$189 Billion is the total value of BARCLAYS PLC's 8816 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 105.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LFC | Exit | CHINA LIFE INS CO LTDadr | $0 | – | -1,710 | -100.0% | 0.00% | – |
| EQ | Exit | EQUILLIUM INC | $0 | – | -100 | -100.0% | 0.00% | – |
| ONDK | Exit | ON DECK CAP INC | $0 | – | -151,482 | -100.0% | 0.00% | – |
| APH | Exit | AMPHENOL CORP NEWcall | $0 | – | -1,400 | -100.0% | 0.00% | – |
| BLL | Exit | BALL CORPcall | $0 | – | -8,300 | -100.0% | 0.00% | – |
| GDO | Exit | WESTERN ASSET GLOBAL CP DEFIfund | $0 | – | -171 | -100.0% | 0.00% | – |
| FTF | Exit | FRANKLIN LTD DURATION INCOMEfund | $0 | – | -1,407 | -100.0% | 0.00% | – |
| DHY | Exit | CREDIT SUISSE HIGH YIELD BDfund | $0 | – | -1,659 | -100.0% | 0.00% | – |
| MTOR | Exit | MERITOR INCcall | $0 | – | -1,500 | -100.0% | 0.00% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCOMEfund | $0 | – | -155 | -100.0% | 0.00% | – |
| GFI | Exit | GOLD FIELDS LTDput | $0 | – | -19,300 | -100.0% | 0.00% | – |
| BKF | Exit | ISHARES INCfund | $0 | – | -6,555 | -100.0% | 0.00% | – |
| FAM | Exit | FIRST TR ABERDEEN GLBL OPP Ffund | $0 | – | -465 | -100.0% | 0.00% | – |
| MKC | Exit | MCCORMICK & CO INCcall | $0 | – | -1,400 | -100.0% | 0.00% | – |
| MD | Exit | MEDNAX INCcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| TRQ | Exit | TURQUOISE HILL RES LTD | $0 | – | -300 | -100.0% | 0.00% | – |
| CLB | Exit | CORE LABORATORIES N Vput | $0 | – | -1,700 | -100.0% | 0.00% | – |
| RY | Exit | ROYAL BK CDAput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| BEN | Exit | FRANKLIN RESOURCES INCcall | $0 | – | -600 | -100.0% | 0.00% | – |
| JPI | Exit | NUVEEN PFD & INCOME TERM FDfund | $0 | – | -461 | -100.0% | 0.00% | – |
| OSUR | Exit | ORASURE TECHNOLOGIES INCcall | $0 | – | -48,100 | -100.0% | 0.00% | – |
| JLS | Exit | NUVEEN MORTGAGE AND INCOME Ffund | $0 | – | -24 | -100.0% | 0.00% | – |
| ERY | Exit | DIREXION SHS ETF TRput | $0 | – | -1,300 | -100.0% | 0.00% | – |
| VBF | Exit | INVESCO BD FDfund | $0 | – | -54 | -100.0% | 0.00% | – |
| PEI | Exit | PENNSYLVANIA REAL ESTATE INVtrus | $0 | – | -16 | -100.0% | 0.00% | – |
| HIX | Exit | WESTERN ASSET HIGH INCOME FDfund | $0 | – | -6,421 | -100.0% | 0.00% | – |
| JGH | Exit | NUVEEN GLOBAL HIGH INCOME FDfund | $0 | – | -952 | -100.0% | 0.00% | – |
| BAK | Exit | BRASKEM S Aadr | $0 | – | -10,986 | -100.0% | 0.00% | – |
| BBY | Exit | BEST BUY INCcall | $0 | – | -800 | -100.0% | 0.00% | – |
| Exit | RADIUS HEALTH INCbond | $0 | – | -32,000 | -100.0% | 0.00% | – | |
| BAM | Exit | BROOKFIELD ASSET MGMT INCput | $0 | – | -4,650 | -100.0% | 0.00% | – |
| HMLP | Exit | HOEGH LNG PARTNERS LP | $0 | – | -4,542 | -100.0% | 0.00% | – |
| DXD | Exit | PROSHARES TRcall | $0 | – | -1,400 | -100.0% | 0.00% | – |
| WIW | Exit | WESTERN AST INFL LKD OPP & Ifund | $0 | – | -908 | -100.0% | 0.00% | – |
| CHI | Exit | CALAMOS CONV OPPORTUNITIES &fund | $0 | – | -800 | -100.0% | 0.00% | – |
| TPL | Exit | TEXAS PAC LD TRtrus | $0 | – | -299 | -100.0% | 0.00% | – |
| MCR | Exit | MFS CHARTER INCOME TRfund | $0 | – | -505 | -100.0% | 0.00% | – |
| HMI | Exit | HUAMI CORPadr | $0 | – | -26,700 | -100.0% | 0.00% | – |
| SMFG | Exit | SUMITOMO MITSUI FINL GROUP Iadr | $0 | – | -12,600 | -100.0% | 0.00% | – |
| EFR | Exit | EATON VANCE SR FLTNG RTE TRfund | $0 | – | -607 | -100.0% | 0.00% | – |
| AMAG | Exit | AMAG PHARMACEUTICALS INCcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| OPRA | Exit | OPERA LTDadr | $0 | – | -4,225 | -100.0% | 0.00% | – |
| PFL | Exit | PIMCO INCOME STRATEGY FDfund | $0 | – | -53 | -100.0% | 0.00% | – |
| PHK | Exit | PIMCO HIGH INCOME FDfund | $0 | – | -491 | -100.0% | 0.00% | – |
| TRUE | Exit | TRUECAR INCcall | $0 | – | -8,600 | -100.0% | 0.00% | – |
| WEI | Exit | WEIDAI LTDadr | $0 | – | -17,107 | -100.0% | 0.00% | – |
| VIG | Exit | VANGUARD SPECIALIZED FUNDSfund | $0 | – | -570 | -100.0% | 0.00% | – |
| HZNP | Exit | HORIZON THERAPEUTICS PUB Lput | $0 | – | -1,400 | -100.0% | 0.00% | – |
| NBIX | Exit | NEUROCRINE BIOSCIENCES INCcall | $0 | – | -1,400 | -100.0% | 0.00% | – |
| LLIT | Exit | LIANLUO SMART LTD | $0 | – | -27,291 | -100.0% | 0.00% | – |
| TLRDQ | Exit | TAILORED BRANDS INCcall | $0 | – | -29,500 | -100.0% | 0.00% | – |
| BST | Exit | BLACKROCK SCIENCE & TECHNOLOfund | $0 | – | -107 | -100.0% | 0.00% | – |
| INSI | Exit | INSIGHT SELECT INCOME FDfund | $0 | – | -140 | -100.0% | 0.00% | – |
| RA | Exit | BROOKFIELD REAL ASSETS INCOMfund | $0 | – | -845 | -100.0% | 0.00% | – |
| QID | Exit | PROSHARES TRcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| Exit | INTERCEPT PHARMACEUTICALS INbond | $0 | – | -186,000 | -100.0% | 0.00% | – | |
| Exit | VEONEER INCbond | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| DNKN | Exit | DUNKIN BRANDS GROUP INCput | $0 | – | -1,500 | -100.0% | 0.00% | – |
| AMP | Exit | AMERIPRISE FINL INCcall | $0 | – | -1,100 | -100.0% | 0.00% | – |
| CIK | Exit | CREDIT SUISSE ASSET MGMT INCfund | $0 | – | -1,199 | -100.0% | 0.00% | – |
| WEA | Exit | WESTERN ASSET PREMIER BD FDfund | $0 | – | -1,684 | -100.0% | 0.00% | – |
