$776 Billion is the total value of BANK OF AMERICA CORP /DE/'s 24720 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 129.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LPTH | Exit | LIGHTPATH TECHNOLOGIES INC | $0 | – | -199 | -100.0% | 0.00% | – |
| Exit | SANDISK CORPnote 0.50 | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| ZSAN | Exit | ZOSANO PHARMA CORP | $0 | – | -229,866 | -100.0% | 0.00% | – |
| CBLAQ | Exit | CBL & ASSOC PPTYS INC | $0 | – | -21,768 | -100.0% | 0.00% | – |
| Exit | ALIMERA SCIENCES INC | $0 | – | -112 | -100.0% | 0.00% | – | |
| AWK | Exit | AMERICAN WTR WKS CO INC NEWput | $0 | – | -2,400 | -100.0% | 0.00% | – |
| CRWD | Exit | CROWDSTRIKE HLDGS INCcall | $0 | – | -7,600 | -100.0% | 0.00% | – |
| CWBC | Exit | COMMUNITY WEST BANCSHARES | $0 | – | -6 | -100.0% | 0.00% | – |
| SLQT | Exit | SELECTQUOTE INCcall | $0 | – | -133,700 | -100.0% | 0.00% | – |
| AGBAW | Exit | AGBA ACQUISITION LTD*w exp 05/ | $0 | – | -3 | -100.0% | 0.00% | – |
| IEA | Exit | INFRA AND ENERGY ALTRNTIVE I | $0 | – | -21,958 | -100.0% | 0.00% | – |
| PLNT | Exit | PLANET FITNESS INCput | $0 | – | -10,500 | -100.0% | 0.00% | – |
| ABCB | Exit | AMERIS BANCORPcall | $0 | – | -98,100 | -100.0% | 0.00% | – |
| ESGS | Exit | COLUMBIA ETF TR Isustanable | $0 | – | -6,640 | -100.0% | 0.00% | – |
| GLG | Exit | TD HLDGS INC | $0 | – | -2 | -100.0% | 0.00% | – |
| FPAY | Exit | FLEXSHOPPER INC | $0 | – | -62 | -100.0% | 0.00% | – |
| XLI | Exit | SELECT SECTOR SPDR TRput | $0 | – | -700 | -100.0% | 0.00% | – |
| AXGT | Exit | AXOVANT SCIENCES LTD | $0 | – | -175,158 | -100.0% | 0.00% | – |
| SRTY | Exit | PROSHARES TRultpro sht | $0 | – | -21,369 | -100.0% | 0.00% | – |
| SPR | Exit | SPIRIT AEROSYSTEMS HLDGS INCput | $0 | – | -41,500 | -100.0% | 0.00% | – |
| RNWK | Exit | REALNETWORKS INC | $0 | – | -17 | -100.0% | 0.00% | – |
| IRET | Exit | INVESTORS REAL ESTATE TRsh ben int | $0 | – | -3,074 | -100.0% | 0.00% | – |
| IFMK | Exit | IFRESH INC | $0 | – | -559 | -100.0% | 0.00% | – |
| WHLR | Exit | WHEELER REAL ESTATE INVT TR | $0 | – | -72 | -100.0% | 0.00% | – |
| DPW | Exit | DPW HLDGS INC | $0 | – | -19,494 | -100.0% | 0.00% | – |
| SNDL | Exit | SUNDIAL GROWERS INC | $0 | – | -7,279 | -100.0% | 0.00% | – |
| EQCPRD | Exit | EQUITY COMWLTHcum pfd s | $0 | – | -1,550 | -100.0% | 0.00% | – |
| RIVE | Exit | RIVERVIEW FINL CORP NEW | $0 | – | -161 | -100.0% | 0.00% | – |
| HZNP | Exit | HORIZON THERAPEUTICS PUB Lput | $0 | – | -37,500 | -100.0% | 0.00% | – |
| NBIX | Exit | NEUROCRINE BIOSCIENCES INCcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| ZBH | Exit | ZIMMER BIOMET HOLDINGS INCput | $0 | – | -700 | -100.0% | 0.00% | – |
| DZK | Exit | DIREXION SHS ETF TRdly dev mk | $0 | – | -116 | -100.0% | 0.00% | – |
| PMD | Exit | PSYCHEMEDICS CORP | $0 | – | -201 | -100.0% | 0.00% | – |
| MIND | Exit | MIND TECHNOLOGY INC | $0 | – | -36 | -100.0% | 0.00% | – |
| SUPN | Exit | SUPERNUS PHARMACEUTICALS INCput | $0 | – | -21,100 | -100.0% | 0.00% | – |
| BKYI | Exit | BIO-KEY INTL INC | $0 | – | -417 | -100.0% | 0.00% | – |
| PTI | Exit | PROTEOSTASIS THERAPEUTICS IN | $0 | – | -4,794 | -100.0% | 0.00% | – |
| YGYI | Exit | YOUNGEVITY INTL INC | $0 | – | -8,063 | -100.0% | 0.00% | – |
| OBCI | Exit | OCEAN BIO CHEM INC | $0 | – | -72 | -100.0% | 0.00% | – |
| LVGO | Exit | LIVONGO HEALTH INCcall | $0 | – | -11,700 | -100.0% | 0.00% | – |
| PHX | Exit | PANHANDLE OIL & GAS INCcl a | $0 | – | -94 | -100.0% | 0.00% | – |
| AESE | Exit | ALLIED ESPORTS ENTMT INC | $0 | – | -418 | -100.0% | 0.00% | – |
| POCT | Exit | INNOVATOR ETFS TRs&p 500 pw | $0 | – | -208 | -100.0% | 0.00% | – |
| DIT | Exit | AMCON DISTRG CO | $0 | – | -22 | -100.0% | 0.00% | – |
| AKCA | Exit | AKCEA THERAPEUTICS INC | $0 | – | -17,114 | -100.0% | 0.00% | – |
| DLHC | Exit | DLH HLDGS CORP | $0 | – | -87 | -100.0% | 0.00% | – |
| TECS | Exit | DIREXION SHS ETF TRdaily tech | $0 | – | -14,365 | -100.0% | 0.00% | – |
| CFBK | Exit | CF BANKSHARES INC | $0 | – | -83 | -100.0% | 0.00% | – |
| FIIIU | Exit | FORUM MERGER III CORPunit 08/24 | $0 | – | -50,001 | -100.0% | 0.00% | – |
| IOR | Exit | INCOME OPPORTUNITY RLTY INVS | $0 | – | -174 | -100.0% | 0.00% | – |
| CSPI | Exit | CSP INC | $0 | – | -60 | -100.0% | 0.00% | – |
| Exit | CHF SOLUTIONS INC | $0 | – | -40 | -100.0% | 0.00% | – | |
| KSS | Exit | KOHLS CORPcall | $0 | – | -35,900 | -100.0% | 0.00% | – |
| KNG | Exit | ETF SER SOLUTIONScboe vest | $0 | – | -103 | -100.0% | 0.00% | – |
| LIQT | Exit | LIQTECH INTL INC | $0 | – | -293 | -100.0% | 0.00% | – |
| RCMT | Exit | RCM TECHNOLOGIES INC | $0 | – | -277 | -100.0% | 0.00% | – |
| MXC | Exit | MEXCO ENERGY CORP | $0 | – | -10 | -100.0% | 0.00% | – |
| ZVO | Exit | ZOVIO INC | $0 | – | -1,008 | -100.0% | 0.00% | – |
| MOSY | Exit | MOSYS INC | $0 | – | -43 | -100.0% | 0.00% | – |
| ACER | Exit | ACER THERAPEUTICS INC | $0 | – | -3 | -100.0% | 0.00% | – |
| Exit | TESLA INCnote 2.00 | $0 | – | -22,000 | -100.0% | 0.00% | – | |
| PRPO | Exit | PRECIPIO INC | $0 | – | -26,799 | -100.0% | 0.00% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcall | $0 | – | -15,000 | -100.0% | 0.00% | – |
| LWAY | Exit | LIFEWAY FOODS INC | $0 | – | -38 | -100.0% | 0.00% | – |
| CVU | Exit | CPI AEROSTRUCTURES INC | $0 | – | -140 | -100.0% | 0.00% | – |
| PFIE | Exit | PROFIRE ENERGY INC | $0 | – | -1,161 | -100.0% | 0.00% | – |
| FSI | Exit | FLEXIBLE SOLUTIONS INTL INC | $0 | – | -1 | -100.0% | 0.00% | – |
| CMP | Exit | COMPASS MINERALS INTL INCput | $0 | – | -36,400 | -100.0% | 0.00% | – |
| ZMLP | Exit | DIREXION SHS ETF TRzacks mlp | $0 | – | -47,320 | -100.0% | 0.00% | – |
| OASPQ | Exit | OASIS PETROLEUM INC | $0 | – | -168,142 | -100.0% | 0.00% | – |
