$43.3 Billion is the total value of NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO's 2737 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 7.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWX | ISHARES TRrus tp200 vl etf | $1,190,000 | +13.3% | 20,565 | 0.0% | 0.00% | 0.0% | |
| CMCO | COLUMBUS MCKINNON CORP N Y | $698,000 | +16.1% | 18,153 | 0.0% | 0.00% | 0.0% | |
| MNP | WESTERN ASSET MUN PARTNERS F | $911,000 | +4.0% | 60,937 | 0.0% | 0.00% | 0.0% | |
| KAMN | KAMAN CORP | $292,000 | +46.7% | 5,105 | 0.0% | 0.00% | 0.0% | |
| SMLF | ISHARES TRmsci usa sml cp | $268,000 | +22.4% | 5,863 | 0.0% | 0.00% | 0.0% | |
| STE | STERIS PLC | $352,000 | +7.6% | 1,854 | 0.0% | 0.00% | 0.0% | |
| KFY | KORN FERRY | $248,000 | +50.3% | 5,691 | 0.0% | 0.00% | – | |
| MCA | BLACKROCK MUNIYIELD CALIF QU | $633,000 | +4.3% | 42,290 | 0.0% | 0.00% | -50.0% | |
| NEO | NEOGENOMICS INC | $296,000 | +45.8% | 5,500 | 0.0% | 0.00% | 0.0% | |
| GLQ | CLOUGH GLOBAL EQUITY FD | $419,000 | +22.5% | 30,545 | 0.0% | 0.00% | 0.0% | |
| OMCL | OMNICELL COM | $486,000 | +60.9% | 4,046 | 0.0% | 0.00% | 0.0% | |
| DTD | WISDOMTREE TRus total dividnd | $267,000 | +11.7% | 2,543 | 0.0% | 0.00% | 0.0% | |
| SP | SP PLUS CORP | $321,000 | +60.5% | 11,146 | 0.0% | 0.00% | 0.0% | |
| DNL | WISDOMTREE TRglb us qtly div | $512,000 | +14.0% | 6,731 | 0.0% | 0.00% | 0.0% | |
| RYT | INVESCO EXCHANGE TRADED FD Ts&p500 eql tec | $308,000 | +20.3% | 1,213 | 0.0% | 0.00% | 0.0% | |
| BBK | BLACKROCK MUN BD TR | $448,000 | +5.7% | 27,919 | 0.0% | 0.00% | 0.0% | |
| YORW | YORK WTR CO | $297,000 | +10.4% | 6,364 | 0.0% | 0.00% | 0.0% | |
| IBTX | INDEPENDENT BK GROUP INC | $497,000 | +41.6% | 7,944 | 0.0% | 0.00% | 0.0% | |
| JAZZ | JAZZ PHARMACEUTICALS PLC | $450,000 | +16.0% | 2,721 | 0.0% | 0.00% | 0.0% | |
| UBS AG LONDON BRANCHen lg cp grwth | $505,000 | +22.0% | 914 | 0.0% | 0.00% | 0.0% | ||
| EOI | EATON VANCE ENHANCED EQUITY | $556,000 | +10.5% | 34,370 | 0.0% | 0.00% | 0.0% | |
| PHT | PIONEER HIGH INCOME TR | $2,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| PBI | PITNEY BOWES INC | $7,000 | +16.7% | 1,167 | 0.0% | 0.00% | – | |
| PBH | PRESTIGE CONSMR HEALTHCARE I | $3,000 | 0.0% | 85 | 0.0% | 0.00% | – | |
| SDS | PROSHARES TRultrashrt s&p500 | $12,000 | -25.0% | 1,000 | 0.0% | 0.00% | – | |
| QLD | PROSHARES TR | $171,000 | +25.7% | 1,482 | 0.0% | 0.00% | – | |
| DDM | PROSHARES TR | $41,000 | +20.6% | 727 | 0.0% | 0.00% | – | |
| ROM | PROSHARES TR | $115,000 | +26.4% | 1,600 | 0.0% | 0.00% | – | |
| UPRO | PROSHARES TRultrpro s&p500 | $78,000 | +36.8% | 1,020 | 0.0% | 0.00% | – | |
| PVBC | PROVIDENT BANCORP INC | $6,000 | +50.0% | 540 | 0.0% | 0.00% | – | |
| PSTG | PURE STORAGE INCcl a | $21,000 | +50.0% | 915 | 0.0% | 0.00% | – | |
| QEP | QEP RESOURCES INC | $8,000 | +166.7% | 3,300 | 0.0% | 0.00% | – | |
| Q2 HLDGS INCnote 0.750% 2/1 | $2,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| RGCO | RGC RES INC | $36,000 | +2.9% | 1,500 | 0.0% | 0.00% | – | |
| RLI | RLI CORP | $9,000 | +28.6% | 82 | 0.0% | 0.00% | – | |
| RLGY | REALOGY HLDGS CORP | $0 | – | 35 | 0.0% | 0.00% | – | |
| REDWOOD TR INCnote 5.625% 7/1 | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| REED | REEDS INC | $3,000 | -40.0% | 5,500 | 0.0% | 0.00% | – | |
| RS | RELIANCE STEEL & ALUMINUM CO | $30,000 | +20.0% | 248 | 0.0% | 0.00% | – | |
| RNST | RENASANT CORP | $119,000 | +48.8% | 3,519 | 0.0% | 0.00% | – | |
| REGI | RENEWABLE ENERGY GROUP INC | $146,000 | +32.7% | 2,061 | 0.0% | 0.00% | – | |
| RENN | RENREN INCsponsored ads | $0 | – | 6 | 0.0% | 0.00% | – | |
| RGEN | REPLIGEN CORP | $5,000 | +25.0% | 27 | 0.0% | 0.00% | – | |
| RIGL | RIGEL PHARMACEUTICALS INC | $9,000 | +50.0% | 2,550 | 0.0% | 0.00% | – | |
| RINGCENTRAL INCnote 3/1 | $5,000 | +66.7% | 1,000 | 0.0% | 0.00% | – | ||
| RMTI | ROCKWELL MED INC | $0 | – | 395 | 0.0% | 0.00% | – | |
| RGT | ROYCE GLOBAL VALUE TR INC | $34,000 | +9.7% | 2,527 | 0.0% | 0.00% | – | |
| CWI | SPDR INDEX SHS FDSmsci acwi exus | $215,000 | +15.0% | 7,769 | 0.0% | 0.00% | -100.0% | |
| SPTI | SPDR SER TRportfli intrmdit | $45,000 | 0.0% | 1,353 | 0.0% | 0.00% | – | |
| XPH | SPDR SER TRs&p pharmac | $16,000 | +14.3% | 312 | 0.0% | 0.00% | – | |
| SSNC | SS&C TECHNOLOGIES HLDGS INC | $26,000 | +23.8% | 349 | 0.0% | 0.00% | – | |
| FLRN | SPDR SER TRblomberg brc inv | $13,000 | 0.0% | 438 | 0.0% | 0.00% | – | |
| SAGE | SAGE THERAPEUTICS INC | $1,000 | 0.0% | 10 | 0.0% | 0.00% | – | |
| SAIA | SAIA INC | $5,000 | +66.7% | 25 | 0.0% | 0.00% | – | |
| SBH | SALLY BEAUTY HLDGS INC | $4,000 | +33.3% | 288 | 0.0% | 0.00% | – | |