| BLW | Exit | BLACKROCK LTD DURATION INC Tfund | $0 | – | -1,494 | -100.0% | 0.00% | – |
| MNCLW | Exit | MONOCLE ACQUISITION CORPwarr | $0 | – | -106,820 | -100.0% | 0.00% | – |
| BGH | Exit | BARINGS GLOBAL SHORT DURATIOfund | $0 | – | -354 | -100.0% | 0.00% | – |
| AKCA | Exit | AKCEA THERAPEUTICS INC | $0 | – | -38,334 | -100.0% | 0.00% | – |
| MGF | Exit | MFS GOVT MKTS INCOME TRfund | $0 | – | -255 | -100.0% | 0.00% | – |
| MDLZ | Exit | MONDELEZ INTL INCcall | $0 | – | -1,900 | -100.0% | 0.00% | – |
| IGD | Exit | VOYA GLBL EQTY DIV & PREM OPfund | $0 | – | -1,412 | -100.0% | 0.00% | – |
| NGS | Exit | NATURAL GAS SERVICES GROUP | $0 | – | -4,201 | -100.0% | 0.00% | – |
| ARGX | Exit | ARGENX SEadr | $0 | – | -50 | -100.0% | 0.00% | – |
| Exit | SERVICENOW INCbond | $0 | – | -21,000 | -100.0% | 0.00% | – | |
| FRO | Exit | FRONTLINE LTDput | $0 | – | -12,900 | -100.0% | 0.00% | – |
| LIQT | Exit | LIQTECH INTL INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| VGI | Exit | VIRTUS GLOBAL MULTI-SEC INCfund | $0 | – | -127 | -100.0% | 0.00% | – |
| GPRE | Exit | GREEN PLAINS INCput | $0 | – | -36,000 | -100.0% | 0.00% | – |
| LYV | Exit | LIVE NATION ENTERTAINMENT INcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| ARCE | Exit | ARCO PLATFORM LTD | $0 | – | -3,014 | -100.0% | 0.00% | – |
| TECL | Exit | DIREXION SHS ETF TRfund | $0 | – | -2,447 | -100.0% | 0.00% | – |
| Exit | DYCOM INDS INCbond | $0 | – | -71,000 | -100.0% | 0.00% | – | |
| QUAL | Exit | ISHARES TRfund | $0 | – | -693 | -100.0% | 0.00% | – |
| HPS | Exit | HANCOCK JOHN PFD INCOME FD Ifund | $0 | – | -93 | -100.0% | 0.00% | – |
| XRT | Exit | SPDR SER TRcall | $0 | – | -1,500 | -100.0% | 0.00% | – |
| TGP | Exit | TEEKAY LNG PARTNERS L Pput | $0 | – | -7,300 | -100.0% | 0.00% | – |
| TAC | Exit | TRANSALTA CORP | $0 | – | -10,400 | -100.0% | 0.00% | – |
| OTTW | Exit | OTTAWA BANCORP INC | $0 | – | -1 | -100.0% | 0.00% | – |
| MTBC | Exit | MTBC INC | $0 | – | -1,739 | -100.0% | 0.00% | – |
| DCUE | Exit | DOMINION ENERGY INCconv | $0 | – | -5,422 | -100.0% | 0.00% | – |
| HSIC | Exit | HENRY SCHEIN INCcall | $0 | – | -7,100 | -100.0% | 0.00% | – |
| BLUE | Exit | BLUEBIRD BIO INCcall | $0 | – | -6,700 | -100.0% | 0.00% | – |
| OASPQ | Exit | OASIS PETROLEUM INC | $0 | – | -412,140 | -100.0% | 0.00% | – |
| XIN | Exit | XINYUAN REAL ESTATE CO LTDadr | $0 | – | -16 | -100.0% | 0.00% | – |
| ENSV | Exit | ENSERVCO CORP | $0 | – | -283,539 | -100.0% | 0.00% | – |
| EFT | Exit | EATON VANCE FLTING RATE INCfund | $0 | – | -684 | -100.0% | 0.00% | – |
| RTRX | Exit | RETROPHIN INC | $0 | – | -24,386 | -100.0% | 0.00% | – |
| Exit | BLACKROCK CAP INVT CORPbond | $0 | – | -67,000 | -100.0% | 0.00% | – | |
| NBB | Exit | NUVEEN TAXABLE MUNICPAL INMfund | $0 | – | -93 | -100.0% | 0.00% | – |
| BXP | Exit | BOSTON PROPERTIES INCcall | $0 | – | -5,400 | -100.0% | 0.00% | – |
| ISD | Exit | PGIM HIGH YIELD BOND FUND INfund | $0 | – | -24 | -100.0% | 0.00% | – |
| AYTU | Exit | AYTU BIOSCIENCE INC | $0 | – | -10,518 | -100.0% | 0.00% | – |
| STNG | Exit | SCORPIO TANKERS INCcall | $0 | – | -70,000 | -100.0% | 0.00% | – |
| OSB | Exit | NORBORD INC | $0 | – | -23,800 | -100.0% | 0.00% | – |
| SPLP | Exit | STEEL PARTNERS HLDGS L P | $0 | – | -7,958 | -100.0% | 0.00% | – |
| IVH | Exit | IVY HIGH INCOME OPPORTUNITIEfund | $0 | – | -338 | -100.0% | 0.00% | – |
| TSI | Exit | TCW STRATEGIC INCOME FD INCfund | $0 | – | -460 | -100.0% | 0.00% | – |
| Exit | ATLAS AIR WORLDWIDE HLDGS INbond | $0 | – | -269,000 | -100.0% | 0.00% | – | |
| MRO | Exit | MARATHON OIL CORPput | $0 | – | -8,900 | -100.0% | 0.00% | – |
| GLT | Exit | GLATFELTER | $0 | – | -53,623 | -100.0% | 0.00% | – |
| SBLK | Exit | STAR BULK CARRIERS CORP. | $0 | – | -5,800 | -100.0% | 0.00% | – |
| HROW | Exit | HARROW HEALTH INC | $0 | – | -55,495 | -100.0% | 0.00% | – |
| KSA | Exit | ISHARES TRfund | $0 | – | -1 | -100.0% | 0.00% | – |
| ETJ | Exit | EATON VANCE RISK MNGD DIV EQfund | $0 | – | -1,530 | -100.0% | 0.00% | – |
| PFN | Exit | PIMCO INCOME STRATEGY FD IIfund | $0 | – | -348 | -100.0% | 0.00% | – |
| REET | Exit | ISHARES TRfund | $0 | – | -50 | -100.0% | 0.00% | – |
| IEI | Exit | ISHARES TRfund | $0 | – | -1,376 | -100.0% | 0.00% | – |
| CRCQQ | Exit | CALIFORNIA RES CORP | $0 | – | -249,088 | -100.0% | 0.00% | – |
| MCO | Exit | MOODYS CORPcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| Exit | TWITTER INCbond | $0 | – | -247,000 | -100.0% | 0.00% | – | |
| ACWI | Exit | ISHARES TRput | $0 | – | -1,400 | -100.0% | 0.00% | – |
| MIN | Exit | MFS INTER INCOME TRfund | $0 | – | -1,066 | -100.0% | 0.00% | – |
| TD | Exit | TORONTO DOMINION BK ONTcall | $0 | – | -6,900 | -100.0% | 0.00% | – |
| Exit | GREENBRIER COS INCbond | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| CRBP | Exit | CORBUS PHARMACEUTICALS HLDGSput | $0 | – | -15,000 | -100.0% | 0.00% | – |
| NBL | Exit | NOBLE ENERGY INCput | $0 | – | -1,600 | -100.0% | 0.00% | – |
| SAVE | Exit | SPIRIT AIRLS INCcall | $0 | – | -2,400 | -100.0% | 0.00% | – |
| CTRA | Exit | CONTURA ENERGY INC | $0 | – | -19,240 | -100.0% | 0.00% | – |
| IGT | Exit | INTERNATIONAL GAME TECHNOLOGput | $0 | – | -9,400 | -100.0% | 0.00% | – |