| Exit | BARCLAYS BANK PLCmtnf | $0 | – | -27,000 | -100.0% | 0.00% | – | |
| Exit | TWILIO INCnote 0.25 | $0 | – | -337,000 | -100.0% | 0.00% | – | |
| FAT | Exit | FAT BRANDS INC | $0 | – | -54 | -100.0% | 0.00% | – |
| PRCP | Exit | PERCEPTRON INC | $0 | – | -375 | -100.0% | 0.00% | – |
| AMRB | Exit | AMERICAN RIV BANKSHARES | $0 | – | -31 | -100.0% | 0.00% | – |
| SNV | Exit | SYNOVUS FINL CORPcall | $0 | – | -6,600 | -100.0% | 0.00% | – |
| AYTU | Exit | AYTU BIOSCIENCE INC | $0 | – | -3,972 | -100.0% | 0.00% | – |
| STNG | Exit | SCORPIO TANKERS INCcall | $0 | – | -13,000 | -100.0% | 0.00% | – |
| GBR | Exit | NEW CONCEPT ENERGY INC | $0 | – | -13 | -100.0% | 0.00% | – |
| LSAC | Exit | LIFESCI ACQUISITION CORP | $0 | – | -599 | -100.0% | 0.00% | – |
| IPOB | Exit | SOCIAL CAP HDOSPHIA HLDG CO | $0 | – | -500 | -100.0% | 0.00% | – |
| TLI | Exit | WESTERN ASSET CORPORATE LN F | $0 | – | -3,852 | -100.0% | 0.00% | – |
| FUSB | Exit | FIRST US BANCSHARES INC | $0 | – | -51 | -100.0% | 0.00% | – |
| OTRK | Exit | ONTRAK INCput | $0 | – | -3,400 | -100.0% | 0.00% | – |
| SFBC | Exit | SOUND FINL BANCORP INC | $0 | – | -5 | -100.0% | 0.00% | – |
| GRWG | Exit | GROWGENERATION CORPput | $0 | – | -65,900 | -100.0% | 0.00% | – |
| SCKT | Exit | SOCKET MOBILE INC | $0 | – | -2 | -100.0% | 0.00% | – |
| GEC | Exit | GREAT ELM CAP GROUP INC | $0 | – | -1,852 | -100.0% | 0.00% | – |
| CLX | Exit | CLOROX CO DELput | $0 | – | -200 | -100.0% | 0.00% | – |
| MOBL | Exit | MOBILEIRON INCcall | $0 | – | -700 | -100.0% | 0.00% | – |
| BTEGF | Exit | BAYTEX ENERGY CORP | $0 | – | -1,498,292 | -100.0% | 0.00% | – |
| PIH | Exit | 1347 PPTY INS HLDGS INC | $0 | – | -623 | -100.0% | 0.00% | – |
| IKNX | Exit | IKONICS CORP | $0 | – | -8 | -100.0% | 0.00% | – |
| METX | Exit | METEN EDTECHX ED GROUP LTD | $0 | – | -3 | -100.0% | 0.00% | – |
| TCCO | Exit | TECHNICAL COMMUNICATIONS COR | $0 | – | -12 | -100.0% | 0.00% | – |
| SLV | Exit | ISHARES SILVER TRput | $0 | – | -140,000 | -100.0% | 0.00% | – |
| GTIM | Exit | GOOD TIMES RESTAURANTS INC | $0 | – | -10 | -100.0% | 0.00% | – |
| MYL | Exit | MYLAN NVcall | $0 | – | -235,000 | -100.0% | 0.00% | – |
| TAYD | Exit | TAYLOR DEVICES INC | $0 | – | -29 | -100.0% | 0.00% | – |
| MLACU | Exit | MALACCA STRAITS ACQUISITIONunit 99/99 | $0 | – | -268 | -100.0% | 0.00% | – |
| XLP | Exit | SELECT SECTOR SPDR TRput | $0 | – | -300 | -100.0% | 0.00% | – |
| FXNC | Exit | FIRST NATL CORP | $0 | – | -3 | -100.0% | 0.00% | – |
| Exit | SQUARE INCnote 0.37 | $0 | – | -400,000 | -100.0% | 0.00% | – | |
| BKK | Exit | BLACKROCK MUN 2020 TERM TR | $0 | – | -197,525 | -100.0% | 0.00% | – |
| NKLA | Exit | NIKOLA CORPcall | $0 | – | -100,000 | -100.0% | 0.00% | – |
| PEXL | Exit | PACER FDS TRus export | $0 | – | -2,181 | -100.0% | 0.00% | – |
| SDPI | Exit | SUPERIOR DRILLING PRODS INC | $0 | – | -1,034 | -100.0% | 0.00% | – |
| CZWI | Exit | CITIZENS CMNTY BANCORP INC M | $0 | – | -88 | -100.0% | 0.00% | – |
| GPL | Exit | GREAT PANTHER MNG LTD | $0 | – | -4,900 | -100.0% | 0.00% | – |
| MCACU | Exit | MOUNTAIN CREST ACQUISITION Cunit 03/19 | $0 | – | -400 | -100.0% | 0.00% | – |
| LSBK | Exit | LAKE SHORE BANCORP INC | $0 | – | -19 | -100.0% | 0.00% | – |
| CULP | Exit | CULP INC | $0 | – | -147 | -100.0% | 0.00% | – |
| FL | Exit | FOOT LOCKER INCput | $0 | – | -1,400 | -100.0% | 0.00% | – |
| CARE | Exit | CARTER BK & TR MARTINSVILLE | $0 | – | -16,969 | -100.0% | 0.00% | – |
| CBMB | Exit | CBM BANCORP INC | $0 | – | -154 | -100.0% | 0.00% | – |
| BSTC | Exit | BIOSPECIFICS TECHNOLOGIES CO | $0 | – | -2,208 | -100.0% | 0.00% | – |
| KR | Exit | KROGER COput | $0 | – | -2,800 | -100.0% | 0.00% | – |
| DXD | Exit | PROSHARES TR | $0 | – | -7,000 | -100.0% | 0.00% | – |
| JHY | Exit | NUVEEN HIGH INCOME 2020 TARG | $0 | – | -18,134 | -100.0% | 0.00% | – |
| Exit | BBX CAP CORP NEWcl a | $0 | – | -5,326 | -100.0% | 0.00% | – | |
| JCAP | Exit | JERNIGAN CAP INC | $0 | – | -14,750 | -100.0% | 0.00% | – |
| Exit | INTERCEPT PHARMACEUTICALS INnote 3.25 | $0 | – | -8,000 | -100.0% | 0.00% | – | |
| Exit | BIOMARIN PHARMACEUTICAL INCnote 1.50 | $0 | – | -261,000 | -100.0% | 0.00% | – | |
| MGYR | Exit | MAGYAR BANCORP INC | $0 | – | -100 | -100.0% | 0.00% | – |
| HFBL | Exit | HOME FED BANCORP INC LA NEW | $0 | – | -63 | -100.0% | 0.00% | – |
| PAND | Exit | PANDION THERAPEUTICS INC | $0 | – | -436 | -100.0% | 0.00% | – |
| Exit | TEAM INCnote 5.00 | $0 | – | -78,000 | -100.0% | 0.00% | – | |
| WPG | Exit | WASHINGTON PRIME GROUP NEW | $0 | – | -110,442 | -100.0% | 0.00% | – |
| LMFAW | Exit | LM FDG AMER INC*w exp 10/ | $0 | – | -100 | -100.0% | 0.00% | – |
| FVL | Exit | FIRST TR VALUE LINE 100 EX T | $0 | – | -26,730 | -100.0% | 0.00% | – |
| UPRO | Exit | PROSHARES TRultrpro s& | $0 | – | -10,400 | -100.0% | 0.00% | – |
| JNUG | Exit | DIREXION SHS ETF TRdaily jr g | $0 | – | -7,014 | -100.0% | 0.00% | – |
| AUTO | Exit | AUTOWEB INC | $0 | – | -35 | -100.0% | 0.00% | – |
| BLMN | Exit | BLOOMIN BRANDS INCput | $0 | – | -500 | -100.0% | 0.00% | – |
| ESBK | Exit | ELMIRA SVGS BK ELMIRA N Y | $0 | – | -34 | -100.0% | 0.00% | – |
| WSTL | Exit | WESTELL TECHNOLOGIES INCcl a new | $0 | – | -20 | -100.0% | 0.00% | – |
| CCR | Exit | CONSOL COAL RESOURCES LP | $0 | – | -300 | -100.0% | 0.00% | – |
| FAIIU | Exit | FORTRESS VALUE ACQUISITION Iunit 08/10 | $0 | – | -25,000 | -100.0% | 0.00% | – |
| PENN | Exit | PENN NATL GAMING INCput | $0 | – | -2,500 | -100.0% | 0.00% | – |
| BIOL | Exit | BIOLASE INC | $0 | – | -154 | -100.0% | 0.00% | – |
| VIST | Exit | VISTA OIL & GAS SAB DE CVsponsored | $0 | – | -331 | -100.0% | 0.00% | – |
| CPSS | Exit | CONSUMER PORTFOLIO SVCS INC | $0 | – | -230 | -100.0% | 0.00% | – |
| IHT | Exit | INNSUITES HOSPITALITY TRsh ben int | $0 | – | -16 | -100.0% | 0.00% | – |
