$130 Billion is the total value of ROYAL BANK OF CANADA's 18269 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 112.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CVS | Exit | CVS CAREMARK CORPORATIONput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| MEET | Exit | MEETME INC | $0 | – | -8,899 | -100.0% | 0.00% | – |
| CULP | Exit | CULP INC | $0 | – | -100 | -100.0% | 0.00% | – |
| SMN | Exit | PROSHARES TRbasic mat new | $0 | – | -2,000 | -100.0% | 0.00% | – |
| FMBI | Exit | FIRST MIDWEST BANCORP DEL | $0 | – | -6,315 | -100.0% | 0.00% | – |
| APTS | Exit | PREFERRED APT CMNTYS INC | $0 | – | -22 | -100.0% | 0.00% | – |
| EIV | Exit | EATON VANCE MUN BD FD II | $0 | – | -2,000 | -100.0% | 0.00% | – |
| CMBS | Exit | ISHARES TRbarclays cmbs | $0 | – | -1,482 | -100.0% | 0.00% | – |
| LKFN | Exit | LAKELAND FINL CORP | $0 | – | -300 | -100.0% | 0.00% | – |
| FBNK | Exit | FIRST CONN BANCORP INC MD | $0 | – | -262 | -100.0% | 0.00% | – |
| AFT | Exit | APOLLO SR FLOATING RATE FD I | $0 | – | -500 | -100.0% | 0.00% | – |
| SEF | Exit | PROSHARES TR | $0 | – | -23,353 | -100.0% | 0.00% | – |
| PERFQ | Exit | PERFUMANIA HLDGS INC | $0 | – | -7,752 | -100.0% | 0.00% | – |
| AAVVF | Exit | ADVANTAGE OIL & GAS LTDcall | $0 | – | -2,900 | -100.0% | 0.00% | – |
| HLPRB | Exit | HECLA MNG COpfd cv ser b | $0 | – | -270 | -100.0% | 0.00% | – |
| BGMD | Exit | BG MEDICINE INC | $0 | – | -410 | -100.0% | 0.00% | – |
| CELGZ | Exit | CELGENE CORPright 12/31/2030 | $0 | – | -3,075 | -100.0% | 0.00% | – |
| GTE | Exit | GRAN TIERRA ENERGY INCput | $0 | – | -5,000 | -100.0% | 0.00% | – |
| WAVX | Exit | WAVE SYSTEMS CORP | $0 | – | -1,764 | -100.0% | 0.00% | – |
| HDY | Exit | HYPERDYNAMICS CORP | $0 | – | -500 | -100.0% | 0.00% | – |
| CDE | Exit | COEUR MNG INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| CBNK | Exit | CHICOPEE BANCORP INC | $0 | – | -130 | -100.0% | 0.00% | – |
| SFUN | Exit | SOUFUN HLDGS LTDadr | $0 | – | -8,127 | -100.0% | 0.00% | – |
| OSHWQ | Exit | ORCHARD SUPPLY HARDWARE STORcl a | $0 | – | -83 | -100.0% | 0.00% | – |
| BOTA | Exit | BIOTA PHARMACEUTIALS INC | $0 | – | -3 | -100.0% | 0.00% | – |
| CENTA | Exit | CENTRAL GARDEN & PET COcl a non-vtg | $0 | – | -8,412 | -100.0% | 0.00% | – |
| GAIA | Exit | GAIAM INCcl a | $0 | – | -28 | -100.0% | 0.00% | – |
| EXL | Exit | EXCEL TR INC | $0 | – | -8,027 | -100.0% | 0.00% | – |
| SYPR | Exit | SYPRIS SOLUTIONS INC | $0 | – | -3,314 | -100.0% | 0.00% | – |
| Exit | SALESFORCE COM INCnote 0.750 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| FSCI | Exit | FISHER COMMUNICATIONS INC | $0 | – | -100 | -100.0% | 0.00% | – |
| GEX | Exit | MARKET VECTORS ETF TRgbl alter enrg | $0 | – | -400 | -100.0% | 0.00% | – |
| IFON | Exit | INFOSONICS CORP | $0 | – | -4,060 | -100.0% | 0.00% | – |
| PCTI | Exit | PC-TEL INC | $0 | – | -200 | -100.0% | 0.00% | – |
| KAR | Exit | KAR AUCTION SVCS INC | $0 | – | -39 | -100.0% | 0.00% | – |
| NKY | Exit | PRECIDIAN ETFS TRmaxis nikkei | $0 | – | -3,000 | -100.0% | 0.00% | – |
| FFEX | Exit | FROZEN FOOD EXPRESS INDS INC | $0 | – | -69,000 | -100.0% | 0.00% | – |
| DCTH | Exit | DELCATH SYS INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| ELOS | Exit | SYNERON MEDICAL LTD | $0 | – | -1,394 | -100.0% | 0.00% | – |
| WIN | Exit | WINDSTREAM CORPput | $0 | – | -5,600 | -100.0% | 0.00% | – |
| SNMX | Exit | SENOMYX INC | $0 | – | -340 | -100.0% | 0.00% | – |
| Exit | AMDOCS LTDnote 0.500% 3 | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| CWST | Exit | CASELLA WASTE SYS INCcl a | $0 | – | -100 | -100.0% | 0.00% | – |
| DENN | Exit | DENNYS CORP | $0 | – | -20,975 | -100.0% | 0.00% | – |
| CRHRF | Exit | CROSSHAIR ENERGY CORP | $0 | – | -3,250 | -100.0% | 0.00% | – |
| SVA | Exit | SINOVAC BIOTECH LTD | $0 | – | -97 | -100.0% | 0.00% | – |
| CCUR | Exit | CONCURRENT COMPUTER CORP NEW | $0 | – | -18 | -100.0% | 0.00% | – |
| SKK | Exit | PROSHARES TR | $0 | – | -3,181 | -100.0% | 0.00% | – |
| AAON | Exit | AAON INC | $0 | – | -600 | -100.0% | 0.00% | – |
| OFI | Exit | OVERHILL FARMS INC | $0 | – | -31 | -100.0% | 0.00% | – |
| CVGW | Exit | CALAVO GROWERS INC | $0 | – | -3,700 | -100.0% | 0.00% | – |
| CMFO | Exit | CHINA MARINE FOOD GROUP LTD | $0 | – | -1,000 | -100.0% | 0.00% | – |
| LUFK | Exit | LUFKIN INDS INC | $0 | – | -4,100 | -100.0% | 0.00% | – |
| CLIR | Exit | CLEARSIGN COMBUSTION CORP | $0 | – | -90 | -100.0% | 0.00% | – |
| PNFP | Exit | PINNACLE FINL PARTNERS INC | $0 | – | -5,156 | -100.0% | 0.00% | – |
| ERH | Exit | WELLS FARGO ADVANTAGE UTILS | $0 | – | 0 | +100.0% | 0.00% | – |
| ABVC | Exit | COMPANHIA DE BEBIDAS DAS AMEsponsored adr | $0 | – | -1,370 | -100.0% | 0.00% | – |
| CAAS | Exit | CHINA AUTOMOTIVE SYS INC | $0 | – | -37,408 | -100.0% | 0.00% | – |
| SVM | Exit | SILVERCORP METALS INCcall | $0 | – | -2,900 | -100.0% | 0.00% | – |
| WTSLQ | Exit | WET SEAL INCcl a | $0 | – | -69,547 | -100.0% | 0.00% | – |
| WFBI | Exit | WASHINGTONFIRST BANKSHARES I | $0 | – | -780 | -100.0% | 0.00% | – |
