$681 Billion is the total value of JPMORGAN CHASE & CO's 22648 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 134.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UCC | Exit | PROSHARES ULTRA CONS SERVICEfund | $0 | – | -4,800 | -100.0% | 0.00% | – |
| Exit | CLEVELAND-CLIFFS INC NEWcall | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| MNKKQ | Exit | MALLINCKRODT PUB LTD CO | $0 | – | -573,779 | -100.0% | 0.00% | – |
| CCXU | Exit | CHURCHILL CAP CORP IIunit | $0 | – | -600 | -100.0% | 0.00% | – |
| Exit | KAMAN CORPbond | $0 | – | -382,000 | -100.0% | 0.00% | – | |
| CVEO | Exit | CIVEO CORP CDA | $0 | – | -53,102 | -100.0% | 0.00% | – |
| Exit | METLIFE INCput | $0 | – | -30,100 | -100.0% | 0.00% | – | |
| AONEU | Exit | ONEunit | $0 | – | -40,000 | -100.0% | 0.00% | – |
| VCNX | Exit | VACCINEX INC | $0 | – | -2 | -100.0% | 0.00% | – |
| Exit | CRONOS GROUP INCput | $0 | – | -100 | -100.0% | 0.00% | – | |
| MOTS | Exit | MOTUS GI HLDGS INC | $0 | – | -11 | -100.0% | 0.00% | – |
| Exit | ARBOR REALTY TRUST INCbond | $0 | – | -19,000 | -100.0% | 0.00% | – | |
| BYFC | Exit | BROADWAY FINL CORP DEL | $0 | – | -12 | -100.0% | 0.00% | – |
| HIL | Exit | HILL INTL INC | $0 | – | -30 | -100.0% | 0.00% | – |
| CPSRU | Exit | CAPSTAR SPL PURP ACQUISITIONunit | $0 | – | -75,400 | -100.0% | 0.00% | – |
| MESO | Exit | MESOBLAST LTDadr | $0 | – | -100,000 | -100.0% | 0.00% | – |
| GIX | Exit | GIGCAPITAL2 INC | $0 | – | -226,537 | -100.0% | 0.00% | – |
| Exit | DIGITAL RLTY TR INCcall | $0 | – | -10,800 | -100.0% | 0.00% | – | |
| ASG | Exit | LIBERTY ALL-STAR GROWTH FDfund | $0 | – | -2 | -100.0% | 0.00% | – |
| Exit | WORKDAY INCcall | $0 | – | -9,000 | -100.0% | 0.00% | – | |
| NPA | Exit | NEW PROVIDENCE ACQUISITION | $0 | – | -180,388 | -100.0% | 0.00% | – |
| PSTHWS | Exit | PERSHING SQUARE TONTINE HLDGwarrant | $0 | – | -23 | -100.0% | 0.00% | – |
| AFYA | Exit | AFYA LTD | $0 | – | -8,177 | -100.0% | 0.00% | – |
| EXG | Exit | EATON VANCE TAX-MANAGED GLOBfund | $0 | – | -6,245 | -100.0% | 0.00% | – |
| VIRC | Exit | VIRCO MFG CO | $0 | – | -5 | -100.0% | 0.00% | – |
| EWX | Exit | SPDR S&P EMERGING MKTS SMALLfund | $0 | – | -1,330 | -100.0% | 0.00% | – |
| NAII | Exit | NATURAL ALTERNATIVES INTL IN | $0 | – | -3 | -100.0% | 0.00% | – |
| GHIVW | Exit | GORES HLDGS IV INCwarrant | $0 | – | -1,063 | -100.0% | 0.00% | – |
| LXPPRC | Exit | LEXINGTON REALTY TRUSTpref conv | $0 | – | -78 | -100.0% | 0.00% | – |
| Exit | TAUBMAN CTRS INCcall | $0 | – | -75,000 | -100.0% | 0.00% | – | |
| CDR | Exit | CEDAR REALTY TRUST INC | $0 | – | -76 | -100.0% | 0.00% | – |
| NCSM | Exit | NCS MULTISTAGE HLDGS INC | $0 | – | -5,381 | -100.0% | 0.00% | – |
| Exit | GENWORTH FINL INCput | $0 | – | -100,000 | -100.0% | 0.00% | – | |
| VLDRW | Exit | VELODYNE LIDAR INCwarrant | $0 | – | -307,692 | -100.0% | 0.00% | – |
| THBRW | Exit | THUNDER BRDG ACQUISTION II Lwarrant | $0 | – | -48,029 | -100.0% | 0.00% | – |
| PCPL | Exit | CC NEUBERGER PRINCIPAL HLDNG | $0 | – | -33 | -100.0% | 0.00% | – |
| UAN | Exit | CVR PARTNERS LP | $0 | – | -1,502,829 | -100.0% | 0.00% | – |
| CHNR | Exit | CHINA NATURAL RESOURCES INC | $0 | – | -5,700 | -100.0% | 0.00% | – |
| BMRA | Exit | BIOMERICA INC | $0 | – | -5 | -100.0% | 0.00% | – |
| RBKB | Exit | RHINEBECK BANCORP INC | $0 | – | -3 | -100.0% | 0.00% | – |
| Exit | MACYS INCput | $0 | – | -7,300 | -100.0% | 0.00% | – | |
| GLOG | Exit | GASLOG LTD | $0 | – | -777 | -100.0% | 0.00% | – |
| Exit | SYNCHRONY FINANCIALcall | $0 | – | -20,100 | -100.0% | 0.00% | – | |
| Exit | YUM CHINA HLDGS INCcall | $0 | – | -24,900 | -100.0% | 0.00% | – | |
| BKTI | Exit | BK TECHNOLOGIES CORPORATION | $0 | – | -5 | -100.0% | 0.00% | – |
| ASPLU | Exit | ASPIRATIONAL CONSUMER LIFESTunit | $0 | – | -101,809 | -100.0% | 0.00% | – |
| Exit | LOCKHEED MARTIN CORPcall | $0 | – | -400 | -100.0% | 0.00% | – | |
| PDS | Exit | PRECISION DRILLING CORP | $0 | – | -335,000 | -100.0% | 0.00% | – |
| ONCS | Exit | ONCOSEC MED INC | $0 | – | -5 | -100.0% | 0.00% | – |
| WSTG | Exit | WAYSIDE TECHNOLOGY GROUP INC | $0 | – | -2 | -100.0% | 0.00% | – |
| Exit | STRATASYS LTDput | $0 | – | -4,100 | -100.0% | 0.00% | – | |
| Exit | CBRE GROUP INCcall | $0 | – | -11,000 | -100.0% | 0.00% | – | |
| Exit | FORTIVE CORPcall | $0 | – | -100 | -100.0% | 0.00% | – | |
| THMO | Exit | THERMOGENESIS HLDGS INC | $0 | – | -2 | -100.0% | 0.00% | – |
| Exit | DATADOG INCcall | $0 | – | -20,000 | -100.0% | 0.00% | – | |
| Exit | DAVE & BUSTERS ENTMT INCput | $0 | – | -57,300 | -100.0% | 0.00% | – | |
| IAF | Exit | ABERDEEN AUSTRALIA EQUITY FDfund | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | GUESS INCput | $0 | – | -156,200 | -100.0% | 0.00% | – | |
| ATCXW | Exit | ATLAS TECHNICAL CONSULTANTSwarrant | $0 | – | -450,000 | -100.0% | 0.00% | – |
| AXAS | Exit | ABRAXAS PETE CORP | $0 | – | -108 | -100.0% | 0.00% | – |
| Exit | MACERICH COcall | $0 | – | -335,200 | -100.0% | 0.00% | – | |
| Exit | ZILLOW GROUP INCbond | $0 | – | -20,000 | -100.0% | 0.00% | – | |
| RCA | Exit | READY CAPITAL CORPpref conv | $0 | – | -1,900 | -100.0% | 0.00% | – |
