$33.2 Billion is the total value of COMMONWEALTH EQUITY SERVICES, LLC's 3197 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LPRO | OPEN LENDING CORP | $3,496,000 | +37.1% | 100,000 | 0.0% | 0.01% | +22.2% | |
| FF | FUTUREFUEL CORP | $3,451,000 | +11.7% | 271,793 | 0.0% | 0.01% | -9.1% | |
| BCOV | BRIGHTCOVE INC | $1,946,000 | +79.7% | 105,792 | 0.0% | 0.01% | +50.0% | |
| UVE | UNIVERSAL INS HLDGS INC | $998,000 | +9.2% | 66,100 | 0.0% | 0.00% | 0.0% | |
| NBN | NORTHEAST BK LEWISTON ME | $851,000 | +22.4% | 37,824 | 0.0% | 0.00% | +50.0% | |
| MLI | MUELLER INDS INC | $878,000 | +29.9% | 25,009 | 0.0% | 0.00% | +50.0% | |
| BANR | BANNER CORP | $614,000 | +44.5% | 13,189 | 0.0% | 0.00% | +100.0% | |
| CBZ | CBIZ INC | $600,000 | +16.3% | 22,573 | 0.0% | 0.00% | 0.0% | |
| EGBN | EAGLE BANCORP INC MD | $634,000 | +54.3% | 15,365 | 0.0% | 0.00% | +100.0% | |
| BMAY | INNOVATOR ETFS TRs&p 500 buffer e | $553,000 | +5.5% | 18,636 | 0.0% | 0.00% | 0.0% | |
| PMAR | INNOVATOR ETFS TRs&p 500 pwr bufr | $740,000 | +3.1% | 26,024 | 0.0% | 0.00% | 0.0% | |
| BAUG | INNOVATOR ETFS TRs&p 500 buffer | $777,000 | +7.2% | 26,087 | 0.0% | 0.00% | 0.0% | |
| BJUL | INNOVATOR ETFS TRs&p 500 buffer | $670,000 | +6.3% | 22,256 | 0.0% | 0.00% | 0.0% | |
| PCM | PCM FD INC | $617,000 | +6.0% | 57,557 | 0.0% | 0.00% | 0.0% | |
| RNST | RENASANT CORP | $634,000 | +48.1% | 18,847 | 0.0% | 0.00% | +100.0% | |
| SPNE | SEASPINE HLDGS CORP | $632,000 | +22.0% | 36,225 | 0.0% | 0.00% | 0.0% | |
| SMTC | SEMTECH CORP | $504,000 | +36.2% | 7,004 | 0.0% | 0.00% | +100.0% | |
| SIBN | SI BONE INC | $803,000 | +26.1% | 26,859 | 0.0% | 0.00% | 0.0% | |
| RBB | RBB BANCORP | $263,000 | +35.6% | 17,144 | 0.0% | 0.00% | 0.0% | |
| TBBK | BANCORP INC DEL | $209,000 | +58.3% | 15,330 | 0.0% | 0.00% | – | |
| RGCO | RGC RES INC | $411,000 | +1.2% | 17,317 | 0.0% | 0.00% | 0.0% | |
| NSSC | NAPCO SEC TECHNOLOGIES INC | $291,000 | +11.5% | 11,108 | 0.0% | 0.00% | 0.0% | |
| RLAY | RELAY THERAPEUTICS INC | $351,000 | -2.2% | 8,448 | 0.0% | 0.00% | 0.0% | |
| ASYS | AMTECH SYS INC | $236,000 | +30.4% | 37,049 | 0.0% | 0.00% | 0.0% | |
| ANGI | ANGI HOMESERVICES INC | $384,000 | +18.9% | 29,171 | 0.0% | 0.00% | 0.0% | |
| PWOD | PENNS WOODS BANCORP INC | $426,000 | +31.1% | 16,406 | 0.0% | 0.00% | 0.0% | |
| EJAN | INNOVATOR ETFS TRmsci emgr mkt | $274,000 | +10.9% | 9,135 | 0.0% | 0.00% | 0.0% | |
| UMAR | INNOVATOR ETFS TRs&p 500 ultra | $347,000 | +3.0% | 12,500 | 0.0% | 0.00% | 0.0% | |
| INKM | SSGA ACTIVE ETF TR | $422,000 | +9.0% | 12,486 | 0.0% | 0.00% | 0.0% | |
| IEC | IEC ELECTRS CORP NEW | $247,000 | +57.3% | 18,250 | 0.0% | 0.00% | 0.0% | |
| HEIA | HEICO CORP NEWcl a | $385,000 | +32.3% | 3,289 | 0.0% | 0.00% | 0.0% | |
| SAL | SALISBURY BANCORP INC | $324,000 | +17.8% | 8,712 | 0.0% | 0.00% | 0.0% | |
| MUX | MCEWEN MNG INC | $239,000 | -7.4% | 243,597 | 0.0% | 0.00% | 0.0% | |
| EPIX | ESSA PHARMA INC | $349,000 | +72.8% | 29,295 | 0.0% | 0.00% | 0.0% | |