| RLGY | Exit | REALOGY HLDGS CORPcall | $0 | – | -2,500 | -100.0% | 0.00% | – |
| ACUR | Exit | ACURA PHARMACEUTICALS INC | $0 | – | -6,254 | -100.0% | 0.00% | – |
| PDS | Exit | PRECISION DRILLING CORPput | $0 | – | -13,200 | -100.0% | 0.00% | – |
| RWG | Exit | COLUMBIA ETF TRsel lc grw etf | $0 | – | -250 | -100.0% | 0.00% | – |
| YOKU | Exit | YOUKU TUDOU INCsponsored adr | $0 | – | -10,722 | -100.0% | 0.00% | – |
| ALTV | Exit | ALTEVA | $0 | – | -1,060 | -100.0% | 0.00% | – |
| ADES | Exit | ADA ES INC | $0 | – | -300 | -100.0% | 0.00% | – |
| NHS | Exit | NEUBERGER BERMAN HGH YLD FD | $0 | – | -179 | -100.0% | 0.00% | – |
| TTT | Exit | PROSHARES TRulsh 20yrtre new | $0 | – | -2,839 | -100.0% | 0.00% | – |
| MUR | Exit | MURPHY OIL CORPcall | $0 | – | -1,500 | -100.0% | 0.00% | – |
| BIIB | Exit | BIOGEN IDEC INCcall | $0 | – | -1,200 | -100.0% | 0.00% | – |
| FU | Exit | FAB UNVL CORP | $0 | – | -89,072 | -100.0% | 0.00% | – |
| MNDO | Exit | MIND C T I LTDord | $0 | – | -1,600 | -100.0% | 0.00% | – |
| SMPL | Exit | SIMPLICITY BANCORP | $0 | – | -2,900 | -100.0% | 0.00% | – |
| SEMG | Exit | SEMGROUP CORPcl a | $0 | – | -1,736 | -100.0% | 0.00% | – |
| XPL | Exit | SOLITARIO EXPL & RTY CORP | $0 | – | -17 | -100.0% | 0.00% | – |
| A624SC | Exit | PROSHARES TR | $0 | – | -100 | -100.0% | 0.00% | – |
| IVOV | Exit | VANGUARD ADMIRAL FDS INCmidcp 400 val | $0 | – | -1,225 | -100.0% | 0.00% | – |
| GGAL | Exit | GRUPO FINANCIERO GALICIA S Asp adr 10 sh b | $0 | – | -404 | -100.0% | 0.00% | – |
| MNRK | Exit | MONARCH FINANCIAL HOLDINGS I | $0 | – | -195 | -100.0% | 0.00% | – |
| GIFI | Exit | GULF ISLAND FABRICATION INC | $0 | – | -2,527 | -100.0% | 0.00% | – |
| VIPS | Exit | VIPSHOP HLDGS LTDsponsored adr | $0 | – | -1 | -100.0% | 0.00% | – |
| IN | Exit | INTERMEC INC | $0 | – | -1,400 | -100.0% | 0.00% | – |
| COPX | Exit | GLOBAL X FDScopper mnr etf | $0 | – | -7,300 | -100.0% | 0.00% | – |
| GDXJ | Exit | MARKET VECTORS ETF TRcall | $0 | – | -7,400 | -100.0% | 0.00% | – |
| NANO | Exit | NANOMETRICS INC | $0 | – | -430 | -100.0% | 0.00% | – |
| INFI | Exit | INFINITY PHARMACEUTICALS INCput | $0 | – | -4,500 | -100.0% | 0.00% | – |
| WPRT | Exit | WESTPORT INNOVATIONS INCput | $0 | – | -15,000 | -100.0% | 0.00% | – |
| ROG | Exit | ROGERS CORP | $0 | – | -1,243 | -100.0% | 0.00% | – |
| MGLN | Exit | MAGELLAN HEALTH SVCS INC | $0 | – | -2,492 | -100.0% | 0.00% | – |
| DSW | Exit | DSW INCcall | $0 | – | -4,400 | -100.0% | 0.00% | – |
| Exit | TAKE-TWO INTERACTIVE SOFTWARnote 4.375% 6/0 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| UNTKQ | Exit | UNITEK GLOBAL SVCS INC | $0 | – | -27 | -100.0% | 0.00% | – |
| NIM | Exit | NUVEEN SELECT MAT MUN FDsh ben int | $0 | – | -1,000 | -100.0% | 0.00% | – |
| WFT | Exit | WEATHERFORD INTERNATIONAL LTcall | $0 | – | -35,000 | -100.0% | 0.00% | – |
| SPXS | Exit | DIREXION SHS ETF TRdrx s&p500bear | $0 | – | -14,066 | -100.0% | 0.00% | – |
| PAAS | Exit | PAN AMERICAN SILVER CORPput | $0 | – | -6,000 | -100.0% | 0.00% | – |
| ESCA | Exit | ESCALADE INC | $0 | – | -184 | -100.0% | 0.00% | – |
| THI | Exit | TIM HORTONS INCput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| MHE | Exit | MASSACHUSETTS HEALTH & ED TXsh ben int | $0 | – | -1,400 | -100.0% | 0.00% | – |
| AUSE | Exit | WISDOMTREE TRUSTaustralia di | $0 | – | -800 | -100.0% | 0.00% | – |
| ESSX | Exit | ESSEX RENT CORP | $0 | – | -22 | -100.0% | 0.00% | – |
| FRS | Exit | FRISCHS RESTAURANTS INC | $0 | – | -120 | -100.0% | 0.00% | – |
| SDP | Exit | PROSHARES TRulshrt utils fd | $0 | – | -100 | -100.0% | 0.00% | – |
| FFG | Exit | FBL FINL GROUP INCcl a | $0 | – | -300 | -100.0% | 0.00% | – |
| PRB | Exit | MARKET VECTORS ETF TRpre-rf mun etf | $0 | – | -2,339 | -100.0% | 0.00% | – |
| AGATF | Exit | DEUTSCHE BK AG LDN BRHps agri ds etn | $0 | – | -1,000 | -100.0% | 0.00% | – |
| EXAR | Exit | EXAR CORP | $0 | – | -2,998 | -100.0% | 0.00% | – |
| VTUS | Exit | VENTRUS BIOSCIENCES INC | $0 | – | -187 | -100.0% | 0.00% | – |
| CBNJ | Exit | CAPE BANCORP INC | $0 | – | -2,041 | -100.0% | 0.00% | – |
| BSCJ | Exit | CLAYMORE EXCHANGE TRD FD TRgug bull2019 e | $0 | – | -4,393 | -100.0% | 0.00% | – |
| GSM | Exit | GLOBE SPECIALTY METALS INC | $0 | – | -22,556 | -100.0% | 0.00% | – |
| ERF | Exit | ENERPLUS CORPput | $0 | – | -6,900 | -100.0% | 0.00% | – |
| NVDA | Exit | NVIDIA CORPcall | $0 | – | -25,000 | -100.0% | 0.00% | – |
| INXN | Exit | INTERXION HOLDING N.Vcall | $0 | – | -1,500 | -100.0% | 0.00% | – |
| PRN | Exit | POWERSHARES ETF TRUSTindl sect port | $0 | – | -700 | -100.0% | 0.00% | – |
| NOA | Exit | NORTH AMERN ENERGY PARTNERSput | $0 | – | -25,000 | -100.0% | 0.00% | – |
| SPAB | Exit | SPDR SERIES TRUSTbrclys agg etf | $0 | – | -218 | -100.0% | 0.00% | – |
| XIDEQ | Exit | EXIDE TECHNOLOGIES | $0 | – | -63,500 | -100.0% | 0.00% | – |
| DVCR | Exit | DIVERSICARE HEALTHCARE SVCS | $0 | – | -94 | -100.0% | 0.00% | – |
