$3.45 Billion is the total value of MAI Capital Management's 631 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 21.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GS SPX 8-11-22 20 buffse | $8,626,000 | +6.5% | 8,615,000 | 0.0% | 0.25% | -1.6% | ||
| BNS MID 10-15-21 20 buffse | $7,772,000 | +5.1% | 7,760,000 | 0.0% | 0.22% | -3.0% | ||
| TYL | Tyler Technologies Inccs | $5,751,000 | +0.5% | 16,500 | 0.0% | 0.17% | -7.8% | |
| BNS MXEF 10-15-21 20 buffse | $5,293,000 | +7.7% | 5,080,000 | 0.0% | 0.15% | -0.6% | ||
| MS SPX 5-13-21 20 buffse | $4,533,000 | +4.2% | 3,850,000 | 0.0% | 0.13% | -4.4% | ||
| RBC RTY 10-15-21 20 buffse | $3,852,000 | +4.0% | 3,850,000 | 0.0% | 0.11% | -3.4% | ||
| Berkshire Htwy Cla100 Shs 1 Whcs | $3,520,000 | +19.7% | 1,100 | 0.0% | 0.10% | +10.9% | ||
| MS MXEA 10-15-21 20 buffse | $3,478,000 | +4.1% | 3,390,000 | 0.0% | 0.10% | -3.8% | ||
| C SPX 2-7-22 20 buffse | $2,929,000 | +4.8% | 2,715,000 | 0.0% | 0.08% | -3.4% | ||
| JPM SPX 12-23-20 20 buffse | $2,848,000 | +5.1% | 2,355,000 | 0.0% | 0.08% | -3.5% | ||
| ZM | Zoom Video Communications Inccs | $2,844,000 | +85.4% | 6,050 | 0.0% | 0.08% | +70.8% | |
| PCYO | Pure Cycle Corpcs | $2,559,000 | -2.0% | 284,026 | 0.0% | 0.07% | -9.8% | |
| GS MID 5-13-21 20 buffse | $2,173,000 | +4.8% | 2,075,000 | 0.0% | 0.06% | -3.1% | ||
| Millicom International Cellulacs | $2,076,000 | +9.1% | 70,744 | 0.0% | 0.06% | 0.0% | ||
| GS MID 12-24-20 20 buffse | $1,836,000 | +4.2% | 1,825,000 | 0.0% | 0.05% | -3.6% | ||
| RBC RTY 12-24-20 20 buffse | $1,660,000 | +4.4% | 1,700,000 | 0.0% | 0.05% | -4.0% | ||
| ITB | iShares US Home Constructionee | $1,615,000 | +28.4% | 28,500 | 0.0% | 0.05% | +20.5% | |
| BRKA | Berkshire Hathawaycs | $1,600,000 | +19.7% | 5 | 0.0% | 0.05% | +9.5% | |
| MS MXEA 6-8-22 20 buffse | $1,541,000 | +4.4% | 1,560,000 | 0.0% | 0.04% | -2.2% | ||
| MO | Altria Group Inc.put | $1,198,000 | -1.6% | 31,000 | 0.0% | 0.04% | -7.9% | |
| GS MID 2-9-22 20 buffse | $1,186,000 | +4.9% | 1,180,000 | 0.0% | 0.03% | -5.6% | ||
| RBC RTY 2-7-22 20 buffse | $1,187,000 | +3.9% | 1,175,000 | 0.0% | 0.03% | -5.6% | ||
| CINF | Cincinnati Financial Corporatics | $1,143,000 | +21.7% | 14,661 | 0.0% | 0.03% | +13.8% | |
| APPS | Digital Turbine Inccs | $1,097,000 | +160.6% | 33,497 | 0.0% | 0.03% | +146.2% | |
| MSB | Mesabi Trustcs | $1,072,000 | +21.3% | 50,500 | 0.0% | 0.03% | +10.7% | |
| GS MXEF 12-24-20 20 buffse | $1,038,000 | +6.4% | 985,000 | 0.0% | 0.03% | -3.2% | ||
| VZ | Verizon Communicationsput | $898,000 | +7.9% | 15,100 | 0.0% | 0.03% | 0.0% | |
| FB | Facebookcall | $786,000 | +15.4% | 3,000 | 0.0% | 0.02% | +9.5% | |
| ATRI | Atrion Corpcs | $687,000 | -1.7% | 1,097 | 0.0% | 0.02% | -9.1% | |
| QCOM | Qualcomm Incorporatedput | $683,000 | +29.1% | 5,800 | 0.0% | 0.02% | +17.6% | |
| PPRUY | Kering SA ADRcs | $579,000 | +22.4% | 8,700 | 0.0% | 0.02% | +13.3% | |
| FXI | iShares FTSE/Xinhua China25 Inee | $592,000 | +5.9% | 14,088 | 0.0% | 0.02% | -5.6% | |
