$352 Billion is the total value of GOLDMAN SACHS GROUP INC's 10174 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LPTH | Exit | LIGHTPATH TECHNOLOGIES INCcmn | $0 | – | -36,916 | -100.0% | 0.00% | – |
| EQ | Exit | EQUILLIUM INCcmn | $0 | – | -471,146 | -100.0% | 0.00% | – |
| EVOK | Exit | EVOKE PHARMA INCcmn | $0 | – | -35,174 | -100.0% | 0.00% | – |
| BGFV | Exit | BIG 5 SPORTING GOODS CORPcmn | $0 | – | -41,790 | -100.0% | 0.00% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GLOBAL HIGcmn | $0 | – | -32,811 | -100.0% | 0.00% | – |
| GSUM | Exit | GRIDSUM HLDG INCcmn | $0 | – | -783,218 | -100.0% | 0.00% | – |
| CEM | Exit | CLEARBRIDGE MLP AND MIDSTRMcmn | $0 | – | -64,193 | -100.0% | 0.00% | – |
| GLO | Exit | CLOUGH GLOBAL OPPORTUNITIEScmn | $0 | – | -13,340 | -100.0% | 0.00% | – |
| EMD | Exit | WESTERN ASSET EMERGING MKTScmn | $0 | – | -19,348 | -100.0% | 0.00% | – |
| NEWR | Exit | NEW RELIC INCcall | $0 | – | -6,000 | -100.0% | 0.00% | – |
| EINC | Exit | VANECK VECTORS ETF TRcmn | $0 | – | -5,646 | -100.0% | 0.00% | – |
| AFT | Exit | APOLLO SR FLOATING RATE FD Icmn | $0 | – | -13,074 | -100.0% | 0.00% | – |
| GLOP | Exit | GASLOG PARTNERS LPput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| GGN | Exit | GAMCO GLOBAL GOLD NAT RES &cmn | $0 | – | -249,462 | -100.0% | 0.00% | – |
| CII | Exit | BLACKROCK ENH CAP & INC FD Icmn | $0 | – | -19,878 | -100.0% | 0.00% | – |
| SDVY | Exit | FIRST TR EXCHANGE-TRADED FDcmn | $0 | – | -11,843 | -100.0% | 0.00% | – |
| OUSA | Exit | OSI ETF TRcmn | $0 | – | -22,008 | -100.0% | 0.00% | – |
| FIDU | Exit | FIDELITY COVINGTON TRcmn | $0 | – | -18,002 | -100.0% | 0.00% | – |
| Exit | TENAX THERAPEUTICS INCcmn | $0 | – | -21,892 | -100.0% | 0.00% | – | |
| JNUG | Exit | DIREXION SHS ETF TRcmn | $0 | – | -3,300 | -100.0% | 0.00% | – |
| PTI | Exit | PROTEOSTASIS THERAPEUTICS INcmn | $0 | – | -36,338 | -100.0% | 0.00% | – |
| CAPR | Exit | CAPRICOR THERAPEUTICS INCcmn | $0 | – | -38,808 | -100.0% | 0.00% | – |
| OCN | Exit | OCWEN FINL CORPcmn | $0 | – | -873,819 | -100.0% | 0.00% | – |
| MYJ | Exit | BLACKROCK MUNIYIELD N J FD Icmn | $0 | – | -11,249 | -100.0% | 0.00% | – |
| BTZ | Exit | BLACKROCK CR ALLOCATION INCOcmn | $0 | – | -12,414 | -100.0% | 0.00% | – |
| LTRX | Exit | LANTRONIX INCcmn | $0 | – | -10,374 | -100.0% | 0.00% | – |
| MNTA | Exit | MOMENTA PHARMACEUTICALS INCcall | $0 | – | -28,200 | -100.0% | 0.00% | – |
| FPACWS | Exit | FAR PT ACQUISITION CORPwts | $0 | – | -33,333 | -100.0% | 0.00% | – |
| HZO | Exit | MARINEMAX INCput | $0 | – | -29,500 | -100.0% | 0.00% | – |
| ADP | Exit | AUTOMATIC DATA PROCESSING INcall | $0 | – | -2,500 | -100.0% | 0.00% | – |
| VVR | Exit | INVESCO SR INCOME TRcmn | $0 | – | -299,786 | -100.0% | 0.00% | – |
| SIX | Exit | SIX FLAGS ENTMT CORP NEWput | $0 | – | -47,500 | -100.0% | 0.00% | – |
| RTIX | Exit | RTI SURGICAL HOLDINGS INCcmn | $0 | – | -224,719 | -100.0% | 0.00% | – |
| MIY | Exit | BLACKROCK MUNIYLD MICH QLTYcmn | $0 | – | -24,811 | -100.0% | 0.00% | – |
| FEI | Exit | FIRST TR MLP & ENERGY INCOMEcmn | $0 | – | -109,867 | -100.0% | 0.00% | – |
| ARDC | Exit | ARES DYNAMIC CR ALLOCATION Fcmn | $0 | – | -39,106 | -100.0% | 0.00% | – |
| BSMQ | Exit | INVESCO EXCH TRD SLF IDX FDcmn | $0 | – | -40,000 | -100.0% | 0.00% | – |
| CEPU | Exit | CENTRAL PUERTO S Acmn | $0 | – | -11,047 | -100.0% | 0.00% | – |
| XNET | Exit | XUNLEI LTDcmn | $0 | – | -21,014 | -100.0% | 0.00% | – |
| NBR | Exit | NABORS INDUSTRIES LTDcmn | $0 | – | -6,739 | -100.0% | 0.00% | – |
| ASUR | Exit | ASURE SOFTWARE INCcmn | $0 | – | -10,287 | -100.0% | 0.00% | – |
| BURL | Exit | BURLINGTON STORES INCput | $0 | – | -3,100 | -100.0% | 0.00% | – |
| CWCO | Exit | CONSOLIDATED WATER CO INCcmn | $0 | – | -11,945 | -100.0% | 0.00% | – |
| PE | Exit | PARSLEY ENERGY INCcall | $0 | – | -63,700 | -100.0% | 0.00% | – |
| KR | Exit | KROGER COcall | $0 | – | -31,000 | -100.0% | 0.00% | – |
| SALT | Exit | SCORPIO BULKERS INCcmn | $0 | – | -11,080 | -100.0% | 0.00% | – |
| FSB | Exit | FRANKLIN FINL NETWORK INCcmn | $0 | – | -37,030 | -100.0% | 0.00% | – |
| LPCN | Exit | LIPOCINE INC NEWcmn | $0 | – | -20,851 | -100.0% | 0.00% | – |
| AIMT | Exit | AIMMUNE THERAPEUTICS INCput | $0 | – | -55,000 | -100.0% | 0.00% | – |
| EXEL | Exit | EXELIXIS INCput | $0 | – | -30,000 | -100.0% | 0.00% | – |
| PBPB | Exit | POTBELLY CORPcmn | $0 | – | -41,709 | -100.0% | 0.00% | – |
| TLRY | Exit | TILRAY INCcall | $0 | – | -100,000 | -100.0% | 0.00% | – |
| TLRDQ | Exit | TAILORED BRANDS INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| NEPT | Exit | NEPTUNE WELLNESS SOLUTIONS Icmn | $0 | – | -35,669 | -100.0% | 0.00% | – |
| RDI | Exit | READING INTERNATIONAL INCcmn | $0 | – | -183,928 | -100.0% | 0.00% | – |
| HCRSQ | Exit | HI-CRUSH PARTNERS LPcmn | $0 | – | -29,270 | -100.0% | 0.00% | – |
| AOD | Exit | ABERDEEN TOTAL DYNAMIC DIVDcmn | $0 | – | -131,062 | -100.0% | 0.00% | – |
| ZNH | Exit | CHINA SOUTHN AIRLS LTDcmn | $0 | – | -32,325 | -100.0% | 0.00% | – |
| NFIN | Exit | NETFIN ACQUISITION CORPcmn | $0 | – | -125,100 | -100.0% | 0.00% | – |
| VAW | Exit | VANGUARD WORLD FDScmn | $0 | – | -4,958 | -100.0% | 0.00% | – |