| CRFN | Exit | CRESCENT FINL BANCSHARES INC | $0 | – | -101 | -100.0% | 0.00% | – |
| VIOV | Exit | VANGUARD ADMIRAL FDS INCsmlcp 600 val | $0 | – | -59 | -100.0% | 0.00% | – |
| SGU | Exit | STAR GAS PARTNERS L Punit ltd partnr | $0 | – | -1,500 | -100.0% | 0.00% | – |
| SSH | Exit | SUNSHINE HEART INC | $0 | – | -900 | -100.0% | 0.00% | – |
| ACNB | Exit | ACNB CORP | $0 | – | -582 | -100.0% | 0.00% | – |
| HSTM | Exit | HEALTHSTREAM INC | $0 | – | -2,306 | -100.0% | 0.00% | – |
| SJR | Exit | SHAW COMMUNICATIONS INCput | $0 | – | -24,200 | -100.0% | 0.00% | – |
| LBAI | Exit | LAKELAND BANCORP INC | $0 | – | -138 | -100.0% | 0.00% | – |
| MPR | Exit | MET PRO CORP | $0 | – | -38,117 | -100.0% | 0.00% | – |
| FXCB | Exit | FOX CHASE BANCORP INC NEW | $0 | – | -400 | -100.0% | 0.00% | – |
| INOD | Exit | INNODATA INC | $0 | – | -7,923 | -100.0% | 0.00% | – |
| RIMG | Exit | RIMAGE CORP | $0 | – | -34 | -100.0% | 0.00% | – |
| SYMM | Exit | SYMMETRICOM INC | $0 | – | -500 | -100.0% | 0.00% | – |
| CPIX | Exit | CUMBERLAND PHARMACEUTICALS I | $0 | – | -7,013 | -100.0% | 0.00% | – |
| SDBT | Exit | SOUNDBITE COMMUNICATIONS INC | $0 | – | -25 | -100.0% | 0.00% | – |
| HFBC | Exit | HOPFED BANCORP INC | $0 | – | -172 | -100.0% | 0.00% | – |
| UFCS | Exit | UNITED FIRE GROUP INC | $0 | – | -2,746 | -100.0% | 0.00% | – |
| PWER | Exit | POWER ONE INC NEW | $0 | – | -54,516 | -100.0% | 0.00% | – |
| IVAC | Exit | INTEVAC INC | $0 | – | -5,700 | -100.0% | 0.00% | – |
| FPPP | Exit | FIELDPOINT PETROLEUM CORP | $0 | – | -33 | -100.0% | 0.00% | – |
| FSP | Exit | FRANKLIN STREET PPTYS CORP | $0 | – | -41,313 | -100.0% | 0.00% | – |
| DEPO | Exit | DEPOMED INC | $0 | – | -199 | -100.0% | 0.00% | – |
| HILL | Exit | DOT HILL SYS CORP | $0 | – | -77 | -100.0% | 0.00% | – |
| FULL | Exit | FULL CIRCLE CAP CORP | $0 | – | -68 | -100.0% | 0.00% | – |
| HOG | Exit | HARLEY DAVIDSON INCcall | $0 | – | -3,600 | -100.0% | 0.00% | – |
| QMN | Exit | INDEXIQ ETF TRiq hedgmkt nut | $0 | – | -310 | -100.0% | 0.00% | – |
| VHI | Exit | VALHI INC NEW | $0 | – | -2,342 | -100.0% | 0.00% | – |
| LEI | Exit | LUCAS ENERGY INC | $0 | – | -31 | -100.0% | 0.00% | – |
| SHBI | Exit | SHORE BANCSHARES INC | $0 | – | -198 | -100.0% | 0.00% | – |
| SRT | Exit | STARTEK INC | $0 | – | -12 | -100.0% | 0.00% | – |
| SNFCA | Exit | SECURITY NATL FINL CORPcl a new | $0 | – | -13 | -100.0% | 0.00% | – |
| Exit | WEBMD HEALTH CORPnote 2.500% 1 | $0 | – | -80,000 | -100.0% | 0.00% | – | |
| NETC | Exit | NET SERVICOS DE COMUNICACAOsponsd adr new | $0 | – | -37 | -100.0% | 0.00% | – |
| DRC | Exit | DRESSER-RAND GROUP INCput | $0 | – | -8,600 | -100.0% | 0.00% | – |
| COGO | Exit | COGO GROUP INC | $0 | – | -400 | -100.0% | 0.00% | – |
| SID | Exit | COMPANHIA SIDERURGICA NACIONcall | $0 | – | -150,000 | -100.0% | 0.00% | – |
| AUQ | Exit | AURICO GOLD INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| THRX | Exit | THERAVANCE INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| FESLQ | Exit | FORBES ENERGY SVCS LTD | $0 | – | -1,446 | -100.0% | 0.00% | – |
| SYNC | Exit | SYNACOR INC | $0 | – | -2,333 | -100.0% | 0.00% | – |
| ARWR | Exit | ARROWHEAD RESH CORP | $0 | – | -7 | -100.0% | 0.00% | – |
| DDE | Exit | DOVER DOWNS GAMING & ENTMT I | $0 | – | -30 | -100.0% | 0.00% | – |
| ELON | Exit | ECHELON CORP | $0 | – | -31 | -100.0% | 0.00% | – |
| VHC | Exit | VIRNETX HLDG CORPput | $0 | – | -4,000 | -100.0% | 0.00% | – |
| CLCT | Exit | COLLECTORS UNIVERSE INC | $0 | – | -855 | -100.0% | 0.00% | – |
| 5021PS | Exit | LNB BANCORP INC | $0 | – | -104 | -100.0% | 0.00% | – |
| GDI | Exit | GARDNER DENVER INC | $0 | – | -4,790 | -100.0% | 0.00% | – |
| MTRX | Exit | MATRIX SVC CO | $0 | – | -4,187 | -100.0% | 0.00% | – |
| CLWR | Exit | CLEARWIRE CORP NEWcl a | $0 | – | -8,725 | -100.0% | 0.00% | – |
| FMNB | Exit | FARMERS NATL BANC CORP | $0 | – | -4,200 | -100.0% | 0.00% | – |
| WPRT | Exit | WESTPORT INNOVATIONS INCcall | $0 | – | -13,900 | -100.0% | 0.00% | – |
| WBSN | Exit | WEBSENSE INC | $0 | – | -500 | -100.0% | 0.00% | – |
| GRXRT | Exit | GABELLI HLTHCARE & WELLNESSright 07/17/2013 | $0 | – | -232,616 | -100.0% | 0.00% | – |
| EXA | Exit | EXA CORP | $0 | – | -52 | -100.0% | 0.00% | – |
| UNTD | Exit | UNITED ONLINE INC | $0 | – | -253 | -100.0% | 0.00% | – |
| GV | Exit | GOLDFIELD CORP | $0 | – | -74,716 | -100.0% | 0.00% | – |
| NWY | Exit | NEW YORK & CO INC | $0 | – | -20,085 | -100.0% | 0.00% | – |
| CASH | Exit | META FINL GROUP INC | $0 | – | -356 | -100.0% | 0.00% | – |
| REMX | Exit | MARKET VECTORS ETF TRminor metals | $0 | – | -37,065 | -100.0% | 0.00% | – |
| FEIM | Exit | FREQUENCY ELECTRS INC | $0 | – | -250 | -100.0% | 0.00% | – |
| PRXI | Exit | PREMIER EXIBITIONS INC | $0 | – | -514 | -100.0% | 0.00% | – |
| Exit | CHIQUITA BRANDS INTL INCnote 4.250% 8/1 | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| FFNTQ | Exit | FRIENDFINDER NETWORKS INC | $0 | – | -13 | -100.0% | 0.00% | – |
| INNPRCCL | Exit | SUMMIT HOTEL PPTYSpfd ser c 7.125% | $0 | – | -16,873 | -100.0% | 0.00% | – |