| Exit | GTT COMMUNICATIONS INCput | $0 | – | -6,100 | -100.0% | 0.00% | – | |
| KTCC | Exit | KEY TRONIC CORP | $0 | – | -7 | -100.0% | 0.00% | – |
| ADRO | Exit | ADURO BIOTECH INC | $0 | – | -982,022 | -100.0% | 0.00% | – |
| NREF | Exit | NEXPOINT REAL ESTATE FIN INC | $0 | – | -3 | -100.0% | 0.00% | – |
| Exit | CRYOPORT INCcall | $0 | – | -50,500 | -100.0% | 0.00% | – | |
| HWCC | Exit | HOUSTON WIRE & CABLE CO | $0 | – | -9 | -100.0% | 0.00% | – |
| GSAHU | Exit | GS ACQUISITION HLDGS CORP IIunit | $0 | – | -75,000 | -100.0% | 0.00% | – |
| AP | Exit | AMPCO-PITTSBURG CORP | $0 | – | -6 | -100.0% | 0.00% | – |
| SELF | Exit | GLOBAL SELF STORAGE INC | $0 | – | -6 | -100.0% | 0.00% | – |
| EYEN | Exit | EYENOVIA INC | $0 | – | -8 | -100.0% | 0.00% | – |
| Exit | ESPERION THERAPEUTICS INC NEput | $0 | – | -300 | -100.0% | 0.00% | – | |
| ONTX | Exit | ONCONOVA THERAPEUTICS INC | $0 | – | -62,400 | -100.0% | 0.00% | – |
| Exit | PERRIGO CO PLCcall | $0 | – | -36,100 | -100.0% | 0.00% | – | |
| LEU | Exit | CENTRUS ENERGY CORP | $0 | – | -4,380 | -100.0% | 0.00% | – |
| MR | Exit | MONTAGE RES CORP | $0 | – | -47,451 | -100.0% | 0.00% | – |
| HGEN | Exit | HUMANIGEN INC | $0 | – | -1 | -100.0% | 0.00% | – |
| TC | Exit | TUANCHE LTDadr | $0 | – | -480,696 | -100.0% | 0.00% | – |
| CPIX | Exit | CUMBERLAND PHARMACEUTICALS I | $0 | – | -6 | -100.0% | 0.00% | – |
| RBACU | Exit | REDBALL ACQUISITION CORPunit | $0 | – | -250,000 | -100.0% | 0.00% | – |
| MEDS | Exit | TRXADE GROUP INC | $0 | – | -2 | -100.0% | 0.00% | – |
| LEJU | Exit | LEJU HLDGS LTDadr | $0 | – | -805 | -100.0% | 0.00% | – |
| TEUM | Exit | PARETEUM CORP | $0 | – | -88 | -100.0% | 0.00% | – |
| MIST | Exit | MILESTONE PHARMACEUTICALS IN | $0 | – | -1,700 | -100.0% | 0.00% | – |
| PCQ | Exit | PIMCO CALIFORNIA MUNI INC FDfund | $0 | – | -1,289 | -100.0% | 0.00% | – |
| Exit | HOLOGIC INCcall | $0 | – | -3,300 | -100.0% | 0.00% | – | |
| SOHO | Exit | SOTHERLY HOTELS INC | $0 | – | -10 | -100.0% | 0.00% | – |
| Exit | ALLEGHENY TECHNOLOGIES INCput | $0 | – | -91,500 | -100.0% | 0.00% | – | |
| Exit | SILK RD MED INCcall | $0 | – | -42,900 | -100.0% | 0.00% | – | |
| BREW | Exit | CRAFT BREW ALLIANCE INC | $0 | – | -10,488 | -100.0% | 0.00% | – |
| Exit | METHANEX CORPcall | $0 | – | -51,000 | -100.0% | 0.00% | – | |
| AXR | Exit | AMREP CORP NEW | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | CHILDRENS PL INCcall | $0 | – | -88,500 | -100.0% | 0.00% | – | |
| Exit | MICROBOT MED INC | $0 | – | -4 | -100.0% | 0.00% | – | |
| TRWH | Exit | TWIN RIV WORLDWIDE HLDGS INC | $0 | – | -14,913 | -100.0% | 0.00% | – |
| DGNRU | Exit | DRAGONEER GROWTH OPPORTUN COunit | $0 | – | -180,681 | -100.0% | 0.00% | – |
| FSRV | Exit | FINSERV ACQUISITION CORP | $0 | – | -154,456 | -100.0% | 0.00% | – |
| DL | Exit | CHINA DISTANCE ED HLDGS LTDadr | $0 | – | -695 | -100.0% | 0.00% | – |
| Exit | DELL TECHNOLOGIES INCput | $0 | – | -900 | -100.0% | 0.00% | – | |
| Exit | APOLLO COML REAL EST FIN INCbond | $0 | – | -1,089,000 | -100.0% | 0.00% | – | |
| AMAG | Exit | AMAG PHARMACEUTICALS INC | $0 | – | -82,705 | -100.0% | 0.00% | – |
| HEBT | Exit | HEBRON TECHNOLOGY CO LTD | $0 | – | -545 | -100.0% | 0.00% | – |
| WILC | Exit | G WILLI FOOD INTL LTD | $0 | – | -500 | -100.0% | 0.00% | – |
| Exit | BLOOMIN BRANDS INCcall | $0 | – | -49,700 | -100.0% | 0.00% | – | |
| SYNC | Exit | SYNACOR INC | $0 | – | -21 | -100.0% | 0.00% | – |
| Exit | CO-DIAGNOSTICS INCput | $0 | – | -62,400 | -100.0% | 0.00% | – | |
| Exit | BED BATH & BEYOND INCcall | $0 | – | -80,000 | -100.0% | 0.00% | – | |
| WOOD | Exit | ISHARES GLOBAL TIMBER & FOREfund | $0 | – | -200 | -100.0% | 0.00% | – |
| Exit | SERITAGE GROWTH PPTYSput | $0 | – | -600 | -100.0% | 0.00% | – | |
| SCPL | Exit | SCIPLAY CORP | $0 | – | -33,357 | -100.0% | 0.00% | – |
| Exit | VROOM INCput | $0 | – | -55,100 | -100.0% | 0.00% | – | |
| PULM | Exit | PULMATRIX INC | $0 | – | -15 | -100.0% | 0.00% | – |
| HTZGQ | Exit | HERTZ GLOBAL HLDGS INC | $0 | – | -444,180 | -100.0% | 0.00% | – |
| Exit | INPHI CORPbond | $0 | – | -43,000 | -100.0% | 0.00% | – | |
| RELL | Exit | RICHARDSON ELECTRS LTD | $0 | – | -8 | -100.0% | 0.00% | – |
| TRNE | Exit | TRINE ACQUISITION CORP | $0 | – | -3,000 | -100.0% | 0.00% | – |
| ALNA | Exit | ALLENA PHARMACEUTICALS INC | $0 | – | -11 | -100.0% | 0.00% | – |
| Exit | WEYERHAEUSER CO MTN BEcall | $0 | – | -21,800 | -100.0% | 0.00% | – | |
| CETV | Exit | CENTRAL EUROPEAN MEDIA ENTRP | $0 | – | -560,736 | -100.0% | 0.00% | – |
| ACAMU | Exit | ACAMAR PARTNERS ACQSITION COunit | $0 | – | -89,473 | -100.0% | 0.00% | – |
| Exit | CHEMOCENTRYX INCcall | $0 | – | -45,700 | -100.0% | 0.00% | – | |
| FEAC | Exit | FLYING EAGLE ACQUISITION COR | $0 | – | -300 | -100.0% | 0.00% | – |
| UBP | Exit | URSTADT BIDDLE PPTYS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| JWSU | Exit | JAWS ACQUISITION CORPunit | $0 | – | -50,000 | -100.0% | 0.00% | – |
| FEIM | Exit | FREQUENCY ELECTRS INC | $0 | – | -3 | -100.0% | 0.00% | – |
| Exit | SCHWAB CHARLES CORPcall | $0 | – | -72,300 | -100.0% | 0.00% | – | |