| OMAB | Exit | GRUPO AEROPORTUARIO DEL CENTcmn | $0 | – | -24,672 | -100.0% | 0.00% | – |
| MLND | Exit | MILLENDO THERAPEUTICS INCcall | $0 | – | -30,000 | -100.0% | 0.00% | – |
| SQNS | Exit | SEQUANS COMMUNICATIONS S Acmn | $0 | – | -14,178 | -100.0% | 0.00% | – |
| DEX | Exit | DELAWARE ENHANCED GBL DIV &cmn | $0 | – | -22,992 | -100.0% | 0.00% | – |
| LB | Exit | L BRANDS INCput | $0 | – | -101,200 | -100.0% | 0.00% | – |
| UUP | Exit | INVESCO DB US DLR INDEX TRcall | $0 | – | -59,900 | -100.0% | 0.00% | – |
| Exit | GRUPO AVAL ACCIONES Y VALOREcmn | $0 | – | -10,279 | -100.0% | 0.00% | – | |
| EPSN | Exit | EPSILON ENERGY LTDcmn | $0 | – | -88,796 | -100.0% | 0.00% | – |
| VLGEA | Exit | VILLAGE SUPER MKT INCcmn | $0 | – | -12,415 | -100.0% | 0.00% | – |
| NUM | Exit | NUVEEN MICH QUALITY MUN INCOcmn | $0 | – | -20,906 | -100.0% | 0.00% | – |
| BGB | Exit | BLACKSTONE GSO STRATEGIC CRcmn | $0 | – | -30,803 | -100.0% | 0.00% | – |
| BBI | Exit | BRICKELL BIOTECH INCcmn | $0 | – | -74,277 | -100.0% | 0.00% | – |
| IMMP | Exit | IMMUTEP LTDcmn | $0 | – | -18,986 | -100.0% | 0.00% | – |
| PACDQ | Exit | PACIFIC DRILLING SA LUXEMBOUcmn | $0 | – | -32,632 | -100.0% | 0.00% | – |
| JAX | Exit | J ALEXANDERS HLDGS INCcmn | $0 | – | -21,457 | -100.0% | 0.00% | – |
| ORGS | Exit | ORGENESIS INCcmn | $0 | – | -16,862 | -100.0% | 0.00% | – |
| LONEQ | Exit | LONESTAR RES US INCcmn | $0 | – | -25,860 | -100.0% | 0.00% | – |
| Exit | TRANSENTERIX INCcmn | $0 | – | -38,831 | -100.0% | 0.00% | – | |
| VPV | Exit | INVESCO PA VALUE MUN INC TRcmn | $0 | – | -11,599 | -100.0% | 0.00% | – |
| GRAF | Exit | GRAF INDL CORPcmn | $0 | – | -31,091 | -100.0% | 0.00% | – |
| NAN | Exit | NUVEEN NEW YORK QLT MUN INCcmn | $0 | – | -14,677 | -100.0% | 0.00% | – |
| OXY | Exit | OCCIDENTAL PETE CORPput | $0 | – | -37,700 | -100.0% | 0.00% | – |
| DBCP | Exit | DELMAR BANCORPcmn | $0 | – | -50,985 | -100.0% | 0.00% | – |
| TNP | Exit | TSAKOS ENERGY NAVIGATION LTDcmn | $0 | – | -49,375 | -100.0% | 0.00% | – |
| NOG | Exit | NORTHERN OIL & GAS INC NEVcmn | $0 | – | -880,872 | -100.0% | 0.00% | – |
| ALLY | Exit | ALLY FINL INCcall | $0 | – | -41,700 | -100.0% | 0.00% | – |
| VLRS | Exit | CONTROLADORA VUELA COMP DE Acmn | $0 | – | -31,062 | -100.0% | 0.00% | – |
| MTB | Exit | M & T BK CORPput | $0 | – | -14,100 | -100.0% | 0.00% | – |
| EVT | Exit | EATON VANCE TAX ADVT DIV INCcmn | $0 | – | -38,630 | -100.0% | 0.00% | – |
| IPI | Exit | INTREPID POTASH INCcmn | $0 | – | -205,636 | -100.0% | 0.00% | – |
| MFM | Exit | MFS MUN INCOME TRcmn | $0 | – | -14,684 | -100.0% | 0.00% | – |
| KEN | Exit | KENON HLDGS LTDcmn | $0 | – | -10,177 | -100.0% | 0.00% | – |
| NEWR | Exit | NEW RELIC INCput | $0 | – | -6,000 | -100.0% | 0.00% | – |
| EMO | Exit | CLEARBRIDGE ENERGY MIDSTRM Ocmn | $0 | – | -230,282 | -100.0% | 0.00% | – |
| PACQ | Exit | PURE ACQUISITION CORPcmn | $0 | – | -50,147 | -100.0% | 0.00% | – |
| PLRX | Exit | PLIANT THERAPEUTICS INCcmn | $0 | – | -45,000 | -100.0% | 0.00% | – |
| CEMB | Exit | ISHARES INCcmn | $0 | – | -18,990 | -100.0% | 0.00% | – |
| HTZGQ | Exit | HERTZ GLOBAL HLDGS INCcall | $0 | – | -45,600 | -100.0% | 0.00% | – |
| BIT | Exit | BLACKROCK MULTI-SECTOR INC Tcmn | $0 | – | -60,281 | -100.0% | 0.00% | – |
| MYI | Exit | BLACKROCK MUNIYIELD QUALITYcmn | $0 | – | -16,591 | -100.0% | 0.00% | – |
| KRUS | Exit | KURA SUSHI USA INCcmn | $0 | – | -98,975 | -100.0% | 0.00% | – |
| RPTX | Exit | REPARE THERAPEUTICS INCcmn | $0 | – | -12,353 | -100.0% | 0.00% | – |
| MRNS | Exit | MARINUS PHARMACEUTICALS INCcmn | $0 | – | -383,292 | -100.0% | 0.00% | – |
| PHUN | Exit | PHUNWARE INCcmn | $0 | – | -39,024 | -100.0% | 0.00% | – |
| JSD | Exit | NUVEEN SHT DUR CR OPP FDcmn | $0 | – | -13,894 | -100.0% | 0.00% | – |
| VBLT | Exit | VASCULAR BIOGENICS LTDcmn | $0 | – | -19,347 | -100.0% | 0.00% | – |
| MGC | Exit | VANGUARD WORLD FDcmn | $0 | – | -7,557 | -100.0% | 0.00% | – |
| SBBX | Exit | SB ONE BANCORPcmn | $0 | – | -17,590 | -100.0% | 0.00% | – |
| KYN | Exit | KAYNE ANDERSN MLP MIDS INVTcmn | $0 | – | -85,907 | -100.0% | 0.00% | – |
| STKL | Exit | SUNOPTA INCcmn | $0 | – | -15,089 | -100.0% | 0.00% | – |
| KRP | Exit | KIMBELL RTY PARTNERS LPcmn | $0 | – | -20,482 | -100.0% | 0.00% | – |
| STAA | Exit | STAAR SURGICAL COput | $0 | – | -5,000 | -100.0% | 0.00% | – |
| ETY | Exit | EATON VANCE TX MGD DIV EQ INcmn | $0 | – | -142,628 | -100.0% | 0.00% | – |
| CLAR | Exit | CLARUS CORP NEWcmn | $0 | – | -90,888 | -100.0% | 0.00% | – |
| GMOLQ | Exit | GENERAL MOLY INCcmn | $0 | – | -23,971 | -100.0% | 0.00% | – |
| BXRX | Exit | BAUDAX BIO INCcmn | $0 | – | -10,094 | -100.0% | 0.00% | – |
| TRIB | Exit | TRINITY BIOTECH PLCcmn | $0 | – | -59,463 | -100.0% | 0.00% | – |
| CAAP | Exit | CORPORACION AMER ARPTS S Acmn | $0 | – | -17,713 | -100.0% | 0.00% | – |
| XME | Exit | SPDR SER TRput | $0 | – | -63,800 | -100.0% | 0.00% | – |
| NANR | Exit | SPDR INDEX SHS FDScmn | $0 | – | -10,059 | -100.0% | 0.00% | – |
| BLV | Exit | VANGUARD BD INDEX FDScmn | $0 | – | -5,408 | -100.0% | 0.00% | – |
| SYBX | Exit | SYNLOGIC INCcmn | $0 | – | -55,452 | -100.0% | 0.00% | – |
| PTCT | Exit | PTC THERAPEUTICS INCput | $0 | – | -27,500 | -100.0% | 0.00% | – |
