$1.19 Billion is the total value of Sheaff Brock Investment Advisors, LLC's 483 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 1.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $4,522,000 | +8.7% | 13 | 0.0% | 0.38% | -1.0% | |
| CME | CME GROUP INC | $3,854,000 | +8.8% | 21,169 | 0.0% | 0.32% | -0.9% | |
| TCBK | TRICO BANCSHARES | $3,813,000 | +44.0% | 108,079 | 0.0% | 0.32% | +30.7% | |
| BMI | BADGER METER INC | $1,787,000 | +43.9% | 19,000 | 0.0% | 0.15% | +31.6% | |
| AJG | GALLAGHER ARTHUR J & CO | $1,744,000 | +17.1% | 14,100 | 0.0% | 0.15% | +6.6% | |
| SXT | SENSIENT TECHNOLOGIES CORP | $1,552,000 | +27.7% | 21,041 | 0.0% | 0.13% | +16.1% | |
| TQQQ | PROSHARES TRultrapro qqq | $1,493,000 | +38.9% | 8,215 | 0.0% | 0.12% | +26.3% | |
| ES | EVERSOURCE ENERGY | $1,367,000 | +3.6% | 15,799 | 0.0% | 0.11% | -6.6% | |
| LH | LABORATORY CORP AMER HLDGS | $1,093,000 | +8.1% | 5,369 | 0.0% | 0.09% | -1.1% | |
| SNA | SNAP ON INC | $926,000 | +16.3% | 5,410 | 0.0% | 0.08% | +6.8% | |
| PB | PROSPERITY BANCSHARES INC | $926,000 | +33.8% | 13,345 | 0.0% | 0.08% | +21.9% | |
| AMX | AMERICA MOVIL SAB DE CV | $798,000 | +16.5% | 54,858 | 0.0% | 0.07% | +6.3% | |
| QLD | PROSHARES TR | $790,000 | +25.6% | 6,860 | 0.0% | 0.07% | +13.8% | |
| SSO | PROSHARES TR | $788,000 | +24.5% | 8,622 | 0.0% | 0.07% | +13.8% | |
| TGTX | TG THERAPEUTICS INC | $780,000 | +94.5% | 15,000 | 0.0% | 0.06% | +75.7% | |
| SYK | STRYKER CORPORATION | $765,000 | +17.7% | 3,120 | 0.0% | 0.06% | +6.7% | |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $658,000 | +24.2% | 15,500 | 0.0% | 0.06% | +12.2% | |
| ISRG | INTUITIVE SURGICAL INC | $595,000 | +15.3% | 727 | 0.0% | 0.05% | +4.2% | |
| DVY | ISHARES TRselect divid etf | $562,000 | +17.8% | 5,846 | 0.0% | 0.05% | +6.8% | |
| VUG | VANGUARD INDEX FDSgrowth etf | $561,000 | +11.3% | 2,216 | 0.0% | 0.05% | +2.2% | |
| PNC | PNC FINL SVCS GROUP INC | $545,000 | +35.6% | 3,659 | 0.0% | 0.05% | +24.3% | |
| MDY | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $540,000 | +23.9% | 1,287 | 0.0% | 0.04% | +12.5% | |
| TRTN | TRITON INTL LTDcl a | $524,000 | +19.4% | 10,793 | 0.0% | 0.04% | +10.0% | |
| TY | TRI CONTL CORP | $512,000 | +13.5% | 17,376 | 0.0% | 0.04% | +2.4% | |
| MTB | M & T BK CORP | $509,000 | +38.3% | 4,000 | 0.0% | 0.04% | +26.5% | |
| VOD | VODAFONE GROUP PLC NEWsponsored adr | $503,000 | +23.0% | 30,504 | 0.0% | 0.04% | +10.5% | |