| SAND | SANDSTORM GOLD LTD | $1,000 | 0.0% | 80 | 0.0% | 0.00% | – | |
| SANM | SANMINA CORPORATION | $144,000 | +18.0% | 4,527 | 0.0% | 0.00% | – | |
| SRPT | SAREPTA THERAPEUTICS INC | $108,000 | +21.3% | 635 | 0.0% | 0.00% | – | |
| SAREPTA THERAPEUTICS INCdbcv 1.500%11/1 | $2,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| SCHN | SCHNITZER STEEL INDS INCcl a | $86,000 | +65.4% | 2,700 | 0.0% | 0.00% | – | |
| SCHL | SCHOLASTIC CORP | $35,000 | +16.7% | 1,417 | 0.0% | 0.00% | – | |
| SCORPIO TANKERS INCnote 3.000% 5/1 | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| SSP | SCRIPPS E W CO OHIOcl a new | $4,000 | +33.3% | 269 | 0.0% | 0.00% | – | |
| SEAS | SEAWORLD ENTMT INC | $43,000 | +59.3% | 1,375 | 0.0% | 0.00% | – | |
| SMTC | SEMTECH CORP | $66,000 | +34.7% | 920 | 0.0% | 0.00% | – | |
| SXT | SENSIENT TECHNOLOGIES CORP | $20,000 | +33.3% | 268 | 0.0% | 0.00% | – | |
| SERVICENOW INCnote 6/0 | $4,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| SJR | SHAW COMMUNICATIONS INCcl b conv | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| SSTK | SHUTTERSTOCK INC | $6,000 | +50.0% | 81 | 0.0% | 0.00% | – | |
| SWIR | SIERRA WIRELESS INC | $10,000 | +25.0% | 696 | 0.0% | 0.00% | – | |
| SSD | SIMPSON MANUFACTURING CO INC | $3,000 | 0.0% | 34 | 0.0% | 0.00% | – | |
| SKX | SKECHERS U S A INCcl a | $6,000 | +20.0% | 158 | 0.0% | 0.00% | – | |
| SAH | SONIC AUTOMOTIVE INCcl a | $16,000 | 0.0% | 409 | 0.0% | 0.00% | – | |
| SONO | SONOS INC | $6,000 | +50.0% | 257 | 0.0% | 0.00% | – | |
| SWX | SOUTHWEST GAS HOLDINGS INC | $10,000 | -9.1% | 167 | 0.0% | 0.00% | – | |
| SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| PSLV | SPROTT PHYSICAL SILVER TRtr unit | $20,000 | +11.1% | 2,125 | 0.0% | 0.00% | – | |
| CEF | SPROTT PHYSICAL GOLD & SILVEtr unit | $85,000 | +6.2% | 4,389 | 0.0% | 0.00% | – | |
| SGDM | SPROTT ETF TRUSTgold miners etf | $61,000 | -9.0% | 2,000 | 0.0% | 0.00% | – | |
| SMP | STANDARD MTR PRODS INC | $5,000 | 0.0% | 114 | 0.0% | 0.00% | – | |
| SXI | STANDEX INTL CORP | $6,000 | +50.0% | 75 | 0.0% | 0.00% | – | |
| STWD | STARWOOD PPTY TR INC | $33,000 | +26.9% | 1,700 | 0.0% | 0.00% | – | |
| SUNPOWER CORPdbcv 4.000% 1/1 | $6,000 | +20.0% | 5,000 | 0.0% | 0.00% | – | ||
| SYNL | SYNALLOY CORP | $39,000 | +39.3% | 5,000 | 0.0% | 0.00% | – | |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | $9,000 | +50.0% | 1,867 | 0.0% | 0.00% | – | |
| SNX | SYNNEX CORP | $110,000 | -42.1% | 1,353 | 0.0% | 0.00% | -100.0% | |
| TALOWS | TALOS ENERGY INC*w exp 02/28/202 | $0 | – | 43 | 0.0% | 0.00% | – | |
| TRX | TANZANIAN GOLD CORP | $5,000 | 0.0% | 7,500 | 0.0% | 0.00% | – | |
| TECK | TECK RESOURCES LTDcl b | $3,000 | +50.0% | 139 | 0.0% | 0.00% | – | |
| TEI | TEMPLETON EMERGING MKTS INCO | $2,000 | 0.0% | 216 | 0.0% | 0.00% | – | |
| TENB | TENABLE HLDGS INC | $27,000 | +35.0% | 521 | 0.0% | 0.00% | – | |
| THC | TENET HEALTHCARE CORP | $11,000 | +57.1% | 285 | 0.0% | 0.00% | – | |
| TEN | TENNECO INC | $3,000 | +50.0% | 243 | 0.0% | 0.00% | – | |
| TESLA INCnote 2.000% 5/1 | $57,000 | +62.9% | 5,000 | 0.0% | 0.00% | – | ||
| TPL | TEXAS PAC LD TRsub ctf prop i t | $101,000 | +60.3% | 139 | 0.0% | 0.00% | – | |
| TXRH | TEXAS ROADHOUSE INC | $31,000 | +29.2% | 400 | 0.0% | 0.00% | – | |
| TDW | TIDEWATER INC NEW | $0 | – | 28 | 0.0% | 0.00% | – | |
| TDWWS | TIDEWATER INC NEW*w exp 11/24/202 | $0 | – | 292 | 0.0% | 0.00% | – | |
| TLRY | TILRAY INC | $3,000 | +50.0% | 366 | 0.0% | 0.00% | – | |
| TVTY | TIVITY HEALTH INC | $4,000 | +33.3% | 199 | 0.0% | 0.00% | – | |
| TSQ | TOWNSQUARE MEDIA INCcl a | $13,000 | +44.4% | 2,004 | 0.0% | 0.00% | – | |
| TTAC | TRIMTABS ETF TRus free cash flw | $12,000 | +9.1% | 263 | 0.0% | 0.00% | – | |
| TSC | TRISTATE CAP HLDGS INC | $56,000 | +30.2% | 3,231 | 0.0% | 0.00% | – | |
| TRST | TRUSTCO BK CORP N Y | $86,000 | +28.4% | 12,851 | 0.0% | 0.00% | – | |
| TRMK | TRUSTMARK CORP | $52,000 | +26.8% | 1,900 | 0.0% | 0.00% | – | |
| IIVI | II-VI INC | $152,000 | +87.7% | 2,004 | 0.0% | 0.00% | – | |
| AMUB | UBS AG LONDON BRANCHetracs alerian m | $10,000 | +25.0% | 1,140 | 0.0% | 0.00% | – | |
| UMBF | UMB FINL CORP | $9,000 | +50.0% | 128 | 0.0% | 0.00% | – | |
| UI | UBIQUITI INC | $28,000 | +64.7% | 100 | 0.0% | 0.00% | – | |
| UNF | UNIFIRST CORP MASS | $3,000 | 0.0% | 14 | 0.0% | 0.00% | – | |
| USM | UNITED STATES CELLULAR CORP | $7,000 | 0.0% | 223 | 0.0% | 0.00% | – | |
| UHS | UNIVERSAL HLTH SVCS INCcl b | $108,000 | +28.6% | 781 | 0.0% | 0.00% | – | |
| VECO | VEECO INSTRS INC DEL | $6,000 | +50.0% | 350 | 0.0% | 0.00% | – | |
| VCYT | VERACYTE INC | $49,000 | +53.1% | 1,000 | 0.0% | 0.00% | – | |