| NQP | Exit | NUVEEN PENNSYLVANIA QLT MUNcmn | $0 | – | -15,190 | -100.0% | 0.00% | – |
| JTA | Exit | NUVEEN TX ADV TOTAL RET STRGcmn | $0 | – | -17,132 | -100.0% | 0.00% | – |
| VALPQ | Exit | VALARIS PLCcmn | $0 | – | -723,313 | -100.0% | 0.00% | – |
| NIM | Exit | NUVEEN SELECT MAT MUN FDcmn | $0 | – | -12,505 | -100.0% | 0.00% | – |
| UWM | Exit | PROSHARES TRcmn | $0 | – | -13,159 | -100.0% | 0.00% | – |
| JDD | Exit | NUVEEN DIVERSIFIED DIVID & Icmn | $0 | – | -24,042 | -100.0% | 0.00% | – |
| BXC | Exit | BLUELINX HLDGS INCcmn | $0 | – | -11,424 | -100.0% | 0.00% | – |
| NSSC | Exit | NAPCO SEC TECHNOLOGIES INCcmn | $0 | – | -15,226 | -100.0% | 0.00% | – |
| KALV | Exit | KALVISTA PHARMACEUTICALS INCcmn | $0 | – | -36,781 | -100.0% | 0.00% | – |
| GNT | Exit | GAMCO NAT RES GOLD & INCOMEcmn | $0 | – | -16,462 | -100.0% | 0.00% | – |
| NL | Exit | NL INDS INCcmn | $0 | – | -10,007 | -100.0% | 0.00% | – |
| VOXX | Exit | VOXX INTL CORPcmn | $0 | – | -78,568 | -100.0% | 0.00% | – |
| WLL | Exit | WHITING PETE CORP NEWcmn | $0 | – | -454,381 | -100.0% | 0.00% | – |
| QUS | Exit | SPDR SER TRcmn | $0 | – | -5,500 | -100.0% | 0.00% | – |
| EW | Exit | EDWARDS LIFESCIENCES CORPput | $0 | – | -16,200 | -100.0% | 0.00% | – |
| RRBI | Exit | RED RIVER BANCSHARES INCcmn | $0 | – | -19,842 | -100.0% | 0.00% | – |
| MARK | Exit | REMARK HLDGS INCcmn | $0 | – | -17,025 | -100.0% | 0.00% | – |
| IDE | Exit | VOYA INFRASTRUCTURE INDLS &cmn | $0 | – | -21,369 | -100.0% | 0.00% | – |
| BGGSQ | Exit | BRIGGS & STRATTON CORPcmn | $0 | – | -676,466 | -100.0% | 0.00% | – |
| RUHN | Exit | RUHNN HLDG LTDcmn | $0 | – | -103,325 | -100.0% | 0.00% | – |
| GDV | Exit | GABELLI DIVID & INCOME TRcmn | $0 | – | -31,571 | -100.0% | 0.00% | – |
| TY | Exit | TRI CONTL CORPcmn | $0 | – | -15,011 | -100.0% | 0.00% | – |
| BROG | Exit | BROOGE ENERGY LTDcmn | $0 | – | -12,159 | -100.0% | 0.00% | – |
| RUN | Exit | SUNRUN INCcall | $0 | – | -45,000 | -100.0% | 0.00% | – |
| ROSWQ | Exit | ROSEHILL RES INCwts | $0 | – | -244,800 | -100.0% | 0.00% | – |
| ISD | Exit | PGIM HIGH YIELD BOND FUND INcmn | $0 | – | -12,490 | -100.0% | 0.00% | – |
| HYLS | Exit | FIRST TR EXCHANGE-TRADED FDcmn | $0 | – | -18,800 | -100.0% | 0.00% | – |
| JRS | Exit | NUVEEN REAL ESTATE INCOME FDcmn | $0 | – | -13,600 | -100.0% | 0.00% | – |
| CSTM | Exit | CONSTELLIUM SEcall | $0 | – | -187,500 | -100.0% | 0.00% | – |
| EIS | Exit | ISHARES INCcmn | $0 | – | -14,900 | -100.0% | 0.00% | – |
| PTE | Exit | POLARITYTE INCcmn | $0 | – | -20,898 | -100.0% | 0.00% | – |
| GEENQ | Exit | GLOBAL EAGLE ENTMT INCcmn | $0 | – | -127,423 | -100.0% | 0.00% | – |
| OXSQ | Exit | OXFORD SQUARE CAP CORPcmn | $0 | – | -223,421 | -100.0% | 0.00% | – |
| PAM | Exit | PAMPA ENERGIA S Acmn | $0 | – | -88,810 | -100.0% | 0.00% | – |
| TORC | Exit | RESTORBIO INCcmn | $0 | – | -86,249 | -100.0% | 0.00% | – |
| GRAFWS | Exit | GRAF INDL CORPwts | $0 | – | -198,000 | -100.0% | 0.00% | – |
| Exit | ARES CAPITAL CORPcnv | $0 | – | -20,000 | -100.0% | 0.00% | – | |
| AMCIW | Exit | AMCI ACQUISITION CORPwts | $0 | – | -16,375 | -100.0% | 0.00% | – |
| GPRO | Exit | GOPRO INCput | $0 | – | -250,000 | -100.0% | 0.00% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME FDcmn | $0 | – | -90,794 | -100.0% | 0.00% | – |
| PEX | Exit | PROSHARES TRcmn | $0 | – | -15,185 | -100.0% | 0.00% | – |
| IXJ | Exit | ISHARES TRcmn | $0 | – | -2,993 | -100.0% | 0.00% | – |
| NMRD | Exit | NEMAURA MED INCcmn | $0 | – | -22,549 | -100.0% | 0.00% | – |
| PKBK | Exit | PARKE BANCORP INCcmn | $0 | – | -10,681 | -100.0% | 0.00% | – |
| SNGX | Exit | SOLIGENIX INCcmn | $0 | – | -33,251 | -100.0% | 0.00% | – |
| FREQ | Exit | FREQUENCY THERAPEUTICS INCcmn | $0 | – | -10,063 | -100.0% | 0.00% | – |
| RNWK | Exit | REALNETWORKS INCcmn | $0 | – | -81,853 | -100.0% | 0.00% | – |
| AKCA | Exit | AKCEA THERAPEUTICS INCcall | $0 | – | -30,000 | -100.0% | 0.00% | – |
| BWEN | Exit | BROADWIND INCcmn | $0 | – | -18,993 | -100.0% | 0.00% | – |
| FMCI | Exit | FORUM MERGER II CORPcmn | $0 | – | -50,000 | -100.0% | 0.00% | – |
| HEWP | Exit | ISHARES TRcmn | $0 | – | -33,919 | -100.0% | 0.00% | – |
| TLRDQ | Exit | TAILORED BRANDS INCcmn | $0 | – | -840,508 | -100.0% | 0.00% | – |
| REED | Exit | REEDS INCcmn | $0 | – | -18,565 | -100.0% | 0.00% | – |
| GME | Exit | GAMESTOP CORP NEWcall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| TCPC | Exit | BLACKROCK TCP CAPITAL CORPcmn | $0 | – | -31,031 | -100.0% | 0.00% | – |
| EGLE | Exit | EAGLE BULK SHIPPING INCcmn | $0 | – | -242,616 | -100.0% | 0.00% | – |
| SNSS | Exit | SUNESIS PHARMACEUTICALS INCcmn | $0 | – | -11,652 | -100.0% | 0.00% | – |
| K | Exit | KELLOGG COput | $0 | – | -17,700 | -100.0% | 0.00% | – |
| DCPH | Exit | DECIPHERA PHARMACEUTICALS INput | $0 | – | -15,000 | -100.0% | 0.00% | – |
| BPMC | Exit | BLUEPRINT MEDICINES CORPput | $0 | – | -20,100 | -100.0% | 0.00% | – |
| SOHO | Exit | SOTHERLY HOTELS INCcmn | $0 | – | -10,370 | -100.0% | 0.00% | – |
| EAD | Exit | WELLS FARGO INCOME OPPORTUNIcmn | $0 | – | -82,351 | -100.0% | 0.00% | – |
| FRA | Exit | BLACKROCK FLOATING RATE INCOcmn | $0 | – | -35,271 | -100.0% | 0.00% | – |
| MOR | Exit | MORPHOSYS AGcmn | $0 | – | -7,402 | -100.0% | 0.00% | – |