| WEN | The Wendy's Companycs | $550,000 | +2.4% | 24,661 | 0.0% | 0.02% | -5.9% | |
| MOO | Vaneck Vectors ETF TRee | $559,000 | +12.2% | 8,283 | 0.0% | 0.02% | 0.0% | |
| AMX | America Movil SA de CV ADR Sercs | $500,000 | -1.6% | 40,000 | 0.0% | 0.01% | -12.5% | |
| CLF | Cleveland Cliffs Inc.cs | $453,000 | +16.2% | 70,566 | 0.0% | 0.01% | +8.3% | |
| MAR | Marriott Intl Incput | $426,000 | +8.1% | 4,600 | 0.0% | 0.01% | 0.0% | |
| FUN | Cedar Fair LPcs | $410,000 | +2.0% | 14,620 | 0.0% | 0.01% | -7.7% | |
| UNH | UnitedHealth Group Incput | $405,000 | +5.7% | 1,300 | 0.0% | 0.01% | 0.0% | |
| UBS AG FI Large Cap Growthee | $383,000 | +26.4% | 845 | 0.0% | 0.01% | +10.0% | ||
| KAOOY | Kao Corp ADRcs | $378,000 | -5.7% | 25,300 | 0.0% | 0.01% | -15.4% | |
| HEINY | Heineken NV ADRcs | $338,000 | -3.4% | 7,600 | 0.0% | 0.01% | -9.1% | |
| FDS | Factset Research Systemscs | $348,000 | +1.8% | 1,040 | 0.0% | 0.01% | -9.1% | |
| MAR | Marriott Intl Inccall | $306,000 | +8.1% | 3,300 | 0.0% | 0.01% | 0.0% | |
| ATHX | Athersys Inc.cs | $306,000 | -29.3% | 156,986 | 0.0% | 0.01% | -35.7% | |
| FVD | First Tr Value Line Dividend Iee | $273,000 | +3.8% | 8,685 | 0.0% | 0.01% | 0.0% | |
| ACWI | iShares Tr MSCI ACWI Indexez | $225,000 | +8.2% | 2,821 | 0.0% | 0.01% | 0.0% | |
| DAL | Delta Air Linescall | $254,000 | +9.0% | 8,300 | 0.0% | 0.01% | 0.0% | |
| ATR | AptarGroup Inccs | $231,000 | +0.9% | 2,043 | 0.0% | 0.01% | 0.0% | |
| Lonza Group LTDcs | $251,000 | +17.3% | 405 | 0.0% | 0.01% | 0.0% | ||
| DTN | WisdomTree Dividend Ex-Finl ETee | $223,000 | +2.3% | 2,961 | 0.0% | 0.01% | -14.3% | |
| IMCG | iShares Morningstar Mid-Cap Gree | $220,000 | +9.5% | 685 | 0.0% | 0.01% | 0.0% | |
| GNTX | Gentex Corpcs | $215,000 | 0.0% | 8,348 | 0.0% | 0.01% | -14.3% | |
| UAA | Under Armour Inccs | $197,000 | +15.9% | 17,500 | 0.0% | 0.01% | +20.0% | |
| ATCO | Atlas Corpcs | $163,000 | +18.1% | 18,178 | 0.0% | 0.01% | +25.0% | |
| BCSF | Bain Capital Specialty Financecs | $164,000 | -7.9% | 16,045 | 0.0% | 0.01% | -16.7% | |
| UA | Under Armour Inccs | $161,000 | +11.0% | 16,400 | 0.0% | 0.01% | 0.0% | |
| RPAI | Retail Properties of Americare | $162,000 | -20.6% | 27,824 | 0.0% | 0.01% | -16.7% | |
| Pacific Oak Strategic Oppurtunre | $160,000 | 0.0% | 15,061 | 0.0% | 0.01% | 0.0% | ||
| TD SPX 10-27-20 12.5 buffse | $101,000 | +7.4% | 83,000 | 0.0% | 0.00% | 0.0% | ||
| THTX | Theratechnologies Inccs | $106,000 | +10.4% | 47,923 | 0.0% | 0.00% | 0.0% | |
| STL | Sterling Bancorp Delcs | $108,000 | -10.0% | 10,260 | 0.0% | 0.00% | -25.0% | |
| JPM SPX 12-21-20 15 buffse | $114,000 | +7.5% | 96,000 | 0.0% | 0.00% | 0.0% | ||
| FCEL | FuelCellcs | $28,000 | -6.7% | 13,200 | 0.0% | 0.00% | 0.0% | |
| Progressive Interchange LLCre | $50,000 | 0.0% | 50,000 | 0.0% | 0.00% | -50.0% | ||
| WFC SPX 11-25-20 12.5 buffse | $30,000 | +3.4% | 27,000 | 0.0% | 0.00% | 0.0% | ||
| PIOE | P10 Holdings Inc.cs | $40,000 | +60.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| IWSY | Imageware Systems Inc.cs | $31,000 | -66.7% | 257,652 | 0.0% | 0.00% | -66.7% | |