| JPS | Exit | NUVEEN PFD & INCM SECURTIESfund | $0 | – | -4,225 | -100.0% | 0.00% | – |
| MBB | Exit | ISHARES TRfund | $0 | – | -1,414 | -100.0% | 0.00% | – |
| Exit | J2 GLOBAL INCbond | $0 | – | -360,000 | -100.0% | 0.00% | – | |
| HEQ | Exit | JOHN HANCOCK HEDGED EQUITY &fund | $0 | – | -30 | -100.0% | 0.00% | – |
| CARE | Exit | CARTER BK & TR MARTINSVILLE | $0 | – | -10,477 | -100.0% | 0.00% | – |
| RGR | Exit | STURM RUGER & CO INCcall | $0 | – | -4,000 | -100.0% | 0.00% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GLOBAL HIGfund | $0 | – | -1,441 | -100.0% | 0.00% | – |
| BSTC | Exit | BIOSPECIFICS TECHNOLOGIES CO | $0 | – | -2,850 | -100.0% | 0.00% | – |
| IWV | Exit | ISHARES TRfund | $0 | – | -148 | -100.0% | 0.00% | – |
| BKT | Exit | BLACKROCK INCOME TR INCfund | $0 | – | -1,450 | -100.0% | 0.00% | – |
| TGB | Exit | TASEKO MINES LTD | $0 | – | -162,300 | -100.0% | 0.00% | – |
| EOS | Exit | EATON VANCE ENH EQTY INC FDfund | $0 | – | -127 | -100.0% | 0.00% | – |
| HZNP | Exit | HORIZON THERAPEUTICS PUB Lcall | $0 | – | -1,200 | -100.0% | 0.00% | – |
| EMD | Exit | WESTERN ASSET EMERGING MKTSfund | $0 | – | -1,329 | -100.0% | 0.00% | – |
| BCX | Exit | BLACKROCK RES & COMMODITIESfund | $0 | – | -1,582 | -100.0% | 0.00% | – |
| WPG | Exit | WASHINGTON PRIME GROUP NEWtrus | $0 | – | -204,139 | -100.0% | 0.00% | – |
| FAST | Exit | FASTENAL COcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| TCO | Exit | TAUBMAN CTRS INCcall | $0 | – | -12,400 | -100.0% | 0.00% | – |
| NVMI | Exit | NOVA MEASURING INSTRUMENTS L | $0 | – | -5,148 | -100.0% | 0.00% | – |
| Exit | ZOMEDICA PHARMACEUTICALS COR | $0 | – | -130 | -100.0% | 0.00% | – | |
| FSD | Exit | FIRST TR HIGH INCOME L/S FDfund | $0 | – | -739 | -100.0% | 0.00% | – |
| TGNA | Exit | TEGNA INCcall | $0 | – | -1,600 | -100.0% | 0.00% | – |
| FCT | Exit | FIRST TR SR FLG RTE INCM FDfund | $0 | – | -900 | -100.0% | 0.00% | – |
| BIOL | Exit | BIOLASE INC | $0 | – | -303 | -100.0% | 0.00% | – |
| BME | Exit | BLACKROCK HEALTH SCIENCES TRfund | $0 | – | -31 | -100.0% | 0.00% | – |
| GPRE | Exit | GREEN PLAINS INCcall | $0 | – | -36,000 | -100.0% | 0.00% | – |
| MXIM | Exit | MAXIM INTEGRATED PRODS INCput | $0 | – | -9,800 | -100.0% | 0.00% | – |
| HUD | Exit | HUDSON LTD | $0 | – | -100,991 | -100.0% | 0.00% | – |
| FRO | Exit | FRONTLINE LTDcall | $0 | – | -21,800 | -100.0% | 0.00% | – |
| PHD | Exit | PIONEER FLOATING RATE TRfund | $0 | – | -940 | -100.0% | 0.00% | – |
| BOE | Exit | BLACKROCK ENHANCED GLOBAL DIfund | $0 | – | -842 | -100.0% | 0.00% | – |
| CYTK | Exit | CYTOKINETICS INCcall | $0 | – | -5,500 | -100.0% | 0.00% | – |
| ACM | Exit | AECOMcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| SPXS | Exit | DIREXION SHS ETF TRput | $0 | – | -2,900 | -100.0% | 0.00% | – |
| FMCIW | Exit | FORUM MERGER II CORPwarr | $0 | – | -4,800 | -100.0% | 0.00% | – |
| DNKN | Exit | DUNKIN BRANDS GROUP INCcall | $0 | – | -6,900 | -100.0% | 0.00% | – |
| AMP | Exit | AMERIPRISE FINL INCput | $0 | – | -1,800 | -100.0% | 0.00% | – |
| DBC | Exit | INVESCO DB COMMDY INDX TRCKcall | $0 | – | -200 | -100.0% | 0.00% | – |
| MIDD | Exit | MIDDLEBY CORPcall | $0 | – | -2,100 | -100.0% | 0.00% | – |
| PECK | Exit | PECK CO HLDGS INC | $0 | – | -294 | -100.0% | 0.00% | – |
| Exit | RINGCENTRAL INCbond | $0 | – | -8,000 | -100.0% | 0.00% | – | |
| EDZ | Exit | DIREXION SHS ETF TRfund | $0 | – | -1 | -100.0% | 0.00% | – |
| HCRSQ | Exit | HI-CRUSH PARTNERS LP | $0 | – | -22,819 | -100.0% | 0.00% | – |
| Exit | ISIS PHARMACEUTICALS INC DELbond | $0 | – | -12,000 | -100.0% | 0.00% | – | |
| AMSC | Exit | AMERICAN SUPERCONDUCTOR CORPcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| MRO | Exit | MARATHON OIL CORPcall | $0 | – | -800 | -100.0% | 0.00% | – |
| CAJ | Exit | CANON INCadr | $0 | – | -2,399 | -100.0% | 0.00% | – |
| J | Exit | JACOBS ENGR GROUP INCcall | $0 | – | -2,500 | -100.0% | 0.00% | – |
| EXD | Exit | EATON VANCE TAX MNGD BUY WRIfund | $0 | – | -15 | -100.0% | 0.00% | – |
| BITA | Exit | BITAUTO HLDGS LTDadr | $0 | – | -9,484 | -100.0% | 0.00% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQUITY DIfund | $0 | – | -2,738 | -100.0% | 0.00% | – |
| IGA | Exit | VOYA GLBL ADV & PREM OPP FDfund | $0 | – | -234 | -100.0% | 0.00% | – |
| WRAP | Exit | WRAP TECHNOLOGIES INC | $0 | – | -5,308 | -100.0% | 0.00% | – |
| Exit | FLAHERTY & CRUMRINE DYN PFDfund | $0 | – | -148 | -100.0% | 0.00% | – | |
| EDI | Exit | STONE HBR EMERGING MKTS TOTAfund | $0 | – | -1,058 | -100.0% | 0.00% | – |
| FN | Exit | FABRINETput | $0 | – | -4,000 | -100.0% | 0.00% | – |
| PACDQ | Exit | PACIFIC DRILLING SA LUXEMBOU | $0 | – | -601,500 | -100.0% | 0.00% | – |
| JMIA | Exit | JUMIA TECHNOLOGIES AGput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| HYI | Exit | WESTERN ASSET HIGH YIELD DEFfund | $0 | – | -1,024 | -100.0% | 0.00% | – |
| VVUSQ | Exit | VIVUS INC | $0 | – | -18 | -100.0% | 0.00% | – |
| QTSPRB | Exit | QTS RLTY TR INCconv | $0 | – | -292 | -100.0% | 0.00% | – |
| VOOG | Exit | VANGUARD ADMIRAL FDS INCfund | $0 | – | -273 | -100.0% | 0.00% | – |
| ETB | Exit | EATON VANCE TAX MNGED BUY WRfund | $0 | – | -10 | -100.0% | 0.00% | – |
| Exit | LM FDG AMER INC | $0 | – | -74,800 | -100.0% | 0.00% | – | |