| NUO | Exit | NUVEEN OHIO QLTY MUN INCOMEcmn | $0 | – | -10,853 | -100.0% | 0.00% | – |
| GPAQW | Exit | GORDON POINTE ACQUISITION COwts | $0 | – | -122,980 | -100.0% | 0.00% | – |
| PROG | Exit | PROGENITY INCcmn | $0 | – | -64,000 | -100.0% | 0.00% | – |
| BWLA | Exit | BOWL AMER INCcmn | $0 | – | -13,194 | -100.0% | 0.00% | – |
| MYOK | Exit | MYOKARDIA INCcall | $0 | – | -12,400 | -100.0% | 0.00% | – |
| UDN | Exit | INVESCO DB US DLR INDEX TRcmn | $0 | – | -10,468 | -100.0% | 0.00% | – |
| SND | Exit | SMART SAND INCcmn | $0 | – | -22,304 | -100.0% | 0.00% | – |
| DL | Exit | CHINA DISTANCE ED HLDGS LTDcmn | $0 | – | -11,632 | -100.0% | 0.00% | – |
| NEBLQ | Exit | NOBLE CORP PLCcmn | $0 | – | -207,256 | -100.0% | 0.00% | – |
| LYRA | Exit | LYRA THERAPEUTICS INCcmn | $0 | – | -25,600 | -100.0% | 0.00% | – |
| SSTI | Exit | SHOTSPOTTER INCcmn | $0 | – | -16,180 | -100.0% | 0.00% | – |
| NRK | Exit | NUVEEN NEW YORK AMT QLT MUNIcmn | $0 | – | -16,085 | -100.0% | 0.00% | – |
| TMUSR | Exit | T-MOBILE US INCcall | $0 | – | -459,200 | -100.0% | 0.00% | – |
| BCLI | Exit | BRAINSTORM CELL THERAPEUTICScmn | $0 | – | -17,820 | -100.0% | 0.00% | – |
| ALRN | Exit | AILERON THERAPEUTICS INCcmn | $0 | – | -24,971 | -100.0% | 0.00% | – |
| EUM | Exit | PROSHARES TRcmn | $0 | – | -53,085 | -100.0% | 0.00% | – |
| SERV | Exit | SERVICEMASTER GLOBAL HLDGS Icall | $0 | – | -18,800 | -100.0% | 0.00% | – |
| CRCQQ | Exit | CALIFORNIA RES CORPput | $0 | – | -1,124,500 | -100.0% | 0.00% | – |
| MAIN | Exit | MAIN STR CAP CORPput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| GLQ | Exit | CLOUGH GLOBAL EQUITY FDcmn | $0 | – | -32,407 | -100.0% | 0.00% | – |
| DPHCW | Exit | DIAMONDPEAK HLDGS CORwts | $0 | – | -299,700 | -100.0% | 0.00% | – |
| IDEX | Exit | IDEANOMICS INCcmn | $0 | – | -133,505 | -100.0% | 0.00% | – |
| CSGP | Exit | COSTAR GROUP INCput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| PTCT | Exit | PTC THERAPEUTICS INCcall | $0 | – | -27,500 | -100.0% | 0.00% | – |
| PULM | Exit | PULMATRIX INCcmn | $0 | – | -30,550 | -100.0% | 0.00% | – |
| MAV | Exit | PIONEER MUN HIGH INCOME ADVAcmn | $0 | – | -20,381 | -100.0% | 0.00% | – |
| SPNX | Exit | SUPERIOR ENERGY SVCS INCcmn | $0 | – | -21,144 | -100.0% | 0.00% | – |
| BXMX | Exit | NUVEEN S&P 500 BUY-WRITE INCcmn | $0 | – | -24,235 | -100.0% | 0.00% | – |
| GOOS | Exit | CANADA GOOSE HLDGS INCcmn | $0 | – | -14,041 | -100.0% | 0.00% | – |
| GSB | Exit | GLOBALSCAPE INCcmn | $0 | – | -29,497 | -100.0% | 0.00% | – |
| VTVT | Exit | VTV THERAPEUTICS INCcmn | $0 | – | -19,089 | -100.0% | 0.00% | – |
| MGU | Exit | MACQUARIE GLOBAL INFRASTRUCTcmn | $0 | – | -16,343 | -100.0% | 0.00% | – |
| KNOP | Exit | KNOT OFFSHORE PARTNERS LPcmn | $0 | – | -59,298 | -100.0% | 0.00% | – |
| AXL | Exit | AMERICAN AXLE & MFG HLDGS INcall | $0 | – | -92,800 | -100.0% | 0.00% | – |
| LCAHW | Exit | LANDCADIA HLDGS II INCwts | $0 | – | -50,000 | -100.0% | 0.00% | – |
| PACKWS | Exit | RANPAK HLDGS CORPwts | $0 | – | -125,000 | -100.0% | 0.00% | – |
| FVCB | Exit | FVCBANKCORP INCcmn | $0 | – | -18,782 | -100.0% | 0.00% | – |
| AHT | Exit | ASHFORD HOSPITALITY TR INCcmn | $0 | – | -252,054 | -100.0% | 0.00% | – |
| FXA | Exit | INVESCO CURRENCYSHARES AUSTRcmn | $0 | – | -7,013 | -100.0% | 0.00% | – |
| FLKR | Exit | FRANKLIN TEMPLETON ETF TRcmn | $0 | – | -10,460 | -100.0% | 0.00% | – |
| AVGR | Exit | AVINGER INCcmn | $0 | – | -14,306 | -100.0% | 0.00% | – |
| XFLT | Exit | XAI OCTAGON FLOATNG RATE ALTcmn | $0 | – | -28,658 | -100.0% | 0.00% | – |
| RDUS | Exit | RADIUS HEALTH INCput | $0 | – | -90,000 | -100.0% | 0.00% | – |
| BSL | Exit | BLACKSTONE GSO FLTING RTE FUcmn | $0 | – | -27,335 | -100.0% | 0.00% | – |
| SBI | Exit | WESTERN ASSET INTER MUNI FDcmn | $0 | – | -14,742 | -100.0% | 0.00% | – |
| FET | Exit | FORUM ENERGY TECHNOLOGIES INcmn | $0 | – | -10,615 | -100.0% | 0.00% | – |
| PCYG | Exit | PARK CITY GROUP INCcmn | $0 | – | -54,969 | -100.0% | 0.00% | – |
| FLIN | Exit | FRANKLIN TEMPLETON ETF TRcmn | $0 | – | -12,778 | -100.0% | 0.00% | – |
| XNTK | Exit | SPDR SER TRcmn | $0 | – | -3,267 | -100.0% | 0.00% | – |
| ARPO | Exit | AERPIO PHARMACEUTICALS INCcmn | $0 | – | -29,407 | -100.0% | 0.00% | – |
| ARLP | Exit | ALLIANCE RES PARTNER L Pput | $0 | – | -287,000 | -100.0% | 0.00% | – |
| IO | Exit | ION GEOPHYSICAL CORPcmn | $0 | – | -30,450 | -100.0% | 0.00% | – |
| Exit | WEIBO CORPcnv | $0 | – | -622,000 | -100.0% | 0.00% | – | |
| Exit | ENSCO JERSEY FIN LTDcnv | $0 | – | -2,000,000 | -100.0% | 0.00% | – | |
| LHCWS | Exit | LEO HOLDINGS CORPwts | $0 | – | -125,000 | -100.0% | 0.00% | – |
| UUP | Exit | INVESCO DB US DLR INDEX TRcmn | $0 | – | -8,018 | -100.0% | 0.00% | – |
| BFST | Exit | BUSINESS FIRST BANCSHARES INcmn | $0 | – | -36,624 | -100.0% | 0.00% | – |
| EXAS | Exit | EXACT SCIENCES CORPput | $0 | – | -9,000 | -100.0% | 0.00% | – |
| LCTX | Exit | LINEAGE CELL THERAPEUTICS INcmn | $0 | – | -120,899 | -100.0% | 0.00% | – |
| ASNAQ | Exit | ASCENA RETAIL GROUP INCcmn | $0 | – | -87,147 | -100.0% | 0.00% | – |
| DELL | Exit | DELL TECHNOLOGIES INCput | $0 | – | -8,800 | -100.0% | 0.00% | – |
