$3.15 Billion is the total value of CONNING INC.'s 479 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TRtr unit | $84,677,000 | +11.6% | 226,481 | 0.0% | 2.69% | +0.7% | |
| SRLN | SSGA ACTIVE ETF TRblkstn gsosrln | $50,571,000 | +2.1% | 1,107,795 | 0.0% | 1.60% | -8.0% | |
| MDY | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $43,728,000 | +23.9% | 104,135 | 0.0% | 1.39% | +11.8% | |
| PFF | ISHARES TRpfd and incm sec | $30,090,000 | +5.6% | 781,359 | 0.0% | 0.96% | -4.8% | |
| IWM | ISHARES TRrussell 2000 etf | $17,935,000 | +30.9% | 91,479 | 0.0% | 0.57% | +18.0% | |
| IWR | ISHARES TRrus mid cap etf | $16,270,000 | +19.5% | 237,348 | 0.0% | 0.52% | +7.9% | |
| VTI | VANGUARD INDEX FDStotal stk mkt | $12,453,000 | +14.3% | 63,981 | 0.0% | 0.40% | +2.9% | |
| LQD | ISHARES TRiboxx inv cp etf | $10,037,000 | +2.5% | 72,661 | 0.0% | 0.32% | -7.5% | |
| IEFA | ISHARES TRcore msci eafe | $9,643,000 | +14.6% | 139,565 | 0.0% | 0.31% | +3.4% | |
| SHYG | ISHARES TR0-5yr hi yl cp | $9,551,000 | +3.4% | 210,194 | 0.0% | 0.30% | -6.8% | |
| PRICELINE GRP INCnote 0.900% 9/1 | $9,505,000 | +9.0% | 8,180,000 | 0.0% | 0.30% | -1.6% | ||
| HYG | ISHARES TRiboxx hi yd etf | $9,476,000 | +4.1% | 108,545 | 0.0% | 0.30% | -6.2% | |
| AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $8,269,000 | -3.6% | 6,645,000 | 0.0% | 0.26% | -12.9% | ||
| EURONET WORLDWIDE INCnote 0.750% 3/1 | $8,197,000 | +18.0% | 7,271,000 | 0.0% | 0.26% | +6.1% | ||
| WESTERN DIGITAL CORP.note 1.500% 2/0 | $7,595,000 | +4.1% | 7,635,000 | 0.0% | 0.24% | -6.2% | ||
| ILLUMINA INCnote 0.500% 6/1 | $7,555,000 | +13.1% | 5,185,000 | 0.0% | 0.24% | +2.1% | ||
| FORTIVE CORPnote 0.875% 2/1 | $7,101,000 | +2.2% | 6,920,000 | 0.0% | 0.22% | -8.2% | ||
| ANGL | VANECK VECTORS ETF TRfallen angel hg | $6,854,000 | +7.9% | 213,506 | 0.0% | 0.22% | -2.7% | |
| WELLPOINT INCnote 2.750%10/1 | $6,425,000 | +18.6% | 1,435,000 | 0.0% | 0.20% | +6.8% | ||
| SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $5,612,000 | +0.1% | 5,525,000 | 0.0% | 0.18% | -9.6% | ||
| ON SEMICONDUCTOR CORPnote 1.625%10/1 | $5,154,000 | +27.4% | 3,050,000 | 0.0% | 0.16% | +15.5% | ||
| MACQUARIE INFRASTRUCTURE CORnote 2.000%10/0 | $4,918,000 | +8.5% | 4,950,000 | 0.0% | 0.16% | -2.5% | ||
| MERITOR INCnote 3.250%10/1 | $4,733,000 | +10.8% | 4,100,000 | 0.0% | 0.15% | 0.0% | ||
| HERCULES CAPITAL INCdbcv 4.375% 2/0 | $4,708,000 | +2.0% | 4,520,000 | 0.0% | 0.15% | -8.6% | ||
| TWITTER INCnote 0.250% 6/1 | $4,669,000 | +9.6% | 3,850,000 | 0.0% | 0.15% | -1.3% | ||
| NWE | NORTHWESTERN CORP | $4,494,000 | +19.9% | 77,076 | 0.0% | 0.14% | +8.3% | |
| FTI CONSULTING INCnote 2.000% 8/1 | $4,446,000 | +3.1% | 3,500,000 | 0.0% | 0.14% | -7.2% | ||
| HEDJ | WISDOMTREE TReurope hedged eq | $4,429,000 | +7.4% | 66,805 | 0.0% | 0.14% | -2.8% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $4,174,000 | +8.7% | 12 | 0.0% | 0.13% | -1.5% | |
| HOPE BANCORP INCnote 2.000% 5/1 | $4,103,000 | +13.8% | 4,450,000 | 0.0% | 0.13% | +2.4% | ||
| SCHV | SCHWAB STRATEGIC TRus lcap va etf | $3,943,000 | +14.1% | 66,230 | 0.0% | 0.12% | +2.5% | |
| SPSB | SPDR SER TRportfolio short | $3,641,000 | +0.1% | 115,954 | 0.0% | 0.12% | -9.4% | |
| SDY | SPDR SER TRs&p divid etf | $3,260,000 | +14.6% | 30,775 | 0.0% | 0.10% | +3.0% | |