| FTACW | Exit | FINTECH ACQUISITION CORP IIIwarrant | $0 | – | -100,000 | -100.0% | 0.00% | – |
| SANW | Exit | S&W SEED CO | $0 | – | -9 | -100.0% | 0.00% | – |
| Exit | AVALARA INCcall | $0 | – | -11,100 | -100.0% | 0.00% | – | |
| CLSN | Exit | CELSION CORP | $0 | – | -16 | -100.0% | 0.00% | – |
| SECO | Exit | SECOO HLDG LTDadr | $0 | – | -302 | -100.0% | 0.00% | – |
| ISSC | Exit | INNOVATIVE SOLUTIONS & SUPPO | $0 | – | -9 | -100.0% | 0.00% | – |
| FXA | Exit | INVESCO CURRENCYSHARES AUSTRALIANfund | $0 | – | -125 | -100.0% | 0.00% | – |
| TGP | Exit | TEEKAY LNG PARTNERS L P | $0 | – | -33,060 | -100.0% | 0.00% | – |
| VSPRU | Exit | VESPER HEALTHCARE ACQSTN CORunit | $0 | – | -200,000 | -100.0% | 0.00% | – |
| UG | Exit | UNITED GUARDIAN INC | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | SONNET BIOTHERAPEUTC HLDNG I | $0 | – | -3 | -100.0% | 0.00% | – | |
| STRM | Exit | STREAMLINE HEALTH SOLUTIONS | $0 | – | -15 | -100.0% | 0.00% | – |
| FET | Exit | FORUM ENERGY TECHNOLOGIES IN | $0 | – | -21,305 | -100.0% | 0.00% | – |
| DDM | Exit | PROSHARES ULTRA DOW30fund | $0 | – | -200 | -100.0% | 0.00% | – |
| Exit | VECTOR GROUP LTDput | $0 | – | -150,000 | -100.0% | 0.00% | – | |
| LN | Exit | LINE CORPadr | $0 | – | -32 | -100.0% | 0.00% | – |
| ARPO | Exit | AERPIO PHARMACEUTICALS INC | $0 | – | -6,400 | -100.0% | 0.00% | – |
| KINS | Exit | KINGSTONE COS INC | $0 | – | -6 | -100.0% | 0.00% | – |
| Exit | DIREXION SHS ETF TRput | $0 | – | -50,000 | -100.0% | 0.00% | – | |
| USA | Exit | LIBERTY ALL STAR EQUITY FUNDfund | $0 | – | -2 | -100.0% | 0.00% | – |
| JILL | Exit | J JILL INC | $0 | – | -5,274 | -100.0% | 0.00% | – |
| NTIP | Exit | NETWORK-1 TECHNOLOGIES INC | $0 | – | -9 | -100.0% | 0.00% | – |
| SSPKW | Exit | SILVER SPIKE ACQUISITION CORwarrant | $0 | – | -150,000 | -100.0% | 0.00% | – |
| Exit | XERIS PHARMACEUTICALS INCcall | $0 | – | -173,700 | -100.0% | 0.00% | – | |
| KCAC | Exit | KENSINGTON CAP ACQUISITION C | $0 | – | -2,700 | -100.0% | 0.00% | – |
| KSMTU | Exit | KISMET ACQUISITION ONE CORPunit | $0 | – | -1,921 | -100.0% | 0.00% | – |
| FSEA | Exit | FIRST SEACOAST BANCORP | $0 | – | -1 | -100.0% | 0.00% | – |
| LGVWU | Exit | LONGVIEW ACQUISITION CORPunit | $0 | – | -150,010 | -100.0% | 0.00% | – |
| Exit | IQIYI INCbond | $0 | – | -1,729,000 | -100.0% | 0.00% | – | |
| Exit | INTERNATIONAL PAPER COcall | $0 | – | -40,200 | -100.0% | 0.00% | – | |
| SREPRA | Exit | SEMPRA ENERGYpref conv | $0 | – | -16,146 | -100.0% | 0.00% | – |
| BRBS | Exit | BLUE RIDGE BANKSHARES INC VA | $0 | – | -3 | -100.0% | 0.00% | – |
| FSTU | Exit | FAST ACQUISITION CORPunit | $0 | – | -100,000 | -100.0% | 0.00% | – |
| Exit | ON SEMICONDUCTOR CORPbond | $0 | – | -1,031,000 | -100.0% | 0.00% | – | |
| TRVI | Exit | TREVI THERAPEUTICS INC | $0 | – | -3 | -100.0% | 0.00% | – |
| SRTS | Exit | SENSUS HEALTHCARE INC | $0 | – | -8 | -100.0% | 0.00% | – |
| ASRV | Exit | AMERISERV FINL INC | $0 | – | -13 | -100.0% | 0.00% | – |
| USIO | Exit | USIO INC | $0 | – | -8 | -100.0% | 0.00% | – |
| Exit | IAC INTERACTIVECORP NEWput | $0 | – | -8,000 | -100.0% | 0.00% | – | |
| AVCT | Exit | AMERICAN VRTUAL CLOUD TECH I | $0 | – | -3 | -100.0% | 0.00% | – |
| Exit | PTC THERAPEUTICS INCcall | $0 | – | -27,200 | -100.0% | 0.00% | – | |
| TPHS | Exit | TRINITY PL HLDGS INC | $0 | – | -10 | -100.0% | 0.00% | – |
| STPKU | Exit | STAR PEAK ENERGY TRANSITIONunit | $0 | – | -105,008 | -100.0% | 0.00% | – |
| Exit | ACCELERATE DIAGNOSTICS INCput | $0 | – | -1,900 | -100.0% | 0.00% | – | |
| RFIL | Exit | RF INDS LTD | $0 | – | -6 | -100.0% | 0.00% | – |
| Exit | PATRICK INDS INCbond | $0 | – | -32,000 | -100.0% | 0.00% | – | |
| Exit | ISHARES TRput | $0 | – | -8,300 | -100.0% | 0.00% | – | |
| CDOR | Exit | CONDOR HOSPITALITY TR INC | $0 | – | -4 | -100.0% | 0.00% | – |
| QLTA | Exit | ISHARES AAA - A RATED CORPORfund | $0 | – | -7,105 | -100.0% | 0.00% | – |
| EYPT | Exit | EYEPOINT PHARMACEUTICALS INC | $0 | – | -218 | -100.0% | 0.00% | – |
| Exit | MESOBLAST LTDput | $0 | – | -100,000 | -100.0% | 0.00% | – | |
| HYRE | Exit | HYRECAR INC | $0 | – | -10 | -100.0% | 0.00% | – |
| FBRX | Exit | FORTE BIOSCIENCES INC | $0 | – | -966 | -100.0% | 0.00% | – |
| RIBT | Exit | RICEBRAN TECHNOLOGIES | $0 | – | -17 | -100.0% | 0.00% | – |
| EMHY | Exit | ISHARES J.P. MORGAN EM HIGH YIfund | $0 | – | -21,932 | -100.0% | 0.00% | – |
| REKR | Exit | REKOR SYSTEMS INC | $0 | – | -8 | -100.0% | 0.00% | – |
| Exit | NATERA INCput | $0 | – | -20,800 | -100.0% | 0.00% | – | |
| AWRE | Exit | AWARE INC MASS | $0 | – | -10 | -100.0% | 0.00% | – |
| NLR | Exit | VANECK VCTRS URANIUM & NUCLEARfund | $0 | – | -50 | -100.0% | 0.00% | – |
| CFIIU | Exit | CF FINANCE ACQUISITION CORPunit | $0 | – | -250,000 | -100.0% | 0.00% | – |
| HCFT | Exit | HUNT COS FIN TR INC | $0 | – | -14 | -100.0% | 0.00% | – |
| ONDK | Exit | ON DECK CAP INC | $0 | – | -3,386 | -100.0% | 0.00% | – |
| Exit | CLEANSPARK INCput | $0 | – | -21,300 | -100.0% | 0.00% | – | |
| HTBX | Exit | HEAT BIOLOGICS INC | $0 | – | -27,900 | -100.0% | 0.00% | – |