| MRSN | Exit | MERSANA THERAPEUTICS INCcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| KMF | Exit | KAYNE ANDERSON MDSTM ENERGYcmn | $0 | – | -24,471 | -100.0% | 0.00% | – |
| MNTA | Exit | MOMENTA PHARMACEUTICALS INCput | $0 | – | -28,200 | -100.0% | 0.00% | – |
| MBIN | Exit | MERCHANTS BANCORP INDcmn | $0 | – | -10,275 | -100.0% | 0.00% | – |
| CPRI | Exit | CAPRI HOLDINGS LIMITEDput | $0 | – | -100,000 | -100.0% | 0.00% | – |
| ESPO | Exit | VANECK VECTORS ETF TRcmn | $0 | – | -19,500 | -100.0% | 0.00% | – |
| FTK | Exit | FLOTEK INDS INC DELcmn | $0 | – | -18,852 | -100.0% | 0.00% | – |
| TPCO | Exit | TRIBUNE PUBG CO NEWcmn | $0 | – | -21,362 | -100.0% | 0.00% | – |
| IFGL | Exit | ISHARES TRcmn | $0 | – | -30,327 | -100.0% | 0.00% | – |
| CRCQQ | Exit | CALIFORNIA RES CORPcmn | $0 | – | -357,366 | -100.0% | 0.00% | – |
| ROSEQ | Exit | ROSEHILL RES INCcmn | $0 | – | -18,431 | -100.0% | 0.00% | – |
| VCV | Exit | INVESCO CALIF VALUE MUN INCOcmn | $0 | – | -11,993 | -100.0% | 0.00% | – |
| SMHI | Exit | SEACOR MARINE HLDGS INCcmn | $0 | – | -53,611 | -100.0% | 0.00% | – |
| AVCT | Exit | AMERICAN VRTUAL CLOUD TECH Icmn | $0 | – | -18,307 | -100.0% | 0.00% | – |
| CORR | Exit | CORENERGY INFRASTRUCTURE TRcmn | $0 | – | -138,186 | -100.0% | 0.00% | – |
| NFJ | Exit | ALLIANZGI DIVIDEND INT & PRMcmn | $0 | – | -26,461 | -100.0% | 0.00% | – |
| XHE | Exit | SPDR SER TRcmn | $0 | – | -2,410 | -100.0% | 0.00% | – |
| NBEV | Exit | NEW AGE BEVERAGES CORPcmn | $0 | – | -78,952 | -100.0% | 0.00% | – |
| AKCA | Exit | AKCEA THERAPEUTICS INCput | $0 | – | -30,000 | -100.0% | 0.00% | – |
| DUOT | Exit | DUOS TECHNOLOGIES GROUP INCcmn | $0 | – | -12,523 | -100.0% | 0.00% | – |
| DNRCQ | Exit | DENBURY RES INCcmn | $0 | – | -1,999,392 | -100.0% | 0.00% | – |
| CTRM | Exit | CASTOR MARITIME INCcmn | $0 | – | -41,821 | -100.0% | 0.00% | – |
| NEW | Exit | PUXIN LTDcmn | $0 | – | -25,398 | -100.0% | 0.00% | – |
| FPAC | Exit | FAR PT ACQUISITION CORPcmn | $0 | – | -50,020 | -100.0% | 0.00% | – |
| CAKE | Exit | CHEESECAKE FACTORY INCcall | $0 | – | -45,000 | -100.0% | 0.00% | – |
| PUB | Exit | PEOPLES UTAH BANCORPcmn | $0 | – | -22,765 | -100.0% | 0.00% | – |
| LEN | Exit | LENNAR CORPcall | $0 | – | -10,200 | -100.0% | 0.00% | – |
| ARTL | Exit | ARTELO BIOSCIENCES INCcmn | $0 | – | -14,223 | -100.0% | 0.00% | – |
| ATTO | Exit | ATENTO S Acmn | $0 | – | -103,556 | -100.0% | 0.00% | – |
| ADX | Exit | ADAMS DIVERSIFIED EQUITY FDcmn | $0 | – | -77,818 | -100.0% | 0.00% | – |
| DHY | Exit | CREDIT SUISSE HIGH YLD BND Fcmn | $0 | – | -197,505 | -100.0% | 0.00% | – |
| BBX | Exit | BBX CAP CORP NEWcmn | $0 | – | -152,085 | -100.0% | 0.00% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCOMEcmn | $0 | – | -123,231 | -100.0% | 0.00% | – |
| KMDA | Exit | KAMADA LTDcmn | $0 | – | -10,886 | -100.0% | 0.00% | – |
| CVLT | Exit | COMMVAULT SYSTEMS INCcall | $0 | – | -35,000 | -100.0% | 0.00% | – |
| Exit | ZILLOW GROUP INCcnv | $0 | – | -1,200,000 | -100.0% | 0.00% | – | |
| TMUSR | Exit | T-MOBILE US INCput | $0 | – | -45,810 | -100.0% | 0.00% | – |
| FRANQ | Exit | FRANCESCAS HLDGS CORPcmn | $0 | – | -25,311 | -100.0% | 0.00% | – |
| GNUS | Exit | GENIUS BRANDS INTL INCcmn | $0 | – | -21,537 | -100.0% | 0.00% | – |
| CTR | Exit | CLEARBRIDGE MLP AND MIDSTRMcmn | $0 | – | -63,370 | -100.0% | 0.00% | – |
| IGT | Exit | INTERNATIONAL GAME TECHNOLOGput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| RNET | Exit | RIGNET INCcmn | $0 | – | -19,929 | -100.0% | 0.00% | – |
| KNDI | Exit | KANDI TECHNOLOGIES GROUP INCcmn | $0 | – | -38,055 | -100.0% | 0.00% | – |
| HLF | Exit | HERBALIFE NUTRITION LTDput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| MNLO | Exit | MENLO THERAPEUTICS INCcmn | $0 | – | -102,291 | -100.0% | 0.00% | – |
| KMI | Exit | KINDER MORGAN INC DELput | $0 | – | -61,900 | -100.0% | 0.00% | – |
| PANW | Exit | PALO ALTO NETWORKS INCput | $0 | – | -2,800 | -100.0% | 0.00% | – |
| MYN | Exit | BLACKROCK MUNIYIELD N Y QUALcmn | $0 | – | -19,409 | -100.0% | 0.00% | – |
| FPE | Exit | FIRST TR EXCH TRADED FD IIIcmn | $0 | – | -22,921 | -100.0% | 0.00% | – |
| JHML | Exit | JOHN HANCOCK EXCHANGE TRADEDcmn | $0 | – | -14,888 | -100.0% | 0.00% | – |
| ATLC | Exit | ATLANTICUS HLDGS CORPcmn | $0 | – | -17,116 | -100.0% | 0.00% | – |
| BPMC | Exit | BLUEPRINT MEDICINES CORPcall | $0 | – | -20,100 | -100.0% | 0.00% | – |
| EPZM | Exit | EPIZYME INCcall | $0 | – | -36,200 | -100.0% | 0.00% | – |
| CZWI | Exit | CITIZENS CMNTY BANCORP INC Mcmn | $0 | – | -16,864 | -100.0% | 0.00% | – |
| HMY | Exit | HARMONY GOLD MINING CO LTDput | $0 | – | -119,900 | -100.0% | 0.00% | – |
| CEMI | Exit | CHEMBIO DIAGNOSTICS INCcmn | $0 | – | -32,871 | -100.0% | 0.00% | – |
| GBLI | Exit | GLOBAL INDTY LTD CAYMANcmn | $0 | – | -8,848 | -100.0% | 0.00% | – |
| GDS | Exit | GDS HLDGS LTDput | $0 | – | -15,300 | -100.0% | 0.00% | – |
| GRVY | Exit | GRAVITY CO LTDcmn | $0 | – | -8,578 | -100.0% | 0.00% | – |
| TMUSR | Exit | T-MOBILE US INCrts | $0 | – | -8,340,180 | -100.0% | 0.00% | – |
| MCBS | Exit | METROCITY BANKSHARES INCcmn | $0 | – | -70,631 | -100.0% | 0.00% | – |
| MTB | Exit | M & T BK CORPcall | $0 | – | -14,200 | -100.0% | 0.00% | – |
| STSA | Exit | SATSUMA PHARMACEUTICALS INCcmn | $0 | – | -29,781 | -100.0% | 0.00% | – |