| BPOP | Exit | POPULAR INCcall | $0 | – | -2,600 | -100.0% | 0.00% | – |
| NBL | Exit | NOBLE ENERGY INCcall | $0 | – | -4,600 | -100.0% | 0.00% | – |
| Exit | LIBERTY MEDIA CORP DELbond | $0 | – | -939,000 | -100.0% | 0.00% | – | |
| ITRM | Exit | ITERUM THERAPEUTICS PLC | $0 | – | -40,000 | -100.0% | 0.00% | – |
| PPR | Exit | VOYA PRIME RATE TRfund | $0 | – | -31,739 | -100.0% | 0.00% | – |
| BIT | Exit | BLACKROCK MULTI-SECTOR INC Tfund | $0 | – | -1,114 | -100.0% | 0.00% | – |
| TD | Exit | TORONTO DOMINION BK ONTput | $0 | – | -1,100 | -100.0% | 0.00% | – |
| MMT | Exit | MFS MULTIMARKET INCOME TRfund | $0 | – | -1,404 | -100.0% | 0.00% | – |
| FFC | Exit | FLAHERTY & CRUMRIN PFD & INMfund | $0 | – | -306 | -100.0% | 0.00% | – |
| MCO | Exit | MOODYS CORPput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| RJF | Exit | RAYMOND JAMES FINL INCcall | $0 | – | -3,400 | -100.0% | 0.00% | – |
| OTEX | Exit | OPEN TEXT CORPcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| GILT | Exit | GILAT SATELLITE NETWORKS LTD | $0 | – | -12,616 | -100.0% | 0.00% | – |
| SERV | Exit | SERVICEMASTER GLOBAL HLDGS I | $0 | – | -7,371 | -100.0% | 0.00% | – |
| NI | Exit | NISOURCE INCcall | $0 | – | -2,600 | -100.0% | 0.00% | – |
| CLX | Exit | CLOROX CO DELcall | $0 | – | -1,900 | -100.0% | 0.00% | – |
| CTXS | Exit | CITRIX SYS INCcall | $0 | – | -1,500 | -100.0% | 0.00% | – |
| WIA | Exit | WESTERN ASST INFLTN LKD INMfund | $0 | – | -1,003 | -100.0% | 0.00% | – |
| ETY | Exit | EATON VANCE TX MGD DIV EQ INfund | $0 | – | -1,439 | -100.0% | 0.00% | – |
| GEOS | Exit | GEOSPACE TECHNOLOGIES CORP | $0 | – | -10,338 | -100.0% | 0.00% | – |
| COE | Exit | CHINA ONLINE ED GROUPadr | $0 | – | -1,900 | -100.0% | 0.00% | – |
| BP | Exit | BP PLCcall | $0 | – | -2,800 | -100.0% | 0.00% | – |
| MDLY | Exit | MEDLEY MGMT INC | $0 | – | -100 | -100.0% | 0.00% | – |
| ERC | Exit | WELLS FARGO MULTI SECTOR INCfund | $0 | – | -887 | -100.0% | 0.00% | – |
| ASH | Exit | ASHLAND GLOBAL HLDGS INCcall | $0 | – | -1,400 | -100.0% | 0.00% | – |
| MUB | Exit | ISHARES TRfund | $0 | – | -988 | -100.0% | 0.00% | – |
| MTN | Exit | VAIL RESORTS INCput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| SBAC | Exit | SBA COMMUNICATIONS CORP NEWput | $0 | – | -1,700 | -100.0% | 0.00% | – |
| Exit | DANAHER CORPORATIONbond | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| GOF | Exit | GUGGENHEIM STRATEGIC OPPORTUfund | $0 | – | -278 | -100.0% | 0.00% | – |
| EWH | Exit | ISHARES INCcall | $0 | – | -1,800 | -100.0% | 0.00% | – |
| TDC | Exit | TERADATA CORP DELcall | $0 | – | -3,700 | -100.0% | 0.00% | – |
| EXG | Exit | EATON VANCE TAX-MANAGED GLOBfund | $0 | – | -4,071 | -100.0% | 0.00% | – |
| FDS | Exit | FACTSET RESH SYS INCcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| WU | Exit | WESTERN UN COcall | $0 | – | -1,500 | -100.0% | 0.00% | – |
| CRCQQ | Exit | CALIFORNIA RES CORPcall | $0 | – | -47,600 | -100.0% | 0.00% | – |
| GLBS | Exit | GLOBUS MARITIME LIMITED NEW | $0 | – | -1,030,067 | -100.0% | 0.00% | – |
| MOBL | Exit | MOBILEIRON INC | $0 | – | -58,203 | -100.0% | 0.00% | – |
| GNT | Exit | GAMCO NAT RES GOLD & INCOMEfund | $0 | – | -65 | -100.0% | 0.00% | – |
| MSD | Exit | MORGAN STANLEY EMER MKTS DEBfund | $0 | – | -270 | -100.0% | 0.00% | – |
| SAND | Exit | SANDSTORM GOLD LTD | $0 | – | -74,700 | -100.0% | 0.00% | – |
| EVV | Exit | EATON VANCE LTD DURATION INCfund | $0 | – | -2,088 | -100.0% | 0.00% | – |
| GMHIW | Exit | GORES METROPOULOS INCwarr | $0 | – | -50,000 | -100.0% | 0.00% | – |
| HYB | Exit | NEW AMER HIGH INCOME FD INCfund | $0 | – | -117 | -100.0% | 0.00% | – |
| PHT | Exit | PIONEER HIGH INCOME TRfund | $0 | – | -1,191 | -100.0% | 0.00% | – |
| HEDJ | Exit | WISDOMTREE TRfund | $0 | – | -1 | -100.0% | 0.00% | – |
| MARK | Exit | REMARK HLDGS INC | $0 | – | -100,000 | -100.0% | 0.00% | – |
| INO | Exit | INOVIO PHARMACEUTICALS INCcall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| IDE | Exit | VOYA INFRASTRUCTURE INDLS &fund | $0 | – | -338 | -100.0% | 0.00% | – |
| FPF | Exit | FIRST TR INTER DUR PFD & INfund | $0 | – | -336 | -100.0% | 0.00% | – |
| BGGSQ | Exit | BRIGGS & STRATTON CORP | $0 | – | -3,519 | -100.0% | 0.00% | – |
| BITA | Exit | BITAUTO HLDGS LTDput | $0 | – | -19,900 | -100.0% | 0.00% | – |
| CZZ | Exit | COSAN LTD | $0 | – | -569 | -100.0% | 0.00% | – |
| Exit | INSMED INCbond | $0 | – | -398,000 | -100.0% | 0.00% | – | |
| AN | Exit | AUTONATION INCput | $0 | – | -1,400 | -100.0% | 0.00% | – |
| OASPQ | Exit | OASIS PETROLEUM INCcall | $0 | – | -30,900 | -100.0% | 0.00% | – |
| BHK | Exit | BLACKROCK CORE BD TRfund | $0 | – | -1,126 | -100.0% | 0.00% | – |
| EWT | Exit | ISHARES INCfund | $0 | – | -1,430 | -100.0% | 0.00% | – |
| DSU | Exit | BLACKROCK DEBT STRATEGIES FDfund | $0 | – | -952 | -100.0% | 0.00% | – |
| CLS | Exit | CELESTICA INC | $0 | – | -34,100 | -100.0% | 0.00% | – |
| JMIA | Exit | JUMIA TECHNOLOGIES AGadr | $0 | – | -10,000 | -100.0% | 0.00% | – |
| CALM | Exit | CAL MAINE FOODS INCcall | $0 | – | -1,600 | -100.0% | 0.00% | – |
| WBAI | Exit | 500 COM LTDadr | $0 | – | -11,378 | -100.0% | 0.00% | – |