| Exit | REALPAGE INCnote 1.50 | $0 | – | -2,000,000 | -100.0% | 0.00% | – | |
| OPHC | Exit | OPTIMUMBANK HOLDINGS INC | $0 | – | -80 | -100.0% | 0.00% | – |
| YTEN | Exit | YIELD10 BIOSCIENCE INC | $0 | – | -32 | -100.0% | 0.00% | – |
| HUD | Exit | HUDSON LTD | $0 | – | -12,332 | -100.0% | 0.00% | – |
| NSPR | Exit | INSPIREMD INC | $0 | – | -1,601 | -100.0% | 0.00% | – |
| MFUS | Exit | PIMCO EQUITY SERrafi dyn m | $0 | – | -16 | -100.0% | 0.00% | – |
| OPPRT | Exit | RIVERNORTH DOUBLELINE STRATEright 10/0 | $0 | – | -64,341 | -100.0% | 0.00% | – |
| VACQU | Exit | VECTOR ACQUISITION CORPunit 09/30 | $0 | – | -250,000 | -100.0% | 0.00% | – |
| LCA | Exit | LANDCADIA HLDGS II INCcl a | $0 | – | -6,279 | -100.0% | 0.00% | – |
| SYPR | Exit | SYPRIS SOLUTIONS INC | $0 | – | -13 | -100.0% | 0.00% | – |
| BHRPRB | Exit | BRAEMAR HOTELS & RESORTS INC5.5 cum cv | $0 | – | -1,071 | -100.0% | 0.00% | – |
| ANF | Exit | ABERCROMBIE & FITCH COput | $0 | – | -8,000 | -100.0% | 0.00% | – |
| MLVF | Exit | MALVERN BANCORP INC | $0 | – | -84 | -100.0% | 0.00% | – |
| NG | Exit | NOVAGOLD RES INCput | $0 | – | -76,500 | -100.0% | 0.00% | – |
| CAPL | Exit | CROSSAMERICA PARTNERS LPut ltd ptn | $0 | – | -400 | -100.0% | 0.00% | – |
| FTSI | Exit | FTS INTERNATIONAL INC | $0 | – | -166 | -100.0% | 0.00% | – |
| LITE | Exit | LUMENTUM HLDGS INCcall | $0 | – | -17,300 | -100.0% | 0.00% | – |
| INWK | Exit | INNERWORKINGS INC | $0 | – | -3,993 | -100.0% | 0.00% | – |
| Exit | RINGCENTRAL INCnote | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| PESI | Exit | PERMA-FIX ENVIRONMENTAL SVCS | $0 | – | -71 | -100.0% | 0.00% | – |
| HPR | Exit | HIGHPOINT RES CORP | $0 | – | -105 | -100.0% | 0.00% | – |
| ATMP | Exit | BARCLAYS BANK PLCipath selc | $0 | – | -1,600 | -100.0% | 0.00% | – |
| EDZ | Exit | DIREXION SHS ETF TRdaily msci | $0 | – | -725 | -100.0% | 0.00% | – |
| CFG | Exit | CITIZENS FINL GROUP INCcall | $0 | – | -72,000 | -100.0% | 0.00% | – |
| SDOW | Exit | PROSHARES TRultrapro d | $0 | – | -600 | -100.0% | 0.00% | – |
| Exit | NEUROCRINE BIOSCIENCES INCnote 2.25 | $0 | – | -6,000 | -100.0% | 0.00% | – | |
| GMHI | Exit | GORES METROPOULOS INC | $0 | – | -4,400 | -100.0% | 0.00% | – |
| Exit | PARATEK PHARMACEUTICALS INCnote 4.75 | $0 | – | -1,950,000 | -100.0% | 0.00% | – | |
| BITA | Exit | BITAUTO HLDGS LTDsponsored | $0 | – | -1,828 | -100.0% | 0.00% | – |
| OMEX | Exit | ODYSSEY MARINE EXPLORATION I | $0 | – | -47 | -100.0% | 0.00% | – |
| GLBZ | Exit | GLEN BURNIE BANCORP | $0 | – | -16 | -100.0% | 0.00% | – |
| EDNT | Exit | EDISON NATION INC | $0 | – | -300 | -100.0% | 0.00% | – |
| EPSN | Exit | EPSILON ENERGY LTD | $0 | – | -34 | -100.0% | 0.00% | – |
| MAYS | Exit | MAYS J W INC | $0 | – | -5 | -100.0% | 0.00% | – |
| FMC | Exit | F M C CORPput | $0 | – | -13,800 | -100.0% | 0.00% | – |
| TRT | Exit | TRIO TECH INTL | $0 | – | -54 | -100.0% | 0.00% | – |
| CLIR | Exit | CLEARSIGN TECHNOLOGIES CORP | $0 | – | -166 | -100.0% | 0.00% | – |
| Exit | INVACARE CORPnote 4.50 | $0 | – | -2,550,000 | -100.0% | 0.00% | – | |
| Exit | ZILLOW GROUP INCnote 1.37 | $0 | – | -25,000 | -100.0% | 0.00% | – | |
| GSHHY | Exit | GUANGSHEN RY LTDsponsored | $0 | – | -566 | -100.0% | 0.00% | – |
| PACDQ | Exit | PACIFIC DRILLING SA LUXEMBOU | $0 | – | -3 | -100.0% | 0.00% | – |
| NTRP | Exit | NEUROTROPE INC | $0 | – | -2,344 | -100.0% | 0.00% | – |
| Exit | CLOVIS ONCOLOGY INCnote 4.50 | $0 | – | -1,000,000 | -100.0% | 0.00% | – | |
| IJS | Exit | ISHARES TRput | $0 | – | -1,400 | -100.0% | 0.00% | – |
| Exit | INTEC PHARMA LTD JERUSALEM | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| AINV | Exit | APOLLO INVT CORPput | $0 | – | -150,000 | -100.0% | 0.00% | – |
| KNSA | Exit | KINIKSA PHARMACEUTICALS LTDcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| LONEQ | Exit | LONESTAR RES US INCcl a vtg | $0 | – | -1,057 | -100.0% | 0.00% | – |
| NTR | Exit | NUTRIEN LTDcall | $0 | – | -25,000 | -100.0% | 0.00% | – |
| ROKU | Exit | ROKU INCcall | $0 | – | -200 | -100.0% | 0.00% | – |
| QTSPRB | Exit | QTS RLTY TR INC6.50% con | $0 | – | -18,100 | -100.0% | 0.00% | – |
| NGAU | Exit | NORTHERN GENESIS ACQUISITIONunit 07/31 | $0 | – | -100,000 | -100.0% | 0.00% | – |
| CSU | Exit | CAPITAL SR LIVING CORP | $0 | – | -3,553 | -100.0% | 0.00% | – |
| TTNP | Exit | TITAN PHARMACEUTICALS INC DE | $0 | – | -6,125 | -100.0% | 0.00% | – |
| VUZI | Exit | VUZIX CORP | $0 | – | -2,226 | -100.0% | 0.00% | – |
| DWSN | Exit | DAWSON GEOPHYSICAL CO NEW | $0 | – | -233 | -100.0% | 0.00% | – |
| ECL | Exit | ECOLAB INCput | $0 | – | -8,000 | -100.0% | 0.00% | – |
| FLR | Exit | FLUOR CORP NEWcall | $0 | – | -134,400 | -100.0% | 0.00% | – |
| DRI | Exit | DARDEN RESTAURANTS INCput | $0 | – | -100 | -100.0% | 0.00% | – |
| HUSA | Exit | HOUSTON AMERN ENERGY CORP | $0 | – | -619 | -100.0% | 0.00% | – |
| CVV | Exit | CVD EQUIPMENT CORP | $0 | – | -35 | -100.0% | 0.00% | – |
| USAP | Exit | UNIVERSAL STAINLESS & ALLOY | $0 | – | -61 | -100.0% | 0.00% | – |
| HBP | Exit | HUTTIG BLDG PRODS INC | $0 | – | -233 | -100.0% | 0.00% | – |
| TAT | Exit | TRANSATLANTIC PETROLEUM LTD | $0 | – | -3,500 | -100.0% | 0.00% | – |
| UONE | Exit | URBAN ONE INCcl a | $0 | – | -7 | -100.0% | 0.00% | – |
| PBHC | Exit | PATHFINDER BANCORP INC MD | $0 | – | -42 | -100.0% | 0.00% | – |
| APEX | Exit | APEX GLOBAL BRANDS INC | $0 | – | -3,106 | -100.0% | 0.00% | – |
| HYUP | Exit | DBX ETF TRxtrackers | $0 | – | -1,925 | -100.0% | 0.00% | – |
| Exit | LENDINGTREE INC NEWnote 0.62 | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| Exit | LM FDG AMER INC | $0 | – | -201 | -100.0% | 0.00% | – | |
| BERY | Exit | BERRY GLOBAL GROUP INCput | $0 | – | -3,900 | -100.0% | 0.00% | – |