| VRNT | VERINT SYS INC | $0 | – | 6 | 0.0% | 0.00% | – | |
| VCEL | VERICEL CORP | $62,000 | +67.6% | 2,000 | 0.0% | 0.00% | – | |
| VET | VERMILION ENERGY INC | $0 | – | 44 | 0.0% | 0.00% | – | |
| VCIF | VERTICAL CAP INCOME FD | $8,000 | -11.1% | 860 | 0.0% | 0.00% | – | |
| VBFC | VILLAGE BK & TR FINL CORP | $2,000 | +100.0% | 46 | 0.0% | 0.00% | – | |
| VNO | VORNADO RLTY TRsh ben int | $91,000 | +9.6% | 2,468 | 0.0% | 0.00% | – | |
| WAFD | WASHINGTON FED INC | $14,000 | +27.3% | 535 | 0.0% | 0.00% | – | |
| WSBF | WATERSTONE FINL INC MD | $93,000 | +22.4% | 4,935 | 0.0% | 0.00% | – | |
| WTS | WATTS WATER TECHNOLOGIES INCcl a | $31,000 | +24.0% | 251 | 0.0% | 0.00% | – | |
| WBS | WEBSTER FINL CORP CONN | $2,000 | +100.0% | 50 | 0.0% | 0.00% | – | |
| EAD | WELLS FARGO ADVANTAGE INCOMEwf inc oppty fd | $2,000 | 0.0% | 267 | 0.0% | 0.00% | – | |
| ERH | WELLS FARGO UTILITIES AND HIwf utilities inc | $46,000 | +7.0% | 3,546 | 0.0% | 0.00% | – | |
| WSBC | WESBANCO INC | $47,000 | +42.4% | 1,555 | 0.0% | 0.00% | – | |
| WIA | WESTERN ASST INFLTN LKD INM | $215,000 | +12.0% | 15,804 | 0.0% | 0.00% | -100.0% | |
| PAI | WESTERN ASSET INVESTMENT GRA | $2,000 | 0.0% | 140 | 0.0% | 0.00% | – | |
| HYI | WESTERN ASSET HIGH YIELD DEF | $17,000 | +6.2% | 1,120 | 0.0% | 0.00% | – | |
| WNEB | WESTERN NEW ENG BANCORP INC | $2,000 | +100.0% | 226 | 0.0% | 0.00% | – | |
| WEX | WEX INC | $51,000 | +45.7% | 250 | 0.0% | 0.00% | – | |
| WLL | WHITING PETE CORP NEW | $1,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| JWA | WILEY JOHN & SONS INCcl a | $11,000 | +37.5% | 240 | 0.0% | 0.00% | – | |
| WVVI | WILLAMETTE VY VINEYARD INC | $2,000 | 0.0% | 315 | 0.0% | 0.00% | – | |
| EPS | WISDOMTREE TRus largecap fund | $70,000 | +12.9% | 1,737 | 0.0% | 0.00% | – | |
| DGRS | WISDOMTREE TRus s cap qty div | $16,000 | +33.3% | 400 | 0.0% | 0.00% | – | |
| INT | WORLD FUEL SVCS CORP | $28,000 | +47.4% | 900 | 0.0% | 0.00% | – | |
| XHR | XENIA HOTELS & RESORTS INC | $22,000 | +69.2% | 1,491 | 0.0% | 0.00% | – | |
| ZIXI | ZIX CORP | $2,000 | 0.0% | 285 | 0.0% | 0.00% | – | |
| AMCR | AMCOR PLCord | $20,000 | +5.3% | 1,677 | 0.0% | 0.00% | – | |
| ARCO | ARCOS DORADOS HOLDINGS INC | $1,000 | 0.0% | 177 | 0.0% | 0.00% | – | |
| CWCO | CONSOLIDATED WATER CO INCord | $10,000 | +25.0% | 800 | 0.0% | 0.00% | – | |
| RE | EVEREST RE GROUP LTD | $5,000 | +25.0% | 22 | 0.0% | 0.00% | – | |
| IGT | INTERNATIONAL GAME TECHNOLOG | $3,000 | +50.0% | 181 | 0.0% | 0.00% | – | |
| LBTYA | LIBERTY GLOBAL PLC | $0 | – | 20 | 0.0% | 0.00% | – | |
| LBTYK | LIBERTY GLOBAL PLC | $1,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| PAGS | PAGSEGURO DIGITAL LTD | $6,000 | +50.0% | 114 | 0.0% | 0.00% | – | |
| SFL | SFL CORPORATION LTD | $25,000 | -16.7% | 4,004 | 0.0% | 0.00% | – | |
| UTSI | UTSTARCOM HOLDINGS CORP | $0 | – | 166 | 0.0% | 0.00% | – | |
| WTM | WHITE MTNS INS GROUP LTD | $9,000 | +28.6% | 9 | 0.0% | 0.00% | – | |
| CHEK | CHECK CAP LTD | $0 | – | 59 | 0.0% | 0.00% | – | |
| ESLT | ELBIT SYS LTDord | $0 | – | 3 | 0.0% | 0.00% | – | |
| CNHI | CNH INDL N V | $6,000 | +50.0% | 494 | 0.0% | 0.00% | – | |
| SVA | SINOVAC BIOTECH LTD | $0 | – | 2 | 0.0% | 0.00% | – | |
| NVGS | NAVIGATOR HLDGS LTD | $1,000 | 0.0% | 70 | 0.0% | 0.00% | – | |
| ABM | ABM INDS INC | $3,000 | 0.0% | 78 | 0.0% | 0.00% | – | |
| SBIO | ALPS ETF TRmed breakthgh | $26,000 | +23.8% | 500 | 0.0% | 0.00% | – | |
| AMC | AMC ENTMT HLDGS INC | $1,000 | -66.7% | 570 | 0.0% | 0.00% | – | |
| ARKQ | ARK ETF TRautnmus technlgy | $29,000 | +31.8% | 375 | 0.0% | 0.00% | – | |
| ABEO | ABEONA THERAPEUTICS INC | $0 | – | 200 | 0.0% | 0.00% | – | |
| PPLT | ABERDEEN STD PLATINUM ETF TR | $59,000 | +20.4% | 582 | 0.0% | 0.00% | – | |
| ACRS | ACLARIS THERAPEUTICS INC | $3,000 | +200.0% | 500 | 0.0% | 0.00% | – | |
| ATNM | ACTINIUM PHARMACEUTICALS INC | $1,000 | 0.0% | 107 | 0.0% | 0.00% | – | |
| ADVANCED MICRO DEVICES INCnote 2.125% 9/0 | $11,000 | +10.0% | 1,000 | 0.0% | 0.00% | – | ||
| AEG | AEGON N V | $13,000 | +62.5% | 3,201 | 0.0% | 0.00% | – | |
| ATEC | ALPHATEC HLDGS INC | $15,000 | +114.3% | 1,000 | 0.0% | 0.00% | – | |
| ALT | ALTIMMUNE INC | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| UHAL | AMERCO | $80,000 | +27.0% | 177 | 0.0% | 0.00% | – | |
| AMOV | AMERICA MOVIL SAB DE CVsponsored adr | $5,000 | +25.0% | 320 | 0.0% | 0.00% | – | |
| AXL | AMERICAN AXLE & MFG HLDGS IN | $0 | – | 45 | 0.0% | 0.00% | – | |
| AEO | AMERICAN EAGLE OUTFITTERS IN | $6,000 | +50.0% | 301 | 0.0% | 0.00% | – | |
| AFIN | AMERICAN FIN TR INC | $144,000 | +19.0% | 19,353 | 0.0% | 0.00% | – | |
| AMSWA | AMER SOFTWARE INCcl a | $4,000 | +33.3% | 240 | 0.0% | 0.00% | – | |