| AEC | Exit | ASSOCIATED ESTATES RLTY CORP | $0 | – | -2,110 | -100.0% | 0.00% | – |
| CERE | Exit | CERES INC | $0 | – | -436 | -100.0% | 0.00% | – |
| NLR | Exit | MARKET VECTORS ETF TRuran nuclr enrgy | $0 | – | -8,078 | -100.0% | 0.00% | – |
| NBTB | Exit | NBT BANCORP INC | $0 | – | -800 | -100.0% | 0.00% | – |
| ESV | Exit | ENSCO PLCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| SOQ | Exit | SONDE RES CORP | $0 | – | -210 | -100.0% | 0.00% | – |
| ACCL | Exit | ACCELRYS INC | $0 | – | -2,169 | -100.0% | 0.00% | – |
| DXPE | Exit | DXP ENTERPRISES INC NEW | $0 | – | -3 | -100.0% | 0.00% | – |
| CCX | Exit | WISDOMTREE TRdreyfus cmm fd | $0 | – | -1,550 | -100.0% | 0.00% | – |
| GENC | Exit | GENCOR INDS INC | $0 | – | -42 | -100.0% | 0.00% | – |
| AHGP | Exit | ALLIANCE HOLDINGS GP LP | $0 | – | -2,668 | -100.0% | 0.00% | – |
| CTHR | Exit | CHARLES & COLVARD LTD | $0 | – | -25 | -100.0% | 0.00% | – |
| BERK | Exit | BERKSHIRE BANCORP INC DEL | $0 | – | -1,273 | -100.0% | 0.00% | – |
| RLOGQ | Exit | RAND LOGISTICS INC | $0 | – | -5,159 | -100.0% | 0.00% | – |
| ASCA | Exit | AMERISTAR CASINOS INCput | $0 | – | -400 | -100.0% | 0.00% | – |
| CTBI | Exit | COMMUNITY TR BANCORP INC | $0 | – | -1,470 | -100.0% | 0.00% | – |
| TROV | Exit | TROVAGENE INC | $0 | – | -100 | -100.0% | 0.00% | – |
| DSS | Exit | DOCUMENT SEC SYS INC | $0 | – | -2 | -100.0% | 0.00% | – |
| ALC | Exit | ASSISTED LIVING CONCPT NEV Ncl a new | $0 | – | -16,520 | -100.0% | 0.00% | – |
| BZM | Exit | BLACKROCK MD MUNICIPAL BOND | $0 | – | -403 | -100.0% | 0.00% | – |
| LMOS | Exit | LUMOS NETWORKS CORP | $0 | – | -5,207 | -100.0% | 0.00% | – |
| VMED | Exit | VIRGIN MEDIA INC | $0 | – | -287 | -100.0% | 0.00% | – |
| GRMN | Exit | GARMIN LTDcall | $0 | – | -12,800 | -100.0% | 0.00% | – |
| GEVO | Exit | GEVO INC | $0 | – | -464 | -100.0% | 0.00% | – |
| ZNOG | Exit | ZION OIL & GAS INC | $0 | – | -433 | -100.0% | 0.00% | – |
| DIRT | Exit | BARCLAYS BK PLCipth agric etn | $0 | – | -2,821 | -100.0% | 0.00% | – |
| ASRV | Exit | AMERISERV FINL INC | $0 | – | -346 | -100.0% | 0.00% | – |
| DAGXF | Exit | DEUTSCHE BK AG LDN BRHps agri dl etn | $0 | – | -9,784 | -100.0% | 0.00% | – |
| PHMD | Exit | PHOTOMEDEX INC | $0 | – | -2,614 | -100.0% | 0.00% | – |
| ENZ | Exit | ENZO BIOCHEM INC | $0 | – | -300 | -100.0% | 0.00% | – |
| AADR | Exit | ADVISORSHARES TRbny grwth adr | $0 | – | -150 | -100.0% | 0.00% | – |
| NMD | Exit | NUVEEN MUN HIGH INC OPPTY FD | $0 | – | -6 | -100.0% | 0.00% | – |
| AG | Exit | FIRST MAJESTIC SILVER CORPcall | $0 | – | -5,200 | -100.0% | 0.00% | – |
| CACH | Exit | CACHE INC | $0 | – | -1 | -100.0% | 0.00% | – |
| FXP | Exit | PROSHARES TRultsht china 25 | $0 | – | -1,586 | -100.0% | 0.00% | – |
| ORA | Exit | ORMAT TECHNOLOGIES INCcall | $0 | – | -8,200 | -100.0% | 0.00% | – |
| Exit | MOLSON COORS BREWING COnote 2.500% 7/3 | $0 | – | -12,000 | -100.0% | 0.00% | – | |
| PFIN | Exit | P & F INDS INCcl a new | $0 | – | -21,807 | -100.0% | 0.00% | – |
| NOA | Exit | NORTH AMERN ENERGY PARTNERScall | $0 | – | -12,600 | -100.0% | 0.00% | – |
| DEL | Exit | DELTIC TIMBER CORP | $0 | – | -1,236 | -100.0% | 0.00% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS Lput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| AUQ | Exit | AURICO GOLD INCput | $0 | – | -8,000 | -100.0% | 0.00% | – |
| ATX | Exit | CROSS A T COcl a | $0 | – | -720 | -100.0% | 0.00% | – |
| Exit | ALERE INCnote 3.000% 5 | $0 | – | -120,000 | -100.0% | 0.00% | – | |
| BEAT | Exit | CARDIONET INC | $0 | – | -308 | -100.0% | 0.00% | – |
| OLOXF | Exit | DEUTSCHE BK AG LONDON BRHps cr oil lg etn | $0 | – | -250 | -100.0% | 0.00% | – |
| FITBP | Exit | FIFTH THIRD BANCORPcnv pfd dep1/250 | $0 | – | -282 | -100.0% | 0.00% | – |
| ZIPR | Exit | ZIPREALTY INC | $0 | – | -29 | -100.0% | 0.00% | – |
| POWR | Exit | POWERSECURE INTL INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| TXCCQ | Exit | TRANSWITCH CORP | $0 | – | -39 | -100.0% | 0.00% | – |
| ASTX | Exit | ASTEX PHARMACEUTICALS INCput | $0 | – | -40,400 | -100.0% | 0.00% | – |
| SUPN | Exit | SUPERNUS PHARMACEUTICALS INC | $0 | – | -10 | -100.0% | 0.00% | – |
| VLTR | Exit | VOLTERRA SEMICONDUCTOR CORP | $0 | – | -100 | -100.0% | 0.00% | – |
| BELFB | Exit | BEL FUSE INCcl b | $0 | – | -300 | -100.0% | 0.00% | – |
| SIF | Exit | SIFCO INDS INC | $0 | – | -463 | -100.0% | 0.00% | – |
| ARB | Exit | ARBITRON INC | $0 | – | -250 | -100.0% | 0.00% | – |
| LORL | Exit | LORAL SPACE & COMMUNICATNS I | $0 | – | -1,302 | -100.0% | 0.00% | – |
| STBA | Exit | S & T BANCORP INC | $0 | – | -3,119 | -100.0% | 0.00% | – |
| CYAN | Exit | CYANOTECH CORP | $0 | – | -51 | -100.0% | 0.00% | – |
| Exit | NASDAQ OMX GROUP INCnote 2.500% 8/1 | $0 | – | -40,000 | -100.0% | 0.00% | – | |
| NSU | Exit | NEVSUN RES LTDcall | $0 | – | -3,000 | -100.0% | 0.00% | – |
| Exit | BROADSOFT INCnote 1.500 | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| GKNT | Exit | GEEKNET INC | $0 | – | -182 | -100.0% | 0.00% | – |