| MELI | MERCADOLIBRE INC | $479,000 | +54.5% | 286 | 0.0% | 0.04% | +37.9% | |
| BKNG | BOOKING HOLDINGS INC | $479,000 | +30.2% | 215 | 0.0% | 0.04% | +17.6% | |
| FUSB | FIRST US BANCSHARES INC | $482,000 | +36.2% | 53,416 | 0.0% | 0.04% | +21.2% | |
| TOWN | TOWNEBANK PORTSMOUTH VA | $470,000 | +43.3% | 20,000 | 0.0% | 0.04% | +30.0% | |
| ADM | ARCHER DANIELS MIDLAND CO | $471,000 | +8.3% | 9,352 | 0.0% | 0.04% | -2.5% | |
| NCLH | NORWEGIAN CRUISE LINE HLDG L | $445,000 | +48.8% | 17,500 | 0.0% | 0.04% | +32.1% | |
| JHB | NUVEEN CORPORATE INCM NOVEME | $443,000 | +2.8% | 48,167 | 0.0% | 0.04% | -7.5% | |
| ITW | ILLINOIS TOOL WKS INC | $420,000 | +5.5% | 2,060 | 0.0% | 0.04% | -5.4% | |
| USB | US BANCORP DEL | $413,000 | +29.9% | 8,860 | 0.0% | 0.04% | +20.7% | |
| ICE | INTERCONTINENTAL EXCHANGE IN | $422,000 | +15.3% | 3,659 | 0.0% | 0.04% | +2.9% | |
| AEE | AMEREN CORP | $423,000 | -1.2% | 5,415 | 0.0% | 0.04% | -10.3% | |
| MIDD | MIDDLEBY CORP | $405,000 | +43.6% | 3,140 | 0.0% | 0.03% | +30.8% | |
| SRE | SEMPRA ENERGY | $396,000 | +7.6% | 3,110 | 0.0% | 0.03% | -2.9% | |
| LQD | ISHARES TRiboxx inv cp etf | $395,000 | +2.6% | 2,857 | 0.0% | 0.03% | -5.7% | |
| CNC | CENTENE CORP DEL | $385,000 | +2.9% | 6,408 | 0.0% | 0.03% | -5.9% | |
| HASI | HANNON ARMSTRONG SUST INFR C | $367,000 | +50.4% | 5,780 | 0.0% | 0.03% | +40.9% | |
| YUM | YUM BRANDS INC | $366,000 | +18.8% | 3,373 | 0.0% | 0.03% | +10.7% | |
| VBR | VANGUARD INDEX FDSsm cp val etf | $371,000 | +28.4% | 2,610 | 0.0% | 0.03% | +14.8% | |
| GIS | GENERAL MLS INC | $355,000 | -4.6% | 6,039 | 0.0% | 0.03% | -11.8% | |
| OLED | UNIVERSAL DISPLAY CORP | $345,000 | +27.3% | 1,500 | 0.0% | 0.03% | +16.0% | |
| ASML | ASML HOLDING N V | $344,000 | +31.8% | 706 | 0.0% | 0.03% | +20.8% | |
| MAR | MARRIOTT INTL INC NEWcl a | $340,000 | +42.3% | 2,580 | 0.0% | 0.03% | +27.3% | |
| AGG | ISHARES TRcore us aggbd et | $319,000 | 0.0% | 2,698 | 0.0% | 0.03% | -6.9% | |
| SPYG | SPDR SER TRprtflo s&p500 gw | $305,000 | +10.5% | 5,517 | 0.0% | 0.03% | +4.0% | |
| GRX | GABELLI HLTHCARE & WELLNESS | $309,000 | +15.7% | 25,868 | 0.0% | 0.03% | +4.0% | |
| VIG | VANGUARD SPECIALIZED FUNDSdiv app etf | $315,000 | +9.8% | 2,232 | 0.0% | 0.03% | 0.0% | |
| LIN | LINDE PLC | $313,000 | +11.0% | 1,186 | 0.0% | 0.03% | 0.0% | |
| AN | AUTONATION INC | $298,000 | +31.9% | 4,268 | 0.0% | 0.02% | +19.0% | |