| CNFR | Exit | CONIFER HLDGS INC | $0 | – | -3 | -100.0% | 0.00% | – |
| GPORQ | Exit | GULFPORT ENERGY CORP | $0 | – | -378,692 | -100.0% | 0.00% | – |
| ACU | Exit | ACME UTD CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | XEROX HOLDINGS CORPcall | $0 | – | -115,700 | -100.0% | 0.00% | – | |
| Exit | BLINK CHARGING COput | $0 | – | -71,400 | -100.0% | 0.00% | – | |
| DMAC | Exit | DIAMEDICA THERAPEUTICS INC | $0 | – | -8 | -100.0% | 0.00% | – |
| LGL | Exit | LGL GROUP INC | $0 | – | -2 | -100.0% | 0.00% | – |
| TRQ | Exit | TURQUOISE HILL RES LTD | $0 | – | -2,766 | -100.0% | 0.00% | – |
| Exit | AMERICAN AXLE & MFG HLDGS INcall | $0 | – | -100,000 | -100.0% | 0.00% | – | |
| Exit | APPLIED DNA SCIENCES INC | $0 | – | -2 | -100.0% | 0.00% | – | |
| HCAC | Exit | HENNESSY CAP ACQUSTION CORP | $0 | – | -43,149 | -100.0% | 0.00% | – |
| KNDI | Exit | KANDI TECHNOLOGIES GROUP INC | $0 | – | -42,230 | -100.0% | 0.00% | – |
| Exit | SMITH & WESSON BRANDS INCcall | $0 | – | -75,000 | -100.0% | 0.00% | – | |
| MLPB | Exit | ETRACS ALERIAN INFRAST SER Bfund | $0 | – | -1,000 | -100.0% | 0.00% | – |
| Exit | CLEVELAND-CLIFFS INC NEWput | $0 | – | -98,100 | -100.0% | 0.00% | – | |
| Exit | RLJ LODGING TRcall | $0 | – | -12,500 | -100.0% | 0.00% | – | |
| PDLI | Exit | PDL BIOPHARMA INC | $0 | – | -129,906 | -100.0% | 0.00% | – |
| BMRGWS | Exit | B RILEY PRIN MERGER CORP IIwarrant | $0 | – | -78,812 | -100.0% | 0.00% | – |
| ZSAN | Exit | ZOSANO PHARMA CORP | $0 | – | -8,900 | -100.0% | 0.00% | – |
| MLPX | Exit | GLOBAL X MLP & ENERGY INFRASfund | $0 | – | -13 | -100.0% | 0.00% | – |
| SG | Exit | SIRIUS INTERNATIONAL INSURAN | $0 | – | -532 | -100.0% | 0.00% | – |
| PPIH | Exit | PERMA PIPE INTL HLDGS INC | $0 | – | -6 | -100.0% | 0.00% | – |
| APEN | Exit | APOLLO ENDOSURGERY INC | $0 | – | -7 | -100.0% | 0.00% | – |
| BIOC | Exit | BIOCEPT INC | $0 | – | -2,800 | -100.0% | 0.00% | – |
| Exit | MIRATI THERAPEUTICS INCput | $0 | – | -8,200 | -100.0% | 0.00% | – | |
| Exit | TTM TECHNOLOGIES INCbond | $0 | – | -220,000 | -100.0% | 0.00% | – | |
| FTAC | Exit | FINTECH ACQUISITION CORP III | $0 | – | -255,045 | -100.0% | 0.00% | – |
| Exit | IBIO INCput | $0 | – | -55,500 | -100.0% | 0.00% | – | |
| HOTH | Exit | HOTH THERAPEUTICS INC | $0 | – | -5 | -100.0% | 0.00% | – |
| CBLAQ | Exit | CBL & ASSOC PPTYS INC | $0 | – | -200 | -100.0% | 0.00% | – |
| VERB | Exit | VERB TECHNOLOGY CO INC | $0 | – | -14 | -100.0% | 0.00% | – |
| Exit | KANDI TECHNOLOGIES GROUP INCput | $0 | – | -208,900 | -100.0% | 0.00% | – | |
| UROV | Exit | UROVANT SCIENCES LTD | $0 | – | -7 | -100.0% | 0.00% | – |
| ONCY | Exit | ONCOLYTICS BIOTECH INC | $0 | – | -16,483 | -100.0% | 0.00% | – |
| TACT | Exit | TRANSACT TECHNOLOGIES INC | $0 | – | -5 | -100.0% | 0.00% | – |
| IEA | Exit | INFRA AND ENERGY ALTRNTIVE I | $0 | – | -8 | -100.0% | 0.00% | – |
| CLSK | Exit | CLEANSPARK INC | $0 | – | -15,421 | -100.0% | 0.00% | – |
| PIN | Exit | INVESCO INDIA EXCHANGE-TRADEfund | $0 | – | -700 | -100.0% | 0.00% | – |
| RKDA | Exit | ARCADIA BIOSCIENCES INC | $0 | – | -5 | -100.0% | 0.00% | – |
| TGLS | Exit | TECNOGLASS INC | $0 | – | -54 | -100.0% | 0.00% | – |
| CCACU | Exit | CITIC CAPITAL ACQUISITION COunit | $0 | – | -200,000 | -100.0% | 0.00% | – |
| OPGN | Exit | OPGEN INC | $0 | – | -5,106 | -100.0% | 0.00% | – |
| Exit | WRIGHT MED GROUP N Vbond | $0 | – | -1,200,000 | -100.0% | 0.00% | – | |
| EQCPRD | Exit | EQUITY COMWLTHpref conv | $0 | – | -500 | -100.0% | 0.00% | – |
| RIVE | Exit | RIVERVIEW FINL CORP NEW | $0 | – | -1 | -100.0% | 0.00% | – |
| PMD | Exit | PSYCHEMEDICS CORP | $0 | – | -4 | -100.0% | 0.00% | – |
| MYD | Exit | BLACKROCK MUNIYIELD FUNDfund | $0 | – | -3,500 | -100.0% | 0.00% | – |
| OAC | Exit | OAKTREE ACQUISITION CORP | $0 | – | -204,471 | -100.0% | 0.00% | – |
| Exit | AXALTA COATING SYS LTDcall | $0 | – | -15,500 | -100.0% | 0.00% | – | |
| NIU | Exit | NIU TECHNOLOGIESadr | $0 | – | -2,183 | -100.0% | 0.00% | – |
| YGYI | Exit | YOUNGEVITY INTL INC | $0 | – | -940 | -100.0% | 0.00% | – |
| GFLU | Exit | GFL ENVIRONMENTAL INCpref conv | $0 | – | -36,800 | -100.0% | 0.00% | – |
| Exit | HOPE BANCORP INCbond | $0 | – | -1,563,000 | -100.0% | 0.00% | – | |
| PHX | Exit | PANHANDLE OIL & GAS INC | $0 | – | -1,673 | -100.0% | 0.00% | – |
| NOVN | Exit | NOVAN INC | $0 | – | -53,000 | -100.0% | 0.00% | – |
| Exit | BILIBILI INCcall | $0 | – | -50,000 | -100.0% | 0.00% | – | |
| Exit | RINGCENTRAL INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| Exit | VONAGE HLDGS CORPcall | $0 | – | -81,700 | -100.0% | 0.00% | – | |
| AESE | Exit | ALLIED ESPORTS ENTMT INC | $0 | – | -3 | -100.0% | 0.00% | – |
| QUIK | Exit | QUICKLOGIC CORP | $0 | – | -5 | -100.0% | 0.00% | – |
| MMLP | Exit | MARTIN MIDSTREAM PRTNRS L P | $0 | – | -100,860 | -100.0% | 0.00% | – |
| BMAR | Exit | INNOVATOR S&P 500 BUFFER ETFfund | $0 | – | -4,372 | -100.0% | 0.00% | – |
| Exit | DECIPHERA PHARMACEUTICALS INcall | $0 | – | -40,000 | -100.0% | 0.00% | – | |
| ARDS | Exit | ARIDIS PHARMACEUTICALS INC | $0 | – | -4 | -100.0% | 0.00% | – |