| TRF | Exit | TEMPLETON RUS AND EAST EUR F | $0 | – | -150 | -100.0% | 0.00% | – |
| ROYL | Exit | ROYALE ENERGY INC | $0 | – | -11 | -100.0% | 0.00% | – |
| RM | Exit | REGIONAL MGMT CORP | $0 | – | -2,271 | -100.0% | 0.00% | – |
| UGP | Exit | ULTRAPAR PARTICIPACOES S A | $0 | – | -17,074 | -100.0% | 0.00% | – |
| CBRX | Exit | COLUMBIA LABS INC | $0 | – | -110,647 | -100.0% | 0.00% | – |
| DHOXQ | Exit | DESARROLLADORA HOMEX S A DEsponsored adr | $0 | – | -33,017 | -100.0% | 0.00% | – |
| IPAS | Exit | IPASS INC | $0 | – | -160 | -100.0% | 0.00% | – |
| PMD | Exit | PSYCHEMEDICS CORP | $0 | – | -58 | -100.0% | 0.00% | – |
| PLMRT | Exit | POLYMET MINING CORPright 07/03/2013 | $0 | – | -265,000 | -100.0% | 0.00% | – |
| WIN | Exit | WINDSTREAM CORPcall | $0 | – | -5,600 | -100.0% | 0.00% | – |
| SPRD | Exit | SPREADTRUM COMMUNICATIONS INadr | $0 | – | -9,167 | -100.0% | 0.00% | – |
| TSRX | Exit | TRIUS THERAPEUTICS INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| SURG | Exit | SYNERGETICS USA INC | $0 | – | -125 | -100.0% | 0.00% | – |
| PALDF | Exit | NORTH AMERN PALLADIUM LTDput | $0 | – | -8,000 | -100.0% | 0.00% | – |
| TWO | Exit | TWO HBRS INVT CORPput | $0 | – | -500 | -100.0% | 0.00% | – |
| AIXNY | Exit | AIXTRON SEsponsored adr | $0 | – | -250 | -100.0% | 0.00% | – |
| PBTH | Exit | PROLOR BIOTECH INC | $0 | – | -10,500 | -100.0% | 0.00% | – |
| MBFI | Exit | MB FINANCIAL INC NEW | $0 | – | -4,808 | -100.0% | 0.00% | – |
| NUGT | Exit | DIREXION SHS ETF TRdly glmnrbu3xnew | $0 | – | -2,000 | -100.0% | 0.00% | – |
| SPGH | Exit | UBS AG JERSEY BRHs&p500 gld etn | $0 | – | -325 | -100.0% | 0.00% | – |
| GPIC | Exit | GAMING PARTNERS INTL CORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| GES | Exit | GUESS INCput | $0 | – | -19,000 | -100.0% | 0.00% | – |
| COVR | Exit | COVER-ALL TECHNOLOGIES INC | $0 | – | -89 | -100.0% | 0.00% | – |
| OESX | Exit | ORION ENERGY SYSTEMS INC | $0 | – | -32 | -100.0% | 0.00% | – |
| DNRCQ | Exit | DENBURY RES INCput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| CSPI | Exit | CSP INC | $0 | – | -34,676 | -100.0% | 0.00% | – |
| SCIF | Exit | MARKET VECTORS ETF TRindia small cp | $0 | – | -1,784 | -100.0% | 0.00% | – |
| III | Exit | INFORMATION SERVICES GROUP I | $0 | – | -284 | -100.0% | 0.00% | – |
| TRNS | Exit | TRANSCAT INC | $0 | – | -49 | -100.0% | 0.00% | – |
| BPAX | Exit | BIOSANTE PHARMACEUTICALS INC | $0 | – | -1,009 | -100.0% | 0.00% | – |
| KEYN | Exit | KEYNOTE SYS INC | $0 | – | -25,000 | -100.0% | 0.00% | – |
| MASC | Exit | MATERIAL SCIENCES CORP | $0 | – | -66 | -100.0% | 0.00% | – |
| UDR | Exit | UDR INCcall | $0 | – | -10,600 | -100.0% | 0.00% | – |
| MFLX | Exit | MULTI FINELINE ELECTRONIX IN | $0 | – | -1,302 | -100.0% | 0.00% | – |
| UAMY | Exit | UNITED STATES ANTIMONY CORP | $0 | – | -2,088 | -100.0% | 0.00% | – |
| JVA | Exit | COFFEE HLDGS INC | $0 | – | -9 | -100.0% | 0.00% | – |
| IDSA | Exit | INDUSTRIAL SVCS AMER INC FLA | $0 | – | -100 | -100.0% | 0.00% | – |
| USU | Exit | USEC INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| AMCC | Exit | APPLIED MICRO CIRCUITS CORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| CVU | Exit | CPI AEROSTRUCTURES INC | $0 | – | -57 | -100.0% | 0.00% | – |
| PRSS | Exit | CAFEPRESS INC | $0 | – | -1,663 | -100.0% | 0.00% | – |
| XIN | Exit | XINYUAN REAL ESTATE CO LTDspons adr | $0 | – | -5,100 | -100.0% | 0.00% | – |
| SPPR | Exit | SUPERTEL HOSPITALITY INC MD | $0 | – | -15,500 | -100.0% | 0.00% | – |
| SLT | Exit | STERLITE INDS INDIA LTDads | $0 | – | -79,502 | -100.0% | 0.00% | – |
| CSTR | Exit | COINSTAR INC | $0 | – | -2,640 | -100.0% | 0.00% | – |
| GFA | Exit | GAFISA S Aspons adr | $0 | – | -27,180 | -100.0% | 0.00% | – |
| ASCA | Exit | AMERISTAR CASINOS INC | $0 | – | -700 | -100.0% | 0.00% | – |
| PDII | Exit | PDI INC | $0 | – | -1,928 | -100.0% | 0.00% | – |
| DRL | Exit | DORAL FINL CORP | $0 | – | -4,000 | -100.0% | 0.00% | – |
| FTE | Exit | FRANCE TELECOMsponsored adr | $0 | – | -55,513 | -100.0% | 0.00% | – |
| PFBC | Exit | PREFERRED BK LOS ANGELES CA | $0 | – | -400 | -100.0% | 0.00% | – |
| USL | Exit | UNITED STS 12 MONTH OIL FD Lunit ben int | $0 | – | -68 | -100.0% | 0.00% | – |
| EXK | Exit | ENDEAVOUR SILVER CORPput | $0 | – | -400 | -100.0% | 0.00% | – |
| PCYG | Exit | PARK CITY GROUP INC | $0 | – | -13 | -100.0% | 0.00% | – |
| PULB | Exit | PULASKI FINL CORP | $0 | – | -72 | -100.0% | 0.00% | – |
| ARTW | Exit | ARTS WAY MFG INC | $0 | – | -29,516 | -100.0% | 0.00% | – |
| SIGI | Exit | SELECTIVE INS GROUP INC | $0 | – | -8,439 | -100.0% | 0.00% | – |
| BACWSA | Exit | BANK OF AMERICA CORPORATION*w exp 01/16/201 | $0 | – | -1,000 | -100.0% | 0.00% | – |
| EFU | Exit | PROSHARES TRulsh mscieaf new | $0 | – | -658 | -100.0% | 0.00% | – |
| LAWS | Exit | LAWSON PRODS INC | $0 | – | -330 | -100.0% | 0.00% | – |
| BLMT | Exit | BSB BANCORP INC MD | $0 | – | -2,500 | -100.0% | 0.00% | – |