| VERINT SYS INCnote 1.500% 6/0 | $3,128,000 | +6.4% | 2,900,000 | 0.0% | 0.10% | -3.9% | ||
| BKF | ISHARES INCmsci bric indx | $2,856,000 | +12.3% | 54,705 | 0.0% | 0.09% | +1.1% | |
| AEPPL | AMERICAN ELEC PWR CO INCunit 08/01/2021 | $2,806,000 | +3.3% | 56,000 | 0.0% | 0.09% | -7.3% | |
| IWB | ISHARES TRrus 1000 etf | $2,355,000 | +13.2% | 11,118 | 0.0% | 0.08% | +2.7% | |
| IGLB | ISHARES TR10+ yr invst grd | $2,086,000 | +3.7% | 28,569 | 0.0% | 0.07% | -7.0% | |
| XLE | SELECT SECTOR SPDR TRenergy | $1,251,000 | +26.6% | 33,000 | 0.0% | 0.04% | +14.3% | |
| EEM | ISHARES TRmsci emg mkt etf | $1,207,000 | +17.2% | 23,358 | 0.0% | 0.04% | +5.6% | |
| EFG | ISHARES TReafe grwth etf | $1,060,000 | +12.3% | 10,507 | 0.0% | 0.03% | +3.0% | |
| ILLUMINA INCnote 8/1 | $889,000 | +6.3% | 790,000 | 0.0% | 0.03% | -3.4% | ||
| ICLN | ISHARES TRgl clean ene etf | $816,000 | +52.8% | 28,897 | 0.0% | 0.03% | +36.8% | |
| EFV | ISHARES TReafe value etf | $662,000 | +17.0% | 14,016 | 0.0% | 0.02% | +5.0% | |
| ORLY | OREILLY AUTOMOTIVE INC | $478,000 | -1.8% | 1,057 | 0.0% | 0.02% | -11.8% | |
| JFR | NUVEEN FLOATING RATE INCOME | $472,000 | +5.1% | 54,000 | 0.0% | 0.02% | -6.2% | |
| EVV | EATON VANCE LTD DURATION INC | $402,000 | +10.7% | 32,079 | 0.0% | 0.01% | 0.0% | |
| RIO | RIO TINTO PLCsponsored adr | $390,000 | +24.6% | 5,185 | 0.0% | 0.01% | +9.1% | |
| MPLX | MPLX LP | $356,000 | +37.5% | 16,452 | 0.0% | 0.01% | +22.2% | |
| FRC | FIRST REP BK SAN FRANCISCO C | $322,000 | +34.7% | 2,192 | 0.0% | 0.01% | +25.0% | |
| XLRE | SELECT SECTOR SPDR TRrl est sel sec | $311,000 | +3.7% | 8,500 | 0.0% | 0.01% | -9.1% | |
| BABA | ALIBABA GROUP HLDG LTDsponsored ads | $311,000 | -20.9% | 1,337 | 0.0% | 0.01% | -28.6% | |
| NVO | NOVO-NORDISK A Sadr | $291,000 | +0.3% | 4,173 | 0.0% | 0.01% | -10.0% | |
| VTR | VENTAS INC | $263,000 | +16.9% | 5,367 | 0.0% | 0.01% | 0.0% | |
| AKAM | AKAMAI TECHNOLOGIES INC | $258,000 | -5.1% | 2,457 | 0.0% | 0.01% | -20.0% | |
| HTD | HANCOCK JOHN TAX-ADVANTAGED | $237,000 | +10.2% | 11,250 | 0.0% | 0.01% | 0.0% | |
| GSG | ISHARES S&P GSCI COMMODITY-unit ben int | $236,000 | +14.6% | 19,178 | 0.0% | 0.01% | 0.0% | |
| NUV | NUVEEN MUN VALUE FD INC | $175,000 | +4.2% | 15,800 | 0.0% | 0.01% | 0.0% | |
| PFN | PIMCO INCOME STRATEGY FD II | $136,000 | +9.7% | 13,666 | 0.0% | 0.00% | 0.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 2.7% |
| ISHARES TR | 42 | Q3 2023 | 2.5% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 1.9% |
| PFIZER INC | 42 | Q3 2023 | 1.9% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.8% |
| PEPSICO INC | 42 | Q3 2023 | 1.7% |
| COCA COLA CO | 42 | Q3 2023 | 1.6% |
| ISHARES TR | 42 | Q3 2023 | 2.0% |
| INTEL CORP | 42 | Q3 2023 | 1.9% |
| CISCO SYS INC | 42 | Q3 2023 | 1.8% |
View CONNING INC.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SS&C TECHNOLOGIES INC | February 14, 2000 | 373,680 | 2.3% |
| TELEBANC FINANCIAL CORP | February 14, 2000 | 1,506,228 | 4.5% |
View CONNING INC.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-01-30 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-07-21 |
| 13F-HR | 2023-04-27 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-31 |
| 13F-HR | 2022-07-20 |
| 13F-HR | 2022-05-02 |
| 13F-HR | 2022-01-27 |
View CONNING INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.