$513 Billion is the total value of NORTHERN TRUST CORP's 17173 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 1.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPMD | SPDR SER TR | $3,148,000 | +23.8% | 77,925 | 0.0% | 0.00% | 0.0% | |
| VSGX | VANGUARD WORLD FD | $2,786,000 | +14.9% | 47,005 | 0.0% | 0.00% | 0.0% | |
| HEEM | ISHARES INC | $2,886,000 | +13.4% | 93,911 | 0.0% | 0.00% | 0.0% | |
| DBO | INVESCO DB MULTI-SECTOR COMM | $174,000 | +17.6% | 20,627 | 0.0% | 0.00% | – | |
| CREDIT SUISSE AG NASSAU BRH | $282,000 | +21.6% | 515 | 0.0% | 0.00% | – | ||
| RSSS | RESEARCH SOLUTIONS INC | $45,000 | +4.7% | 19,136 | 0.0% | 0.00% | – | |
| CRVS | CORVUS PHARMACEUTICALS INC | $105,000 | -11.0% | 29,445 | 0.0% | 0.00% | – | |
| AUMN | GOLDEN MINERALS CO | $115,000 | +79.7% | 151,892 | 0.0% | 0.00% | – | |
| GXC | SPDR INDEX SHS FDS | $468,000 | +9.6% | 3,595 | 0.0% | 0.00% | – | |
| SPDW | SPDR INDEX SHS FDS | $323,000 | +15.4% | 9,564 | 0.0% | 0.00% | – | |
| SPSB | SPDR SER TRundefind | $5,000 | 0.0% | 15,318 | 0.0% | 0.00% | – | |
| CYD | CHINA YUCHAI INTL LTD | $263,000 | -9.3% | 16,100 | 0.0% | 0.00% | – | |
| SANW | S&W SEED CO | $133,000 | +18.8% | 45,341 | 0.0% | 0.00% | – | |
| ECON | COLUMBIA ETF TR II | $1,240,000 | +12.4% | 44,000 | 0.0% | 0.00% | – | |
| SALM | SALEM MEDIA GROUP INC | $21,000 | +16.7% | 20,171 | 0.0% | 0.00% | – | |
| SAND | SANDSTORM GOLD LTD | $94,000 | -15.3% | 13,104 | 0.0% | 0.00% | – | |
| RNP | COHEN & STEERS REIT & PFD &I | $687,000 | +13.0% | 30,091 | 0.0% | 0.00% | – | |
| EIS | ISHARES INC | $381,000 | +22.1% | 5,948 | 0.0% | 0.00% | – | |
| MN | MANNING & NAPIER INC | $195,000 | +46.6% | 31,197 | 0.0% | 0.00% | – | |
| AIRTW | AIR T INCwt | $4,000 | – | 15,987 | 0.0% | 0.00% | – | |
| AIRI | AIR INDS GROUP | $30,000 | 0.0% | 24,487 | 0.0% | 0.00% | – | |
| ALRN | AILERON THERAPEUTICS INC | $28,000 | -20.0% | 26,752 | 0.0% | 0.00% | – | |
| SRTS | SENSUS HEALTHCARE INC | $47,000 | +51.6% | 12,298 | 0.0% | 0.00% | – | |
| AGE | AGEX THERAPEUTICS INC | $47,000 | +88.0% | 30,865 | 0.0% | 0.00% | – | |
| CHRA | CHARAH SOLUTIONS INC | $55,000 | -6.8% | 19,095 | 0.0% | 0.00% | – | |
| SNGX | SOLIGENIX INC | $62,000 | -28.7% | 48,465 | 0.0% | 0.00% | – | |
| IWY | ISHARES TR | $385,000 | +9.7% | 2,891 | 0.0% | 0.00% | – | |
| SLGG | SUPER LEAGUE GAMING INC | $85,000 | +54.5% | 29,966 | 0.0% | 0.00% | – | |
| SDPI | SUPERIOR DRILLING PRODS INC | $17,000 | +41.7% | 28,526 | 0.0% | 0.00% | – | |
