 | 0.0% | 162 | 0.0% | 0.00% | – | |
| HBANP | HUNTINGTON BANCSHARES INCpfd conv ser a | $4,000 | 0.0% | 3 | 0.0% | 0.00% | – | |
| ICGE | ICG GROUP INC | $37,000 | +32.1% | 2,007 | 0.0% | 0.00% | – | |
| IBIO | IBIO INC | $0 | – | 38 | 0.0% | 0.00% | – | |
| SAAS | INCONTACT INC | $2,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| INCYTE CORPnote 4.750%10/0 | $6,000 | +50.0% | 1,000 | 0.0% | 0.00% | – | ||
| CPI | INDEXIQ ETF TRiq real rtn etf | $12,000 | 0.0% | 447 | 0.0% | 0.00% | – | |
| INFN | INFINERA CORPORATION | $5,000 | -16.7% | 500 | 0.0% | 0.00% | – | |
| IFMI | INSTITUTIONAL FINL MKTS INC | $0 | – | 200 | 0.0% | 0.00% | – | |
| PODD | INSULET CORP | $49,000 | +2.1% | 1,311 | 0.0% | 0.00% | – | |
| IART | INTEGRA LIFESCIENCES HLDGS Ccall | $10,000 | +25.0% | 200 | 0.0% | 0.00% | – | |
| INTEGRA LIFESCIENCES HLDGS Cnote 1.625%12/1 | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| IPCI | INTELLIPHARMACEUTICS INTL IN | $0 | – | 4 | 0.0% | 0.00% | – | |
| IDN | INTELLICHECK MOBILISA INC | $0 | – | 25 | 0.0% | 0.00% | – | |
| INTERDIGITAL INCnote 2.500% 3/1 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| IDCC | INTERDIGITAL INCcall | $3,000 | -25.0% | 100 | 0.0% | 0.00% | – | |
| INTERNATIONAL GAME TECHNOLOGnote 3.250% 5/0 | $216,000 | -4.0% | 204,000 | 0.0% | 0.00% | – | ||
| THM | INTERNATIONAL TOWER HILL MIN | $2,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | |
| VLT | INVESCO HIGH INCOME TR II | $29,000 | 0.0% | 1,827 | 0.0% | 0.00% | – | |
| 8547SC | ISHARESret rl es cp etf | $12,000 | 0.0% | 353 | 0.0% | 0.00% | – | |
| AXEN | ISHARESex u.s. ener etf | $23,000 | 0.0% | 435 | 0.0% | 0.00% | – | |
| IBCD | ISHARES TR2020 invtgr bd | $7,000 | 0.0% | 68 | 0.0% | 0.00% | – | |
| IBCE | ISHARES TR2023 invtgr bd | $12,000 | 0.0% | 132 | 0.0% | 0.00% | – | |
| IBDC | ISHARES TR2020 cp tm etf | $10,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| JMBA | JAMBA INC | $19,000 | -5.0% | 1,500 | 0.0% | 0.00% | – | |
| JEQ | JAPAN EQUITY FD INC | $22,000 | +4.8% | 3,093 | 0.0% | 0.00% | – | |
| JBT | JOHN BEAN TECHNOLOGIES CORP | $32,000 | +14.3% | 1,111 | 0.0% | 0.00% | – | |
| KKR | KKR & CO L P DELcall | $243,000 | +18.0% | 10,000 | 0.0% | 0.00% | – | |
| KVHI | KVH INDS INC | $39,000 | -4.9% | 3,000 | 0.0% | 0.00% | – | |
| KUTV | KU6 MEDIA CO LTDsponsored adr | $28,000 | +55.6% | 10,000 | 0.0% | 0.00% | – | |
| KEYPRG | KEYCORP NEWpfd 7.75% sr a | $144,000 | +2.9% | 1,117 | 0.0% | 0.00% | – | |
| KINS | KINGSTONE COS INC | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| KNIGHT CAP GROUP INCnote 3.500% 3/1 | $50,000 | 0.0% | 50,000 | 0.0% | 0.00% | – | ||
| KF | KOREA FD | $276,000 | +6.2% | 6,698 | 0.0% | 0.00% | – | |