| AMSC | AMERICAN SUPERCONDUCTOR CORP | $22,000 | +57.1% | 951 | 0.0% | 0.00% | – | |
| ATLO | AMES NATL CORP | $2,000 | +100.0% | 84 | 0.0% | 0.00% | – | |
| AMPE | AMPIO PHARMACEUTICALS INC | $12,000 | +71.4% | 7,790 | 0.0% | 0.00% | – | |
| AMPY | AMPLIFY ENERGY CORP NEW | $0 | – | 2 | 0.0% | 0.00% | – | |
| ANIK | ANIKA THERAPEUTICS INC | $6,000 | +20.0% | 132 | 0.0% | 0.00% | – | |
| AAOI | APPLIED OPTOELECTRONICS INC | $0 | – | 25 | 0.0% | 0.00% | – | |
| APTOSE BIOSCIENCES INC | $41,000 | -26.8% | 9,383 | 0.0% | 0.00% | – | ||
| MT | ARCELORMITTAL SA LUXEMBOURGny registry sh | $0 | – | 10 | 0.0% | 0.00% | – | |
| ARMP | ARMATA PHARMACEUTICALS INC | $2,000 | 0.0% | 571 | 0.0% | 0.00% | – | |
| ARWR | ARROWHEAD PHARMACEUTICALS IN | $18,000 | +80.0% | 234 | 0.0% | 0.00% | – | |
| APAM | ARTISAN PARTNERS ASSET MGMTcl a | $8,000 | +33.3% | 154 | 0.0% | 0.00% | – | |
| AWH | ASPIRA WOMENS HEALTH INC | $10,000 | +100.0% | 1,500 | 0.0% | 0.00% | – | |
| AC | ASSOCIATED CAP GROUP INCcl a | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| ATHM | AUTOHOME INCsp adr rp cl a | $19,000 | +5.6% | 189 | 0.0% | 0.00% | – | |
| ALV | AUTOLIV INC | $105,000 | +26.5% | 1,136 | 0.0% | 0.00% | – | |
| AGR | AVANGRID INC | $16,000 | -11.1% | 350 | 0.0% | 0.00% | – | |
| AVNW | AVIAT NETWORKS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| AVA | AVISTA CORP | $6,000 | +20.0% | 140 | 0.0% | 0.00% | – | |
| ACLS | AXCELIS TECHNOLOGIES INC | $4,000 | +33.3% | 124 | 0.0% | 0.00% | – | |
| BBQ | BBQ HLDGS INC | $1,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| BRP INC | $10,000 | +25.0% | 145 | 0.0% | 0.00% | – | ||
| LEO | BNY MELLON STRATEGIC MUNS IN | $77,000 | +2.7% | 9,087 | 0.0% | 0.00% | – | |
| BOH | BANK HAWAII CORP | $71,000 | +51.1% | 931 | 0.0% | 0.00% | – | |
| BZUN | BAOZUN INCsponsored adr | $13,000 | +8.3% | 370 | 0.0% | 0.00% | – | |
| BATL | BATTALION OIL CORP | $0 | – | 3 | 0.0% | 0.00% | – | |
| BZH | BEAZER HOMES USA INC | $0 | – | 9 | 0.0% | 0.00% | – | |
| WRB | BERKLEY W R CORP | $65,000 | +8.3% | 987 | 0.0% | 0.00% | – | |
| BLKB | BLACKBAUD INC | $69,000 | +3.0% | 1,193 | 0.0% | 0.00% | – | |
| BB | BLACKBERRY LTD | $13,000 | +44.4% | 2,017 | 0.0% | 0.00% | – | |
| BUI | BLACKROCK UTILITIES INFRSTRC | $55,000 | +14.6% | 2,202 | 0.0% | 0.00% | – | |
| BFZ | BLACKROCK CALIF MUN INCOME Tsh ben int | $31,000 | +6.9% | 2,206 | 0.0% | 0.00% | – | |
| BNY | BLACKROCK N Y MUN INCOME TRUsh ben int | $58,000 | +7.4% | 3,958 | 0.0% | 0.00% | – | |
| BGR | BLACKROCK ENERGY & RES TR | $2,000 | 0.0% | 321 | 0.0% | 0.00% | – | |
| MHD | BLACKROCK MUNIHOLDINGS FD IN | $55,000 | +5.8% | 3,419 | 0.0% | 0.00% | – | |
| MVT | BLACKROCK MUNIVEST FD II INC | $26,000 | +8.3% | 1,750 | 0.0% | 0.00% | – | |
| MUI | BLACKROCK MUNI INTER DR FD I | $162,000 | +5.9% | 10,900 | 0.0% | 0.00% | – | |
| MYC | BLACKROCK MUNIYIELD CALIF FD | $183,000 | +6.4% | 12,387 | 0.0% | 0.00% | – | |
| MIY | BLACKROCK MUNIYLD MICH QLTY | $49,000 | +4.3% | 3,375 | 0.0% | 0.00% | – | |
| MPA | BLACKROCK MUNIYIELD PA QLTY | $57,000 | +5.6% | 3,847 | 0.0% | 0.00% | – | |
| BTT | BLACKROCK MUN TARGET TERM TR | $81,000 | +2.5% | 3,146 | 0.0% | 0.00% | – | |
| BOOT | BOOT BARN HLDGS INC | $6,000 | +50.0% | 143 | 0.0% | 0.00% | – | |
| BRC | BRADY CORPcl a | $14,000 | +27.3% | 272 | 0.0% | 0.00% | – | |
| BBI | BRICKELL BIOTECH INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| EAT | BRINKER INTL INC | $37,000 | +32.1% | 657 | 0.0% | 0.00% | – | |
| CELGRT | BRISTOL-MYERS SQUIBB COright 12/30/2030 | $0 | – | 242 | 0.0% | 0.00% | – | |
| VTOL | BRISTOW GROUP INC | $0 | – | 3 | 0.0% | 0.00% | – | |
| BRKL | BROOKLINE BANCORP INC DEL | $13,000 | +44.4% | 1,091 | 0.0% | 0.00% | – | |
| BFA | BROWN FORMAN CORPcl a | $29,000 | +7.4% | 400 | 0.0% | 0.00% | – | |
| BC | BRUNSWICK CORP | $36,000 | +28.6% | 469 | 0.0% | 0.00% | – | |
| BURL | BURLINGTON STORES INC | $181,000 | +26.6% | 692 | 0.0% | 0.00% | – | |
| CNX | CNX RES CORP | $6,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| CVBF | CVB FINL CORP | $20,000 | +17.6% | 1,043 | 0.0% | 0.00% | – | |
| CZR | CAESARS ENTERTAINMENT INC NE | $71,000 | +31.5% | 961 | 0.0% | 0.00% | – | |
| CALM | CAL MAINE FOODS INC | $26,000 | -3.7% | 692 | 0.0% | 0.00% | – | |
| CLBS | CALADRIUS BIOSCIENCES INC | $0 | -100.0% | 300 | 0.0% | 0.00% | – | |
| CAL | CALERES INC | $9,000 | +50.0% | 585 | 0.0% | 0.00% | – | |
| CWT | CALIFORNIA WTR SVC GROUP | $14,000 | +27.3% | 261 | 0.0% | 0.00% | – | |
| CAMBER ENERGY INC | $0 | – | 1 | 0.0% | 0.00% | – | ||
| CNNE | CANNAE HLDGS INC | $2,000 | 0.0% | 42 | 0.0% | 0.00% | – | |