| BSCK | Exit | INVESCO BULLETSHARES 2020 CORPfund | $0 | – | -23,119 | -100.0% | 0.00% | – |
| AKCA | Exit | AKCEA THERAPEUTICS INC | $0 | – | -6,134 | -100.0% | 0.00% | – |
| Exit | CSG SYS INTL INCbond | $0 | – | -75,000 | -100.0% | 0.00% | – | |
| VNLA | Exit | JANUS HENDERSON SHORT DURATIfund | $0 | – | -400 | -100.0% | 0.00% | – |
| Exit | TONIX PHARMACEUTICALS HLDG C | $0 | – | -36,500 | -100.0% | 0.00% | – | |
| ACEVU | Exit | ACE CONVERGENCE ACQU CORPunit | $0 | – | -110,500 | -100.0% | 0.00% | – |
| Exit | INOVIO PHARMACEUTICALS INCcall | $0 | – | -100,000 | -100.0% | 0.00% | – | |
| GMBL | Exit | ESPORTS ENTMT GROUP INC | $0 | – | -2 | -100.0% | 0.00% | – |
| CFBK | Exit | CF BANKSHARES INC | $0 | – | -2 | -100.0% | 0.00% | – |
| KORU | Exit | DIREXION DLY S KOREA BULL 3Xfund | $0 | – | -20,613 | -100.0% | 0.00% | – |
| FMB | Exit | FIRST TRUST MANAGED MUNICIPAfund | $0 | – | -4,590 | -100.0% | 0.00% | – |
| OXFD | Exit | OXFORD IMMUNOTEC GLOBAL PLC | $0 | – | -8,231 | -100.0% | 0.00% | – |
| Exit | CDK GLOBAL INCcall | $0 | – | -64,600 | -100.0% | 0.00% | – | |
| IDX | Exit | VANECK INDONESIA INDEXfund | $0 | – | -500 | -100.0% | 0.00% | – |
| SSKN | Exit | STRATA SKIN SCIENCES INC | $0 | – | -12 | -100.0% | 0.00% | – |
| SURF | Exit | SURFACE ONCOLOGY INC | $0 | – | -17,719 | -100.0% | 0.00% | – |
| ICCC | Exit | IMMUCELL CORP | $0 | – | -4 | -100.0% | 0.00% | – |
| LOAKU | Exit | LIVE OAK ACQUISITION CORPunit | $0 | – | -100,000 | -100.0% | 0.00% | – |
| Exit | WORKDAY INCput | $0 | – | -7,500 | -100.0% | 0.00% | – | |
| Exit | BANCO BRADESCO S Acall | $0 | – | -385,000 | -100.0% | 0.00% | – | |
| TECL | Exit | DIREXION DAILY TECH BULL 3Xfund | $0 | – | -4 | -100.0% | 0.00% | – |
| Exit | CORBUS PHARMACEUTICALS HLDGSput | $0 | – | -3,100 | -100.0% | 0.00% | – | |
| Exit | NABORS INDS INC NEWbond | $0 | – | -5,000,000 | -100.0% | 0.00% | – | |
| STIP | Exit | ISHARES 0-5 YEAR TIPS BOND Efund | $0 | – | -50 | -100.0% | 0.00% | – |
| Exit | FOX CORPput | $0 | – | -34,800 | -100.0% | 0.00% | – | |
| Exit | QIAGEN NVbond | $0 | – | -1,400,000 | -100.0% | 0.00% | – | |
| LWAY | Exit | LIFEWAY FOODS INC | $0 | – | -3 | -100.0% | 0.00% | – |
| CVU | Exit | CPI AEROSTRUCTURES INC | $0 | – | -9 | -100.0% | 0.00% | – |
| OASPQ | Exit | OASIS PETROLEUM INC | $0 | – | -388,555 | -100.0% | 0.00% | – |
| Exit | BARRICK GOLD CORPcall | $0 | – | -100,000 | -100.0% | 0.00% | – | |
| FAT | Exit | FAT BRANDS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | AMAG PHARMACEUTICALS INCbond | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| Exit | MAGELLAN MIDSTREAM PRTNRS LPput | $0 | – | -35,000 | -100.0% | 0.00% | – | |
| RTRX | Exit | RETROPHIN INC | $0 | – | -24,677 | -100.0% | 0.00% | – |
| PMAY | Exit | INNOVATOR S&P 500 P-BUFF MAYfund | $0 | – | -3,785 | -100.0% | 0.00% | – |
| Exit | AMC NETWORKS INCput | $0 | – | -75,000 | -100.0% | 0.00% | – | |
| AMRB | Exit | AMERICAN RIV BANKSHARES | $0 | – | -4 | -100.0% | 0.00% | – |
| Exit | C H ROBINSON WORLDWIDE INCput | $0 | – | -900 | -100.0% | 0.00% | – | |
| VRTWS | Exit | VERTIV HOLDINGS COwarrant | $0 | – | -250,000 | -100.0% | 0.00% | – |
| AYTU | Exit | AYTU BIOSCIENCE INC | $0 | – | -34,976 | -100.0% | 0.00% | – |
| Exit | PURE STORAGE INCbond | $0 | – | -1,286,000 | -100.0% | 0.00% | – | |
| AHC | Exit | A H BELO CORP | $0 | – | -17 | -100.0% | 0.00% | – |
| NORW | Exit | Global X MSCI Norway ETFfund | $0 | – | -2,500 | -100.0% | 0.00% | – |
| IEC | Exit | IEC ELECTRS CORP NEW | $0 | – | -6 | -100.0% | 0.00% | – |
| ATAX | Exit | AMERICA FIRST MULTIFAMILY IN | $0 | – | -14,203 | -100.0% | 0.00% | – |
| CAN | Exit | CANAAN INCadr | $0 | – | -1,563 | -100.0% | 0.00% | – |
| RNDB | Exit | RANDOLPH BANCORP INC | $0 | – | -3 | -100.0% | 0.00% | – |
| Exit | METHANEX CORPput | $0 | – | -51,000 | -100.0% | 0.00% | – | |
| CCXXWS | Exit | CHURCHILL CAP CORP IIIwarrant | $0 | – | -300,000 | -100.0% | 0.00% | – |
| TLI | Exit | WESTERN ASSET CORPORATE LOAN FUND INCfund | $0 | – | -500 | -100.0% | 0.00% | – |
| FUND | Exit | SPROTT FOCUS TRUST INCfund | $0 | – | -4 | -100.0% | 0.00% | – |
| FUSB | Exit | FIRST US BANCSHARES INC | $0 | – | -3 | -100.0% | 0.00% | – |
| IAI | Exit | ISHARES U.S. BROKER-DEALERSfund | $0 | – | -2,000 | -100.0% | 0.00% | – |
| GEC | Exit | GREAT ELM CAP GROUP INC | $0 | – | -13 | -100.0% | 0.00% | – |
| GER | Exit | GOLDMAN SACHS MLP & ENERGY Rfund | $0 | – | -6 | -100.0% | 0.00% | – |
| TKC | Exit | TURKCELL ILETISIM HIZMETLERIadr | $0 | – | -210 | -100.0% | 0.00% | – |
| BTEGF | Exit | BAYTEX ENERGY CORP | $0 | – | -3,253,581 | -100.0% | 0.00% | – |
| MACK | Exit | MERRIMACK PHARMACEUTICALS IN | $0 | – | -7 | -100.0% | 0.00% | – |
| Exit | OMNICOM GROUP INCput | $0 | – | -10,700 | -100.0% | 0.00% | – | |
| JCS | Exit | COMMUNICATIONS SYS INC | $0 | – | -5 | -100.0% | 0.00% | – |
| BTBT | Exit | GOLDEN BULL LTD | $0 | – | -1,353 | -100.0% | 0.00% | – |
| FRD | Exit | FRIEDMAN INDS INC | $0 | – | -5 | -100.0% | 0.00% | – |
| INTT | Exit | INTEST CORP | $0 | – | -6 | -100.0% | 0.00% | – |