| TLI | LMP CORPORATE LN FD INC | $36,000 | 0.0% | 2,900 | 0.0% | 0.00% | – | |
| LTXC | LTX-CREDENCE CORP | $2,000 | +100.0% | 200 | 0.0% | 0.00% | – | |
| LACO | LAKES ENTMNT INC | $20,000 | -4.8% | 5,000 | 0.0% | 0.00% | – | |
| LRCX | LAM RESEARCH CORPcall | $5,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| LAM RESEARCH CORPnote 1.250% 5/1 | $487,000 | +1.2% | 400,000 | 0.0% | 0.00% | – | ||
| LTRX | LANTRONIX INC | $0 | – | 19 | 0.0% | 0.00% | – | |
| LBIX | LEADING BRANDS INC | $15,000 | -25.0% | 4,000 | 0.0% | 0.00% | – | |
| LXPPRC | LEXINGTON REALTY TRUSTpfd conv ser c | $6,000 | 0.0% | 125 | 0.0% | 0.00% | – | |
| LPTH | LIGHTPATH TECHNOLOGIES INCcl a new | $0 | – | 25 | 0.0% | 0.00% | – | |
| LLY | LILLY ELI & COput | $10,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| LLNW | LIMELIGHT NETWORKS INC | $2,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| LOJN | LO-JACK CORP | $0 | – | 100 | 0.0% | 0.00% | – | |
| LOCMQ | LOCAL CORP | $2,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| MBI | MBIA INCcall | $597,000 | +16.6% | 50,000 | 0.0% | 0.00% | – | |
| MCZAF | MAD CATZ INTERACTIVE INC | $0 | – | 500 | 0.0% | 0.00% | – | |
| MZF | MANAGED DURATION INVT GRD FU | $12,000 | -7.7% | 1,000 | 0.0% | 0.00% | – | |
| ANGL | MARKET VECTORS ETF TRfalln angl usd | $21,000 | +5.0% | 770 | 0.0% | 0.00% | – | |
| THHY | MARKET VECTORS ETF TRhi yld trea bd | $145,000 | +2.1% | 5,700 | 0.0% | 0.00% | – | |
| MLP | MAUI LD & PINEAPPLE INC | $50,000 | +51.5% | 8,195 | 0.0% | 0.00% | – | |
| MTR | MESA RTY TRunit ben int | $47,000 | -6.0% | 2,200 | 0.0% | 0.00% | – | |
| CMK | MFS INTERMARKET INCOME TRUSTsh ben int | $29,000 | 0.0% | 3,600 | 0.0% | 0.00% | – | |
| CIF | MFS INTERMEDIATE HIGH INC FDsh ben int | $3,000 | +50.0% | 900 | 0.0% | 0.00% | – | |
| MVIS | MICROVISION INC DEL | $1,000 | 0.0% | 750 | 0.0% | 0.00% | – | |
| MXA | MINNESOTA MUN INCOME PTFL IN | $18,000 | 0.0% | 1,200 | 0.0% | 0.00% | – | |
| MOLYCORP INC DELnote 6.000% 9/0 | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| RNE | MORGAN STANLEY EASTN EUR FD | $92,000 | +8.2% | 4,555 | 0.0% | 0.00% | – | |
| MSF | MORGAN STANLEY EMER MKTS FD | $8,000 | +14.3% | 500 | 0.0% | 0.00% | – | |
| NL | NL INDS INC | $2,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| NSEC | NATIONAL SEC GROUP INC | $53,000 | +55.9% | 5,300 | 0.0% | 0.00% | – | |
| NWPRCCL | NATIONAL WESTMINSTER BK PLCspon adr c | $69,000 | 0.0% | 2,750 | 0.0% | 0.00% | – | |
| NCI | NAVIGANT CONSULTING INC | $37,000 | +23.3% | 1,935 | 0.0% | 0.00% | – | |
| NLST | NETLIST INC | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| CUR | NEURALSTEM INC | $4,000 | 0.0% | 1,361 | 0.0% | 0.00% | – | |