| IDNA | ISHARES TR | $368,000 | +17.9% | 8,000 | 0.0% | 0.00% | – | |
| AOA | ISHARES TR | $770,000 | +10.6% | 12,000 | 0.0% | 0.00% | – | |
| JHMM | JOHN HANCOCK EXCHANGE TRADED | $495,000 | +19.6% | 11,000 | 0.0% | 0.00% | – | |
| BSQR | BSQUARE CORP | $30,000 | +11.1% | 19,768 | 0.0% | 0.00% | – | |
| TENAX THERAPEUTICS INC | $32,000 | +23.1% | 17,024 | 0.0% | 0.00% | – | ||
| TSQ | TOWNSQUARE MEDIA INC | $124,000 | +42.5% | 18,674 | 0.0% | 0.00% | – | |
| TRVI | TREVI THERAPEUTICS INC | $28,000 | -39.1% | 11,414 | 0.0% | 0.00% | – | |
| BASI | BIOANALYTICAL SYS INC | $128,000 | +156.0% | 10,401 | 0.0% | 0.00% | – | |
| CGEN | COMPUGEN LTD | $1,235,000 | -25.5% | 101,973 | 0.0% | 0.00% | – | |
| IUSG | ISHARES TR | $1,563,000 | +10.9% | 17,625 | 0.0% | 0.00% | – | |
| HPF | HANCOCK JOHN PFD INCOME FD Ipfd | $333,000 | +6.7% | 17,500 | 0.0% | 0.00% | – | |
| GDXJ | VANECK VECTORS ETF TR | $857,000 | -2.1% | 15,801 | 0.0% | 0.00% | – | |
| IYH | ISHARES TR | $630,000 | +8.4% | 2,559 | 0.0% | 0.00% | – | |
| MGK | VANGUARD WORLD FD | $1,512,000 | +9.9% | 7,421 | 0.0% | 0.00% | – | |
| MGV | VANGUARD WORLD FD | $848,000 | +13.2% | 9,770 | 0.0% | 0.00% | – | |
| VOOG | VANGUARD ADMIRAL FDS INC | $777,000 | +10.4% | 3,379 | 0.0% | 0.00% | – | |
| VAW | VANGUARD WORLD FDS | $352,000 | +16.6% | 2,244 | 0.0% | 0.00% | – | |
| VEL | VELOCITY FINL INC | $118,000 | +24.2% | 18,948 | 0.0% | 0.00% | – | |
| SVA | SINOVAC BIOTECH LTD | $55,000 | 0.0% | 22,374 | 0.0% | 0.00% | – | |
| ATOS | ATOSSA THERAPEUTICS INC | $10,000 | -61.5% | 10,721 | 0.0% | 0.00% | – | |
| GLOP | GASLOG PARTNERS LP | $68,000 | -19.0% | 25,000 | 0.0% | 0.00% | – | |
| ISCG | ISHARES TR | $410,000 | +27.7% | 1,350 | 0.0% | 0.00% | – | |
| USIG | ISHARES TRundefind | $32,000 | +3.2% | 52,244 | 0.0% | 0.00% | – | |
| MOTS | MOTUS GI HLDGS INC | $28,000 | -3.4% | 29,538 | 0.0% | 0.00% | – | |
| FPAY | FLEXSHOPPER INC | $36,000 | +44.0% | 14,148 | 0.0% | 0.00% | – | |
| SBI | WESTERN ASSET INTER MUNI FD | $1,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | |
| NBY | NOVABAY PHARMACEUTICALS INC | $20,000 | -4.8% | 28,322 | 0.0% | 0.00% | – | |
| FTEC | FIDELITY COVINGTON TRUST | $360,000 | +13.6% | 3,441 | 0.0% | 0.00% | – | |
| NAD | NUVEEN QUALITY MUNCP INCOMEundefind | $6,000 | 0.0% | 42,331 | 0.0% | 0.00% | – | |
| NXJ | NUVEEN NEW JERSEY QULT MUN Fundefind | $2,000 | 0.0% | 13,334 | 0.0% | 0.00% | – | |
| BXMX | NUVEEN S&P 500 BUY-WRITE INC | $190,000 | +14.5% | 14,730 | 0.0% | 0.00% | – | |