| EXPCW | Exit | EXPERIENCE INVT CORPwarrant | $0 | – | -69,676 | -100.0% | 0.00% | – |
| UAVS | Exit | AGEAGLE AERIAL SYS INC NEW | $0 | – | -7,800 | -100.0% | 0.00% | – |
| TAYD | Exit | TAYLOR DEVICES INC | $0 | – | -1 | -100.0% | 0.00% | – |
| RFP | Exit | RESOLUTE FST PRODS INC | $0 | – | -32,348 | -100.0% | 0.00% | – |
| KFS | Exit | KINGSWAY FINL SVCS INC | $0 | – | -9 | -100.0% | 0.00% | – |
| Exit | SPDR INDEX SHS FDSput | $0 | – | -9,300 | -100.0% | 0.00% | – | |
| BSMX | Exit | BANCO SANTANDER MEXICO SAadr | $0 | – | -54,882 | -100.0% | 0.00% | – |
| NSCOWS | Exit | NESCO HLDGS INCwarrant | $0 | – | -84,843 | -100.0% | 0.00% | – |
| ISDR | Exit | ISSUER DIRECT CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| NEPH | Exit | NEPHROS INC | $0 | – | -3 | -100.0% | 0.00% | – |
| NFHWS | Exit | NEW FRONTIER HEALTH CORPwarrant | $0 | – | -97,567 | -100.0% | 0.00% | – |
| DGL | Exit | INVESCO DB GOLD FUNDfund | $0 | – | -128 | -100.0% | 0.00% | – |
| CZWI | Exit | CITIZENS CMNTY BANCORP INC M | $0 | – | -7 | -100.0% | 0.00% | – |
| NMPRH | Exit | NAVIOS MARITIME HOLDINGS INCpreferred | $0 | – | -20,000 | -100.0% | 0.00% | – |
| IMCV | Exit | ISHARES MORNINGSTAR MID-CAPfund | $0 | – | -300 | -100.0% | 0.00% | – |
| STKS | Exit | THE ONE GROUP HOSPITALITY IN | $0 | – | -10 | -100.0% | 0.00% | – |
| LPTH | Exit | LIGHTPATH TECHNOLOGIES INC | $0 | – | -16 | -100.0% | 0.00% | – |
| EQ | Exit | EQUILLIUM INC | $0 | – | -5 | -100.0% | 0.00% | – |
| SPHQ | Exit | INVESCO S&P 500 QUALITY ETFfund | $0 | – | -525 | -100.0% | 0.00% | – |
| EVOK | Exit | EVOKE PHARMA INC | $0 | – | -16 | -100.0% | 0.00% | – |
| CARE | Exit | CARTER BK & TR MARTINSVILLE | $0 | – | -32,748 | -100.0% | 0.00% | – |
| CBMB | Exit | CBM BANCORP INC | $0 | – | -2 | -100.0% | 0.00% | – |
| BSTC | Exit | BIOSPECIFICS TECHNOLOGIES CO | $0 | – | -7,821 | -100.0% | 0.00% | – |
| LIFE | Exit | ATYR PHARMA INC | $0 | – | -6 | -100.0% | 0.00% | – |
| Exit | BBX CAP CORP NEW | $0 | – | -10,404 | -100.0% | 0.00% | – | |
| ORCC | Exit | OWL ROCK CAPITAL CORPORATION | $0 | – | -30,169 | -100.0% | 0.00% | – |
| LATNW | Exit | UNION ACQUISITION CORP IIwarrant | $0 | – | -62,800 | -100.0% | 0.00% | – |
| IHY | Exit | VANECK INTL HIGH YIELD BONDfund | $0 | – | -610 | -100.0% | 0.00% | – |
| Exit | KINGSOFT CLOUD HLDGS LTDput | $0 | – | -72,300 | -100.0% | 0.00% | – | |
| Exit | ADMA BIOLOGICS INCcall | $0 | – | -100 | -100.0% | 0.00% | – | |
| WPG | Exit | WASHINGTON PRIME GROUP NEW | $0 | – | -167,118 | -100.0% | 0.00% | – |
| NMM | Exit | NAVIOS MARITIME PARTNERS L P | $0 | – | -545 | -100.0% | 0.00% | – |
| Exit | NANOVIRICIDES INC | $0 | – | -3,820 | -100.0% | 0.00% | – | |
| NNA | Exit | NAVIOS MARITIME ACQUIS CORP | $0 | – | -7 | -100.0% | 0.00% | – |
| XSLV | Exit | INVESCO S&P SMALLCAP LOW VOLfund | $0 | – | -50,000 | -100.0% | 0.00% | – |
| LKCO | Exit | LUOKUNG TECHNOLOGY CORP | $0 | – | -6,501 | -100.0% | 0.00% | – |
| CAPR | Exit | CAPRICOR THERAPEUTICS INC | $0 | – | -5,607 | -100.0% | 0.00% | – |
| ARMP | Exit | ARMATA PHARMACEUTICALS INC | $0 | – | -9 | -100.0% | 0.00% | – |
| RMT | Exit | ROYCE MICRO-CAP TRUST INCfund | $0 | – | -2 | -100.0% | 0.00% | – |
| Exit | ZOMEDICA PHARMACEUTICALS COR | $0 | – | -285,800 | -100.0% | 0.00% | – | |
| Exit | PRECIGEN INCput | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| IBDL | Exit | ISHARES IBONDS DEC 2020 TERM CORPORATE ETFfund | $0 | – | -3,622 | -100.0% | 0.00% | – |
| WSTL | Exit | WESTELL TECHNOLOGIES INC | $0 | – | -18,786 | -100.0% | 0.00% | – |
| CPSS | Exit | CONSUMER PORTFOLIO SVCS INC | $0 | – | -11 | -100.0% | 0.00% | – |
| AIRI | Exit | AIR INDS GROUP | $0 | – | -22 | -100.0% | 0.00% | – |
| HCACW | Exit | HENNESSY CAP ACQUSTION CORPwarrant | $0 | – | -92,600 | -100.0% | 0.00% | – |
| HUD | Exit | HUDSON LTD | $0 | – | -14,771 | -100.0% | 0.00% | – |
| DUO | Exit | FANGDD NETWORK GROUP LTDadr | $0 | – | -439 | -100.0% | 0.00% | – |
| TTOO | Exit | T2 BIOSYSTEMS INC | $0 | – | -14,600 | -100.0% | 0.00% | – |
| Exit | VANGUARD INDEX FDSput | $0 | – | -900 | -100.0% | 0.00% | – | |
| Exit | MARATHON OIL CORPcall | $0 | – | -100,000 | -100.0% | 0.00% | – | |
| Exit | YANDEX N Vcall | $0 | – | -14,500 | -100.0% | 0.00% | – | |
| ETTX | Exit | ENTASIS THERAPEUTICS HLDGS I | $0 | – | -3 | -100.0% | 0.00% | – |
| Exit | PINDUODUO INCbond | $0 | – | -739,000 | -100.0% | 0.00% | – | |
| MGEN | Exit | MIRAGEN THERAPEUTICS INC | $0 | – | -319,344 | -100.0% | 0.00% | – |
| CGROU | Exit | COLLECTIVE GROWTH CORPunit | $0 | – | -100,000 | -100.0% | 0.00% | – |
| ACAMW | Exit | ACAMAR PARTNERS ACQSITION COwarrant | $0 | – | -630,000 | -100.0% | 0.00% | – |
| FTSI | Exit | FTS INTERNATIONAL INC | $0 | – | -3 | -100.0% | 0.00% | – |
| Exit | CRYOPORT INCput | $0 | – | -50,500 | -100.0% | 0.00% | – | |
| BAPR | Exit | INNOVATOR S&P 500 BUFFER ETFfund | $0 | – | -2,347 | -100.0% | 0.00% | – |
| ONEY | Exit | SPDR RUSSELL 1000 YIELD FOCUfund | $0 | – | -1 | -100.0% | 0.00% | – |
| ECOLW | Exit | US ECOLOGY INCwarrant | $0 | – | -92,821 | -100.0% | 0.00% | – |
| SVBI | Exit | SEVERN BANCORP INC ANNAPOLIS | $0 | – | -7 | -100.0% | 0.00% | – |