| HYB | NEW AMER HIGH INCOME FD INC | $51,000 | 0.0% | 5,356 | 0.0% | 0.00% | – | |
| NHTB | NEW HAMPSHIRE THRIFT BANCSHS | $15,000 | +7.1% | 1,000 | 0.0% | 0.00% | – | |
| NOK | NOKIA CORPput | $162,000 | +24.6% | 20,000 | 0.0% | 0.00% | – | |
| NUANCE COMMUNICATIONS INCdbcv 2.750% 8/1 | $4,000 | -20.0% | 4,000 | 0.0% | 0.00% | – | ||
| NMI | NUVEEN MUN INCOME FD INC | $20,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| NXC | NUVEEN CA SELECT TAX FREE PRsh ben int | $9,000 | 0.0% | 700 | 0.0% | 0.00% | – | |
| NXN | NUVEEN NY SELECT TAX FREE PRsh ben int | $16,000 | 0.0% | 1,200 | 0.0% | 0.00% | – | |
| NMB | NUVEEN MASS DIVID ADVANTAG M | $18,000 | -10.0% | 1,500 | 0.0% | 0.00% | – | |
| NVX | NUVEEN CA DIV ADVANTG MUN FD | $185,000 | -4.1% | 14,650 | 0.0% | 0.00% | – | |
| NCB | NUVEEN CALIF MUNICPAL VALU F | $3,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| NXM | NUVEEN PA DIV ADVANTAGE MUN | $87,000 | -1.1% | 7,186 | 0.0% | 0.00% | – | |
| NUJ | NUVEEN NEW JERSEY DIVID | $54,000 | -1.8% | 4,400 | 0.0% | 0.00% | – | |
| NQJ | NUVEEN NJ INVT QUALITY MUN F | $50,000 | 0.0% | 3,900 | 0.0% | 0.00% | – | |
| NVC | NUVEEN CA SELECT QUALITY MUN | $111,000 | -0.9% | 8,051 | 0.0% | 0.00% | – | |
| NUC | NUVEEN CALIF QUALITY INCM MU | $134,000 | +0.8% | 9,325 | 0.0% | 0.00% | – | |
| OCLR | OCLARO INC | $1,000 | 0.0% | 639 | 0.0% | 0.00% | – | |
| OLBK | OLD LINE BANCSHARES INC | $20,000 | +11.1% | 1,366 | 0.0% | 0.00% | – | |
| OLD REP INTL CORPnote 3.750% 3/1 | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| OMNICARE INCnote 3.750%12/1 | $11,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| ON SEMICONDUCTOR CORPnote 2.625%12/1 | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| ORMP | ORAMED PHARM INC | $3,000 | +200.0% | 200 | 0.0% | 0.00% | – | |
| ORRF | ORRSTOWN FINL SVCS INC | $117,000 | -6.4% | 7,151 | 0.0% | 0.00% | – | |
| OXBT | OXYGEN BIOTHERAPEUTICS INC | $3,000 | +200.0% | 709 | 0.0% | 0.00% | – | |
| PCM | PCM FUND INC | $18,000 | 0.0% | 1,542 | 0.0% | 0.00% | – | |
| PDLI | PDL BIOPHARMA INCcall | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| PDLI | PDL BIOPHARMA INCput | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| PHIIQ | PHI INC | $580,000 | +9.6% | 14,600 | 0.0% | 0.00% | – | |
| PBMLF | PACIFIC BOOKER MINERALS INC | $184,000 | +49.6% | 27,900 | 0.0% | 0.00% | – | |
| PIP | PHARMATHENE INC | $2,000 | 0.0% | 1,012 | 0.0% | 0.00% | – | |
| PYN | PIMCO NEW YORK MUN INCM FD 1 | $59,000 | -6.3% | 6,823 | 0.0% | 0.00% | – | |
| CAD | PIMCO ETF TRcda bd idx fd | $103,000 | -2.8% | 1,110 | 0.0% | 0.00% | – | |
| TRSY | PIMCO ETF TR15yr us trs fd | $6,000 | 0.0% | 58 | 0.0% | 0.00% | – | |
| PXLW | PIXELWORKS INC | $3,000 | 0.0% | 633 | 0.0% | 0.00% | – | |