| RH | RH | $304,000 | +16.9% | 680 | 0.0% | 0.02% | +4.2% | |
| PSP | INVESCO EXCHANGE TRADED FD Tgbl listed pvt | $282,000 | +24.2% | 20,895 | 0.0% | 0.02% | +14.3% | |
| SMH | VANECK VECTORS ETF TRsemiconductor et | $284,000 | +25.7% | 1,300 | 0.0% | 0.02% | +14.3% | |
| IJR | ISHARES TRcore s&p scp etf | $280,000 | +30.8% | 3,049 | 0.0% | 0.02% | +15.0% | |
| NVG | NUVEEN AMT FREE MUN CR INC F | $276,000 | +7.0% | 16,466 | 0.0% | 0.02% | -4.2% | |
| PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $280,000 | +2.9% | 66,272 | 0.0% | 0.02% | -8.0% | |
| VXF | VANGUARD INDEX FDSextend mkt etf | $280,000 | +26.7% | 1,700 | 0.0% | 0.02% | +15.0% | |
| FBHS | FORTUNE BRANDS HOME & SEC IN | $273,000 | -0.7% | 3,183 | 0.0% | 0.02% | -8.0% | |
| CPB | CAMPBELL SOUP CO | $262,000 | 0.0% | 5,425 | 0.0% | 0.02% | -8.3% | |
| IBB | ISHARES TRnasdaq biotech | $257,000 | +12.2% | 1,694 | 0.0% | 0.02% | +4.8% | |
| PEY | INVESCO EXCHANGE TRADED FD Thig yld eq div | $267,000 | +21.4% | 15,352 | 0.0% | 0.02% | +10.0% | |
| PEG | PUBLIC SVC ENTERPRISE GRP IN | $265,000 | +6.0% | 4,548 | 0.0% | 0.02% | -4.3% | |
| CHI | CALAMOS CONV OPPORTUNITIES &sh ben int | $251,000 | +23.0% | 18,526 | 0.0% | 0.02% | +10.5% | |
| XLU | SELECT SECTOR SPDR TRsbi int-utils | $249,000 | +5.5% | 3,975 | 0.0% | 0.02% | -4.5% | |
| XSOE | WISDOMTREE TRem ex st-owned | $250,000 | +17.9% | 6,300 | 0.0% | 0.02% | +5.0% | |
| PPT | PUTNAM PREMIER INCOME TRsh ben int | $238,000 | +4.4% | 51,176 | 0.0% | 0.02% | -4.8% | |
| FLO | FLOWERS FOODS INC | $238,000 | -6.7% | 10,500 | 0.0% | 0.02% | -13.0% | |
| PDCE | PDC ENERGY INC | $237,000 | +65.7% | 11,522 | 0.0% | 0.02% | +53.8% | |
| NVTA | INVITAE CORP | $225,000 | -3.4% | 5,380 | 0.0% | 0.02% | -9.5% | |
| NAD | NUVEEN QUALITY MUNCP INCOME | $223,000 | +5.7% | 14,533 | 0.0% | 0.02% | 0.0% | |
| MMT | MFS MULTIMARKET INCOME TRsh ben int | $229,000 | +8.5% | 37,500 | 0.0% | 0.02% | 0.0% | |
| ETW | EATON VANCE TAX-MANAGED GLOB | $223,000 | +13.2% | 23,048 | 0.0% | 0.02% | +5.6% | |
| PTY | PIMCO CORPORATE & INCOME OPP | $218,000 | +10.7% | 12,195 | 0.0% | 0.02% | 0.0% | |
| GHY | PGIM GLOBAL HIGH YIELD FD FO | $203,000 | +9.1% | 14,000 | 0.0% | 0.02% | 0.0% | |
| ERX | DIREXION SHS ETF TRdly enrgy bull2x | $208,000 | +52.9% | 14,500 | 0.0% | 0.02% | +30.8% | |
| RIV | RIVERNORTH OPPORTUNITIES FD | $193,000 | +12.2% | 12,000 | 0.0% | 0.02% | 0.0% | |