| ETW | Exit | EATON VANCE TXMGD GL BUYWR Ofund | $0 | – | -1,169 | -100.0% | 0.00% | – |
| LBTYA | Exit | LIBERTY GLOBAL PLCput | $0 | – | -6,600 | -100.0% | 0.00% | – |
| TEX | Exit | TEREX CORP NEWput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| LECO | Exit | LINCOLN ELEC HLDGS INCput | $0 | – | -5,000 | -100.0% | 0.00% | – |
| DHF | Exit | BNY MELLON HIGH YIELD STRATEfund | $0 | – | -1,547 | -100.0% | 0.00% | – |
| CWH | Exit | CAMPING WORLD HLDGS INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| Exit | HERCULES CAPITAL INCbond | $0 | – | -77,000 | -100.0% | 0.00% | – | |
| ADRO | Exit | ADURO BIOTECH INC | $0 | – | -39,657 | -100.0% | 0.00% | – |
| FXC | Exit | INVESCO CURRENCYSHARES CDN Dfund | $0 | – | -1,146 | -100.0% | 0.00% | – |
| FMCI | Exit | FORUM MERGER II CORP | $0 | – | -595 | -100.0% | 0.00% | – |
| EMLC | Exit | VANECK VECTORS ETF TRfund | $0 | – | -15,000 | -100.0% | 0.00% | – |
| Exit | NRG ENERGY INCbond | $0 | – | -75,000 | -100.0% | 0.00% | – | |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD Ifund | $0 | – | -5,880 | -100.0% | 0.00% | – |
| FE | Exit | FIRSTENERGY CORPcall | $0 | – | -2,500 | -100.0% | 0.00% | – |
| TLRDQ | Exit | TAILORED BRANDS INC | $0 | – | -304,672 | -100.0% | 0.00% | – |
| DBL | Exit | DOUBLELINE OPPORTUNISTIC CRfund | $0 | – | -19 | -100.0% | 0.00% | – |
| MR | Exit | MONTAGE RES CORP | $0 | – | -71,552 | -100.0% | 0.00% | – |
| HCRSQ | Exit | HI-CRUSH PARTNERS LPput | $0 | – | -7,500 | -100.0% | 0.00% | – |
| Exit | LIGHTSPEED POS INC | $0 | – | -13,200 | -100.0% | 0.00% | – | |
| OPP | Exit | RIVERNORTH DOUBLELINE STRATEfund | $0 | – | -77 | -100.0% | 0.00% | – |
| BAM | Exit | BROOKFIELD ASSET MGMT INCcall | $0 | – | -300 | -100.0% | 0.00% | – |
| EAD | Exit | WELLS FARGO INCOME OPPORTUNIfund | $0 | – | -1,180 | -100.0% | 0.00% | – |
| FRA | Exit | BLACKROCK FLOATING RATE INCOfund | $0 | – | -801 | -100.0% | 0.00% | – |
| BBN | Exit | BLACKROCK TAX MUNICPAL BD TRfund | $0 | – | -256 | -100.0% | 0.00% | – |
| BREW | Exit | CRAFT BREW ALLIANCE INC | $0 | – | -18,219 | -100.0% | 0.00% | – |
| NXGN | Exit | NEXTGEN HEALTHCARE INCcall | $0 | – | -6,500 | -100.0% | 0.00% | – |
| GLOP | Exit | GASLOG PARTNERS LP | $0 | – | -8,609 | -100.0% | 0.00% | – |
| DAR | Exit | DARLING INGREDIENTS INCcall | $0 | – | -2,200 | -100.0% | 0.00% | – |
| QQQX | Exit | NUVEEN NASDAQ 100 DYNAMIC OVfund | $0 | – | -251 | -100.0% | 0.00% | – |
| GHY | Exit | PGIM GLOBAL HIGH YIELD FD FOfund | $0 | – | -912 | -100.0% | 0.00% | – |
| ERY | Exit | DIREXION SHS ETF TRcall | $0 | – | -500 | -100.0% | 0.00% | – |
| SUB | Exit | ISHARES TRfund | $0 | – | -6,256 | -100.0% | 0.00% | – |
| UDN | Exit | INVESCO DB US DLR INDEX TRfund | $0 | – | -1,678 | -100.0% | 0.00% | – |
| DUC | Exit | DUFF & PHELPS UTIL CORP BD Tfund | $0 | – | -4,016 | -100.0% | 0.00% | – |
| SGA | Exit | SAGA COMMUNICATIONS INC | $0 | – | -1,765 | -100.0% | 0.00% | – |
| TRWH | Exit | TWIN RIV WORLDWIDE HLDGS INC | $0 | – | -8,745 | -100.0% | 0.00% | – |
| GHSI | Exit | GUARDION HEALTH SCIENCES INC | $0 | – | -128 | -100.0% | 0.00% | – |
| EHC | Exit | ENCOMPASS HEALTH CORPcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| AMAG | Exit | AMAG PHARMACEUTICALS INC | $0 | – | -38,001 | -100.0% | 0.00% | – |
| NEBLQ | Exit | NOBLE CORP PLC | $0 | – | -11 | -100.0% | 0.00% | – |
| BGY | Exit | BLACKROCK ENHANCED INTL DIVfund | $0 | – | -1,501 | -100.0% | 0.00% | – |
| HEBT | Exit | HEBRON TECHNOLOGY CO LTD | $0 | – | -21,972 | -100.0% | 0.00% | – |
| EOI | Exit | EATON VANCE ENHANCED EQ INCfund | $0 | – | -882 | -100.0% | 0.00% | – |
| Exit | ILLUMINA INCbond | $0 | – | -226,000 | -100.0% | 0.00% | – | |
| IQV | Exit | IQVIA HLDGS INCcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| IGI | Exit | WESTERN ASSET INVT GRADE DEFfund | $0 | – | -21 | -100.0% | 0.00% | – |
| LPSN | Exit | LIVEPERSON INCcall | $0 | – | -12,200 | -100.0% | 0.00% | – |
| PAAS | Exit | PAN AMERN SILVER CORPcall | $0 | – | -12,600 | -100.0% | 0.00% | – |
| AJRD | Exit | AEROJET ROCKETDYNE HLDGS INCput | $0 | – | -700 | -100.0% | 0.00% | – |
| CPLP | Exit | CAPITAL PRODUCT PARTNERS L P | $0 | – | -377 | -100.0% | 0.00% | – |
| IDEX | Exit | IDEANOMICS INC | $0 | – | -100,000 | -100.0% | 0.00% | – |
| CRBP | Exit | CORBUS PHARMACEUTICALS HLDGS | $0 | – | -9,629 | -100.0% | 0.00% | – |
| UN | Exit | UNILEVER N Vadr | $0 | – | -12,979 | -100.0% | 0.00% | – |
| FLC | Exit | FLAHERTY & CRUMRINE TOTAL REfund | $0 | – | -110 | -100.0% | 0.00% | – |
| MN | Exit | MANNING & NAPIER INC | $0 | – | -712 | -100.0% | 0.00% | – |
| FMAO | Exit | FARMERS & MERCHANTS BANCORP | $0 | – | -4,626 | -100.0% | 0.00% | – |
| PW | Exit | POWER REITtrus | $0 | – | -1,100 | -100.0% | 0.00% | – |
| MOH | Exit | MOLINA HEALTHCARE INCcall | $0 | – | -1,800 | -100.0% | 0.00% | – |
| Exit | ARES CAPITAL CORPbond | $0 | – | -610,000 | -100.0% | 0.00% | – | |
| MTNB | Exit | MATINAS BIOPHARMA HLDGS INC | $0 | – | -12,593 | -100.0% | 0.00% | – |
| HTD | Exit | HANCOCK JOHN TAX-ADVANTAGEDfund | $0 | – | -289 | -100.0% | 0.00% | – |
| BCRX | Exit | BIOCRYST PHARMACEUTICALS INCcall | $0 | – | -68,400 | -100.0% | 0.00% | – |
| EQR | Exit | EQUITY RESIDENTIALput | $0 | – | -3,500 | -100.0% | 0.00% | – |