| CRDF | CARDIFF ONCOLOGY INC | $1,000 | 0.0% | 48 | 0.0% | 0.00% | – | |
| CASI | CASI PHARMACEUTICALS INC | $0 | – | 132 | 0.0% | 0.00% | – | |
| CASS | CASS INFORMATION SYS INC | $5,000 | 0.0% | 135 | 0.0% | 0.00% | – | |
| CLDX | CELLDEX THERAPEUTICS INC NEW | $2,000 | +100.0% | 100 | 0.0% | 0.00% | – | |
| CX | CEMEX SAB DE CVspon adr new | $9,000 | +50.0% | 1,659 | 0.0% | 0.00% | – | |
| CAKE | CHEESECAKE FACTORY INC | $49,000 | +36.1% | 1,327 | 0.0% | 0.00% | – | |
| CHEGG INCnote 0.250% 5/1 | $3,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| CEMI | CHEMBIO DIAGNOSTICS INC | $24,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | |
| CHENIERE ENERGY INCnote 4.250% 3/1 | $30,000 | +11.1% | 38,000 | 0.0% | 0.00% | – | ||
| CHU | CHINA UNICOM HONG KONGsponsored adr | $1,000 | 0.0% | 210 | 0.0% | 0.00% | – | |
| HUAZHU GROUP LTDnote 0.375%11/0 | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| CZWI | CITIZENS CMNTY BANCORP INC M | $12,000 | +50.0% | 1,108 | 0.0% | 0.00% | – | |
| CHCO | CITY HLDG CO | $12,000 | +20.0% | 173 | 0.0% | 0.00% | – | |
| CLAR | CLARUS CORP NEW | $4,000 | +33.3% | 238 | 0.0% | 0.00% | – | |
| CCO | CLEAR CHANNEL OUTDOOR HLDGS | $10,000 | +66.7% | 6,000 | 0.0% | 0.00% | – | |
| CTR | CLEARBRIDGE MLP AND MIDSTRM | $39,000 | +44.4% | 2,693 | 0.0% | 0.00% | – | |
| RFI | COHEN & STEERS TOTAL RETURN | $9,000 | +12.5% | 693 | 0.0% | 0.00% | – | |
| CBU | COMMUNITY BK SYS INC | $53,000 | +15.2% | 849 | 0.0% | 0.00% | – | |
| CYH | COMMUNITY HEALTH SYS INC NEW | $51,000 | +75.9% | 6,840 | 0.0% | 0.00% | – | |
| CIG | CIA ENERGETICA DE MINAS GERAsp adr n-v pfd | $12,000 | +50.0% | 4,164 | 0.0% | 0.00% | – | |
| ELP | COMPANHIA PARANAENSE ENERG Cspon adr pfd | $8,000 | +33.3% | 550 | 0.0% | 0.00% | – | |
| BBCP | CONCRETE PUMPING HLDGS INC | $128,000 | +6.7% | 33,522 | 0.0% | 0.00% | – | |
| CNDT | CONDUENT INC | $1,000 | – | 112 | 0.0% | 0.00% | – | |
| CNSL | CONSOLIDATED COMM HLDGS INC | $5,000 | 0.0% | 925 | 0.0% | 0.00% | – | |
| CIK | CREDIT SUISSE ASSET MGMT INC | $36,000 | +5.9% | 11,500 | 0.0% | 0.00% | – | |
| CS | CREDIT SUISSE GROUPsponsored adr | $53,000 | +29.3% | 4,129 | 0.0% | 0.00% | – | |
| SZC | CUSHING NEXTGEN INFRA INCM F | $32,000 | +39.1% | 875 | 0.0% | 0.00% | – | |
| CYCN | CYCLERION THERAPEUTICS INC | $0 | -100.0% | 127 | 0.0% | 0.00% | – | |
| CTEK | CYNERGISTEK INC | $2,000 | -33.3% | 1,667 | 0.0% | 0.00% | – | |
| DBEU | DBX ETF TRxtrack msci eurp | $10,000 | +11.1% | 321 | 0.0% | 0.00% | – | |
| DAKT | DAKTRONICS INC | $5,000 | +25.0% | 1,001 | 0.0% | 0.00% | – | |
| DANAHER CORPORATIONdbcv 1/2 | $34,000 | +3.0% | 4,000 | 0.0% | 0.00% | – | ||
| APPS | DIGITAL TURBINE INC | $17,000 | +70.0% | 296 | 0.0% | 0.00% | – | |
| DDS | DILLARDS INCcl a | $35,000 | +75.0% | 558 | 0.0% | 0.00% | – | |
| DIOD | DIODES INC | $4,000 | +33.3% | 51 | 0.0% | 0.00% | – | |
| DOCUSIGN INCnote 0.500% 9/1 | $6,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| EGBN | EAGLE BANCORP INC MD | $5,000 | +66.7% | 123 | 0.0% | 0.00% | – | |
| JETS | ETF SER SOLUTIONSus glb jets | $37,000 | +32.1% | 1,635 | 0.0% | 0.00% | – | |
| IPAY | ETF MANAGERS TRprime mobile pay | $67,000 | +24.1% | 1,000 | 0.0% | 0.00% | – | |
| ITEQ | ETF MANAGERS TRbluestar israel | $110,000 | +23.6% | 1,606 | 0.0% | 0.00% | – | |
| EOS | EATON VANCE ENHANCED EQUITY | $23,000 | +15.0% | 1,075 | 0.0% | 0.00% | – | |
| ECHO | ECHO GLOBAL LOGISTICS INC | $10,000 | +11.1% | 359 | 0.0% | 0.00% | – | |
| EC | ECOPETROL S Asponsored ads | $10,000 | +42.9% | 752 | 0.0% | 0.00% | – | |
| EBS | EMERGENT BIOSOLUTIONS INC | $8,000 | -20.0% | 92 | 0.0% | 0.00% | – | |
| ESRT | EMPIRE ST RLTY TR INCcl a | $4,000 | +33.3% | 441 | 0.0% | 0.00% | – | |
| UUUU | ENERGY FUELS INC | $17,000 | +142.9% | 3,900 | 0.0% | 0.00% | – | |
| EFOI | ENERGY FOCUS INC | $1,000 | 0.0% | 138 | 0.0% | 0.00% | – | |
| ENIA | ENEL AMERICAS S Asponsored adr | $2,000 | 0.0% | 237 | 0.0% | 0.00% | – | |
| EFSC | ENTERPRISE FINL SVCS CORP | $147,000 | +27.8% | 4,200 | 0.0% | 0.00% | – | |
| EVBG | EVERBRIDGE INC | $34,000 | +21.4% | 226 | 0.0% | 0.00% | – | |
| EVER | EVERQUOTE INC | $1,000 | 0.0% | 31 | 0.0% | 0.00% | – | |
| EVFM | EVOFEM BIOSCIENCES INC | $5,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| EPM | EVOLUTION PETE CORP | $3,000 | +50.0% | 1,000 | 0.0% | 0.00% | – | |
| AQUA | EVOQUA WATER TECHNOLOGIES CO | $46,000 | +24.3% | 1,723 | 0.0% | 0.00% | – | |
| FFG | FBL FINL GROUP INCcl a | $166,000 | +9.2% | 3,162 | 0.0% | 0.00% | – | |
| FCN | FTI CONSULTING INC | $21,000 | +5.0% | 187 | 0.0% | 0.00% | – | |
| FTCH | FARFETCH LTDord sh cl a | $78,000 | +151.6% | 1,216 | 0.0% | 0.00% | – | |