| INWK | Exit | INNERWORKINGS INC | $0 | – | -104 | -100.0% | 0.00% | – |
| CATH | Exit | GLOBAL X S&P 500 CA VAL ETFfund | $0 | – | -6,950 | -100.0% | 0.00% | – |
| Exit | OCWEN FINL CORP | $0 | – | -1,546 | -100.0% | 0.00% | – | |
| HPR | Exit | HIGHPOINT RES CORP | $0 | – | -131 | -100.0% | 0.00% | – |
| ONCT | Exit | ONCTERNAL THERAPEUTICS INC | $0 | – | -7 | -100.0% | 0.00% | – |
| NICK | Exit | NICHOLAS FINL INC BC | $0 | – | -4 | -100.0% | 0.00% | – |
| Exit | ETF SER SOLUTIONSput | $0 | – | -50,000 | -100.0% | 0.00% | – | |
| BMRGU | Exit | B RILEY PRIN MERGER CORP IIunit | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | IRONWOOD PHARMACEUTICALS INCbond | $0 | – | -46,000 | -100.0% | 0.00% | – | |
| GAU | Exit | GALIANO GOLD INC | $0 | – | -3,650 | -100.0% | 0.00% | – |
| Exit | CHEMBIO DIAGNOSTICS INCput | $0 | – | -2,200 | -100.0% | 0.00% | – | |
| Exit | CARDTRONICS INCbond | $0 | – | -481,000 | -100.0% | 0.00% | – | |
| SVA | Exit | SINOVAC BIOTECH LTD | $0 | – | -400 | -100.0% | 0.00% | – |
| SMTX | Exit | SMTC CORP | $0 | – | -12 | -100.0% | 0.00% | – |
| BITA | Exit | BITAUTO HLDGS LTDadr | $0 | – | -28,140 | -100.0% | 0.00% | – |
| Exit | GRUPO AVAL ACCIONES Y VALOREadr | $0 | – | -539,874 | -100.0% | 0.00% | – | |
| RSSS | Exit | RESEARCH SOLUTIONS INC | $0 | – | -9 | -100.0% | 0.00% | – |
| TRVN | Exit | TREVENA INC | $0 | – | -10,900 | -100.0% | 0.00% | – |
| OMEX | Exit | ODYSSEY MARINE EXPLORATION I | $0 | – | -6 | -100.0% | 0.00% | – |
| AQB | Exit | AQUABOUNTY TECHNOLOGIES INC | $0 | – | -3,714 | -100.0% | 0.00% | – |
| EPSN | Exit | EPSILON ENERGY LTD | $0 | – | -16 | -100.0% | 0.00% | – |
| Exit | TRIMBLE INCcall | $0 | – | -53,500 | -100.0% | 0.00% | – | |
| MAYS | Exit | MAYS J W INC | $0 | – | -700 | -100.0% | 0.00% | – |
| WORX | Exit | SCWORX CORP | $0 | – | -3 | -100.0% | 0.00% | – |
| CNET | Exit | CHINANET ONLINE HLDGS INC | $0 | – | -12,600 | -100.0% | 0.00% | – |
| BMRG | Exit | B RILEY PRIN MERGER CORP II | $0 | – | -209,716 | -100.0% | 0.00% | – |
| GSHHY | Exit | GUANGSHEN RY LTDadr | $0 | – | -5 | -100.0% | 0.00% | – |
| GVAL | Exit | CAMBRIA GLOBAL VALUE ETFfund | $0 | – | -115 | -100.0% | 0.00% | – |
| Exit | EDWARDS LIFESCIENCES CORPput | $0 | – | -35,000 | -100.0% | 0.00% | – | |
| PACDQ | Exit | PACIFIC DRILLING SA LUXEMBOU | $0 | – | -8,063 | -100.0% | 0.00% | – |
| INDS | Exit | PACER BENCHMARK INDUSTRIALfund | $0 | – | -5 | -100.0% | 0.00% | – |
| NTRP | Exit | NEUROTROPE INC | $0 | – | -11 | -100.0% | 0.00% | – |
| Exit | WELLTOWER INCcall | $0 | – | -22,800 | -100.0% | 0.00% | – | |
| HNNA | Exit | HENNESSY ADVISORS INC | $0 | – | -3 | -100.0% | 0.00% | – |
| DMYDU | Exit | DMY TECHNOLOGY GROUP INC IIunit | $0 | – | -252,670 | -100.0% | 0.00% | – |
| Exit | TRANSENTERIX INC | $0 | – | -3 | -100.0% | 0.00% | – | |
| XSPA | Exit | XPRESSPA GROUP INC | $0 | – | -6,500 | -100.0% | 0.00% | – |
| DWSN | Exit | DAWSON GEOPHYSICAL CO NEW | $0 | – | -19 | -100.0% | 0.00% | – |
| Exit | UNITED STS OIL FD LPcall | $0 | – | -4,368 | -100.0% | 0.00% | – | |
| TFFP | Exit | TFF PHARMACEUTICALS INC | $0 | – | -8 | -100.0% | 0.00% | – |
| Exit | LYFT INCcall | $0 | – | -8,200 | -100.0% | 0.00% | – | |
| APRN | Exit | BLUE APRON HLDGS INC | $0 | – | -2,928 | -100.0% | 0.00% | – |
| HUSA | Exit | HOUSTON AMERN ENERGY CORP | $0 | – | -100 | -100.0% | 0.00% | – |
| USAS | Exit | AMERICAS GOLD AND SILVER COR | $0 | – | -40,725 | -100.0% | 0.00% | – |
| RNGR | Exit | RANGER ENERGY SVCS INC | $0 | – | -4 | -100.0% | 0.00% | – |
| Exit | DYNATRACE INCcall | $0 | – | -59,400 | -100.0% | 0.00% | – | |
| NTIC | Exit | NORTHERN TECH INTL CORP | $0 | – | -4 | -100.0% | 0.00% | – |
| VEDL | Exit | VEDANTA LIMITEDadr | $0 | – | -279,300 | -100.0% | 0.00% | – |
| AEHR | Exit | AEHR TEST SYSTEMS | $0 | – | -14 | -100.0% | 0.00% | – |
| USAP | Exit | UNIVERSAL STAINLESS & ALLOY | $0 | – | -5 | -100.0% | 0.00% | – |
| HBP | Exit | HUTTIG BLDG PRODS INC | $0 | – | -16 | -100.0% | 0.00% | – |
| TAT | Exit | TRANSATLANTIC PETROLEUM LTD | $0 | – | -5,500 | -100.0% | 0.00% | – |
| BBDC | Exit | BARINGS BDC INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| DVD | Exit | DOVER MOTORSPORTS INC | $0 | – | -18 | -100.0% | 0.00% | – |
| NMCI | Exit | NAVIOS MARITIME CONTAINERS L | $0 | – | -20 | -100.0% | 0.00% | – |
| PMAR | Exit | INNOVATOR S&P 500 POWER BUFFfund | $0 | – | -4,255 | -100.0% | 0.00% | – |
| IGN | Exit | ISHARES NORTH AMERICAN TECH-fund | $0 | – | -4,800 | -100.0% | 0.00% | – |
| BSJK | Exit | INVESCO BULLETSHARES 2020 HIGHfund | $0 | – | -414 | -100.0% | 0.00% | – |
| DEHU | Exit | D8 HOLDINGS CORPunit | $0 | – | -100,000 | -100.0% | 0.00% | – |
| FLRG | Exit | FIDELITY US MULTIFACTOR ETFfund | $0 | – | -43,822 | -100.0% | 0.00% | – |
| MNDO | Exit | MIND C T I LTD | $0 | – | -15 | -100.0% | 0.00% | – |
| UFAB | Exit | UNIQUE FABRICATING INC | $0 | – | -5 | -100.0% | 0.00% | – |
| PAPR | Exit | INNOVATOR S&P 500 POWER BUFFfund | $0 | – | -2,384 | -100.0% | 0.00% | – |
| BCTG | Exit | BCTG ACQUISITION CORP | $0 | – | -100,000 | -100.0% | 0.00% | – |