| MBRX | MOLECULIN BIOTECH INC | $71,000 | -1.4% | 89,148 | 0.0% | 0.00% | – | |
| OSS | ONE STOP SYS INC | $45,000 | +95.7% | 11,144 | 0.0% | 0.00% | – | |
| EPSN | EPSILON ENERGY LTD | $37,000 | +23.3% | 10,046 | 0.0% | 0.00% | – | |
| ETTX | ENTASIS THERAPEUTICS HLDGS I | $29,000 | +20.8% | 11,793 | 0.0% | 0.00% | – | |
| PTMC | PACER FDS TR | $554,000 | +19.4% | 17,000 | 0.0% | 0.00% | – | |
| DLS | WISDOMTREE TR | $293,000 | +14.0% | 4,297 | 0.0% | 0.00% | – | |
| EKSO BIONICS HLDGS INC | $69,000 | +30.2% | 11,247 | 0.0% | 0.00% | – | ||
| ETY | EATON VANCE TAX-MANAGED DIVE | $229,000 | +12.3% | 18,706 | 0.0% | 0.00% | – | |
| EIM | EATON VANCE MUN BD FDundefind | $2,000 | 0.0% | 13,633 | 0.0% | 0.00% | – | |
| EAST | EASTSIDE DISTILLING INC | $13,000 | +8.3% | 10,217 | 0.0% | 0.00% | – | |
| SPHQ | INVESCO EXCHANGE TRADED FD T | $570,000 | +9.0% | 13,539 | 0.0% | 0.00% | – | |
| PRF | INVESCO EXCHANGE TRADED FD T | $2,302,000 | +17.0% | 17,284 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 6.1% |
| MICROSOFT CORP COM | 42 | Q3 2023 | 5.2% |
| AMAZON COM INC | 42 | Q3 2023 | 3.5% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 2.3% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 1.4% |
| JPMORGAN CHASE & CO COM | 42 | Q3 2023 | 1.4% |
| META PLATFORMS INC | 42 | Q3 2023 | 1.6% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 1.2% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 1.2% |
| CHEVRON CORP NEW COM | 42 | Q3 2023 | 1.4% |
View NORTHERN TRUST CORP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SIMMONS FIRST NATIONAL CORP | February 13, 2023 | 5,716,983 | 4.5% |
| Kontoor Brands, Inc. | April 09, 2021 | 941,545 | 1.6% |
| ILLINOIS TOOL WORKS INC | February 12, 2021 | 15,562,357 | 4.9% |
| NORTHERN TRUST CORP | February 12, 2021 | 9,638,884 | 4.6% |
| CARNIVAL CORP | October 10, 2017 | 25,244,871 | 4.7% |
| Gogo Inc. | February 13, 2017 | 692,979 | 0.8% |
| CENTERPOINT ENERGY INC | December 08, 2016 | 20,448,381 | 4.8% |
| Global Ship Lease, Inc. | June 15, 2016 | 320 | 0.0% |
| PRINCIPAL FINANCIAL GROUP INC | February 17, 2009 | 12,079,159 | 4.7% |
| FANSTEEL INC | March 11, 2008 | 2,101 | 0.1% |
View NORTHERN TRUST CORP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-05-03 |
| 4 | 2024-05-02 |
| 144 | 2024-05-01 |
| 4 | 2024-04-25 |
| 10-Q | 2024-04-23 |
| 8-K | 2024-04-19 |
| 4 | 2024-04-18 |
| 4 | 2024-04-18 |
| 4 | 2024-04-18 |
| 4 | 2024-04-18 |
View NORTHERN TRUST CORP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.