| FDRR | FIDELITY COVINGTON TRUSTdivid etf risi | $18,000 | +12.5% | 500 | 0.0% | 0.00% | – | |
| FMO | FIDUCIARY CLAYMORE ENGRY INF | $7,000 | -12.5% | 1,145 | 0.0% | 0.00% | – | |
| FNLC | FIRST BANCORP INC ME | $19,000 | +26.7% | 732 | 0.0% | 0.00% | – | |
| FFIN | FIRST FINL BANKSHARES | $15,000 | +36.4% | 408 | 0.0% | 0.00% | – | |
| FGBI | FIRST GTY BANCSHARES INC | $15,000 | +50.0% | 819 | 0.0% | 0.00% | – | |
| FAB | FIRST TR MULTI CP VAL ALPHA | $58,000 | +26.1% | 1,000 | 0.0% | 0.00% | – | |
| FXD | FIRST TR EXCHANGE TRADED FDconsumr discre | $25,000 | +19.0% | 500 | 0.0% | 0.00% | – | |
| FXH | FIRST TR EXCHANGE TRADED FDhlth care alph | $129,000 | +14.2% | 1,195 | 0.0% | 0.00% | – | |
| FEN | FIRST TR ENERGY INCOME & GRO | $21,000 | +16.7% | 1,949 | 0.0% | 0.00% | – | |
| FIVE9 INCnote 0.125% 5/0 | $4,000 | +33.3% | 1,000 | 0.0% | 0.00% | – | ||
| PFD | FLAHERTY & CRUMRINE PFD INCO | $21,000 | +16.7% | 1,100 | 0.0% | 0.00% | – | |
| PFO | FLAHERTY & CRUMRINE PFD INCO | $124,000 | +9.7% | 9,470 | 0.0% | 0.00% | – | |
| FLO | FLOWERS FOODS INC | $195,000 | -6.7% | 8,607 | 0.0% | 0.00% | -100.0% | |
| FBIO | FORTRESS BIOTECH INC | $2,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| FWRD | FORWARD AIR CORP | $48,000 | +33.3% | 631 | 0.0% | 0.00% | – | |
| FRPT | FRESHPET INC | $102,000 | +27.5% | 717 | 0.0% | 0.00% | – | |
| FNKO | FUNKO INC | $4,000 | +100.0% | 400 | 0.0% | 0.00% | – | |
| GDS HLDGS LTDnote 2.000% 6/0 | $4,000 | +33.3% | 2,000 | 0.0% | 0.00% | – | ||
| GAIA | GAIA INC NEWcl a | $2,000 | 0.0% | 202 | 0.0% | 0.00% | – | |
| GAU | GALIANO GOLD INC | $6,000 | -14.3% | 5,250 | 0.0% | 0.00% | – | |
| GCO | GENESCO INC | $1,000 | 0.0% | 44 | 0.0% | 0.00% | – | |
| GEL | GENESIS ENERGY L Punit ltd partn | $14,000 | +40.0% | 2,321 | 0.0% | 0.00% | – | |
| GABC | GERMAN AMERN BANCORP INC | $171,000 | +22.1% | 5,159 | 0.0% | 0.00% | – | |
| GOOD | GLADSTONE COMMERCIAL CORP | $9,000 | +12.5% | 500 | 0.0% | 0.00% | – | |
| GNL | GLOBAL NET LEASE INC | $17,000 | +6.2% | 1,012 | 0.0% | 0.00% | – | |
| COPX | GLOBAL X FDSglobal x copper | $120,000 | +46.3% | 3,961 | 0.0% | 0.00% | – | |
| GT | GOODYEAR TIRE & RUBR CO | $22,000 | +46.7% | 1,986 | 0.0% | 0.00% | – | |
| GPRO | GOPRO INCcl a | $22,000 | +83.3% | 2,650 | 0.0% | 0.00% | – | |
| EAF | GRAFTECH INTL LTD | $2,000 | +100.0% | 150 | 0.0% | 0.00% | – | |
| GDOT | GREEN DOT CORPcl a | $56,000 | +9.8% | 1,000 | 0.0% | 0.00% | – | |
| GRUB | GRUBHUB INC | $25,000 | 0.0% | 339 | 0.0% | 0.00% | – | |
| GGM | GUGGENHEIM CR ALLOCATION FD | $27,000 | +8.0% | 1,388 | 0.0% | 0.00% | – | |
| HPS | HANCOCK JOHN PFD INCOME FD I | $9,000 | +12.5% | 500 | 0.0% | 0.00% | – | |
| HSRT | HARTFORD FDS EXCHANGE TRADEDshrt durtn etf | $82,000 | 0.0% | 1,995 | 0.0% | 0.00% | – | |
| HE | HAWAIIAN ELEC INDUSTRIES | $5,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| HTLF | HEARTLAND FINL USA INC | $187,000 | +34.5% | 4,644 | 0.0% | 0.00% | – | |
| HTGC | HERCULES CAPITAL INC | $22,000 | +29.4% | 1,500 | 0.0% | 0.00% | – | |
| HRTX | HERON THERAPEUTICS INC | $21,000 | +40.0% | 1,000 | 0.0% | 0.00% | – | |
| HSKA | HESKA CORP | $15,000 | +50.0% | 100 | 0.0% | 0.00% | – | |
| HZN | HORIZON GLOBAL CORP | $65,000 | +47.7% | 7,618 | 0.0% | 0.00% | – | |
| HLI | HOULIHAN LOKEY INCcl a | $9,000 | +12.5% | 137 | 0.0% | 0.00% | – | |
| HHC | HOWARD HUGHES CORP | $1,000 | 0.0% | 9 | 0.0% | 0.00% | – | |
| HTHT | HUAZHU GROUP LTDsponsored ads | $2,000 | 0.0% | 37 | 0.0% | 0.00% | – | |
| IPGP | IPG PHOTONICS CORP | $2,000 | 0.0% | 11 | 0.0% | 0.00% | – | |
| STAR | ISTAR INC | $4,000 | +33.3% | 276 | 0.0% | 0.00% | – | |
| IEP | ICAHN ENTERPRISES LPdepositary unit | $1,000 | 0.0% | 16 | 0.0% | 0.00% | – | |
| IDRA | IDERA PHARMACEUTICALS INC | $9,000 | +80.0% | 2,500 | 0.0% | 0.00% | – | |
| IMAX | IMAX CORP | $2,000 | +100.0% | 110 | 0.0% | 0.00% | – | |
| ICCC | IMMUCELL CORP | $1,000 | 0.0% | 152 | 0.0% | 0.00% | – | |
| IMO | IMPERIAL OIL LTD | $12,000 | +71.4% | 614 | 0.0% | 0.00% | – | |
| IHC | INDEPENDENCE HLDG CO NEW | $2,000 | 0.0% | 55 | 0.0% | 0.00% | – | |
| INSM | INSMED INC | $33,000 | +3.1% | 1,000 | 0.0% | 0.00% | – | |
| INO | INOVIO PHARMACEUTICALS INC | $82,000 | -24.1% | 9,300 | 0.0% | 0.00% | – | |
| NSPR | INSPIREMD INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| IHG | INTERCONTINENTAL HOTELS GROUsponsored ads | $13,000 | +18.2% | 206 | 0.0% | 0.00% | – | |
| IDCC | INTERDIGITAL INC | $83,000 | +6.4% | 1,366 | 0.0% | 0.00% | – | |
| IIN | INTRICON CORP | $14,000 | +55.6% | 750 | 0.0% | 0.00% | – | |
| IPI | INTREPID POTASH INC | $5,000 | +150.0% | 200 | 0.0% | 0.00% | – | |