| EPAM | EPAM SYS INC | $483,000 | +10.8% | 1,350 | 0.0% | 0.00% | 0.0% | |
| BLACKROCK TCP CAPITAL CORPnote 4.625% 3/0 | $247,000 | 0.0% | 247,000 | 0.0% | 0.00% | 0.0% | ||
| EHT | EATON VANCE HIGH INCOME 2021 | $170,000 | +3.0% | 17,500 | 0.0% | 0.00% | 0.0% | |
| EFR | EATON VANCE SR FLTNG RTE TR | $198,000 | +9.4% | 15,598 | 0.0% | 0.00% | 0.0% | |
| LUNA | LUNA INNOVATIONS | $409,000 | +65.6% | 41,436 | 0.0% | 0.00% | 0.0% | |
| TSC | TRISTATE CAP HLDGS INC | $321,000 | +31.6% | 18,483 | 0.0% | 0.00% | 0.0% | |
| OSS | ONE STOP SYS INC | $200,000 | +90.5% | 50,000 | 0.0% | 0.00% | – | |
| UNF | UNIFIRST CORP MASS | $242,000 | +11.5% | 1,147 | 0.0% | 0.00% | 0.0% | |
| VOXX | VOXX INTL CORPcl a | $333,000 | +65.7% | 26,144 | 0.0% | 0.00% | 0.0% | |
| PROSPECT CAP CORPnote 4.950% 7/1 | $292,000 | +1.4% | 286,000 | 0.0% | 0.00% | 0.0% | ||
| PROSPECT CAP CORPnote 6.375% 3/0 | $459,000 | +0.4% | 448,000 | 0.0% | 0.00% | -50.0% | ||
| MIY | BLACKROCK MUNIYLD MICH QLTY | $386,000 | +4.0% | 26,519 | 0.0% | 0.00% | 0.0% | |
| OFLX | OMEGA FLEX INC | $284,000 | -6.9% | 1,951 | 0.0% | 0.00% | 0.0% | |
| IRDM | IRIDIUM COMMUNICATIONS INC | $331,000 | +54.0% | 8,437 | 0.0% | 0.00% | 0.0% | |
| ISR | ISORAY INC | $17,000 | -22.7% | 38,784 | 0.0% | 0.00% | – | |
| PHD | PIONEER FLOATING RATE TR | $122,000 | +0.8% | 12,000 | 0.0% | 0.00% | – | |
| PBPB | POTBELLY CORP | $108,000 | +16.1% | 24,700 | 0.0% | 0.00% | – | |
| REDWOOD TR INCnote 4.750% 8/1 | $9,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| MARK | REMARK HLDGS INC | $48,000 | +60.0% | 25,723 | 0.0% | 0.00% | – | |
| RNET | RIGNET INC | $129,000 | +43.3% | 22,000 | 0.0% | 0.00% | – | |
| REI | RING ENERGY INC | $7,000 | 0.0% | 10,890 | 0.0% | 0.00% | – | |
| HUSA | HOUSTON AMERN ENERGY CORP | $17,000 | -10.5% | 10,000 | 0.0% | 0.00% | – | |
| GSAT | GLOBALSTAR INC | $9,000 | +12.5% | 26,713 | 0.0% | 0.00% | – | |
| SIEN | SIENTRA INC | $56,000 | +14.3% | 14,600 | 0.0% | 0.00% | – | |
| SIGA | SIGA TECHNOLOGIES INC | $74,000 | +5.7% | 10,290 | 0.0% | 0.00% | – | |
| SMTX | SMTC CORP | $62,000 | +37.8% | 12,660 | 0.0% | 0.00% | – | |
| SOUTHWEST AIRLS COnote 1.250% 5/0 | $14,000 | +7.7% | 10,000 | 0.0% | 0.00% | – | ||
| SYBX | SYNLOGIC INC | $31,000 | +6.9% | 14,370 | 0.0% | 0.00% | – | |
| TRX | TANZANIAN GOLD CORP | $12,000 | 0.0% | 18,500 | 0.0% | 0.00% | – | |
| ENCORE CAP GROUP INCnote 2.875% 3/1 | $41,000 | 0.0% | 42,000 | 0.0% | 0.00% | – | ||
| TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $10,000 | 0.0% | 11,000 | 0.0% | 0.00% | – | ||
| TXMD | THERAPEUTICSMD INC | $69,000 | -23.3% | 57,422 | 0.0% | 0.00% | – | |
| EMX | EMX RTY CORP | $53,000 | +26.2% | 16,019 | 0.0% | 0.00% | – | |
| TGA | TRANSGLOBE ENERGY CORP | $36,000 | +140.0% | 37,500 | 0.0% | 0.00% | – | |
| TRVN | TREVENA INC | $35,000 | -28.6% | 16,533 | 0.0% | 0.00% | – | |
| XXII | 22ND CENTY GROUP INC | $102,000 | +251.7% | 46,482 | 0.0% | 0.00% | – | |