| EPRPRE | Exit | EPR PPTYSconv pfd 9% sr e | $0 | – | -150 | -100.0% | 0.00% | – |
| BTAL | Exit | FQF TRquant neut ant | $0 | – | -3,000 | -100.0% | 0.00% | – |
| VHS | Exit | VANGUARD HEALTH SYS INC | $0 | – | -44 | -100.0% | 0.00% | – |
| PKE | Exit | PARK ELECTROCHEMICAL CORP | $0 | – | -100 | -100.0% | 0.00% | – |
| INFI | Exit | INFINITY PHARMACEUTICALS INCcall | $0 | – | -42,500 | -100.0% | -0.00% | – |
| VWOB | Exit | VANGUARD WHITEHALL FDS INCemerg mkt bd etf | $0 | – | -10,605 | -100.0% | -0.00% | – |
| CHG | Exit | CH ENERGY GROUP INC | $0 | – | -11,983 | -100.0% | -0.00% | – |
| FCNCA | Exit | FIRST CTZNS BANCSHARES INC Ncl a | $0 | – | -3,078 | -100.0% | -0.00% | – |
| BAX | Exit | BAXTER INTL INCput | $0 | – | -18,800 | -100.0% | -0.00% | – |
| S | Exit | SPRINT NEXTEL CORPput | $0 | – | -201,000 | -100.0% | -0.00% | – |
| CSX | Exit | CSX CORPcall | $0 | – | -45,000 | -100.0% | -0.00% | – |
| JDSU | Exit | JDS UNIPHASE CORPcall | $0 | – | -89,500 | -100.0% | -0.00% | – |
| SPTI | Exit | SPDR SERIES TRUSTbrclys inter etf | $0 | – | -26,777 | -100.0% | -0.00% | – |
| MON | Exit | MONSANTO CO NEWcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| VAL | Exit | VALSPAR CORPcall | $0 | – | -9,900 | -100.0% | -0.00% | – |
| CVS | Exit | CVS CAREMARK CORPORATIONcall | $0 | – | -25,500 | -100.0% | -0.00% | – |
| BTU | Exit | PEABODY ENERGY CORPcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| Exit | ISTAR FINL INCnote 3.000%11/1 | $0 | – | -1,500,000 | -100.0% | -0.00% | – | |
| DF | Exit | DEAN FOODS CO NEW | $0 | – | -94,488 | -100.0% | -0.00% | – |
| CSU | Exit | CAPITAL SR LIVING CORPcall | $0 | – | -48,400 | -100.0% | -0.00% | – |
| CA | Exit | CA INCcall | $0 | – | -49,000 | -100.0% | -0.00% | – |
| ASPS | Exit | ALTISOURCE PORTFOLIO SOLNS Sput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| FFCH | Exit | FIRST FINL HLDGS INC | $0 | – | -43,600 | -100.0% | -0.00% | – |
| GT | Exit | GOODYEAR TIRE & RUBR COput | $0 | – | -40,500 | -100.0% | -0.00% | – |
| DG | Exit | DOLLAR GEN CORP NEWput | $0 | – | -32,300 | -100.0% | -0.00% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS INCcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| GRPN | Exit | GROUPON INCput | $0 | – | -150,000 | -100.0% | -0.00% | – |
| STEC | Exit | STEC INC | $0 | – | -224,241 | -100.0% | -0.00% | – |
| DDD | Exit | 3-D SYS CORP DELcall | $0 | – | -21,400 | -100.0% | -0.00% | – |
| AESPRC | Exit | AES TR IIIpfd cv 6.75% | $0 | – | -34,347 | -100.0% | -0.00% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB COcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| AM | Exit | AMERICAN GREETINGS CORPcl a | $0 | – | -33,006 | -100.0% | -0.00% | – |
| TMO | Exit | THERMO FISHER SCIENTIFIC INCcall | $0 | – | -15,000 | -100.0% | -0.00% | – |
| ALXN | Exit | ALEXION PHARMACEUTICALS INCcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| XMLV | Exit | POWERSHARES ETF TR IIs&p400 lovl pt | $0 | – | -39,887 | -100.0% | -0.00% | – |
| KOS | Exit | KOSMOS ENERGY LTDcall | $0 | – | -102,000 | -100.0% | -0.00% | – |
| MHFI | Exit | MCGRAW HILL FINL INCput | $0 | – | -29,300 | -100.0% | -0.00% | – |
| TKR | Exit | TIMKEN COput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| ALNY | Exit | ALNYLAM PHARMACEUTICALS INCcall | $0 | – | -55,000 | -100.0% | -0.00% | – |
| CNA | Exit | CNA FINL CORP | $0 | – | -27,428 | -100.0% | -0.00% | – |
| CHRW | Exit | C H ROBINSON WORLDWIDE INCput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| MLCO | Exit | MELCO CROWN ENTMT LTDput | $0 | – | -55,000 | -100.0% | -0.00% | – |
| MGA | Exit | MAGNA INTL INCput | $0 | – | -11,500 | -100.0% | -0.00% | – |
| BKI | Exit | BUCKEYE TECHNOLOGIES INC | $0 | – | -16,611 | -100.0% | -0.00% | – |
| SILU | Exit | SPROTT RESOURCE LENDING CORP | $0 | – | -843,968 | -100.0% | -0.00% | – |
| SRPT | Exit | SAREPTA THERAPEUTICS INCcall | $0 | – | -28,000 | -100.0% | -0.00% | – |
| ROC | Exit | ROCKWOOD HLDGS INCput | $0 | – | -21,500 | -100.0% | -0.00% | – |
| OIH | Exit | MARKET VECTORS ETF TRcall | $0 | – | -64,800 | -100.0% | -0.00% | – |
| GRPN | Exit | GROUPON INCcall | $0 | – | -250,000 | -100.0% | -0.00% | – |
| MHFI | Exit | MCGRAW HILL FINL INCcall | $0 | – | -36,700 | -100.0% | -0.00% | – |
| NWSA | Exit | NEWS CORPcall | $0 | – | -70,000 | -100.0% | -0.00% | – |
| GRA | Exit | GRACE W R & CO DEL NEWput | $0 | – | -26,700 | -100.0% | -0.00% | – |
| CHRW | Exit | C H ROBINSON WORLDWIDE INCcall | $0 | – | -50,900 | -100.0% | -0.00% | – |
| OLN | Exit | OLIN CORPcall | $0 | – | -85,000 | -100.0% | -0.00% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INCput | $0 | – | -50,400 | -100.0% | -0.00% | – |
| IAC | Exit | IAC INTERACTIVECORPcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| XLB | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| V107SC | Exit | WELLPOINT INCput | $0 | – | -29,100 | -100.0% | -0.00% | – |
| TWC | Exit | TIME WARNER CABLE INCcall | $0 | – | -22,700 | -100.0% | -0.00% | – |