| NS | NUSTAR ENERGY LP | $186,000 | +35.8% | 12,905 | 0.0% | 0.02% | +23.1% | |
| HYI | WESTERN ASSET HIGH YIELD DEF | $188,000 | +9.9% | 12,200 | 0.0% | 0.02% | 0.0% | |
| EOI | EATON VANCE ENHANCED EQUITY | $188,000 | +10.6% | 11,639 | 0.0% | 0.02% | 0.0% | |
| JPS | NUVEEN PFD & INCM SECURTIES | $182,000 | +10.3% | 18,707 | 0.0% | 0.02% | 0.0% | |
| BBF | BLACKROCK MUN INCOME INVT TR | $178,000 | +3.5% | 13,292 | 0.0% | 0.02% | -6.2% | |
| CXE | MFS HIGH INCOME MUN TRsh ben int | $177,000 | +7.3% | 35,000 | 0.0% | 0.02% | 0.0% | |
| AOD | ABERDEEN TOTAL DYNAMIC DIVD | $172,000 | +11.0% | 19,479 | 0.0% | 0.01% | 0.0% | |
| PMO | PUTNAM MUN OPPORTUNITIES TRsh ben int | $164,000 | +5.1% | 12,000 | 0.0% | 0.01% | 0.0% | |
| EMX | EMX RTY CORP | $143,000 | +27.7% | 42,732 | 0.0% | 0.01% | +20.0% | |
| PFLT | PENNANTPARK FLOATING RATE CA | $134,000 | +25.2% | 12,730 | 0.0% | 0.01% | +10.0% | |
| MFIN | MEDALLION FINL CORP | $118,000 | +96.7% | 24,000 | 0.0% | 0.01% | +66.7% | |
| CRF | CORNERSTONE TOTAL RETURN FD | $114,000 | +3.6% | 10,042 | 0.0% | 0.01% | 0.0% | |
| ARR | ARMOUR RESIDENTIAL REIT INC | $112,000 | +13.1% | 10,380 | 0.0% | 0.01% | 0.0% | |
| FEN | FIRST TR ENERGY INCOME & GRO | $107,000 | +17.6% | 10,000 | 0.0% | 0.01% | +12.5% | |
| ETJ | EATON VANCE RISK-MANAGED DIV | $105,000 | +8.2% | 10,125 | 0.0% | 0.01% | 0.0% | |
| SRTS | SENSUS HEALTHCARE INC | $81,000 | +52.8% | 21,000 | 0.0% | 0.01% | +40.0% | |
| ZTR | VIRTUS GLOBAL DIVID & INCOME | $88,000 | +11.4% | 10,075 | 0.0% | 0.01% | 0.0% | |
| NYMT | NEW YORK MTG TR INC | $77,000 | +45.3% | 20,825 | 0.0% | 0.01% | +20.0% | |
| GPM | GUGGENHEIM ENHANCED EQUITY I | $66,000 | +20.0% | 10,000 | 0.0% | 0.01% | +20.0% | |
| JMM | NUVEEN MULTI-MKT INCOME FD | $72,000 | +2.9% | 10,000 | 0.0% | 0.01% | 0.0% | |
| OCSL | OAKTREE SPECIALTY LENDING CO | $58,000 | +13.7% | 10,450 | 0.0% | 0.01% | 0.0% | |
| AAIC | ARLINGTON ASSET INVST CORPcl a new | $43,000 | +30.3% | 11,445 | 0.0% | 0.00% | +33.3% | |
| REI | RING ENERGY INC | $48,000 | -2.0% | 72,400 | 0.0% | 0.00% | -20.0% | |
| BMYRT | BRISTOL-MYERS SQUIBB COright 99/99/9999 | $15,000 | -69.4% | 21,667 | 0.0% | 0.00% | -80.0% | |
| ORGANIGRAM HLDGS INC | $14,000 | +27.3% | 10,214 | 0.0% | 0.00% | 0.0% | ||
| OXY | OCCIDENTAL PETE CORPcall | $0 | – | 10,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.