| SLRC | Exit | SOLAR CAP LTDcmn | $0 | – | -17,817 | -100.0% | 0.00% | – |
| ACV | Exit | ALLIANZGI DIVERSIFIED INCOMEcmn | $0 | – | -10,694 | -100.0% | 0.00% | – |
| EVGN | Exit | EVOGENE LTDcmn | $0 | – | -767,184 | -100.0% | 0.00% | – |
| RTH | Exit | VANECK VECTORS ETF TRcmn | $0 | – | -9,123 | -100.0% | 0.00% | – |
| AIMT | Exit | AIMMUNE THERAPEUTICS INCcall | $0 | – | -55,000 | -100.0% | 0.00% | – |
| RA | Exit | BROOKFIELD REAL ASSETS INCOMcmn | $0 | – | -31,121 | -100.0% | 0.00% | – |
| EXEL | Exit | EXELIXIS INCcall | $0 | – | -30,000 | -100.0% | 0.00% | – |
| BGH | Exit | BARINGS GLOBAL SHORT DURATIOcmn | $0 | – | -19,025 | -100.0% | 0.00% | – |
| AKBA | Exit | AKEBIA THERAPEUTICS INCcall | $0 | – | -12,200 | -100.0% | 0.00% | – |
| BSX | Exit | BOSTON SCIENTIFIC CORPput | $0 | – | -40,000 | -100.0% | 0.00% | – |
| CALB | Exit | CALIFORNIA BANCORPcmn | $0 | – | -12,026 | -100.0% | 0.00% | – |
| HOTH | Exit | HOTH THERAPEUTICS INCcmn | $0 | – | -16,027 | -100.0% | 0.00% | – |
| GCAP | Exit | GAIN CAP HLDGS INCcmn | $0 | – | -156,450 | -100.0% | 0.00% | – |
| GCEC | Exit | GS FIN CORPcmn | $0 | – | -115,294 | -100.0% | 0.00% | – |
| EDD | Exit | MORGAN STANLEY EMERGING MKTScmn | $0 | – | -70,081 | -100.0% | 0.00% | – |
| AXLA | Exit | AXCELLA HEALTH INCcmn | $0 | – | -24,938 | -100.0% | 0.00% | – |
| LH | Exit | LABORATORY CORP AMER HLDGScall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| Exit | AEROJET ROCKETDYNE HLDGS INCcnv | $0 | – | -605,000 | -100.0% | 0.00% | – | |
| FLTR | Exit | VANECK VECTORS ETF TRcmn | $0 | – | -19,448 | -100.0% | 0.00% | – |
| FNGD | Exit | BANK OF MONTREALcmn | $0 | – | -161,235 | -100.0% | 0.00% | – |
| GENN | Exit | GENESIS HEALTHCARE INCcmn | $0 | – | -130,342 | -100.0% | 0.00% | – |
| RAPT | Exit | RAPT THERAPEUTICS INCcmn | $0 | – | -88,343 | -100.0% | -0.00% | – |
| TAP | Exit | MOLSON COORS BEVERAGE COput | $0 | – | -59,000 | -100.0% | -0.00% | – |
| GRUB | Exit | GRUBHUB INCcall | $0 | – | -45,800 | -100.0% | -0.00% | – |
| UPWK | Exit | UPWORK INCcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| FNDF | Exit | SCHWAB STRATEGIC TRcmn | $0 | – | -158,654 | -100.0% | -0.00% | – |
| MFC | Exit | MANULIFE FINL CORPcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| HDS | Exit | HD SUPPLY HLDGS INCcall | $0 | – | -95,700 | -100.0% | -0.00% | – |
| COOP | Exit | MR COOPER GROUP INCcall | $0 | – | -366,500 | -100.0% | -0.00% | – |
| MTCH | Exit | MATCH GROUP INCcall | $0 | – | -42,400 | -100.0% | -0.00% | – |
| LN | Exit | LINE CORPcmn | $0 | – | -74,685 | -100.0% | -0.00% | – |
| M | Exit | MACYS INCcall | $0 | – | -287,800 | -100.0% | -0.00% | – |
| RARE | Exit | ULTRAGENYX PHARMACEUTICAL INcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| AXTA | Exit | AXALTA COATING SYS LTDcall | $0 | – | -194,500 | -100.0% | -0.00% | – |
| PLAN | Exit | ANAPLAN INCput | $0 | – | -37,400 | -100.0% | -0.00% | – |
| INCY | Exit | INCYTE CORPcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| GSCE | Exit | GOLDMAN SACHS GROUP INCcmn | $0 | – | -228,096 | -100.0% | -0.00% | – |
| Exit | LIBERTY MEDIA CORP DELcnv | $0 | – | -3,704,000 | -100.0% | -0.00% | – | |
| ANAT | Exit | AMERICAN NATL INS COcmn | $0 | – | -37,023 | -100.0% | -0.00% | – |
| FMTX | Exit | FORMA THERAPEUTICS HLDGS INCcmn | $0 | – | -96,597 | -100.0% | -0.00% | – |
| CI | Exit | CIGNA CORP NEWcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| ALLK | Exit | ALLAKOS INCcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| MFC | Exit | MANULIFE FINL CORPput | $0 | – | -200,000 | -100.0% | -0.00% | – |
| USAC | Exit | USA COMPRESSION PARTNERS LPcmn | $0 | – | -169,400 | -100.0% | -0.00% | – |
| INSP | Exit | INSPIRE MED SYS INCcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| RIG | Exit | TRANSOCEAN LTDcall | $0 | – | -1,000,000 | -100.0% | -0.00% | – |
| CHWY | Exit | CHEWY INCcall | $0 | – | -57,000 | -100.0% | -0.00% | – |
| AON | Exit | AON PLCcall | $0 | – | -16,600 | -100.0% | -0.00% | – |
| NTES | Exit | NETEASE INCcall | $0 | – | -8,400 | -100.0% | -0.00% | – |
| NARI | Exit | INARI MED INCcmn | $0 | – | -41,805 | -100.0% | -0.00% | – |
| ERUS | Exit | ISHARES INCcmn | $0 | – | -53,182 | -100.0% | -0.00% | – |
| NTAP | Exit | NETAPP INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| CCXI | Exit | CHEMOCENTRYX INCcall | $0 | – | -64,200 | -100.0% | -0.00% | – |
| GTX | Exit | GARRETT MOTION INCcmn | $0 | – | -542,303 | -100.0% | -0.00% | – |
| TECD | Exit | TECH DATA CORPcmn | $0 | – | -13,941 | -100.0% | -0.00% | – |
| CCEP | Exit | COCA COLA EUROPEAN PARTNERScall | $0 | – | -80,100 | -100.0% | -0.00% | – |
| LCAHU | Exit | LANDCADIA HLDGS II INCunt | $0 | – | -200,000 | -100.0% | -0.00% | – |
| DELL | Exit | DELL TECHNOLOGIES INCcall | $0 | – | -59,400 | -100.0% | -0.00% | – |
| Exit | BILIBILI INCcnv | $0 | – | -1,000,000 | -100.0% | -0.00% | – | |
| K | Exit | KELLOGG COcall | $0 | – | -47,200 | -100.0% | -0.00% | – |
| Exit | GUIDEWIRE SOFTWARE INCcnv | $0 | – | -3,001,000 | -100.0% | -0.00% | – | |
| BHVN | Exit | BIOHAVEN PHARMACTL HLDG CO Lput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| USFD | Exit | US FOODS HLDG CORPcall | $0 | – | -180,200 | -100.0% | -0.00% | – |