| LFC | Exit | CHINA LIFE INS CO LTDput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| CIT | Exit | CIT GROUP INCcall | $0 | – | -4,800 | -100.0% | 0.00% | – |
| FXA | Exit | INVESCO CURRENCYSHARES AUSTRfund | $0 | – | -3,519 | -100.0% | 0.00% | – |
| BWA | Exit | BORGWARNER INCput | $0 | – | -7,000 | -100.0% | 0.00% | – |
| EHI | Exit | WESTERN ASSET GLOBAL HIGH INfund | $0 | – | -2,118 | -100.0% | 0.00% | – |
| GBAB | Exit | GUGGENHEIM TAXABLE MUN MANAGfund | $0 | – | -88 | -100.0% | 0.00% | – |
| Exit | PRA GROUP INCbond | $0 | – | -36,000 | -100.0% | 0.00% | – | |
| RTWIQ | Exit | RTW RETAILWINDS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| MLCO | Exit | MELCO RESORTS AND ENTMNT LTDcall | $0 | – | -700 | -100.0% | 0.00% | – |
| HPF | Exit | HANCOCK JOHN PFD INCOME FD Ifund | $0 | – | -48 | -100.0% | 0.00% | – |
| IO | Exit | ION GEOPHYSICAL CORP | $0 | – | -173 | -100.0% | 0.00% | – |
| Exit | NABRIVA THERAPEUTICS PLC | $0 | – | -6 | -100.0% | 0.00% | – | |
| BITA | Exit | BITAUTO HLDGS LTDcall | $0 | – | -3,100 | -100.0% | 0.00% | – |
| ETV | Exit | EATON VANCE TX MNG BY WRT OPfund | $0 | – | -439 | -100.0% | 0.00% | – |
| FT | Exit | FRANKLIN UNVL TRfund | $0 | – | -480 | -100.0% | 0.00% | – |
| IMMU | Exit | IMMUNOMEDICS INCcall | $0 | – | -8,200 | -100.0% | 0.00% | – |
| VLT | Exit | INVESCO HIGH INCOME TR IIfund | $0 | – | -1,814 | -100.0% | 0.00% | – |
| UGL | Exit | PROSHARES TR IIfund | $0 | – | -2,950 | -100.0% | 0.00% | – |
| Exit | GOLDMAN SACHS BDC INCbond | $0 | – | -123,000 | -100.0% | 0.00% | – | |
| FIV | Exit | FIRST TR SR FLOATING RATE 20fund | $0 | – | -6,618 | -100.0% | 0.00% | – |
| DB | Exit | DEUTSCHE BANK A G | $0 | – | -8,884 | -100.0% | 0.00% | – |
| ING | Exit | ING GROEP N.V.put | $0 | – | -1,500 | -100.0% | 0.00% | – |
| FAX | Exit | ABERDEEN ASIA-PACIFIC INCOMEfund | $0 | – | -6,712 | -100.0% | 0.00% | – |
| HCRSQ | Exit | HI-CRUSH PARTNERS LPcall | $0 | – | -17,000 | -100.0% | 0.00% | – |
| EWA | Exit | ISHARES INCput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| GGM | Exit | GUGGENHEIM CR ALLOCATION FDfund | $0 | – | -32 | -100.0% | 0.00% | – |
| VIAV | Exit | VIAVI SOLUTIONS INCcall | $0 | – | -2,600 | -100.0% | 0.00% | – |
| NETE | Exit | NET ELEMENT INC | $0 | – | -1,200 | -100.0% | 0.00% | – |
| ITB | Exit | ISHARES TRput | $0 | – | -5,200 | -100.0% | 0.00% | – |
| Exit | ON SEMICONDUCTOR CORPbond | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| SPXX | Exit | NUVEEN S&P 500 DYNAMIC OVERWfund | $0 | – | -142 | -100.0% | 0.00% | – |
| NFJ | Exit | ALLIANZGI DIVIDEND INT & PRMfund | $0 | – | -3,107 | -100.0% | 0.00% | – |
| CBH | Exit | ALLIANZGI CONV & INCM 2024 Tfund | $0 | – | -2,677 | -100.0% | 0.00% | – |
| DNKN | Exit | DUNKIN BRANDS GROUP INC | $0 | – | -8,204 | -100.0% | 0.00% | – |
| GMLP | Exit | GOLAR LNG PARTNERS LP | $0 | – | -11,908 | -100.0% | 0.00% | – |
| JPC | Exit | NUVEEN PFD & INCOME OPPORTUNfund | $0 | – | -420 | -100.0% | 0.00% | – |
| AMED | Exit | AMEDISYS INCput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| ALPN | Exit | ALPINE IMMUNE SCIENCES INC | $0 | – | -2,793 | -100.0% | 0.00% | – |
| CNI | Exit | CANADIAN NATL RY COput | $0 | – | -4,600 | -100.0% | 0.00% | – |
| EYPT | Exit | EYEPOINT PHARMACEUTICALS INC | $0 | – | -201 | -100.0% | 0.00% | – |
| HYRE | Exit | HYRECAR INC | $0 | – | -330 | -100.0% | 0.00% | – |
| A | Exit | AGILENT TECHNOLOGIES INCcall | $0 | – | -700 | -100.0% | 0.00% | – |
| TER | Exit | TERADYNE INCcall | $0 | – | -3,400 | -100.0% | 0.00% | – |
| TWLO | Exit | TWILIO INCcall | $0 | – | -5,700 | -100.0% | -0.00% | – |
| GMF | Exit | SPDR INDEX SHS FDSfund | $0 | – | -9,900 | -100.0% | -0.00% | – |
| GWPH | Exit | GW PHARMACEUTICALS PLCcall | $0 | – | -14,000 | -100.0% | -0.00% | – |
| INSU | Exit | INSURANCE ACQUISITION CORP | $0 | – | -195,158 | -100.0% | -0.00% | – |
| ROP | Exit | ROPER TECHNOLOGIES INCput | $0 | – | -2,600 | -100.0% | -0.00% | – |
| Exit | TESLA INCbond | $0 | – | -197,000 | -100.0% | -0.00% | – | |
| CINF | Exit | CINCINNATI FINL CORPcall | $0 | – | -24,000 | -100.0% | -0.00% | – |
| HBM | Exit | HUDBAY MINERALS INC | $0 | – | -236,300 | -100.0% | -0.00% | – |
| TROW | Exit | PRICE T ROWE GROUP INCput | $0 | – | -8,500 | -100.0% | -0.00% | – |
| LSTR | Exit | LANDSTAR SYS INCput | $0 | – | -7,000 | -100.0% | -0.00% | – |
| MYL | Exit | MYLAN NVcall | $0 | – | -102,200 | -100.0% | -0.00% | – |
| WFCPRL | Exit | WELLS FARGO CO NEWconv | $0 | – | -1,429 | -100.0% | -0.00% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCcall | $0 | – | -57,900 | -100.0% | -0.00% | – |
| RST | Exit | ROSETTA STONE INC | $0 | – | -46,950 | -100.0% | -0.00% | – |
| HCCH | Exit | HL ACQUISITIONS CORP | $0 | – | -156,783 | -100.0% | -0.00% | – |
| Exit | QIAGEN NVbond | $0 | – | -1,000,000 | -100.0% | -0.00% | – | |
| ESTC | Exit | ELASTIC N Vput | $0 | – | -15,100 | -100.0% | -0.00% | – |
| AXON | Exit | AXON ENTERPRISE INCput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| NAT | Exit | NORDIC AMERICAN TANKERS LIMIcall | $0 | – | -400,000 | -100.0% | -0.00% | – |
| IRET | Exit | INVESTORS REAL ESTATE TRtrus | $0 | – | -25,246 | -100.0% | -0.00% | – |