| UIVM | Exit | VICTORY PORTFOLIOS II | $0 | – | -210 | -100.0% | 0.00% | – |
| SAVE | Exit | SPIRIT AIRLS INCput | $0 | – | -200,000 | -100.0% | 0.00% | – |
| DSE | Exit | DUFF & PHELPS SLT ENGY AND M | $0 | – | -19,157 | -100.0% | 0.00% | – |
| UFAB | Exit | UNIQUE FABRICATING INC | $0 | – | -11 | -100.0% | 0.00% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDput | $0 | – | -46,500 | -100.0% | 0.00% | – |
| ESGN | Exit | COLUMBIA ETF TR Isustnble i | $0 | – | -4,995 | -100.0% | 0.00% | – |
| BCTG | Exit | BCTG ACQUISITION CORP | $0 | – | -832 | -100.0% | 0.00% | – |
| BSXPRA | Exit | BOSTON SCIENTIFIC CORP5.50% cnv | $0 | – | -26,461 | -100.0% | 0.00% | – |
| JRJC | Exit | CHINA FIN ONLINE CO LTDsponsord a | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | INPIXON | $0 | – | -1,074 | -100.0% | 0.00% | – | |
| OUNZ | Exit | VANECK MERK GOLD TRgold trust | $0 | – | -150 | -100.0% | 0.00% | – |
| AMC | Exit | AMC ENTMT HLDGS INCput | $0 | – | -50,000 | -100.0% | 0.00% | – |
| LOAN | Exit | MANHATTAN BRDG CAP INC | $0 | – | -93 | -100.0% | 0.00% | – |
| MNKKQ | Exit | MALLINCKRODT PUB LTD COput | $0 | – | -90,000 | -100.0% | 0.00% | – |
| YIN | Exit | YINTECH INVT HLDGS LTDsponsored | $0 | – | -441 | -100.0% | 0.00% | – |
| Exit | INSULET CORPnote 1.37 | $0 | – | -6,000 | -100.0% | 0.00% | – | |
| SREPRB | Exit | SEMPRA ENERGY6.75% cnv | $0 | – | -1,990 | -100.0% | 0.00% | – |
| FTXG | Exit | FIRST TR EXCHANGE-TRADED FDnasdq fod | $0 | – | -300 | -100.0% | 0.00% | – |
| Exit | INNOVIVA INCnote 2.50 | $0 | – | -1,000,000 | -100.0% | 0.00% | – | |
| Exit | INTERPACE BIOSCIENCES INC | $0 | – | -24 | -100.0% | 0.00% | – | |
| THCX | Exit | SPINNAKER ETF SERIEScannabis e | $0 | – | -18 | -100.0% | 0.00% | – |
| INSG | Exit | INSEEGO CORPput | $0 | – | -128,000 | -100.0% | 0.00% | – |
| Exit | QIAGEN NVdebt 1.00 | $0 | – | -600,000 | -100.0% | 0.00% | – | |
| GMOLQ | Exit | GENERAL MOLY INC | $0 | – | -482,375 | -100.0% | 0.00% | – |
| BXRX | Exit | BAUDAX BIO INC | $0 | – | -1 | -100.0% | 0.00% | – |
| AA | Exit | ALCOA CORPput | $0 | – | -200,000 | -100.0% | 0.00% | – |
| CMCM | Exit | CHEETAH MOBILE INCadr | $0 | – | -27 | -100.0% | 0.00% | – |
| FLL | Exit | FULL HSE RESORTS INC | $0 | – | -96 | -100.0% | 0.00% | – |
| CCXX | Exit | CHURCHILL CAP CORP III | $0 | – | -89,500 | -100.0% | 0.00% | – |
| PRPH | Exit | PROPHASE LABS INC | $0 | – | -23 | -100.0% | 0.00% | – |
| CLSD | Exit | CLEARSIDE BIOMEDICAL INC | $0 | – | -126 | -100.0% | 0.00% | – |
| HCCO | Exit | HEALTHCARE MERGER CORP | $0 | – | -55,306 | -100.0% | 0.00% | – |
| MOTS | Exit | MOTUS GI HLDGS INC | $0 | – | -220 | -100.0% | 0.00% | – |
| Exit | OSI SYSTEMS INCnote 1.25 | $0 | – | -6,000 | -100.0% | 0.00% | – | |
| AREC | Exit | AMERICAN RES CORPcl a | $0 | – | -348 | -100.0% | 0.00% | – |
| PSCU | Exit | INVESCO EXCH TRADED FD TR IIs&p smlcp | $0 | – | -1,768 | -100.0% | 0.00% | – |
| MDLA | Exit | MEDALLIA INCcall | $0 | – | -75,000 | -100.0% | 0.00% | – |
| MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LPput | $0 | – | -8,200 | -100.0% | 0.00% | – |
| CFBI | Exit | COMMUNITY FIRST BANCSHARES I | $0 | – | -171 | -100.0% | 0.00% | – |
| NVUS | Exit | NOVUS THERAPEUTICS INC | $0 | – | -32,988 | -100.0% | 0.00% | – |
| RJI | Exit | SWEDISH EXPT CR CORProg ttl et | $0 | – | -2,990 | -100.0% | 0.00% | – |
| MTEX | Exit | MANNATECH INC | $0 | – | -11 | -100.0% | 0.00% | – |
| HEXO | Exit | HEXO CORP | $0 | – | -878,244 | -100.0% | 0.00% | – |
| VIRC | Exit | VIRCO MFG CO | $0 | – | -73 | -100.0% | 0.00% | – |
| FPA | Exit | FIRST TR EXCH TRD ALPHDX FDasia ex ja | $0 | – | -607 | -100.0% | 0.00% | – |
| SERV | Exit | SERVICEMASTER GLOBAL HLDGS Iput | $0 | – | -7,300 | -100.0% | 0.00% | – |
| MOBL | Exit | MOBILEIRON INC | $0 | – | -333,634 | -100.0% | 0.00% | – |
| ROK | Exit | ROCKWELL AUTOMATION INCput | $0 | – | -500 | -100.0% | 0.00% | – |
| SPAQ | Exit | SPARTAN ENERGY ACQUISITION C | $0 | – | -16,201 | -100.0% | 0.00% | – |
| MNKKQ | Exit | MALLINCKRODT PUB LTD CO | $0 | – | -613,400 | -100.0% | 0.00% | – |
| GOGO | Exit | GOGO INCcall | $0 | – | -40,000 | -100.0% | 0.00% | – |
| UONEK | Exit | URBAN ONE INCcl d non v | $0 | – | -229 | -100.0% | 0.00% | – |
| RBA | Exit | RITCHIE BROS AUCTIONEERScall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| NAT | Exit | NORDIC AMERICAN TANKERS LIMIput | $0 | – | -200,000 | -100.0% | 0.00% | – |
| KFFB | Exit | KENTUCKY FIRST FED BANCORP | $0 | – | -27 | -100.0% | 0.00% | – |
| CTIB | Exit | YUNHONG CTI LTD | $0 | – | -4 | -100.0% | 0.00% | – |
| ACIU | Exit | AC IMMUNE SA | $0 | – | -67,065 | -100.0% | 0.00% | – |
| NSEC | Exit | NATIONAL SEC GROUP INC | $0 | – | -10 | -100.0% | 0.00% | – |
| KIRK | Exit | KIRKLANDS INC | $0 | – | -12,769 | -100.0% | 0.00% | – |
| PLAY | Exit | DAVE & BUSTERS ENTMT INCput | $0 | – | -202,000 | -100.0% | 0.00% | – |
| CDR | Exit | CEDAR REALTY TRUST INC | $0 | – | -3,844 | -100.0% | 0.00% | – |
| NCSM | Exit | NCS MULTISTAGE HLDGS INC | $0 | – | -1,367 | -100.0% | 0.00% | – |
| KEQU | Exit | KEWAUNEE SCIENTIFIC CORP | $0 | – | -30 | -100.0% | 0.00% | – |
| SMLP | Exit | SUMMIT MIDSTREAM PARTNERS LP | $0 | – | -969,910 | -100.0% | 0.00% | – |
| Exit | REDWOOD TR INCnote 4.75 | $0 | – | -440,000 | -100.0% | 0.00% | – | |
| UAN | Exit | CVR PARTNERS LP | $0 | – | -1,970 | -100.0% | 0.00% | – |
| RBKB | Exit | RHINEBECK BANCORP INC | $0 | – | -27 | -100.0% | 0.00% | – |
| CELC | Exit | CELCUITY INC | $0 | – | -38 | -100.0% | 0.00% | – |
| KNOW | Exit | DIREXION SHS ETF TRall cp ins | $0 | – | -3,782 | -100.0% | 0.00% | – |
| GSV | Exit | GOLD STD VENTURES CORP | $0 | – | -4,000 | -100.0% | 0.00% | – |
| FAUS | Exit | FIRST TR EXCH TRD ALPHDX FDaustralia | $0 | – | -1,379 | -100.0% | 0.00% | – |