| RARE | Exit | ULTRAGENYX PHARMACEUTICAL INput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| PLAY | Exit | DAVE & BUSTERS ENTMT INCput | $0 | – | -177,200 | -100.0% | -0.00% | – |
| PANW | Exit | PALO ALTO NETWORKS INCcall | $0 | – | -8,800 | -100.0% | -0.00% | – |
| XGN | Exit | EXAGEN INCcmn | $0 | – | -191,978 | -100.0% | -0.00% | – |
| CAR | Exit | AVIS BUDGET GROUPcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| Exit | ALTUS MIDSTREAM COcmn | $0 | – | -3,888,780 | -100.0% | -0.00% | – | |
| CPE | Exit | CALLON PETE CO DELcmn | $0 | – | -3,656,348 | -100.0% | -0.00% | – |
| ZNGA | Exit | ZYNGA INCcall | $0 | – | -207,400 | -100.0% | -0.00% | – |
| INTL | Exit | INTL FCSTONE INCcmn | $0 | – | -59,771 | -100.0% | -0.00% | – |
| ELAN | Exit | ELANCO ANIMAL HEALTH INCput | $0 | – | -117,900 | -100.0% | -0.00% | – |
| FANG | Exit | DIAMONDBACK ENERGY INCcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| YNDX | Exit | YANDEX N Vput | $0 | – | -62,600 | -100.0% | -0.00% | – |
| WUBA | Exit | 58 COM INCcall | $0 | – | -57,500 | -100.0% | -0.00% | – |
| HDS | Exit | HD SUPPLY HLDGS INCput | $0 | – | -62,900 | -100.0% | -0.00% | – |
| ALLK | Exit | ALLAKOS INCput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| EQIX | Exit | EQUINIX INCcall | $0 | – | -5,000 | -100.0% | -0.00% | – |
| PCVX | Exit | VAXCYTE INCcmn | $0 | – | -87,424 | -100.0% | -0.00% | – |
| IRTC | Exit | IRHYTHM TECHNOLOGIES INCput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| UNVR | Exit | UNIVAR SOLUTIONS INCcall | $0 | – | -250,000 | -100.0% | -0.00% | – |
| FTCH | Exit | FARFETCH LTDcall | $0 | – | -270,000 | -100.0% | -0.00% | – |
| ODP | Exit | OFFICE DEPOT INCcmn | $0 | – | -1,892,513 | -100.0% | -0.00% | – |
| Exit | TESLA INCcnv | $0 | – | -877,000 | -100.0% | -0.00% | – | |
| GLPI | Exit | GAMING & LEISURE PPTYS INCcall | $0 | – | -140,900 | -100.0% | -0.00% | – |
| ATUS | Exit | ALTICE USA INCcall | $0 | – | -108,000 | -100.0% | -0.00% | – |
| EBND | Exit | SPDR SER TRcmn | $0 | – | -126,149 | -100.0% | -0.00% | – |
| BAX | Exit | BAXTER INTL INCput | $0 | – | -43,300 | -100.0% | -0.00% | – |
| EFX | Exit | EQUIFAX INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| SCHC | Exit | SCHWAB STRATEGIC TRcmn | $0 | – | -111,963 | -100.0% | -0.00% | – |
| PFGC | Exit | PERFORMANCE FOOD GROUP COcall | $0 | – | -66,800 | -100.0% | -0.00% | – |
| GIS | Exit | GENERAL MLS INCput | $0 | – | -112,100 | -100.0% | -0.00% | – |
| OVV | Exit | OVINTIV INCput | $0 | – | -843,800 | -100.0% | -0.00% | – |
| ANGI | Exit | ANGI HOMESERVICES INCcall | $0 | – | -596,400 | -100.0% | -0.00% | – |
| Exit | TESLA INCcnv | $0 | – | -2,668,000 | -100.0% | -0.00% | – | |
| DXC | Exit | DXC TECHNOLOGY COput | $0 | – | -400,000 | -100.0% | -0.00% | – |
| FOXA | Exit | FOX CORPput | $0 | – | -305,000 | -100.0% | -0.00% | – |
| CCJ | Exit | CAMECO CORPcall | $0 | – | -500,000 | -100.0% | -0.00% | – |
| NKLAW | Exit | NIKOLA CORPwts | $0 | – | -180,000 | -100.0% | -0.00% | – |
| KKR | Exit | KKR & CO INCcall | $0 | – | -170,900 | -100.0% | -0.00% | – |
| EDU | Exit | NEW ORIENTAL ED & TECHNOLOGYcall | $0 | – | -54,000 | -100.0% | -0.00% | – |
| ETRN | Exit | EQUITRANS MIDSTREAM CORPput | $0 | – | -854,000 | -100.0% | -0.00% | – |
| BG | Exit | BUNGE LIMITEDcall | $0 | – | -199,300 | -100.0% | -0.00% | – |
| PCTY | Exit | PAYLOCITY HLDG CORPcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| WU | Exit | WESTERN UN COput | $0 | – | -345,000 | -100.0% | -0.00% | – |
| CRWD | Exit | CROWDSTRIKE HLDGS INCput | $0 | – | -55,400 | -100.0% | -0.00% | – |
| EPRPRC | Exit | EPR PPTYScmn | $0 | – | -387,308 | -100.0% | -0.00% | – |
| SRAC | Exit | STABLE RD ACQUISITION CORPcmn | $0 | – | -500,000 | -100.0% | -0.00% | – |
| HST | Exit | HOST HOTELS & RESORTS INCput | $0 | – | -500,000 | -100.0% | -0.00% | – |
| MEET | Exit | MEET GROUP INCcmn | $0 | – | -799,384 | -100.0% | -0.00% | – |
| GDDY | Exit | GODADDY INCcall | $0 | – | -95,400 | -100.0% | -0.00% | – |
| CMPR | Exit | CIMPRESS PLCcall | $0 | – | -71,000 | -100.0% | -0.00% | – |
| GOLD | Exit | BARRICK GOLD CORPORATIONcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| RBS | Exit | ROYAL BK SCOTLAND GROUP PLCcmn | $0 | – | -2,693,742 | -100.0% | -0.00% | – |
| VXX | Exit | BARCLAYS BK PLCput | $0 | – | -150,000 | -100.0% | -0.00% | – |
| FNF | Exit | FIDELITY NATIONAL FINANCIALcall | $0 | – | -260,000 | -100.0% | -0.00% | – |
| ALGN | Exit | ALIGN TECHNOLOGY INCput | $0 | – | -18,500 | -100.0% | -0.00% | – |
| EQIX | Exit | EQUINIX INCput | $0 | – | -16,000 | -100.0% | -0.00% | – |
| KL | Exit | KIRKLAND LAKE GOLD LTDput | $0 | – | -200,000 | -100.0% | -0.00% | – |
| IRBT | Exit | IROBOT CORPput | $0 | – | -136,200 | -100.0% | -0.00% | – |
| Exit | MERCADOLIBRE INCcnv | $0 | – | -3,880,000 | -100.0% | -0.00% | – | |
| TWLO | Exit | TWILIO INCcall | $0 | – | -40,600 | -100.0% | -0.00% | – |
| AMCR | Exit | AMCOR PLCcall | $0 | – | -1,000,000 | -100.0% | -0.00% | – |
| HLT | Exit | HILTON WORLDWIDE HLDGS INCcall | $0 | – | -130,000 | -100.0% | -0.00% | – |
| KL | Exit | KIRKLAND LAKE GOLD LTDcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| WSC | Exit | WILLSCOT CORPcmn | $0 | – | -897,712 | -100.0% | -0.00% | – |