| STPP | Exit | BARCLAYS BK PLCfund | $0 | – | -89,000 | -100.0% | -0.00% | – |
| MYL | Exit | MYLAN NVput | $0 | – | -111,800 | -100.0% | -0.00% | – |
| CHRW | Exit | C H ROBINSON WORLDWIDE INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| CRCQQ | Exit | CALIFORNIA RES CORPput | $0 | – | -866,900 | -100.0% | -0.00% | – |
| JCAP | Exit | JERNIGAN CAP INCtrus | $0 | – | -126,520 | -100.0% | -0.00% | – |
| AAN | Exit | AARONS INC | $0 | – | -31,752 | -100.0% | -0.00% | – |
| MUR | Exit | MURPHY OIL CORPput | $0 | – | -117,400 | -100.0% | -0.00% | – |
| ICUI | Exit | ICU MED INCput | $0 | – | -5,500 | -100.0% | -0.00% | – |
| LPSN | Exit | LIVEPERSON INCput | $0 | – | -20,500 | -100.0% | -0.00% | – |
| DSX | Exit | DIANA SHIPPING INC | $0 | – | -812,977 | -100.0% | -0.00% | – |
| EW | Exit | EDWARDS LIFESCIENCES CORPput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| CTAS | Exit | CINTAS CORPput | $0 | – | -4,000 | -100.0% | -0.00% | – |
| JLL | Exit | JONES LANG LASALLE INCcall | $0 | – | -24,000 | -100.0% | -0.00% | – |
| REGN | Exit | REGENERON PHARMACEUTICALScall | $0 | – | -1,900 | -100.0% | -0.00% | – |
| DEO | Exit | DIAGEO PLCadr | $0 | – | -6,463 | -100.0% | -0.00% | – |
| TM | Exit | TOYOTA MOTOR CORPput | $0 | – | -8,000 | -100.0% | -0.00% | – |
| VEEV | Exit | VEEVA SYS INCcall | $0 | – | -7,400 | -100.0% | -0.00% | – |
| ELY | Exit | CALLAWAY GOLF COput | $0 | – | -59,500 | -100.0% | -0.00% | – |
| FTAC | Exit | FINTECH ACQUISITION CORP III | $0 | – | -100,000 | -100.0% | -0.00% | – |
| MTN | Exit | VAIL RESORTS INCcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| SAMA | Exit | SCHULTZE SPL PURP ACQUSTN CO | $0 | – | -198,490 | -100.0% | -0.00% | – |
| CETV | Exit | CENTRAL EUROPEAN MEDIA ENTRP | $0 | – | -420,986 | -100.0% | -0.00% | – |
| ATUS | Exit | ALTICE USA INCput | $0 | – | -70,000 | -100.0% | -0.00% | – |
| INOV | Exit | INOVALON HLDGS INCput | $0 | – | -88,300 | -100.0% | -0.00% | – |
| Exit | PROSPECT CAP CORPbond | $0 | – | -1,571,000 | -100.0% | -0.00% | – | |
| ROP | Exit | ROPER TECHNOLOGIES INCcall | $0 | – | -2,600 | -100.0% | -0.00% | – |
| CPRT | Exit | COPART INCcall | $0 | – | -18,500 | -100.0% | -0.00% | – |
| DEO | Exit | DIAGEO PLCput | $0 | – | -6,400 | -100.0% | -0.00% | – |
| IWB | Exit | ISHARES TRfund | $0 | – | -8,462 | -100.0% | -0.00% | – |
| CATM | Exit | CARDTRONICS PLCput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| FXH | Exit | FIRST TR EXCHANGE TRADED FDput | $0 | – | -22,000 | -100.0% | -0.00% | – |
| Exit | BRP INC | $0 | – | -33,900 | -100.0% | -0.00% | – | |
| AMTD | Exit | TD AMERITRADE HLDG CORPput | $0 | – | -56,400 | -100.0% | -0.00% | – |
| GTX | Exit | GARRETT MOTION INC | $0 | – | -297,509 | -100.0% | -0.00% | – |
| XLY | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -6,200 | -100.0% | -0.00% | – |
| CINF | Exit | CINCINNATI FINL CORPput | $0 | – | -24,000 | -100.0% | -0.00% | – |
| AXON | Exit | AXON ENTERPRISE INCcall | $0 | – | -25,000 | -100.0% | -0.00% | – |
| CCI | Exit | CROWN CASTLE INTL CORP NEWcall | $0 | – | -13,100 | -100.0% | -0.00% | – |
| Exit | BIOMARIN PHARMACEUTICAL INCbond | $0 | – | -1,134,000 | -100.0% | -0.00% | – | |
| GMHI | Exit | GORES METROPOULOS INC | $0 | – | -183,447 | -100.0% | -0.00% | – |
| FDS | Exit | FACTSET RESH SYS INCput | $0 | – | -12,500 | -100.0% | -0.00% | – |
| DGX | Exit | QUEST DIAGNOSTICS INCcall | $0 | – | -31,200 | -100.0% | -0.00% | – |
| GDS | Exit | GDS HLDGS LTDadr | $0 | – | -33,694 | -100.0% | -0.00% | – |
| SPAQ | Exit | SPARTAN ENERGY ACQUISITION C | $0 | – | -200,000 | -100.0% | -0.00% | – |
| HDS | Exit | HD SUPPLY HLDGS INC | $0 | – | -96,195 | -100.0% | -0.00% | – |
| SMAR | Exit | SMARTSHEET INCput | $0 | – | -55,000 | -100.0% | -0.00% | – |
| TRNE | Exit | TRINE ACQUISITION CORP | $0 | – | -301,839 | -100.0% | -0.00% | – |
| ASR | Exit | GRUPO AEROPORTUARIO DEL SUREadr | $0 | – | -28,536 | -100.0% | -0.00% | – |
| Exit | ZILLOW GROUP INCbond | $0 | – | -1,360,000 | -100.0% | -0.00% | – | |
| IMMU | Exit | IMMUNOMEDICS INCput | $0 | – | -40,600 | -100.0% | -0.00% | – |
| VIV | Exit | TELEFONICA BRASIL SAadr | $0 | – | -439,000 | -100.0% | -0.00% | – |
| LPL | Exit | LG DISPLAY CO LTDadr | $0 | – | -403,350 | -100.0% | -0.00% | – |
| ABMD | Exit | ABIOMED INCput | $0 | – | -13,500 | -100.0% | -0.00% | – |
| DG | Exit | DOLLAR GEN CORP NEWcall | $0 | – | -18,400 | -100.0% | -0.00% | – |
| FLAT | Exit | BARCLAYS BK PLCfund | $0 | – | -54,000 | -100.0% | -0.00% | – |
| KWEB | Exit | KRANESHARES TRcall | $0 | – | -54,900 | -100.0% | -0.00% | – |
| ATRC | Exit | ATRICURE INCcall | $0 | – | -95,700 | -100.0% | -0.00% | – |
| AMTD | Exit | TD AMERITRADE HLDG CORPcall | $0 | – | -95,000 | -100.0% | -0.00% | – |
| ESTC | Exit | ELASTIC N Vcall | $0 | – | -30,100 | -100.0% | -0.00% | – |
| CCMP | Exit | CABOT MICROELECTRONICS CORP | $0 | – | -19,273 | -100.0% | -0.00% | – |
| AIMT | Exit | AIMMUNE THERAPEUTICS INC | $0 | – | -133,703 | -100.0% | -0.00% | – |
| ARNA | Exit | ARENA PHARMACEUTICALS INCcall | $0 | – | -74,300 | -100.0% | -0.00% | – |
| DTUL | Exit | BARCLAYS BK PLCfund | $0 | – | -78,000 | -100.0% | -0.00% | – |
| IYZ | Exit | ISHARES TRfund | $0 | – | -200,000 | -100.0% | -0.00% | – |