| LMB | Exit | LIMBACH HLDGS INC | $0 | – | -104 | -100.0% | 0.00% | – |
| PDS | Exit | PRECISION DRILLING CORP | $0 | – | -1,329,890 | -100.0% | 0.00% | – |
| Exit | ALTUS MIDSTREAM CO | $0 | – | -20 | -100.0% | 0.00% | – | |
| MAG | Exit | MAG SILVER CORPcall | $0 | – | -173,300 | -100.0% | 0.00% | – |
| GFY | Exit | WESTERN ASSET VAR RT STRG FD | $0 | – | -6,732 | -100.0% | 0.00% | – |
| IGC | Exit | INDIA GLOBALIZATION CAP INC | $0 | – | -225 | -100.0% | 0.00% | – |
| RLJPRA | Exit | RLJ LODGING TRcum conv p | $0 | – | -30,653 | -100.0% | 0.00% | – |
| NWHM | Exit | NEW HOME CO INC | $0 | – | -14 | -100.0% | 0.00% | – |
| MLPI | Exit | UBS AG JERSEY BRANCHalerian in | $0 | – | -98,972 | -100.0% | 0.00% | – |
| USAK | Exit | USA TRUCK INC | $0 | – | -84 | -100.0% | 0.00% | – |
| KOL | Exit | VANECK VECTORS ETF TRcoal etf | $0 | – | -86 | -100.0% | 0.00% | – |
| AAME | Exit | ATLANTIC AMERN CORP | $0 | – | -76 | -100.0% | 0.00% | – |
| SSRM | Exit | SSR MNG INCput | $0 | – | -45,500 | -100.0% | 0.00% | – |
| ANGI | Exit | ANGI HOMESERVICES INCput | $0 | – | -41,400 | -100.0% | 0.00% | – |
| BLL | Exit | BALL CORPput | $0 | – | -24,900 | -100.0% | 0.00% | – |
| UAE | Exit | ISHARES TRmsci uae e | $0 | – | -6,060 | -100.0% | 0.00% | – |
| LABD | Exit | DIREXION SHS ETF TRdaily s&p | $0 | – | -9,225 | -100.0% | 0.00% | – |
| CCIVWS | Exit | CHURCHILL CAPITAL CORP IV*w exp 08/ | $0 | – | -5,200 | -100.0% | 0.00% | – |
| AXAS | Exit | ABRAXAS PETE CORP | $0 | – | -100,408 | -100.0% | 0.00% | – |
| VOO | Exit | VANGUARD INDEX FDSput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| ADRO | Exit | ADURO BIOTECH INC | $0 | – | -975 | -100.0% | 0.00% | – |
| PSQ | Exit | PROSHARES TRshort qqq | $0 | – | -1,319 | -100.0% | 0.00% | – |
| NREF | Exit | NEXPOINT REAL ESTATE FIN INC | $0 | – | -61 | -100.0% | 0.00% | – |
| QID | Exit | PROSHARES TRultshrt qq | $0 | – | -1,173 | -100.0% | 0.00% | – |
| INOD | Exit | INNODATA INC | $0 | – | -335 | -100.0% | 0.00% | – |
| AP | Exit | AMPCO-PITTSBURG CORP | $0 | – | -109 | -100.0% | 0.00% | – |
| MR | Exit | MONTAGE RES CORP | $0 | – | -8,219 | -100.0% | 0.00% | – |
| RBACU | Exit | REDBALL ACQUISITION CORPunit 99/99 | $0 | – | -25,000 | -100.0% | 0.00% | – |
| HL | Exit | HECLA MNG COcall | $0 | – | -150,000 | -100.0% | 0.00% | – |
| GCC | Exit | WISDOMTREE CONTINUOUS COMMOD | $0 | – | -14,372 | -100.0% | 0.00% | – |
| Exit | CONMED CORPnote 2.62 | $0 | – | -314,000 | -100.0% | 0.00% | – | |
| VGZ | Exit | VISTA GOLD CORP | $0 | – | -90,000 | -100.0% | 0.00% | – |
| USMF | Exit | WISDOMTREE TRus multifa | $0 | – | -5,935 | -100.0% | 0.00% | – |
| CTEK | Exit | CYNERGISTEK INC | $0 | – | -91 | -100.0% | 0.00% | – |
| TEUM | Exit | PARETEUM CORP | $0 | – | -10,870 | -100.0% | 0.00% | – |
| EMCF | Exit | EMCLAIRE FINL CORP | $0 | – | -6 | -100.0% | 0.00% | – |
| DXR | Exit | DAXOR CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | BELLICUM PHARMACEUTICALS INC | $0 | – | -681 | -100.0% | 0.00% | – | |
| MGA | Exit | MAGNA INTL INCput | $0 | – | -50,000 | -100.0% | 0.00% | – |
| BREW | Exit | CRAFT BREW ALLIANCE INC | $0 | – | -9,210 | -100.0% | 0.00% | – |
| OLB | Exit | OLB GROUP INC | $0 | – | -28 | -100.0% | 0.00% | – |
| SGMA | Exit | SIGMATRON INTL INC | $0 | – | -15 | -100.0% | 0.00% | – |
| BWLA | Exit | BOWL AMER INCcl a | $0 | – | -48 | -100.0% | 0.00% | – |
| WYY | Exit | WIDEPOINT CORP | $0 | – | -250 | -100.0% | 0.00% | – |
| AMTX | Exit | AEMETIS INC | $0 | – | -66 | -100.0% | 0.00% | – |
| DMYT | Exit | DMY TECHNOLOGY GROUP INC | $0 | – | -500 | -100.0% | 0.00% | – |
| ENRPRA | Exit | ENERGIZER HLDGS INC NEW7.5 mcnv p | $0 | – | -775 | -100.0% | 0.00% | – |
| GMHIU | Exit | GORES METROPOULOS INCunit 99/99 | $0 | – | -500 | -100.0% | 0.00% | – |
| DL | Exit | CHINA DISTANCE ED HLDGS LTDspons adr | $0 | – | -1,500 | -100.0% | 0.00% | – |
| RHE | Exit | REGIONAL HEALTH PPTYS INC | $0 | – | -4 | -100.0% | 0.00% | – |
| DMS | Exit | DIGITAL MEDIA SOLUTIONS INC | $0 | – | -5,999 | -100.0% | 0.00% | – |
| BCOW | Exit | 1895 BANCORP OF WIS INC | $0 | – | -22 | -100.0% | 0.00% | – |
| PHIO | Exit | PHIO PHARMACEUTICALS CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| MD | Exit | MEDNAX INCput | $0 | – | -135,700 | -100.0% | 0.00% | – |
| FIT | Exit | FITBIT INCput | $0 | – | -150,000 | -100.0% | 0.00% | – |
| AUG | Exit | AURYN RES INC | $0 | – | -3,461 | -100.0% | 0.00% | – |
| VMC | Exit | VULCAN MATLS COput | $0 | – | -12,900 | -100.0% | 0.00% | – |
| TAIT | Exit | TAITRON COMPONENTS INCcl a | $0 | – | -26 | -100.0% | 0.00% | – |
| GOGO | Exit | GOGO INCput | $0 | – | -300,000 | -100.0% | 0.00% | – |
| IQV | Exit | IQVIA HLDGS INCcall | $0 | – | -4,500 | -100.0% | 0.00% | – |
| TGC | Exit | TENGASCO INC | $0 | – | -1,110 | -100.0% | 0.00% | – |
| SGRP | Exit | SPAR GROUP INC | $0 | – | -718 | -100.0% | 0.00% | – |
| OTEL | Exit | OTELCO INCcl a new | $0 | – | -73 | -100.0% | 0.00% | – |
| WTER | Exit | ALKALINE WTR CO INC | $0 | – | -400 | -100.0% | 0.00% | – |
| CHDN | Exit | CHURCHILL DOWNS INCcall | $0 | – | -6,600 | -100.0% | 0.00% | – |
| PIC | Exit | PIVOTAL INVT CORP II | $0 | – | -615 | -100.0% | 0.00% | – |
| BQH | Exit | BLACKROCK NEW YORK MUN BD TR | $0 | – | -6,743 | -100.0% | 0.00% | – |
| NHTC | Exit | NATURAL HEALTH TRENDS CORP | $0 | – | -26 | -100.0% | 0.00% | – |
| QLS | Exit | INDEXIQ ETF TRlng sht tr | $0 | – | -90,544 | -100.0% | 0.00% | – |
| HTZGQ | Exit | HERTZ GLOBAL HLDGS INC | $0 | – | -78,917 | -100.0% | 0.00% | – |
| ACRS | Exit | ACLARIS THERAPEUTICS INC | $0 | – | -44 | -100.0% | 0.00% | – |
| Exit | INPHI CORPnote 1.12 | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LPcall | $0 | – | -8,200 | -100.0% | 0.00% | – |
| RELL | Exit | RICHARDSON ELECTRS LTD | $0 | – | -832 | -100.0% | 0.00% | – |