| PLBC | PLUMAS BANCORP | $6,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| DWAQ | POWERSHARES ETF TRUSTdynamic otc pt | $21,000 | +10.5% | 300 | 0.0% | 0.00% | – | |
| PTF | POWERSHARES ETF TRUSTtech sect port | $26,000 | +8.3% | 730 | 0.0% | 0.00% | – | |
| PSI | POWERSHARES ETF TRUSTdyn semct port | $264,000 | +9.1% | 13,971 | 0.0% | 0.00% | – | |
| DBS | POWERSHS DB MULTI SECT COMMdb silver fund | $10,000 | -9.1% | 303 | 0.0% | 0.00% | – | |
| DGL | POWERSHS DB MULTI SECT COMMdb gold fund | $10,000 | -9.1% | 244 | 0.0% | 0.00% | – | |
| PSAU | POWERSHARES ETF TRUST IIglob gld&p etf | $7,000 | -12.5% | 359 | 0.0% | 0.00% | – | |
| IDLV | POWERSHARES ETF TR IIintl dev lowvl | $22,000 | +4.8% | 705 | 0.0% | 0.00% | – | |
| PFBI | PREMIER FINL BANCORP INC | $10,000 | +25.0% | 724 | 0.0% | 0.00% | – | |
| PRISY | PROMOTORA DE INFORMACIONES S | $4,000 | +33.3% | 2,000 | 0.0% | 0.00% | – | |
| DDM | PROSHARES TR | $31,000 | +19.2% | 271 | 0.0% | 0.00% | – | |
| UGL | PROSHARES TR IIultra gold | $50,000 | -18.0% | 1,200 | 0.0% | 0.00% | – | |
| AGQ | PROSHARES TR IIultra silver | $25,000 | -21.9% | 1,600 | 0.0% | 0.00% | – | |
| UYG | PROSHARES TRultra fncls new | $10,000 | +25.0% | 85 | 0.0% | 0.00% | – | |
| EZJ | PROSHARES TRul msci jp etf | $45,000 | +2.3% | 500 | 0.0% | 0.00% | – | |
| UJB | PROSHARES TRultra high yld | $26,000 | +8.3% | 463 | 0.0% | 0.00% | – | |
| PSDV | PSIVIDA CORP | $38,000 | -2.6% | 9,500 | 0.0% | 0.00% | – | |
| QUIK | QUICKLOGIC CORP | $51,000 | +50.0% | 13,052 | 0.0% | 0.00% | – | |
| RDNT | RADNET INC | $2,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| REEMF | RARE ELEMENT RES LTD | $11,000 | -45.0% | 7,200 | 0.0% | 0.00% | – | |
| RNWK | REALNETWORKS INC | $3,000 | -25.0% | 422 | 0.0% | 0.00% | – | |
| REDF | REDIFF COM INDIA LTDsponsored adr | $0 | – | 71 | 0.0% | 0.00% | – | |
| REED | REEDS INC | $92,000 | +48.4% | 11,500 | 0.0% | 0.00% | – | |
| REFR | RESEARCH FRONTIERS INC | $9,000 | +50.0% | 1,500 | 0.0% | 0.00% | – | |
| RTR | REVENUESHARES ETF TRadr fd | $208,000 | +3.5% | 5,309 | 0.0% | 0.00% | – | |
| RHNO | RHINO RESOURCE PARTNERS LP | $26,000 | -7.1% | 2,300 | 0.0% | 0.00% | – | |
| RAD | RITE AID CORPcall | $51,000 | +6.2% | 10,000 | 0.0% | 0.00% | – | |
| RAD | RITE AID CORPput | $51,000 | +6.2% | 10,000 | 0.0% | 0.00% | – | |
| RMTI | ROCKWELL MED INC | $5,000 | -16.7% | 500 | 0.0% | 0.00% | – | |
| ROVI CORPnote 2.625 | $81,000 | 0.0% | 80,000 | 0.0% | 0.00% | – | ||
| RBPAA | ROYAL BANCSHARES PA INCcl a | $1,000 | 0.0% | 803 | 0.0% | 0.00% | – | |
| RBSPRRCL | ROYAL BK SCOTLAND GROUP PLC | $168,000 | -0.6% | 8,425 | 0.0% | 0.00% | – | |
| RTM | RYDEX ETF TRUSTgug s&p500eqwtma | $14,000 | +7.7% | 175 | 0.0% | 0.00% | – | |