| VVR | INVESCO SR INCOME TR | $35,000 | +9.4% | 8,751 | 0.0% | 0.00% | – | |
| VKQ | INVESCO MUN TR | $147,000 | +6.5% | 11,496 | 0.0% | 0.00% | – | |
| VCV | INVESCO CALIF VALUE MUN INCO | $17,000 | +6.2% | 1,315 | 0.0% | 0.00% | – | |
| VTA | INVESCO DYNAMIC CR OPPORTUNI | $124,000 | +15.9% | 11,625 | 0.0% | 0.00% | – | |
| RFG | INVESCO EXCHANGE TRADED FD Ts&p mdcp400 pr | $3,000 | 0.0% | 15 | 0.0% | 0.00% | – | |
| RYJ | INVESCO EXCHANGE TRADED FD Trymnd jms sb 1 | $74,000 | +27.6% | 1,450 | 0.0% | 0.00% | – | |
| PGF | INVESCO EXCHANGE TRADED FD Tfinl pfd etf | $3,000 | 0.0% | 144 | 0.0% | 0.00% | – | |
| PWB | INVESCO EXCHANGE TRADED FD Tdynmc lrg gwth | $122,000 | +9.9% | 1,800 | 0.0% | 0.00% | – | |
| PBE | INVESCO EXCHANGE TRADED FD Tdynmc biotech | $15,000 | +25.0% | 209 | 0.0% | 0.00% | – | |
| PUI | INVESCO EXCHANGE TRADED FD Tdwa utils mumt | $1,000 | 0.0% | 33 | 0.0% | 0.00% | – | |
| XRLV | INVESCO EXCH TRADED FD TR IIs&p 500 ex rat | $30,000 | +7.1% | 731 | 0.0% | 0.00% | – | |
| CUT | INVESCO EXCH TRADED FD TR IImsci gbl timbr | $8,000 | +33.3% | 225 | 0.0% | 0.00% | – | |
| DWAS | INVESCO EXCH TRADED FD TR IIdwa smlcp ment | $13,000 | +30.0% | 170 | 0.0% | 0.00% | – | |
| BSJM | INVESCO EXCH TRD SLF IDX FD | $15,000 | +7.1% | 632 | 0.0% | 0.00% | – | |
| FXE | INVESCO CURRENCYSHARES EURO | $31,000 | +3.3% | 268 | 0.0% | 0.00% | – | |
| IRWD | IRONWOOD PHARMACEUTICALS INC | $14,000 | +27.3% | 1,270 | 0.0% | 0.00% | – | |
| EEMA | ISHARES INCmsci em asia etf | $2,000 | 0.0% | 26 | 0.0% | 0.00% | – | |
| EIS | ISHARES INCmsci israel etf | $14,000 | +16.7% | 226 | 0.0% | 0.00% | – | |
| ISCV | ISHARES TRmrning sm cp etf | $70,000 | +34.6% | 494 | 0.0% | 0.00% | – | |
| RXI | ISHARES TRglb cns disc etf | $33,000 | +17.9% | 210 | 0.0% | 0.00% | – | |
| IHE | ISHARES TRu.s. pharma etf | $71,000 | +10.9% | 394 | 0.0% | 0.00% | – | |
| HEWG | ISHARES TRcur hed msci ger | $55,000 | +5.8% | 1,881 | 0.0% | 0.00% | – | |
| FALN | ISHARES TRfaln angls usd | $5,000 | 0.0% | 168 | 0.0% | 0.00% | – | |
| IBMQ | ISHARES TRibonds dec 28 | $50,000 | 0.0% | 1,829 | 0.0% | 0.00% | – | |
| JAX | J ALEXANDERS HLDGS INC | $0 | – | 7 | 0.0% | 0.00% | – | |
| JPHY | J P MORGAN EXCHANGE-TRADED Fhigh yld resrch | $10,000 | 0.0% | 196 | 0.0% | 0.00% | – | |
| JARDEN CORPnote 1.125% 3/1 | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| JCOM | J2 GLOBAL INC | $21,000 | +40.0% | 218 | 0.0% | 0.00% | – | |
| KAR | KAR AUCTION SVCS INC | $1,000 | 0.0% | 65 | 0.0% | 0.00% | – | |
| KBR | KBR INC | $2,000 | +100.0% | 60 | 0.0% | 0.00% | – | |
| KMT | KENNAMETAL INC | $3,000 | 0.0% | 93 | 0.0% | 0.00% | – | |
| KFFB | KENTUCKY FIRST FED BANCORP | $6,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| KBAL | KIMBALL INTL INCcl b | $31,000 | +10.7% | 2,616 | 0.0% | 0.00% | – | |
| KE | KIMBALL ELECTRONICS INC | $31,000 | +34.8% | 1,962 | 0.0% | 0.00% | – | |
| KEX | KIRBY CORP | $9,000 | +50.0% | 167 | 0.0% | 0.00% | – | |
| KEP | KOREA ELECTRIC PWRsponsored adr | $1,000 | 0.0% | 116 | 0.0% | 0.00% | – | |
| KTOS | KRATOS DEFENSE & SEC SOLUTIO | $14,000 | +40.0% | 500 | 0.0% | 0.00% | – | |
| KLIC | KULICKE & SOFFA INDS INC | $54,000 | +42.1% | 1,700 | 0.0% | 0.00% | – | |
| LCNB | LCNB CORP | $184,000 | +7.6% | 12,522 | 0.0% | 0.00% | – | |
| LYTS | LSI INDS INC | $4,000 | +33.3% | 500 | 0.0% | 0.00% | – | |
| LCI | LANNET INC | $1,000 | 0.0% | 209 | 0.0% | 0.00% | – | |
| ROUS | LATTICE STRATEGIES TRhartford us eqty | $21,000 | +10.5% | 593 | 0.0% | 0.00% | – | |
| LII | LENNOX INTL INC | $134,000 | 0.0% | 490 | 0.0% | 0.00% | – | |
| LXRX | LEXICON PHARMACEUTICALS INC | $2,000 | +100.0% | 500 | 0.0% | 0.00% | – | |
| LBRDA | LIBERTY BROADBAND CORP | $3,000 | 0.0% | 22 | 0.0% | 0.00% | – | |
| LSXMA | LIBERTY MEDIA CORP DEL | $4,000 | +100.0% | 72 | 0.0% | 0.00% | – | |
| LSXMK | LIBERTY MEDIA CORP DEL | $6,000 | +20.0% | 147 | 0.0% | 0.00% | – | |
| LWAY | LIFEWAY FOODS INC | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| LGND | LIGAND PHARMACEUTICALS INC | $18,000 | +5.9% | 183 | 0.0% | 0.00% | – | |
| LGFB | LIONS GATE ENTMNT CORPcl b non vtg | $7,000 | +16.7% | 673 | 0.0% | 0.00% | – | |
| LUMENTUM HLDGS INCnote 0.250% 3/1 | $2,000 | +100.0% | 1,000 | 0.0% | 0.00% | – | ||
| LUMO | LUMOS PHARMA INC | $2,000 | +100.0% | 73 | 0.0% | 0.00% | – | |
| MSM | MSC INDL DIRECT INCcl a | $148,000 | +33.3% | 1,751 | 0.0% | 0.00% | – | |
| MTSC | MTS SYS CORP | $87,000 | +200.0% | 1,500 | 0.0% | 0.00% | – | |
| MGNI | MAGNITE INC | $92,000 | +338.1% | 3,000 | 0.0% | 0.00% | – | |
| MTDR | MATADOR RES CO | $61,000 | +45.2% | 5,028 | 0.0% | 0.00% | – | |
| MDRR | MEDALIST DIVERSIFIED REIT IN | $96,000 | +74.5% | 43,983 | 0.0% | 0.00% | – | |