| AHPI | Exit | ALLIED HEALTHCARE PRODS INC | $0 | – | -91 | -100.0% | 0.00% | – |
| ENG | Exit | ENGLOBAL CORP | $0 | – | -52 | -100.0% | 0.00% | – |
| CETV | Exit | CENTRAL EUROPEAN MEDIA ENTRPcl a new | $0 | – | -5,862 | -100.0% | 0.00% | – |
| GV | Exit | GOLDFIELD CORP | $0 | – | -707 | -100.0% | 0.00% | – |
| GROW | Exit | U S GLOBAL INVS INCcl a | $0 | – | -94 | -100.0% | 0.00% | – |
| LOV | Exit | SPARK NETWORKS SEsponsored | $0 | – | -90,828 | -100.0% | 0.00% | – |
| IRIX | Exit | IRIDEX CORP | $0 | – | -329 | -100.0% | 0.00% | – |
| CYCC | Exit | CYCLACEL PHARMACEUTICALS INC | $0 | – | -56 | -100.0% | 0.00% | – |
| AA | Exit | ALCOA CORPcall | $0 | – | -200,000 | -100.0% | 0.00% | – |
| DGICB | Exit | DONEGAL GROUP INCcl b | $0 | – | -14 | -100.0% | 0.00% | – |
| CLSN | Exit | CELSION CORP | $0 | – | -57 | -100.0% | 0.00% | – |
| MAG | Exit | MAG SILVER CORPput | $0 | – | -60,000 | -100.0% | 0.00% | – |
| HSON | Exit | HUDSON GLOBAL INC | $0 | – | -7 | -100.0% | 0.00% | – |
| ISR | Exit | ISORAY INC | $0 | – | -1,858 | -100.0% | 0.00% | – |
| WPM | Exit | WHEATON PRECIOUS METALS CORPput | $0 | – | -66,500 | -100.0% | 0.00% | – |
| FET | Exit | FORUM ENERGY TECHNOLOGIES IN | $0 | – | -191,558 | -100.0% | 0.00% | – |
| DDM | Exit | PROSHARES TR | $0 | – | -13,534 | -100.0% | 0.00% | – |
| CPAA | Exit | CONYERS PK II ACQUISITION CO | $0 | – | -94,549 | -100.0% | 0.00% | – |
| LN | Exit | LINE CORPsponsored | $0 | – | -2,606 | -100.0% | 0.00% | – |
| WSG | Exit | WANDA SPORTS GROUP CO LTDsponsored | $0 | – | -500 | -100.0% | 0.00% | – |
| LIVE | Exit | LIVE VENTURES INC | $0 | – | -44 | -100.0% | 0.00% | – |
| Exit | NABRIVA THERAPEUTICS PLC | $0 | – | -109,430 | -100.0% | 0.00% | – | |
| SH | Exit | PROSHARES TRshort s&p | $0 | – | -369 | -100.0% | 0.00% | – |
| PIXY | Exit | SHIFTPIXY INC | $0 | – | -62,156 | -100.0% | 0.00% | – |
| JILL | Exit | J JILL INC | $0 | – | -511 | -100.0% | 0.00% | – |
| NAT | Exit | NORDIC AMERICAN TANKERS LIMIcall | $0 | – | -285,500 | -100.0% | 0.00% | – |
| KCAC | Exit | KENSINGTON CAP ACQUISITION C | $0 | – | -590 | -100.0% | 0.00% | – |
| HMNF | Exit | HMN FINL INC | $0 | – | -199 | -100.0% | 0.00% | – |
| UMRX | Exit | UNUM THERAPEUTICS INC | $0 | – | -45,496 | -100.0% | 0.00% | – |
| FMK | Exit | FIRST TR EXCH TRD ALPHDX FDmega cap a | $0 | – | -2,528 | -100.0% | 0.00% | – |
| DXYN | Exit | DIXIE GROUP INCcl a | $0 | – | -236 | -100.0% | 0.00% | – |
| AIRG | Exit | AIRGAIN INC | $0 | – | -15 | -100.0% | 0.00% | – |
| FSEA | Exit | FIRST SEACOAST BANCORP | $0 | – | -57 | -100.0% | 0.00% | – |
| AXU | Exit | ALEXCO RESOURCE CORP | $0 | – | -3,033 | -100.0% | 0.00% | – |
| D | Exit | DOMINION ENERGY INCcall | $0 | – | -700 | -100.0% | 0.00% | – |
| WSM | Exit | WILLIAMS SONOMA INCput | $0 | – | -700 | -100.0% | 0.00% | – |
| NETE | Exit | NET ELEMENT INC | $0 | – | -8,993 | -100.0% | 0.00% | – |
| HL | Exit | HECLA MNG COput | $0 | – | -150,000 | -100.0% | 0.00% | – |
| TRVI | Exit | TREVI THERAPEUTICS INC | $0 | – | -179 | -100.0% | 0.00% | – |
| SRTS | Exit | SENSUS HEALTHCARE INC | $0 | – | -10,022 | -100.0% | 0.00% | – |
| CLRO | Exit | CLEARONE INC | $0 | – | -550 | -100.0% | 0.00% | – |
| CNNB | Exit | CINCINNATI BANCORP INC | $0 | – | -14 | -100.0% | 0.00% | – |
| KBLM | Exit | KBL MERGER CORP IV | $0 | – | -307 | -100.0% | 0.00% | – |
| CF | Exit | CF INDS HLDGS INCput | $0 | – | -115,000 | -100.0% | 0.00% | – |
| CDOR | Exit | CONDOR HOSPITALITY TR INC | $0 | – | -24 | -100.0% | 0.00% | – |
| INTG | Exit | INTERGROUP CORP | $0 | – | -16 | -100.0% | 0.00% | – |
| EYPT | Exit | EYEPOINT PHARMACEUTICALS INC | $0 | – | -76,269 | -100.0% | 0.00% | – |
| NVFY | Exit | NOVA LIFESTYLE INC | $0 | – | -24 | -100.0% | 0.00% | – |
| Exit | REPLIGEN CORPnote 0.37 | $0 | – | -16,000 | -100.0% | 0.00% | – | |
| CPSH | Exit | CPS TECHNOLOGIES CORP | $0 | – | -42 | -100.0% | 0.00% | – |
| CFIIU | Exit | CF FINANCE ACQUISITION CORPunit 08/01 | $0 | – | -100,001 | -100.0% | 0.00% | – |
| UDOW | Exit | PROSHARES TRultrpro do | $0 | – | -400 | -100.0% | 0.00% | – |
| HCFT | Exit | HUNT COS FIN TR INC | $0 | – | -100 | -100.0% | 0.00% | – |
| AMBA | Exit | AMBARELLA INCcall | $0 | – | -22,100 | -100.0% | 0.00% | – |
| ONDK | Exit | ON DECK CAP INC | $0 | – | -30,077 | -100.0% | 0.00% | – |
| BFO | Exit | BLACKROCK FLA MUN 2020 TERM | $0 | – | -101,966 | -100.0% | 0.00% | – |
| HTBX | Exit | HEAT BIOLOGICS INC | $0 | – | -3,024 | -100.0% | 0.00% | – |
| DNIF | Exit | DIVIDEND & INCOME FD INC | $0 | – | -21,422 | -100.0% | 0.00% | – |
| DOG | Exit | PROSHARES TR | $0 | – | -25 | -100.0% | 0.00% | – |
| CNFR | Exit | CONIFER HLDGS INC | $0 | – | -100 | -100.0% | 0.00% | – |
| GPORQ | Exit | GULFPORT ENERGY CORP | $0 | – | -128,580 | -100.0% | 0.00% | – |
| ACU | Exit | ACME UTD CORP | $0 | – | -24 | -100.0% | 0.00% | – |
| BFTU | Exit | FOLEY TRASIMENE ACQUISITIONunit 99/99 | $0 | – | -50,000 | -100.0% | 0.00% | – |
| KMDA | Exit | KAMADA LTD | $0 | – | -8,751 | -100.0% | 0.00% | – |
| VETS | Exit | PACER FDS TRmiltry tim | $0 | – | -190 | -100.0% | 0.00% | – |
| Exit | PLURALSIGHT INCnote 0.37 | $0 | – | -141,000 | -100.0% | 0.00% | – | |
| TRQ | Exit | TURQUOISE HILL RES LTD | $0 | – | -1,040,081 | -100.0% | 0.00% | – |
| PFNX | Exit | PFENEX INC | $0 | – | -8,771 | -100.0% | 0.00% | – |
| RMG | Exit | RMG ACQUISITION CORPcl a | $0 | – | -246,700 | -100.0% | 0.00% | – |
| URTY | Exit | PROSHARES TRultr russl | $0 | – | -14,393 | -100.0% | 0.00% | – |
| FRANQ | Exit | FRANCESCAS HLDGS CORP | $0 | – | -53,951 | -100.0% | 0.00% | – |
| AMZA | Exit | ETFIS SER TR Iinfrac act | $0 | – | -20 | -100.0% | 0.00% | – |
| BBW | Exit | BUILD A BEAR WORKSHOP | $0 | – | -54 | -100.0% | 0.00% | – |