| GAF | SPDR INDEX SHS FDSmideast africa | $22,000 | 0.0% | 326 | 0.0% | 0.00% | – | |
| XHS | SPDR SERIES TRUSThlth care svcs | $122,000 | +7.0% | 1,350 | 0.0% | 0.00% | – | |
| SPHY | SPDR SER TRspdr bofa crss | $8,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| SLXP | SALIX PHARMACEUTICALS INCcall | $9,000 | +28.6% | 100 | 0.0% | 0.00% | – | |
| SALIX PHARMACEUTICALS INCnote 2.750% 5/1 | $6,000 | +20.0% | 3,000 | 0.0% | 0.00% | – | ||
| SDOCQ | SANDRIDGE ENERGY INCput | $577,000 | +3.6% | 95,000 | 0.0% | 0.00% | – | |
| SCHX | SCHWAB STRATEGIC TRus lrg cap etf | $29,000 | +11.5% | 650 | 0.0% | 0.00% | – | |
| SCHH | SCHWAB STRATEGIC TRus reit etf | $99,000 | -2.9% | 3,278 | 0.0% | 0.00% | – | |
| SQNS | SEQUANS COMMUNICATIONS S Asponsored ads | $2,000 | 0.0% | 800 | 0.0% | 0.00% | – | |
| SIGM | SIGMA DESIGNS INC | $2,000 | -33.3% | 450 | 0.0% | 0.00% | – | |
| SVLC | SILVERCREST MINES INC | $26,000 | -3.7% | 15,300 | 0.0% | 0.00% | – | |
| SPHS | SOPHIRIS BIO INC | $2,000 | -33.3% | 642 | 0.0% | 0.00% | – | |
| SOR | SOURCE CAP INC | $321,000 | +8.1% | 4,786 | 0.0% | 0.00% | – | |
| SBSI | SOUTHSIDE BANCSHARES INC | $9,000 | 0.0% | 320 | 0.0% | 0.00% | – | |
| SBSAA | SPANISH BROADCASTING SYS INCcl a new | $253,000 | -19.2% | 76,500 | 0.0% | 0.00% | – | |
| SPE | SPECIAL OPPORTUNITIES FD INC | $15,000 | 0.0% | 867 | 0.0% | 0.00% | – | |
| STLY | STANLEY FURNITURE CO INC | $8,000 | +14.3% | 2,000 | 0.0% | 0.00% | – | |
| SWU | STANLEY BLACK & DECKER INCunit 99/99/9999 | $2,000 | 0.0% | 16 | 0.0% | 0.00% | – | |
| STBZ | STATE BK FINL CORP | $14,000 | +16.7% | 750 | 0.0% | 0.00% | – | |
| STEM | STEMCELLS INC | $0 | -100.0% | 350 | 0.0% | 0.00% | – | |
| STEWART ENTERPRISES INCnote 3.125% 7/1 | $31,000 | 0.0% | 25,000 | 0.0% | 0.00% | – | ||
| SMLP | SUMMIT MIDSTREAM PARTNERS LP | $202,000 | +8.0% | 5,525 | 0.0% | 0.00% | – | |
| SXCP | SUNCOKE ENERGY PARTNERS L P | $31,000 | +10.7% | 1,150 | 0.0% | 0.00% | – | |
| SUNPOWER CORPdbcv 4.500% 3/1 | $8,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| RJZ | SWEDISH EXPT CR CORPrg metal etn22 | $46,000 | -2.1% | 5,202 | 0.0% | 0.00% | – | |
| RJA | SWEDISH EXPT CR CORProg agri etn22 | $177,000 | -3.3% | 22,160 | 0.0% | 0.00% | – | |
| SYNL | SYNALLOY CP DEL | $15,000 | -6.2% | 1,000 | 0.0% | 0.00% | – | |
| TCFWS | TCF FINL CORP*w exp 11/14/201 | $1,000 | – | 200 | 0.0% | 0.00% | – | |
| TSI | TCW STRATEGIC INCOME FUND IN | $3,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| TWN | TAIWAN FD INC | $11,000 | +10.0% | 557 | 0.0% | 0.00% | – | |
| TEP | TALLGRASS ENERGY PARTNERS LP | $241,000 | +11.6% | 9,250 | 0.0% | 0.00% | – | |
| TLFA | TANDY LEATHER FACTORY INC | $29,000 | +20.8% | 3,000 | 0.0% | 0.00% | – | |