| RCI | Exit | ROGERS COMMUNICATIONS INCput | $0 | – | -61,000 | -100.0% | -0.00% | – |
| GD | Exit | GENERAL DYNAMICS CORPcall | $0 | – | -33,000 | -100.0% | -0.00% | – |
| TIBX | Exit | TIBCO SOFTWARE INCput | $0 | – | -90,000 | -100.0% | -0.00% | – |
| DXJ | Exit | WISDOMTREE TRUSTput | $0 | – | -60,000 | -100.0% | -0.00% | – |
| PPLPRU | Exit | PPL CORPunit 99/99/9999 | $0 | – | -42,700 | -100.0% | -0.00% | – |
| DRC | Exit | DRESSER-RAND GROUP INCcall | $0 | – | -45,000 | -100.0% | -0.00% | – |
| TKR | Exit | TIMKEN COcall | $0 | – | -42,800 | -100.0% | -0.00% | – |
| CBOE | Exit | CBOE HLDGS INCput | $0 | – | -40,000 | -100.0% | -0.00% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS INCput | $0 | – | -35,000 | -100.0% | -0.00% | – |
| NBIX | Exit | NEUROCRINE BIOSCIENCES INCcall | $0 | – | -139,000 | -100.0% | -0.00% | – |
| PST | Exit | PROSHARES TR | $0 | – | -66,920 | -100.0% | -0.00% | – |
| SRC | Exit | SPIRIT RLTY CAP INC | $0 | – | -119,348 | -100.0% | -0.00% | – |
| V107SC | Exit | WELLPOINT INCcall | $0 | – | -31,700 | -100.0% | -0.00% | – |
| AOL | Exit | AOL INCcall | $0 | – | -80,000 | -100.0% | -0.00% | – |
| MUAB | Exit | ISHARES TR2013 s&p amtfr | $0 | – | -57,555 | -100.0% | -0.00% | – |
| WU | Exit | WESTERN UN COcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| 4945SC | Exit | KINDER MORGAN ENERGY PARTNERput | $0 | – | -36,900 | -100.0% | -0.00% | – |
| IBB | Exit | ISHARES TRput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| MMM | Exit | 3M COcall | $0 | – | -37,500 | -100.0% | -0.00% | – |
| GDXJ | Exit | MARKET VECTORS ETF TRput | $0 | – | -440,000 | -100.0% | -0.00% | – |
| DRI | Exit | DARDEN RESTAURANTS INCcall | $0 | – | -66,200 | -100.0% | -0.00% | – |
| DISH | Exit | DISH NETWORK CORPput | $0 | – | -80,000 | -100.0% | -0.00% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcall | $0 | – | -33,000 | -100.0% | -0.00% | – |
| Exit | TIBCO SOFTWARE INCnote | $0 | – | -4,120,000 | -100.0% | -0.00% | – | |
| DE | Exit | DEERE & COput | $0 | – | -45,000 | -100.0% | -0.00% | – |
| CVX | Exit | CHEVRON CORP NEWput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| Exit | ALCOA INCnote 5.250% 3 | $0 | – | -2,900,000 | -100.0% | -0.00% | – | |
| DISH | Exit | DISH NETWORK CORPcall | $0 | – | -97,100 | -100.0% | -0.00% | – |
| BBY | Exit | BEST BUY INCput | $0 | – | -150,000 | -100.0% | -0.00% | – |
| AEGR | Exit | AEGERION PHARMACEUTICALS INCcall | $0 | – | -55,000 | -100.0% | -0.00% | – |
| TMO | Exit | THERMO FISHER SCIENTIFIC INCput | $0 | – | -45,600 | -100.0% | -0.00% | – |
| MCO | Exit | MOODYS CORPput | $0 | – | -53,000 | -100.0% | -0.00% | – |
| Exit | RYLAND GROUP INCnote 1.625% 5/1 | $0 | – | -2,200,000 | -100.0% | -0.00% | – | |
| COP | Exit | CONOCOPHILLIPScall | $0 | – | -64,300 | -100.0% | -0.00% | – |
| EWC | Exit | ISHARES INCcall | $0 | – | -150,000 | -100.0% | -0.00% | – |
| BBT | Exit | BB&T CORPcall | $0 | – | -90,000 | -100.0% | -0.00% | – |
| Exit | UNITED STATES STL CORP NEWnote 2.750% 4/ | $0 | – | -4,365,000 | -100.0% | -0.00% | – | |
| LUK | Exit | LEUCADIA NATL CORPput | $0 | – | -202,500 | -100.0% | -0.00% | – |
| LSE | Exit | CAPLEASE INC | $0 | – | -586,219 | -100.0% | -0.00% | – |
| FITB | Exit | FIFTH THIRD BANCORPput | $0 | – | -250,000 | -100.0% | -0.00% | – |
| ST | Exit | SENSATA TECHNOLOGIES HLDG BVput | $0 | – | -130,000 | -100.0% | -0.00% | – |
| MFB | Exit | MAIDENFORM BRANDS INC | $0 | – | -250,827 | -100.0% | -0.00% | – |
| WMB | Exit | WILLIAMS COS INC DELcall | $0 | – | -200,000 | -100.0% | -0.01% | – |
| WCG | Exit | WELLCARE HEALTH PLANS INCcall | $0 | – | -113,900 | -100.0% | -0.01% | – |
| SQM | Exit | SOCIEDAD QUIMICA MINERA DE Cput | $0 | – | -146,000 | -100.0% | -0.01% | – |
| Exit | STANDARD PAC CORP NEWnote 1.250% 8/0 | $0 | – | -5,000,000 | -100.0% | -0.01% | – | |
| ZION | Exit | ZIONS BANCORPORATIONcall | $0 | – | -204,000 | -100.0% | -0.01% | – |
| WIN | Exit | WINDSTREAM CORP | $0 | – | -776,521 | -100.0% | -0.01% | – |
| S | Exit | SPRINT NEXTEL CORPcall | $0 | – | -768,000 | -100.0% | -0.01% | – |
| ZION | Exit | ZIONS BANCORPORATIONput | $0 | – | -213,600 | -100.0% | -0.01% | – |
| AFL | Exit | AFLAC INCcall | $0 | – | -100,000 | -100.0% | -0.01% | – |
| Exit | ICAHN ENTERPRISES LP/CORPfrnt 8/1 | $0 | – | -6,000,000 | -100.0% | -0.01% | – | |
| KUBTY | Exit | KUBOTA CORPadr | $0 | – | -92,497 | -100.0% | -0.01% | – |
| ET | Exit | EXACTTARGET INC | $0 | – | -193,550 | -100.0% | -0.01% | – |
| YUM | Exit | YUM BRANDS INCcall | $0 | – | -97,000 | -100.0% | -0.01% | – |
| BCS | Exit | BARCLAYS PLCput | $0 | – | -450,000 | -100.0% | -0.01% | – |
| GDXJ | Exit | MARKET VECTORS ETF TRjr gold miners e | $0 | – | -860,883 | -100.0% | -0.01% | – |
| DVN | Exit | DEVON ENERGY CORP NEWcall | $0 | – | -155,200 | -100.0% | -0.01% | – |
| EXC | Exit | EXELON CORPcall | $0 | – | -270,000 | -100.0% | -0.01% | – |
| BMC | Exit | BMC SOFTWARE INC | $0 | – | -174,496 | -100.0% | -0.01% | – |
| Exit | AFFILIATED MANAGERS GROUPnote 3.950% 8/1 | $0 | – | -6,100,000 | -100.0% | -0.01% | – | |