| Inventrust PPTYs Corpre | $38,000 | 0.0% | 12,175 | 0.0% | 0.00% | 0.0% | ||
| MLSS | Milestone Scientific Inccs | $36,000 | -29.4% | 26,000 | 0.0% | 0.00% | -50.0% | |
| LKM | Link Motion ADRcs | $31,000 | 0.0% | 203,500 | 0.0% | 0.00% | 0.0% | |
| KBS Real Estate Investment Trure | $37,000 | -9.8% | 15,438 | 0.0% | 0.00% | 0.0% | ||
| Grupo Financiero Banorte SAB dcs | $49,000 | +2.1% | 13,985 | 0.0% | 0.00% | -50.0% | ||
| TMDI | Titan Medical Inccs | $41,000 | -12.8% | 55,831 | 0.0% | 0.00% | 0.0% | |
| CDXC | Chromadex Corporationcs | $43,000 | -12.2% | 10,667 | 0.0% | 0.00% | -50.0% | |
| Evergreen Energy Wts. 7/29/10wt | $0 | – | 500,000 | 0.0% | 0.00% | – | ||
| ALYNQ | Alyn Corpcs | $0 | – | 160,000 | 0.0% | 0.00% | – | |
| IPWG | International Power Group Ltdcs | $0 | – | 20,000 | 0.0% | 0.00% | – | |
| IMUN | Immune Therapeutics Inccs | $0 | – | 12,500 | 0.0% | 0.00% | – | |
| GSLM | Grand Central Silver Minescs | $0 | – | 17,000 | 0.0% | 0.00% | – | |
| Evergreen Energy Wts. 8/1/11wt | $0 | – | 28,143 | 0.0% | 0.00% | – | ||
| MDNT | Medient Studios Inccs | $0 | – | 100,000 | 0.0% | 0.00% | – | |
| MRKL | Markland Technologies Inccs | $0 | – | 15,000 | 0.0% | 0.00% | – | |
| Evergreen Energy Wts. 12/31/49wt | $0 | – | 56,285 | 0.0% | 0.00% | – | ||
| UPLCQ | Ultra Petroleum Corp NEWcs | $0 | – | 24,696 | 0.0% | 0.00% | – | |
| Biomoda Inc- Bankrupt Eff 4/14cs | $0 | – | 10,000 | 0.0% | 0.00% | – | ||
| MPTT | MPTV Inccs | $0 | – | 11,129 | 0.0% | 0.00% | – | |
| Rayonier Inc Frac Shs 100,000cs | $0 | – | 50,000 | 0.0% | 0.00% | – | ||
| Evergreen Energy Wts. 8/1/11wt | $0 | – | 28,143 | 0.0% | 0.00% | – | ||
| WFTSF | Wavefront Tech Solutions Inccs | $7,000 | +16.7% | 202,500 | 0.0% | 0.00% | – | |
| SINX | Sionix Corpcs | $0 | – | 75,000 | 0.0% | 0.00% | – | |
| POPN | Pop n Go Inccs | $0 | – | 1,847,297 | 0.0% | 0.00% | – | |
| NOBDF | North Bud Farms Inccs | $2,000 | 0.0% | 55,000 | 0.0% | 0.00% | – | |
| LSCG | Lighting Science Group Corpcs | $10,000 | +100.0% | 21,244 | 0.0% | 0.00% | – | |
| RIGI | Rineon Group Inccs | $0 | – | 28,784 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-10-26
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Apple Inc | 42 | Q3 2023 | 4.4% |
| Microsoft Corporation | 42 | Q3 2023 | 5.0% |
| Johnson & Johnson | 42 | Q3 2023 | 1.9% |
| Home Depot, Inc. | 42 | Q3 2023 | 2.0% |
| JPMorgan Chase & Co. | 42 | Q3 2023 | 2.0% |
| JPMorgan Alerian MLP Index | 42 | Q3 2023 | 5.6% |
| Qualcomm Incorporated | 42 | Q3 2023 | 2.5% |
| Abbott Labs | 42 | Q3 2023 | 1.6% |
| Visa Inc Class A Shares | 42 | Q3 2023 | 1.7% |
| UnitedHealth Group Inc | 42 | Q3 2023 | 1.2% |
View MAI Capital Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-10 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-07-19 |
| SC 13G/A | 2022-07-19 |
| 13F-HR | 2022-05-10 |
| SC 13G | 2022-04-08 |
View MAI Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.