| TKMR | TEKMIRA PHARMACEUTICALS CORP | $144,000 | +13.4% | 18,130 | 0.0% | 0.00% | – | |
| TEREX CORP NEWnote 4.000% 6/0 | $24,000 | +26.3% | 9,000 | 0.0% | 0.00% | – | ||
| TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $191,000 | +2.1% | 180,000 | 0.0% | 0.00% | – | ||
| TSBK | TIMBERLAND BANCORP INC | $5,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| TTHI | TRANSITION THERAPEUTICS INC | $3,000 | 0.0% | 622 | 0.0% | 0.00% | – | |
| TRT | TRIO TECH INTL | $3,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| UBC | UBS AG JERSEY BRHlivestk etn 38 | $3,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| UNAM | UNICO AMERN CORP | $689,000 | +6.3% | 52,000 | 0.0% | 0.00% | – | |
| UNB | UNION BANKSHARES INC | $12,000 | +9.1% | 500 | 0.0% | 0.00% | – | |
| UTXPRA | UNITED TECHNOLOGIES CORPunit 99/99/9999 | $1,000 | 0.0% | 14 | 0.0% | 0.00% | – | |
| VTWV | VANGUARD SCOTTSDALE FDSvng rus2000val | $232,000 | +7.9% | 2,705 | 0.0% | 0.00% | – | |
| VTNR | VERTEX ENERGY INC | $10,000 | +11.1% | 3,030 | 0.0% | 0.00% | – | |
| VSCI | VISION-SCIENCES INC DEL | $3,000 | +50.0% | 2,500 | 0.0% | 0.00% | – | |
| VRTU | VIRTUSA CORP | $76,000 | +31.0% | 2,000 | 0.0% | 0.00% | – | |
| VVUS | VIVUS INCcall | $2,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| VOCS | VOCUS INC | $4,000 | +33.3% | 354 | 0.0% | 0.00% | – | |
| WPCS | WPCS INTL INC | $33,000 | -17.5% | 14,286 | 0.0% | 0.00% | – | |
| WVFC | WVS FINL CORP | $4,000 | 0.0% | 330 | 0.0% | 0.00% | – | |
| WABASH NATL CORPnote 3.375% 5/0 | $3,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| GDF | WESTERN ASSET GLB PTNRS INCO | $12,000 | 0.0% | 1,100 | 0.0% | 0.00% | – | |
| DMO | WESTERN ASSET MTG DEF OPPTY | $14,000 | 0.0% | 605 | 0.0% | 0.00% | – | |
| SBI | WESTERN ASSET INTM MUNI FD I | $58,000 | 0.0% | 6,400 | 0.0% | 0.00% | – | |
| WESTERN REFNG INCnote 5.750% 6/1 | $107,000 | +37.2% | 25,000 | 0.0% | 0.00% | – | ||
| WHG | WESTWOOD HLDGS GROUP INC | $9,000 | +28.6% | 151 | 0.0% | 0.00% | – | |
| JWB | WILEY JOHN & SONS INCcl b | $112,000 | +16.7% | 2,041 | 0.0% | 0.00% | – | |
| WIT | WIPRO LTDspon adr 1 sh | $30,000 | +20.0% | 2,397 | 0.0% | 0.00% | – | |
| GULF | WISDOMTREE TRmid east divd | $10,000 | +11.1% | 500 | 0.0% | 0.00% | – | |
| WDAY | WORKDAY INCcall | $8,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| WWE | WORLD WRESTLING ENTMT INCcl a | $47,000 | +62.1% | 2,835 | 0.0% | 0.00% | – | |
| XPO LOGISTICS INCnote 4.500%10/0 | $3,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| XPLR | XPLORE TECHNOLOGIES CORP | $0 | – | 7 | 0.0% | 0.00% | – | |
| XBKS | XENITH BANKSHARES INC | $8,000 | 0.0% | 1,400 | 0.0% | 0.00% | – | |