| Exit | SUNPOWER CORPdbcv 4.00 | $0 | – | -14,000 | -100.0% | 0.00% | – | |
| AES | Exit | AES CORPcall | $0 | – | -104,000 | -100.0% | 0.00% | – |
| DOV | Exit | DOVER CORPput | $0 | – | -600 | -100.0% | 0.00% | – |
| PNBK | Exit | PATRIOT NATL BANCORP INC | $0 | – | -12 | -100.0% | 0.00% | – |
| Exit | FIVE9 INCnote 0.12 | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| PINS | Exit | PINTEREST INCcall | $0 | – | -85,000 | -100.0% | 0.00% | – |
| Exit | MICROCHIP TECHNOLOGY INC.note 2.25 | $0 | – | -115,000 | -100.0% | 0.00% | – | |
| PDLI | Exit | PDL BIOPHARMA INC | $0 | – | -38,671 | -100.0% | 0.00% | – |
| GDAT | Exit | GOLDMAN SACHS ETF TRdata drive | $0 | – | -98,714 | -100.0% | -0.00% | – |
| ARCH | Exit | ARCH RESOURCES INCput | $0 | – | -132,000 | -100.0% | -0.00% | – |
| HLT | Exit | HILTON WORLDWIDE HLDGS INCcall | $0 | – | -55,000 | -100.0% | -0.00% | – |
| SFIX | Exit | STITCH FIX INCput | $0 | – | -300,000 | -100.0% | -0.00% | – |
| Exit | AMERICAN RLTY CAP PPTYS INCnote 3.75 | $0 | – | -6,218,000 | -100.0% | -0.00% | – | |
| LVGO | Exit | LIVONGO HEALTH INCput | $0 | – | -40,200 | -100.0% | -0.00% | – |
| CYRX | Exit | CRYOPORT INCcall | $0 | – | -102,300 | -100.0% | -0.00% | – |
| GMAN | Exit | GOLDMAN SACHS ETF TRmanufcting | $0 | – | -90,398 | -100.0% | -0.00% | – |
| IPHI | Exit | INPHI CORPcall | $0 | – | -55,000 | -100.0% | -0.00% | – |
| CE | Exit | CELANESE CORP DELput | $0 | – | -64,500 | -100.0% | -0.00% | – |
| Exit | ZILLOW GROUP INCnote 2.00 | $0 | – | -2,941,000 | -100.0% | -0.00% | – | |
| Exit | ON SEMICONDUCTOR CORPnote 1.00 | $0 | – | -4,501,000 | -100.0% | -0.00% | – | |
| BIGC | Exit | BIGCOMMERCE HLDGS INCcall | $0 | – | -52,500 | -100.0% | -0.00% | – |
| AIMT | Exit | AIMMUNE THERAPEUTICS INC | $0 | – | -168,202 | -100.0% | -0.00% | – |
| TIF | Exit | TIFFANY & CO NEWput | $0 | – | -43,800 | -100.0% | -0.00% | – |
| CFG | Exit | CITIZENS FINL GROUP INCput | $0 | – | -300,000 | -100.0% | -0.00% | – |
| LVS | Exit | LAS VEGAS SANDS CORPcall | $0 | – | -109,000 | -100.0% | -0.00% | – |
| TRWH | Exit | TWIN RIV WORLDWIDE HLDGS INC | $0 | – | -343,043 | -100.0% | -0.00% | – |
| BPY | Exit | BROOKFIELD PROPERTY PARTRS Lput | $0 | – | -572,100 | -100.0% | -0.00% | – |
| GFIN | Exit | GOLDMAN SACHS ETF TRfinance re | $0 | – | -92,951 | -100.0% | -0.00% | – |
| RST | Exit | ROSETTA STONE INC | $0 | – | -167,353 | -100.0% | -0.00% | – |
| IYM | Exit | ISHARES TRput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| PODD | Exit | INSULET CORPput | $0 | – | -24,900 | -100.0% | -0.00% | – |
| UBS | Exit | UBS GROUP AGcall | $0 | – | -900,000 | -100.0% | -0.00% | – |
| GLT | Exit | GLATFELTER | $0 | – | -580,864 | -100.0% | -0.00% | – |
| AMAG | Exit | AMAG PHARMACEUTICALS INC | $0 | – | -922,172 | -100.0% | -0.00% | – |
| GDNA | Exit | GOLDMAN SACHS ETF TRhuman evol | $0 | – | -111,854 | -100.0% | -0.00% | – |
| Exit | SILICON LABORATORIES INCnote 1.37 | $0 | – | -5,000,000 | -100.0% | -0.00% | – | |
| BSJK | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -436,157 | -100.0% | -0.00% | – |
| LYB | Exit | LYONDELLBASELL INDUSTRIES Nput | $0 | – | -110,000 | -100.0% | -0.00% | – |
| FLR | Exit | FLUOR CORP NEWput | $0 | – | -586,700 | -100.0% | -0.00% | – |
| Exit | AVAYA HLDGS CORPnote 2.25 | $0 | – | -11,200,000 | -100.0% | -0.00% | – | |
| SIL | Exit | GLOBAL X FDScall | $0 | – | -119,300 | -100.0% | -0.00% | – |
| CIEN | Exit | CIENA CORPput | $0 | – | -175,000 | -100.0% | -0.00% | – |
| IQV | Exit | IQVIA HLDGS INCput | $0 | – | -65,000 | -100.0% | -0.00% | – |
| HQY | Exit | HEALTHEQUITY INCput | $0 | – | -71,600 | -100.0% | -0.00% | – |
| SSRM | Exit | SSR MNG INCcall | $0 | – | -254,000 | -100.0% | -0.00% | – |
| ROST | Exit | ROSS STORES INCcall | $0 | – | -45,600 | -100.0% | -0.00% | – |
| SKF | Exit | PROSHARES TRcall | $0 | – | -850,000 | -100.0% | -0.00% | – |
| JCOM | Exit | J2 GLOBAL INCput | $0 | – | -86,000 | -100.0% | -0.00% | – |
| SPCE | Exit | VIRGIN GALACTIC HOLDINGS INCcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| BACPRL | Exit | BK OF AMERICA CORP7.25%cnv p | $0 | – | -3,055 | -100.0% | -0.00% | – |
| RKT | Exit | ROCKET COS INCcall | $0 | – | -350,000 | -100.0% | -0.00% | – |
| OZK | Exit | BANK OZKput | $0 | – | -451,300 | -100.0% | -0.00% | – |
| PAAS | Exit | PAN AMERN SILVER CORPput | $0 | – | -146,100 | -100.0% | -0.00% | – |
| IWD | Exit | ISHARES TRcall | $0 | – | -31,400 | -100.0% | -0.00% | – |
| LRN | Exit | K12 INC | $0 | – | -218,745 | -100.0% | -0.00% | – |
| AIV | Exit | APARTMENT INVT & MGMT COcl a | $0 | – | -317,396 | -100.0% | -0.00% | – |
| AIZP | Exit | ASSURANT INC6.50% conv | $0 | – | -50,997 | -100.0% | -0.00% | – |
| AMCX | Exit | AMC NETWORKS INCcall | $0 | – | -250,000 | -100.0% | -0.00% | – |
| SUM | Exit | SUMMIT MATLS INCcall | $0 | – | -337,000 | -100.0% | -0.00% | – |
| VST | Exit | VISTRA CORPput | $0 | – | -443,100 | -100.0% | -0.00% | – |
| MNCL | Exit | MONOCLE ACQUISITION CORP | $0 | – | -368,623 | -100.0% | -0.00% | – |
| Exit | OKTA INCnote 0.12 | $0 | – | -7,103,000 | -100.0% | -0.00% | – | |
| Exit | CREE INCnote 0.87 | $0 | – | -7,576,000 | -100.0% | -0.00% | – | |
| GBUY | Exit | GOLDMAN SACHS ETF TRnew age co | $0 | – | -111,287 | -100.0% | -0.00% | – |
| NVRO | Exit | NEVRO CORPput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| WKHS | Exit | WORKHORSE GROUP INCcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| AEM | Exit | AGNICO EAGLE MINES LTDput | $0 | – | -136,100 | -100.0% | -0.00% | – |
| LBTYK | Exit | LIBERTY GLOBAL PLCput | $0 | – | -231,900 | -100.0% | -0.00% | – |
| SREPRA | Exit | SEMPRA ENERGY6% pfd con | $0 | – | -102,937 | -100.0% | -0.00% | – |
| MYOK | Exit | MYOKARDIA INC | $0 | – | -116,998 | -100.0% | -0.00% | – |