| CB | Exit | CHUBB LIMITEDcall | $0 | – | -81,500 | -100.0% | -0.00% | – |
| CVNA | Exit | CARVANA COput | $0 | – | -75,400 | -100.0% | -0.00% | – |
| DXC | Exit | DXC TECHNOLOGY COcall | $0 | – | -500,000 | -100.0% | -0.00% | – |
| WST | Exit | WEST PHARMACEUTICAL SVSC INCcall | $0 | – | -40,000 | -100.0% | -0.00% | – |
| DD | Exit | DUPONT DE NEMOURS INCcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| FSCT | Exit | FORESCOUT TECHNOLOGIES INCcmn | $0 | – | -429,586 | -100.0% | -0.00% | – |
| VNQ | Exit | VANGUARD INDEX FDScall | $0 | – | -136,000 | -100.0% | -0.00% | – |
| CNXM | Exit | CNX MIDSTREAM PARTNERS LPcmn | $0 | – | -2,053,489 | -100.0% | -0.00% | – |
| Exit | TWITTER INCcnv | $0 | – | -12,417,000 | -100.0% | -0.00% | – | |
| EYE | Exit | NATIONAL VISION HLDGS INCput | $0 | – | -409,500 | -100.0% | -0.00% | – |
| ERI | Exit | ELDORADO RESORTS INCput | $0 | – | -314,900 | -100.0% | -0.00% | – |
| RUBI | Exit | RUBICON PROJ INCcmn | $0 | – | -1,921,849 | -100.0% | -0.00% | – |
| BLL | Exit | BALL CORPcall | $0 | – | -189,800 | -100.0% | -0.00% | – |
| QQEW | Exit | FIRST TR NAS100 EQ WEIGHTEDcmn | $0 | – | -196,142 | -100.0% | -0.01% | – |
| BCS | Exit | BARCLAYS PLCcall | $0 | – | -3,050,000 | -100.0% | -0.01% | – |
| DLR | Exit | DIGITAL RLTY TR INCput | $0 | – | -123,700 | -100.0% | -0.01% | – |
| EGHT | Exit | 8X8 INC NEWcall | $0 | – | -1,100,000 | -100.0% | -0.01% | – |
| WUBA | Exit | 58 COM INCcmn | $0 | – | -352,745 | -100.0% | -0.01% | – |
| EE | Exit | EL PASO ELEC COcmn | $0 | – | -301,519 | -100.0% | -0.01% | – |
| NXPI | Exit | NXP SEMICONDUCTORS N Vcall | $0 | – | -159,200 | -100.0% | -0.01% | – |
| KR | Exit | KROGER COput | $0 | – | -636,000 | -100.0% | -0.01% | – |
| PRNB | Exit | PRINCIPIA BIOPHARMA INCcmn | $0 | – | -373,720 | -100.0% | -0.01% | – |
| DISH | Exit | DISH NETWORK CORPORATIONcall | $0 | – | -645,000 | -100.0% | -0.01% | – |
| HYLB | Exit | DBX ETF TRcmn | $0 | – | -519,283 | -100.0% | -0.01% | – |
| Exit | SEA LTDcnv | $0 | – | -4,500,000 | -100.0% | -0.01% | – | |
| MINI | Exit | MOBILE MINI INCcmn | $0 | – | -873,880 | -100.0% | -0.01% | – |
| TERP | Exit | TERRAFORM PWR INCcmn | $0 | – | -1,348,892 | -100.0% | -0.01% | – |
| CCH | Exit | COLLIER CREEK HOLDINGScmn | $0 | – | -1,849,230 | -100.0% | -0.01% | – |
| VXX | Exit | BARCLAYS BK PLCcall | $0 | – | -750,000 | -100.0% | -0.01% | – |
| IAC | Exit | IAC INTERACTIVECORPcall | $0 | – | -121,800 | -100.0% | -0.01% | – |
| IBKC | Exit | IBERIABANK CORPcmn | $0 | – | -979,881 | -100.0% | -0.01% | – |
| IAC | Exit | IAC INTERACTIVECORPput | $0 | – | -159,800 | -100.0% | -0.02% | – |
| PTLA | Exit | PORTOLA PHARMACEUTICALS INCcmn | $0 | – | -3,590,091 | -100.0% | -0.02% | – |
| ERI | Exit | ELDORADO RESORTS INCcmn | $0 | – | -1,915,815 | -100.0% | -0.02% | – |
| IAC | Exit | IAC INTERACTIVECORPcmn | $0 | – | -263,892 | -100.0% | -0.03% | – |
| CZA | Exit | INVESCO EXCHANGE TRADED FD Tcmn | $0 | – | -1,400,100 | -100.0% | -0.03% | – |
| MET | Exit | METLIFE INCcall | $0 | – | -2,725,000 | -100.0% | -0.03% | – |
| POL | Exit | POLYONE CORPcmn | $0 | – | -3,759,206 | -100.0% | -0.03% | – |
| SHOP | Exit | SHOPIFY INCput | $0 | – | -175,000 | -100.0% | -0.05% | – |
| LM | Exit | LEGG MASON INCcmn | $0 | – | -3,498,579 | -100.0% | -0.05% | – |
| MTCH | Exit | MATCH GROUP INCcmn | $0 | – | -1,717,747 | -100.0% | -0.06% | – |
| LOGM | Exit | LOGMEIN INCcmn | $0 | – | -2,614,539 | -100.0% | -0.07% | – |
| HYG | Exit | ISHARES TRcall | $0 | – | -3,000,000 | -100.0% | -0.07% | – |
| CZR | Exit | CAESARS ENTMT CORPcmn | $0 | – | -25,715,622 | -100.0% | -0.10% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 46 | Q3 2023 | 5.5% |
| SPDR S&P 500 ETF TR | 46 | Q3 2023 | 6.5% |
| APPLE INC | 46 | Q3 2023 | 3.3% |
| MICROSOFT CORP | 46 | Q3 2023 | 2.7% |
| SPDR S&P 500 ETF TR | 46 | Q3 2023 | 2.7% |
| ISHARES TR | 46 | Q3 2023 | 1.9% |
| AMAZON COM INC | 46 | Q3 2023 | 1.8% |
| ISHARES TR | 46 | Q3 2023 | 1.3% |
| ISHARES TR | 46 | Q3 2023 | 1.0% |
| SPDR GOLD TRUST | 46 | Q3 2023 | 3.7% |
View GOLDMAN SACHS GROUP INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Better Home & Finance Holding Co | September 12, 2023 | 13,285,041 | 14.6% |
| Quantum FinTech Acquisition CorpSold out | September 08, 2023 | 0 | 0.0% |
| Mirion Technologies, Inc. | July 07, 2023 | 24,525,000 | 10.8% |
| Amylyx Pharmaceuticals, Inc. | June 09, 2023 | 3,653,782 | 5.4% |
| Stagwell Inc | June 08, 2023 | 16,856,440 | 14.7% |
| Soho House & Co Inc. | March 28, 2023 | 15,737,960 | 29.1% |
| ReNew Energy Global plc | March 09, 2023 | 1 | 0.0% |
| Biotech Acquisition Co | February 14, 2023 | 250,525 | 1.1% |
| G&P Acquisition Corp.Sold out | February 14, 2023 | 0 | 0.0% |
| PHOENIX BIOTECH ACQUISITION CORP.Sold out | February 14, 2023 | 0 | 0.0% |
View GOLDMAN SACHS GROUP INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-Q | 2024-05-03 |
| 424B2 | 2024-05-03 |
| 424B2 | 2024-05-03 |
| 424B2 | 2024-05-03 |
| 424B2 | 2024-05-03 |
| 424B2 | 2024-05-03 |
| 424B2 | 2024-05-03 |
| 424B2 | 2024-05-03 |
| 424B2 | 2024-05-03 |
| 424B2 | 2024-05-03 |
View GOLDMAN SACHS GROUP INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.