| CIGI | Exit | COLLIERS INTL GROUP INC | $0 | – | -87,622 | -100.0% | -0.00% | – |
| MYOK | Exit | MYOKARDIA INC | $0 | – | -38,299 | -100.0% | -0.00% | – |
| SAN | Exit | BANCO SANTANDER S.A.put | $0 | – | -2,500,000 | -100.0% | -0.00% | – |
| MNCL | Exit | MONOCLE ACQUISITION CORP | $0 | – | -500,000 | -100.0% | -0.00% | – |
| BLK | Exit | BLACKROCK INCcall | $0 | – | -7,500 | -100.0% | -0.00% | – |
| FTV | Exit | FORTIVE CORPcall | $0 | – | -59,500 | -100.0% | -0.00% | – |
| TCO | Exit | TAUBMAN CTRS INCtrus | $0 | – | -173,459 | -100.0% | -0.00% | – |
| HCAC | Exit | HENNESSY CAP ACQUSTION CORP | $0 | – | -426,856 | -100.0% | -0.00% | – |
| CAG | Exit | CONAGRA BRANDS INCcall | $0 | – | -145,000 | -100.0% | -0.00% | – |
| DTYL | Exit | BARCLAYS BK PLCfund | $0 | – | -50,000 | -100.0% | -0.00% | – |
| DLR | Exit | DIGITAL RLTY TR INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| AMCX | Exit | AMC NETWORKS INCcall | $0 | – | -300,000 | -100.0% | -0.00% | – |
| LRN | Exit | K12 INC | $0 | – | -236,962 | -100.0% | -0.00% | – |
| VER | Exit | VEREIT INCtrus | $0 | – | -987,580 | -100.0% | -0.00% | – |
| DLPH | Exit | DELPHI TECHNOLOGIES PL | $0 | – | -437,626 | -100.0% | -0.00% | – |
| SPIB | Exit | SPDR SER TRfund | $0 | – | -170,026 | -100.0% | -0.00% | – |
| ZTO | Exit | ZTO EXPRESS CAYMAN INCput | $0 | – | -250,000 | -100.0% | -0.00% | – |
| ZTO | Exit | ZTO EXPRESS CAYMAN INCcall | $0 | – | -250,000 | -100.0% | -0.00% | – |
| DE | Exit | DEERE & COcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| EZA | Exit | ISHARES INCput | $0 | – | -200,000 | -100.0% | -0.00% | – |
| UAN | Exit | CVR PARTNERS LP | $0 | – | -9,104,597 | -100.0% | -0.01% | – |
| NTES | Exit | NETEASE INCcall | $0 | – | -17,000 | -100.0% | -0.01% | – |
| ET | Exit | ENERGY TRANSFER LPput | $0 | – | -1,700,000 | -100.0% | -0.01% | – |
| EWY | Exit | ISHARES INCput | $0 | – | -147,100 | -100.0% | -0.01% | – |
| VUG | Exit | VANGUARD INDEX FDScall | $0 | – | -54,000 | -100.0% | -0.01% | – |
| CP | Exit | CANADIAN PAC RY LTDput | $0 | – | -41,500 | -100.0% | -0.01% | – |
| MNTA | Exit | MOMENTA PHARMACEUTICALS INC | $0 | – | -248,815 | -100.0% | -0.01% | – |
| Exit | REDFIN CORPbond | $0 | – | -7,911,000 | -100.0% | -0.01% | – | |
| CP | Exit | CANADIAN PAC RY LTDcall | $0 | – | -41,500 | -100.0% | -0.01% | – |
| SGEN | Exit | SEATTLE GENETICS INC | $0 | – | -73,895 | -100.0% | -0.01% | – |
| XBI | Exit | SPDR SER TRcall | $0 | – | -172,500 | -100.0% | -0.01% | – |
| AMTD | Exit | TD AMERITRADE HLDG CORP | $0 | – | -492,806 | -100.0% | -0.01% | – |
| STZ | Exit | CONSTELLATION BRANDS INCcall | $0 | – | -109,400 | -100.0% | -0.01% | – |
| GLIBA | Exit | GCI LIBERTY INC | $0 | – | -357,637 | -100.0% | -0.02% | – |
| VGK | Exit | VANGUARD INTL EQUITY INDEX Fput | $0 | – | -600,000 | -100.0% | -0.02% | – |
| NEP | Exit | NEXTERA ENERGY PARTNERS LPcall | $0 | – | -540,000 | -100.0% | -0.02% | – |
| IMMU | Exit | IMMUNOMEDICS INC | $0 | – | -535,506 | -100.0% | -0.03% | – |
| VSLR | Exit | VIVINT SOLAR INC | $0 | – | -1,194,764 | -100.0% | -0.03% | – |
| WMGI | Exit | WRIGHT MED GROUP N V | $0 | – | -1,781,087 | -100.0% | -0.03% | – |
| DXJ | Exit | WISDOMTREE TRput | $0 | – | -1,260,000 | -100.0% | -0.04% | – |
| XLP | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -1,240,000 | -100.0% | -0.05% | – |
| ADSW | Exit | ADVANCED DISP SVCS INC DEL | $0 | – | -3,629,457 | -100.0% | -0.06% | – |
| TIP | Exit | ISHARES TRput | $0 | – | -1,300,000 | -100.0% | -0.10% | – |
| NBL | Exit | NOBLE ENERGY INC | $0 | – | -19,491,245 | -100.0% | -0.10% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P ETF TRUST | 42 | Q3 2023 | 9.1% |
| APPLE INC | 42 | Q3 2023 | 5.8% |
| MICROSOFT CORP | 42 | Q3 2023 | 5.7% |
| AMAZON COM INC | 42 | Q3 2023 | 2.5% |
| ISHARES TR | 42 | Q3 2023 | 1.2% |
| META PLATFORMS INC | 42 | Q3 2023 | 1.3% |
| ISHARES TR | 42 | Q3 2023 | 1.7% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.2% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 1.6% |
| VISA INC | 42 | Q3 2023 | 1.7% |
View BARCLAYS PLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Build Acquisition Corp. | January 30, 2023 | 1,003,350 | 5.0% |
| Hawks Acquisition Corp | January 30, 2023 | 1,165,337 | 5.1% |
| INTEGRATED RAIL & RESOURCES ACQUISITION CORP | January 30, 2023 | 1,478,876 | 6.4% |
| InterPrivate III Financial Partners Inc. | January 30, 2023 | 1,711,085 | 6.4% |
| Jaguar Global Growth Corp I | January 30, 2023 | 1,160,375 | 5.0% |
| KnightSwan Acquisition Corp | January 30, 2023 | 1,257,564 | 5.5% |
| Levere Holdings Corp. | January 30, 2023 | 1,469,415 | 5.4% |
| Newbury Street Acquisition Corp | January 30, 2023 | 841,565 | 7.6% |
| Prime Number Acquisition I Corp. | January 30, 2023 | 451,200 | 5.3% |
| Seaport Global Acquisition II Corp. | January 30, 2023 | 1,095,131 | 7.6% |
View BARCLAYS PLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 6-K | 2024-05-03 |
| 6-K | 2024-05-02 |
| 6-K | 2024-04-25 |
| 6-K | 2024-04-25 |
| 6-K | 2024-04-24 |
| 6-K | 2024-04-03 |
| 6-K | 2024-04-03 |
| 6-K | 2024-04-02 |
| 4 | 2024-03-21 |
| CERT | 2024-03-20 |
View BARCLAYS PLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.