| DAKT | DAKTRONICS INC | $57,000 | +18.8% | 12,308 | 0.0% | 0.00% | – | |
| CTSO | CYTOSORBENTS CORP | $136,000 | -0.7% | 17,185 | 0.0% | 0.00% | – | |
| CFB | CROSSFIRST BANKSHARES INC | $161,000 | +23.8% | 15,000 | 0.0% | 0.00% | – | |
| UAMY | UNITED STATES ANTIMONY CORP | $9,000 | +80.0% | 18,500 | 0.0% | 0.00% | – | |
| COLONY CAP INCnote 3.875% 1/1 | $40,000 | 0.0% | 41,000 | 0.0% | 0.00% | – | ||
| CCO | CLEAR CHANNEL OUTDOOR HLDGS | $19,000 | +58.3% | 12,041 | 0.0% | 0.00% | – | |
| CEMI | CHEMBIO DIAGNOSTICS INC | $109,000 | -1.8% | 22,968 | 0.0% | 0.00% | – | |
| BLACKROCK CAP INVT CORPnote 5.000% 6/1 | $101,000 | 0.0% | 103,000 | 0.0% | 0.00% | – | ||
| WTI | W & T OFFSHORE INC | $143,000 | +21.2% | 66,085 | 0.0% | 0.00% | – | |
| MHF | WESTERN ASSET MUN HIGH INCOM | $143,000 | +1.4% | 19,049 | 0.0% | 0.00% | – | |
| WESTERN DIGITAL CORP.note 1.500% 2/0 | $32,000 | +3.2% | 33,000 | 0.0% | 0.00% | – | ||
| ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $31,000 | -3.1% | 30,000 | 0.0% | 0.00% | – | ||
| ARES CAPITAL CORPnote 3.750% 2/0 | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | – | ||
| ALTG | ALTA EQUIPMENT GROUP INC | $98,000 | +25.6% | 10,000 | 0.0% | 0.00% | – | |
| COLOR STAR TECHNOLOGY CO LTD | $7,000 | +75.0% | 10,000 | 0.0% | 0.00% | – | ||
| CBH | ALLIANZGI CONV & INCM 2024 T | $118,000 | +13.5% | 11,900 | 0.0% | 0.00% | – | |
| ADIL | ADIAL PHARMACEUTICALS INC | $18,000 | -21.7% | 10,635 | 0.0% | 0.00% | – | |
| GMLP | GOLAR LNG PARTNERS LP | $46,000 | +27.8% | 18,100 | 0.0% | 0.00% | – | |
| NEW YORK MTG TR INCnote 6.250% 1/1 | $44,000 | +2.3% | 45,000 | 0.0% | 0.00% | – | ||
| NSCOWS | NESCO HLDGS INC*w exp 01/01/202 | $44,000 | +238.5% | 46,500 | 0.0% | 0.00% | – | |
| MLSS | MILESTONE SCIENTIFIC INC | $51,000 | +54.5% | 24,354 | 0.0% | 0.00% | – | |
| OTIC | OTONOMY INC | $66,000 | +61.0% | 10,350 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 24 | Q3 2023 | 5.2% |
| ISHARES TR | 24 | Q3 2023 | 2.4% |
| VANGUARD TAX-MANAGED INTL FD | 24 | Q3 2023 | 2.8% |
| MICROSOFT CORP | 24 | Q3 2023 | 2.3% |
| SPDR S&P 500 ETF TR | 24 | Q3 2023 | 1.7% |
| ISHARES TR | 24 | Q3 2023 | 2.9% |
| AMAZON COM INC | 24 | Q3 2023 | 2.0% |
| VANGUARD INDEX FDS | 24 | Q3 2023 | 2.2% |
| ISHARES TR | 24 | Q3 2023 | 2.6% |
| BERKSHIRE HATHAWAY INC DEL | 24 | Q3 2023 | 1.3% |
View COMMONWEALTH EQUITY SERVICES, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FS Credit Opportunities Corp. | February 22, 2023 | 10,104,494 | 5.1% |
| FS Investment CORP | February 09, 2018 | 11,151,906 | 4.5% |
View COMMONWEALTH EQUITY SERVICES, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-29 |
| X-17A-5 | 2024-02-28 |
| SC 13G/A | 2024-02-09 |
| 13F-HR | 2024-02-06 |
| SC 13G/A | 2023-12-06 |
| SC 13G/A | 2023-11-03 |
| 13F-HR | 2023-10-23 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-11 |
| X-17A-5 | 2023-02-27 |
View COMMONWEALTH EQUITY SERVICES, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.