| FDX | Exit | FEDEX CORPput | $0 | – | -92,800 | -100.0% | -0.01% | – |
| YUM | Exit | YUM BRANDS INCput | $0 | – | -138,100 | -100.0% | -0.01% | – |
| NWS | Exit | NEWS CORPcl b | $0 | – | -279,619 | -100.0% | -0.01% | – |
| MCD | Exit | MCDONALDS CORPput | $0 | – | -100,000 | -100.0% | -0.01% | – |
| M | Exit | MACYS INCcall | $0 | – | -192,200 | -100.0% | -0.01% | – |
| FDX | Exit | FEDEX CORPcall | $0 | – | -95,300 | -100.0% | -0.01% | – |
| MDT | Exit | MEDTRONIC INCcall | $0 | – | -209,400 | -100.0% | -0.01% | – |
| Exit | PHH CORPnote 4.000% 9/0 | $0 | – | -9,800,000 | -100.0% | -0.01% | – | |
| CSCO | Exit | CISCO SYS INCcall | $0 | – | -424,300 | -100.0% | -0.01% | – |
| EXPR | Exit | EXPRESS INC | $0 | – | -482,096 | -100.0% | -0.01% | – |
| MYL | Exit | MYLAN INCput | $0 | – | -380,000 | -100.0% | -0.01% | – |
| OXY | Exit | OCCIDENTAL PETE CORP DELcall | $0 | – | -128,800 | -100.0% | -0.01% | – |
| S | Exit | SPRINT NEXTEL CORP | $0 | – | -1,886,435 | -100.0% | -0.01% | – |
| TTE | Exit | TOTAL S Acall | $0 | – | -294,900 | -100.0% | -0.01% | – |
| BBRY | Exit | RESEARCH IN MOTION LTDcall | $0 | – | -1,315,200 | -100.0% | -0.01% | – |
| DAL | Exit | DELTA AIR LINES INC DELcall | $0 | – | -791,000 | -100.0% | -0.01% | – |
| Exit | SUNPOWER CORPdbcv 4.750% 4/1 | $0 | – | -15,064,000 | -100.0% | -0.01% | – | |
| CBOE | Exit | CBOE HLDGS INCcall | $0 | – | -357,700 | -100.0% | -0.01% | – |
| BBRY | Exit | RESEARCH IN MOTION LTDput | $0 | – | -1,532,700 | -100.0% | -0.01% | – |
| SFD | Exit | SMITHFIELD FOODS INC | $0 | – | -533,395 | -100.0% | -0.02% | – |
| Exit | CUBIST PHARMACEUTICALS INCnote 2.500%11/0 | $0 | – | -10,500,000 | -100.0% | -0.02% | – | |
| NFP | Exit | NATIONAL FINL PARTNERS CORP | $0 | – | -798,374 | -100.0% | -0.02% | – |
| TRLG | Exit | TRUE RELIGION APPAREL INC | $0 | – | -780,927 | -100.0% | -0.02% | – |
| APAPRD | Exit | APACHE CORPpfd conv ser d | $0 | – | -548,791 | -100.0% | -0.02% | – |
| VFC | Exit | V F CORPput | $0 | – | -160,000 | -100.0% | -0.03% | – |
| Exit | MASTEC INCnote 4.250%12/1 | $0 | – | -18,450,000 | -100.0% | -0.03% | – | |
| K | Exit | KELLOGG COput | $0 | – | -650,000 | -100.0% | -0.04% | – |
| K | Exit | KELLOGG COcall | $0 | – | -650,000 | -100.0% | -0.04% | – |
| NWSA | Exit | NEWS CORPcl a | $0 | – | -1,523,937 | -100.0% | -0.04% | – |
| Exit | HERTZ GLOBAL HOLDINGS INCnote 5.250% 6/0 | $0 | – | -17,016,000 | -100.0% | -0.04% | – | |
| EWJ | Exit | ISHARES INCput | $0 | – | -4,658,000 | -100.0% | -0.04% | – |
| Exit | UAL CORPnote 6.000%10/ | $0 | – | -14,922,000 | -100.0% | -0.05% | – | |
| Exit | SBA COMMUNICATIONS CORPnote 4.000%10/0 | $0 | – | -26,605,000 | -100.0% | -0.06% | – | |
| XRT | Exit | SPDR SERIES TRUSTput | $0 | – | -858,400 | -100.0% | -0.06% | – |
| BBRY | Exit | RESEARCH IN MOTION LTD | $0 | – | -7,076,265 | -100.0% | -0.06% | – |
| HYG | Exit | ISHARES TRput | $0 | – | -914,100 | -100.0% | -0.07% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- RBC Global Asset Management Inc. #1
- RBC Capital Markets Arbitrage S.A. #2
- RBC Capital Markets, LLC #3
- RBC Global Asset Management (U.S.) #4
- RBC Dominion Securities Inc. #5
- BlueBay Asset Management LLP #6
- RBC Phillips, Hager & North Investment Counsel Inc. #7
- RBC Private Counsel (USA) Inc. #8
- ROYAL TRUST CORP OF CANADA/ #9
- RBC Investment Solutions (CI) LTD #10
- ROYAL BANK OF CANADA INVESTMENT MANAGEMENT (UK) LTD #11
- Royal Bank of Canada (Suisse) SA #12
- RBC cees Trustee LTD #13
- RBC Trust Co (International) Ltd #14
- RBC Trust Co (Delaware) Ltd #15
- RBC TRUSTEES (C.I.) LTD #16
- Sky Investment Counsel Inc #17
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TORONTO DOMINION BK ONT | 42 | Q3 2023 | 5.6% |
| BANK N S HALIFAX | 42 | Q3 2023 | 4.4% |
| ROYAL BK CDA SUSTAINABL | 42 | Q3 2023 | 3.3% |
| BANK MONTREAL QUE | 42 | Q3 2023 | 2.8% |
| ENBRIDGE INC | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| BCE INC | 42 | Q3 2023 | 2.0% |
| CANADIAN NATL RY CO | 42 | Q3 2023 | 2.0% |
| CDN IMPERIAL BK OF COMMERCE | 42 | Q3 2023 | 2.2% |
View ROYAL BANK OF CANADA's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Mortgage TrustSold out | December 10, 2020 | 0 | 0.0% |
| RMR Mortgage Trust | October 09, 2020 | 1 | 1.6% |
| RMR Real Estate Income Fund | July 09, 2020 | 7 | 14.9% |
| RMR Real Estate Income Fund | April 10, 2020 | 12 | 13.2% |
| RMR Real Estate Income Fund | November 12, 2019 | 1 | 3.7% |
| Invesco Pennsylvania Value Municipal Income TrustSold out | June 03, 2019 | 0 | 0.0% |
| Invesco Trust for Investment Grade New York MunicipalsSold out | June 03, 2019 | 0 | 0.0% |
| EATON VANCE SENIOR INCOME TRUST | February 14, 2019 | 63 | 8.4% |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
| EATON VANCE MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
View ROYAL BANK OF CANADA's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
View ROYAL BANK OF CANADA's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.