| Exit | EXACT SCIENCES CORPnote 1.00 | $0 | – | -7,793,000 | -100.0% | -0.00% | – | |
| AAP | Exit | ADVANCE AUTO PARTS INCcall | $0 | – | -118,800 | -100.0% | -0.00% | – |
| MAR | Exit | MARRIOTT INTL INC NEWcall | $0 | – | -172,500 | -100.0% | -0.00% | – |
| Exit | MICROCHIP TECHNOLOGY INC.note 1.62 | $0 | – | -5,009,000 | -100.0% | -0.00% | – | |
| MSI | Exit | MOTOROLA SOLUTIONS INCput | $0 | – | -105,200 | -100.0% | -0.00% | – |
| VIV | Exit | TELEFONICA BRASIL SAsponsored | $0 | – | -1,601,343 | -100.0% | -0.00% | – |
| YETI | Exit | YETI HLDGS INCput | $0 | – | -347,700 | -100.0% | -0.00% | – |
| INO | Exit | INOVIO PHARMACEUTICALS INCput | $0 | – | -977,700 | -100.0% | -0.00% | – |
| MYL | Exit | MYLAN NV | $0 | – | -1,222,419 | -100.0% | -0.00% | – |
| AXTA | Exit | AXALTA COATING SYS LTDput | $0 | – | -572,700 | -100.0% | -0.00% | – |
| SHLL | Exit | TORTOISE ACQUISITION CORPput | $0 | – | -374,000 | -100.0% | -0.00% | – |
| TIF | Exit | TIFFANY & CO NEWcall | $0 | – | -217,400 | -100.0% | -0.00% | – |
| XLU | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -310,000 | -100.0% | -0.00% | – |
| DLPH | Exit | DELPHI TECHNOLOGIES PL | $0 | – | -1,122,389 | -100.0% | -0.00% | – |
| FOXA | Exit | FOX CORPcall | $0 | – | -675,000 | -100.0% | -0.00% | – |
| VER | Exit | VEREIT INC | $0 | – | -3,563,988 | -100.0% | -0.00% | – |
| AGG | Exit | ISHARES TRput | $0 | – | -200,000 | -100.0% | -0.00% | – |
| SHLL | Exit | TORTOISE ACQUISITION CORPcl a | $0 | – | -406,241 | -100.0% | -0.00% | – |
| RTRX | Exit | RETROPHIN INC | $0 | – | -1,414,219 | -100.0% | -0.00% | – |
| LOGI | Exit | LOGITECH INTL S Aput | $0 | – | -400,000 | -100.0% | -0.00% | – |
| BSCK | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -1,535,518 | -100.0% | -0.00% | – |
| TSU | Exit | TIM PARTICIPACOES S Asponsored | $0 | – | -2,568,887 | -100.0% | -0.00% | – |
| TCO | Exit | TAUBMAN CTRS INC | $0 | – | -794,060 | -100.0% | -0.00% | – |
| DHRPRA | Exit | DANAHER CORPORATION4.75 mnd c | $0 | – | -19,388 | -100.0% | -0.00% | – |
| FCAU | Exit | FIAT CHRYSLER AUTOMOBILES Ncall | $0 | – | -3,225,000 | -100.0% | -0.01% | – |
| WFCPRL | Exit | WELLS FARGO CO NEWperp pfd c | $0 | – | -26,328 | -100.0% | -0.01% | – |
| AAN | Exit | AARONS INC | $0 | – | -601,350 | -100.0% | -0.01% | – |
| SERV | Exit | SERVICEMASTER GLOBAL HLDGS I | $0 | – | -897,380 | -100.0% | -0.01% | – |
| HDS | Exit | HD SUPPLY HLDGS INC | $0 | – | -1,135,536 | -100.0% | -0.01% | – |
| VSLR | Exit | VIVINT SOLAR INC | $0 | – | -959,284 | -100.0% | -0.01% | – |
| DNKN | Exit | DUNKIN BRANDS GROUP INC | $0 | – | -498,162 | -100.0% | -0.01% | – |
| CCMP | Exit | CABOT MICROELECTRONICS CORP | $0 | – | -319,505 | -100.0% | -0.01% | – |
| ADSW | Exit | ADVANCED DISP SVCS INC DEL | $0 | – | -1,441,829 | -100.0% | -0.01% | – |
| DE | Exit | DEERE & COcall | $0 | – | -200,000 | -100.0% | -0.01% | – |
| MNTA | Exit | MOMENTA PHARMACEUTICALS INC | $0 | – | -912,332 | -100.0% | -0.01% | – |
| IBDL | Exit | ISHARES TRibonds dec | $0 | – | -2,988,034 | -100.0% | -0.01% | – |
| IWD | Exit | ISHARES TRput | $0 | – | -595,500 | -100.0% | -0.01% | – |
| Exit | SEA LTDnote 2.25 | $0 | – | -9,500,000 | -100.0% | -0.01% | – | |
| IMMU | Exit | IMMUNOMEDICS INC | $0 | – | -1,076,061 | -100.0% | -0.01% | – |
| LVGO | Exit | LIVONGO HEALTH INC | $0 | – | -710,372 | -100.0% | -0.01% | – |
| GLIBA | Exit | GCI LIBERTY INC | $0 | – | -1,211,968 | -100.0% | -0.01% | – |
| IWF | Exit | ISHARES TRput | $0 | – | -500,000 | -100.0% | -0.02% | – |
| IWF | Exit | ISHARES TRcall | $0 | – | -500,000 | -100.0% | -0.02% | – |
| SGEN | Exit | SEATTLE GENETICS INC | $0 | – | -575,909 | -100.0% | -0.02% | – |
| NBL | Exit | NOBLE ENERGY INC | $0 | – | -16,220,781 | -100.0% | -0.02% | – |
| WMGI | Exit | WRIGHT MED GROUP N V | $0 | – | -4,610,982 | -100.0% | -0.02% | – |
| AMTD | Exit | TD AMERITRADE HLDG CORP | $0 | – | -4,745,960 | -100.0% | -0.02% | – |
| ETFC | Exit | E TRADE FINANCIAL CORP | $0 | – | -4,224,824 | -100.0% | -0.03% | – |
| UN | Exit | UNILEVER N V | $0 | – | -7,887,534 | -100.0% | -0.06% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 2.9% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 3.3% |
| APPLE INC | 42 | Q3 2023 | 2.5% |
| MICROSOFT CORP | 42 | Q3 2023 | 2.5% |
| ISHARES TR | 42 | Q3 2023 | 2.0% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 1.8% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.1% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 3.1% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 1.5% |
View BANK OF AMERICA CORP /DE/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | September 18, 2023 | 5,754 | 62.0% |
| Federated Hermes Premier Municipal Income Fund | September 14, 2023 | 1,772 | 100.0% |
| BNY MELLON MUNICIPAL INCOME, INC. | July 24, 2023 | 1,209 | 100.0% |
| BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. | July 24, 2023 | 1,972 | 100.0% |
| BNY MELLON STRATEGIC MUNICIPALS, INC. | July 24, 2023 | 3,156 | 100.0% |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. | June 07, 2023 | 1,400 | 100.0% |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | April 26, 2023 | 1,870 | 52.4% |
| Nuveen Enhanced High Yield Municipal Bond Fund | April 24, 2023 | 545 | 100.0% |
| Forum Merger IV Corp | April 10, 2023 | 1,182,332 | 16.1% |
| NUVEEN OHIO QUALITY MUNICIPAL INCOME FUNDSold out | March 31, 2023 | 0 | 0.0% |
View BANK OF AMERICA CORP /DE/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-03 |
| 424B2 | 2024-05-03 |
| 424B2 | 2024-05-03 |
| 424B2 | 2024-05-03 |
| 424B2 | 2024-05-03 |
| 424B2 | 2024-05-03 |
| 424B2 | 2024-05-03 |
| 424B2 | 2024-05-03 |
| 424B2 | 2024-05-03 |
| 424B2 | 2024-05-03 |
View BANK OF AMERICA CORP /DE/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.