| YONG | YONGYE INTL INC | $384,000 | +3.5% | 60,000 | 0.0% | 0.00% | – | |
| ZOLT | ZOLTEK COS INC | $11,000 | 0.0% | 685 | 0.0% | 0.00% | – | |
| ARCO | ARCOS DORADOS HOLDINGS INCput | $303,000 | +2.4% | 25,000 | 0.0% | 0.00% | – | |
| CCCL | CHINA CERAMICS CO LTD | $5,000 | -28.6% | 2,000 | 0.0% | 0.00% | – | |
| PACD | PACIFIC DRILLING SA LUXEMBOU | $1,000 | 0.0% | 109 | 0.0% | 0.00% | – | |
| MDSY | BLUEPHOENIX SOLUTIONS LTD | $1,000 | 0.0% | 250 | 0.0% | 0.00% | – | |
| CKSW | CLICKSOFTWARE TECHNOLOGIES Lord | $11,000 | +22.2% | 1,500 | 0.0% | 0.00% | – | |
| CRESW | CRESUD SA COMERCIAL*w exp 05/22/201 | $0 | – | 8,000 | 0.0% | 0.00% | – | |
| TEUFF | BOX SHIPS INCORPORATED | $3,000 | -25.0% | 870 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- RBC Global Asset Management Inc. #1
- RBC Capital Markets Arbitrage S.A. #2
- RBC Capital Markets, LLC #3
- RBC Global Asset Management (U.S.) #4
- RBC Dominion Securities Inc. #5
- BlueBay Asset Management LLP #6
- RBC Phillips, Hager & North Investment Counsel Inc. #7
- RBC Private Counsel (USA) Inc. #8
- ROYAL TRUST CORP OF CANADA/ #9
- ROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD #10
- Sky Investment Counsel Inc #11
- Royal Bank of Canada (Suisse) SA #12
- RBC cees Trustee LTD #13
- RBC Trust Co (International) Ltd #14
- RBC Trust Co (Delaware) Ltd #15
- RBC TRUSTEES (C.I.) LTD #16
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TORONTO DOMINION BK ONT | 42 | Q3 2023 | 5.6% |
| BANK N S HALIFAX | 42 | Q3 2023 | 4.4% |
| ROYAL BK CDA SUSTAINABL | 42 | Q3 2023 | 3.3% |
| BANK MONTREAL QUE | 42 | Q3 2023 | 2.8% |
| ENBRIDGE INC | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| BCE INC | 42 | Q3 2023 | 2.0% |
| CANADIAN NATL RY CO | 42 | Q3 2023 | 2.0% |
| CDN IMPERIAL BK OF COMMERCE | 42 | Q3 2023 | 2.2% |
View ROYAL BANK OF CANADA's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Mortgage TrustSold out | December 10, 2020 | 0 | 0.0% |
| RMR Mortgage Trust | October 09, 2020 | 1 | 1.6% |
| RMR Real Estate Income Fund | July 09, 2020 | 7 | 14.9% |
| RMR Real Estate Income Fund | April 10, 2020 | 12 | 13.2% |
| RMR Real Estate Income Fund | November 12, 2019 | 1 | 3.7% |
| Invesco Pennsylvania Value Municipal Income TrustSold out | June 03, 2019 | 0 | 0.0% |
| Invesco Trust for Investment Grade New York MunicipalsSold out | June 03, 2019 | 0 | 0.0% |
| EATON VANCE SENIOR INCOME TRUST | February 14, 2019 | 63 | 8.4% |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
| EATON VANCE MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
View ROYAL BANK OF CANADA's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
View ROYAL BANK OF CANADA's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.