| MERCADOLIBRE INCnote 2.000% 8/1 | $4,000 | +33.3% | 1,000 | 0.0% | 0.00% | – | ||
| MDP | MEREDITH CORP | $75,000 | +47.1% | 3,909 | 0.0% | 0.00% | – | |
| MMSI | MERIT MED SYS INC | $4,000 | +33.3% | 75 | 0.0% | 0.00% | – | |
| MVIS | MICROVISION INC DEL | $2,000 | +100.0% | 300 | 0.0% | 0.00% | – | |
| MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $9,000 | +28.6% | 3,000 | 0.0% | 0.00% | – | ||
| MIDD | MIDDLEBY CORP | $5,000 | +25.0% | 42 | 0.0% | 0.00% | – | |
| HIE | MILLER HOWARD HIGH INC EQTY | $2,000 | 0.0% | 289 | 0.0% | 0.00% | – | |
| MLR | MILLER INDS INC TENN | $6,000 | +20.0% | 165 | 0.0% | 0.00% | – | |
| MOD | MODINE MFG CO | $24,000 | +100.0% | 1,894 | 0.0% | 0.00% | – | |
| MNRO | MONRO INC | $1,000 | 0.0% | 17 | 0.0% | 0.00% | – | |
| NGL | NGL ENERGY PARTNERS LP | $7,000 | -41.7% | 3,019 | 0.0% | 0.00% | – | |
| NK | NANTKWEST INC | $13,000 | +85.7% | 1,000 | 0.0% | 0.00% | – | |
| FIZZ | NATIONAL BEVERAGE CORP | $8,000 | +33.3% | 90 | 0.0% | 0.00% | – | |
| NATI | NATIONAL INSTRS CORP | $6,000 | +20.0% | 140 | 0.0% | 0.00% | – | |
| NSA | NATIONAL STORAGE AFFILIATES | $25,000 | +8.7% | 700 | 0.0% | 0.00% | – | |
| NTCO | NATURA &CO HLDG S Aads | $9,000 | +12.5% | 452 | 0.0% | 0.00% | – | |
| NKTR | NEKTAR THERAPEUTICS | $34,000 | +3.0% | 2,015 | 0.0% | 0.00% | – | |
| NYT | NEW YORK TIMES COcl a | $117,000 | +20.6% | 2,260 | 0.0% | 0.00% | – | |
| NEU | NEWMARKET CORP | $199,000 | +16.4% | 500 | 0.0% | 0.00% | – | |
| NEP | NEXTERA ENERGY PARTNERS LP | $8,000 | +14.3% | 115 | 0.0% | 0.00% | – | |
| NAK | NORTHERN DYNASTY MINERALS LT | $2,000 | -60.0% | 4,808 | 0.0% | 0.00% | – | |
| NOVELLUS SYS INCnote 2.625% 5/1 | $15,000 | +50.0% | 1,000 | 0.0% | 0.00% | – | ||
| NAZ | NUVEEN ARIZONA QLTY MUN INC | $6,000 | +20.0% | 350 | 0.0% | 0.00% | – | |
| NCA | NUVEEN CALIF MUN VALUE FD IN | $29,000 | 0.0% | 2,700 | 0.0% | 0.00% | – | |
| NID | NUVEEN INTER DURATION MUN TE | $19,000 | +5.6% | 1,384 | 0.0% | 0.00% | – | |
| NMS | NUVEEN MINN QUALITY MUN INM | $106,000 | +6.0% | 7,124 | 0.0% | 0.00% | – | |
| NBB | NUVEEN TAXABLE MUNICPAL INM | $177,000 | +6.0% | 7,441 | 0.0% | 0.00% | – | |
| NUSC | NUSHARES ETF TRnuveen esg smlcp | $21,000 | +23.5% | 545 | 0.0% | 0.00% | – | |
| NUM | NUVEEN MICH QUALITY MUN INCO | $44,000 | +4.8% | 2,995 | 0.0% | 0.00% | – | |
| NUO | NUVEEN OHIO QLTY MUN INCOME | $16,000 | +6.7% | 1,011 | 0.0% | 0.00% | – | |
| OSI SYSTEMS INCnote 1.250% 9/0 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| ONB | OLD NATL BANCORP IND | $10,000 | +25.0% | 625 | 0.0% | 0.00% | – | |
| OLLI | OLLIES BARGAIN OUTLET HLDGS | $16,000 | -5.9% | 197 | 0.0% | 0.00% | – | |
| OGS | ONE GAS INC | $80,000 | +11.1% | 1,042 | 0.0% | 0.00% | – | |
| OSUR | ORASURE TECHNOLOGIES INC | $10,000 | -9.1% | 910 | 0.0% | 0.00% | – | |
| ONVO | ORGANOVO HLDGS INC | $0 | – | 16 | 0.0% | 0.00% | – | |
| IX | ORIX CORPsponsored adr | $10,000 | +25.0% | 135 | 0.0% | 0.00% | – | |
| OVV | OVINTIV INC | $11,000 | +83.3% | 745 | 0.0% | 0.00% | – | |
| GHY | PGIM GLOBAL HIGH YIELD FD FO | $25,000 | +8.7% | 1,719 | 0.0% | 0.00% | – | |
| PKX | POSCOsponsored adr | $4,000 | +33.3% | 67 | 0.0% | 0.00% | – | |
| PPBI | PACIFIC PREMIER BANCORP | $6,000 | +50.0% | 190 | 0.0% | 0.00% | – | |
| PACW | PACWEST BANCORP DEL | $3,000 | +50.0% | 103 | 0.0% | 0.00% | – | |
| PZZA | PAPA JOHNS INTL INC | $178,000 | +2.9% | 2,102 | 0.0% | 0.00% | – | |
| PRK | PARK NATL CORP | $22,000 | +29.4% | 210 | 0.0% | 0.00% | – | |
| PDCO | PATTERSON COS INC | $21,000 | +23.5% | 709 | 0.0% | 0.00% | – | |
| PSO | PEARSON PLCsponsored adr | $5,000 | +25.0% | 526 | 0.0% | 0.00% | – | |
| PENN | PENN NATL GAMING INC | $17,000 | +21.4% | 196 | 0.0% | 0.00% | – | |
| PNNT | PENNANTPARK INVT CORP | $34,000 | +47.8% | 7,275 | 0.0% | 0.00% | – | |
| PKI | PERKINELMER INC | $47,000 | +14.6% | 330 | 0.0% | 0.00% | – | |
| PML | PIMCO MUN INCOME FD II | $43,000 | +4.9% | 3,033 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 19.2% |
| VANGUARD BD INDEX FDS | 42 | Q3 2023 | 9.5% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 9.9% |
| ISHARES TR | 42 | Q3 2023 | 6.4% |
| VANGUARD TAX-MANAGED INTL FD | 42 | Q3 2023 | 14.2% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 5.7% |
| ISHARES TR | 42 | Q3 2023 | 4.5% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 4.2% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 2.6% |
| ISHARES TR | 42 | Q3 2023 | 4.4% |
View NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-21 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-03 |
| 13F-HR | 2021-11-15 |
View NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.