| BSXPRA | Exit | BOSTON SCIENTIFIC CORPpreferred | $0 | – | -7,626 | -100.0% | 0.00% | – |
| FUV | Exit | ARCIMOTO INC | $0 | – | -10 | -100.0% | 0.00% | – |
| SERV | Exit | SERVICEMASTER GLOBAL HLDGS I | $0 | – | -22,659 | -100.0% | 0.00% | – |
| LOAN | Exit | MANHATTAN BRDG CAP INC | $0 | – | -4 | -100.0% | 0.00% | – |
| MWK | Exit | MOHAWK GROUP HLDGS INC | $0 | – | -5 | -100.0% | 0.00% | – |
| Exit | MACERICH COput | $0 | – | -201,000 | -100.0% | 0.00% | – | |
| Exit | CRITEO S Acall | $0 | – | -25,100 | -100.0% | 0.00% | – | |
| Exit | INOVIO PHARMACEUTICALS INCput | $0 | – | -202,200 | -100.0% | 0.00% | – | |
| JXI | Exit | ISHARES GLOBAL UTILITIES ETFfund | $0 | – | -67 | -100.0% | 0.00% | – |
| ETY | Exit | EATON VANCE TAX-MANAGED DIVEfund | $0 | – | -3,735 | -100.0% | 0.00% | – |
| OSS | Exit | ONE STOP SYS INC | $0 | – | -8 | -100.0% | 0.00% | – |
| CRIS | Exit | CURIS INC | $0 | – | -1,200 | -100.0% | 0.00% | – |
| ARKR | Exit | ARK RESTAURANTS CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| PZG | Exit | PARAMOUNT GOLD NEV CORP | $0 | – | -13 | -100.0% | 0.00% | – |
| CMCM | Exit | CHEETAH MOBILE INCadr | $0 | – | -1,268 | -100.0% | 0.00% | – |
| FLL | Exit | FULL HSE RESORTS INC | $0 | – | -18 | -100.0% | 0.00% | – |
| CCXX | Exit | CHURCHILL CAP CORP III | $0 | – | -92,733 | -100.0% | 0.00% | – |
| SSPK | Exit | SILVER SPIKE ACQUISITION COR | $0 | – | -325,002 | -100.0% | -0.00% | – |
| MNCL | Exit | MONOCLE ACQUISITION CORP | $0 | – | -316,251 | -100.0% | -0.00% | – |
| GHIV | Exit | GORES HLDGS IV INC | $0 | – | -749,600 | -100.0% | -0.00% | – |
| Exit | SUNPOWER CORPbond | $0 | – | -3,655,000 | -100.0% | -0.00% | – | |
| Exit | EXPEDIA GROUP INCput | $0 | – | -84,000 | -100.0% | -0.00% | – | |
| RMG | Exit | RMG ACQUISITION CORP | $0 | – | -358,239 | -100.0% | -0.00% | – |
| Exit | CROWN CASTLE INTL CORP NEWput | $0 | – | -25,000 | -100.0% | -0.00% | – | |
| EXPCU | Exit | EXPERIENCE INVT CORPunit | $0 | – | -308,927 | -100.0% | -0.00% | – |
| Exit | LAM RESEARCH CORPcall | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | BILL COM HLDGS INCput | $0 | – | -33,200 | -100.0% | -0.00% | – | |
| SMMC | Exit | SOUTH MTN MERGER CORP | $0 | – | -561,335 | -100.0% | -0.00% | – |
| Exit | ROYAL DUTCH SHELL PLCcall | $0 | – | -129,200 | -100.0% | -0.00% | – | |
| PCPLU | Exit | CC NEUBERGER PRINCIPAL HLDNGunit | $0 | – | -355,365 | -100.0% | -0.00% | – |
| QTSPRB | Exit | QTS RLTY TR INCpref conv | $0 | – | -43,368 | -100.0% | -0.00% | – |
| Exit | CROWN CASTLE INTL CORP NEWcall | $0 | – | -39,500 | -100.0% | -0.00% | – | |
| Exit | WARNER MUSIC GROUP CORPcall | $0 | – | -209,500 | -100.0% | -0.00% | – | |
| Exit | F M C CORPcall | $0 | – | -44,000 | -100.0% | -0.00% | – | |
| THBR | Exit | THUNDER BRDG ACQUISTION II L | $0 | – | -639,679 | -100.0% | -0.00% | – |
| LOAK | Exit | LIVE OAK ACQUISITION CORP | $0 | – | -461,421 | -100.0% | -0.00% | – |
| IRET | Exit | INVESTORS REAL ESTATE TR | $0 | – | -72,703 | -100.0% | -0.00% | – |
| Exit | FERRARI N Vput | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| Exit | SOUTHWEST AIRLS COput | $0 | – | -135,000 | -100.0% | -0.00% | – | |
| Exit | MAGELLAN MIDSTREAM PRTNRS LPcall | $0 | – | -135,000 | -100.0% | -0.00% | – | |
| Exit | KANSAS CITY SOUTHERNput | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | SOUTHWEST AIRLS COcall | $0 | – | -135,000 | -100.0% | -0.00% | – | |
| NBL | Exit | NOBLE ENERGY INC | $0 | – | -369,049 | -100.0% | -0.00% | – |
| SPHD | Exit | PowerShares S&P 500 High Dividend Low VolatilityPortfoliofund | $0 | – | -108,520 | -100.0% | -0.00% | – |
| Exit | ABB LTDput | $0 | – | -311,600 | -100.0% | -0.00% | – | |
| Exit | TANGER FACTORY OUTLET CTRS Iput | $0 | – | -502,500 | -100.0% | -0.00% | – | |
| Exit | REDFIN CORPbond | $0 | – | -2,440,000 | -100.0% | -0.00% | – | |
| Exit | AMERICAN EAGLE OUTFITTERS INput | $0 | – | -215,000 | -100.0% | -0.00% | – | |
| Exit | EDITAS MEDICINE INCcall | $0 | – | -217,500 | -100.0% | -0.00% | – | |
| LFAC | Exit | LF CAP ACQUISITION CORP | $0 | – | -387,733 | -100.0% | -0.00% | – |
| Exit | WRIGHT MED GROUP N Vcall | $0 | – | -140,000 | -100.0% | -0.00% | – | |
| Exit | DINE BRANDS GLOBAL INCput | $0 | – | -66,400 | -100.0% | -0.00% | – | |
| Exit | PENN NATL GAMING INCcall | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| HCCO | Exit | HEALTHCARE MERGER CORP | $0 | – | -708,021 | -100.0% | -0.00% | – |
| Exit | RIO TINTO PLCcall | $0 | – | -117,000 | -100.0% | -0.00% | – | |
| Exit | BAXTER INTL INCcall | $0 | – | -46,300 | -100.0% | -0.00% | – | |
| Exit | ACI WORLDWIDE INCcall | $0 | – | -150,000 | -100.0% | -0.00% | – | |
| Exit | STITCH FIX INCput | $0 | – | -250,900 | -100.0% | -0.00% | – | |
| Exit | NAVISTAR INTL CORP NEWput | $0 | – | -85,000 | -100.0% | -0.00% | – | |
| BFTU | Exit | FOLEY TRASIMENE ACQUISITIONunit | $0 | – | -533,662 | -100.0% | -0.00% | – |
| Exit | LOGITECH INTL S Aput | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | SPIRIT AEROSYSTEMS HLDGS INCcall | $0 | – | -304,000 | -100.0% | -0.00% | – | |
| Exit | AMERICAN EAGLE OUTFITTERS INcall | $0 | – | -513,200 | -100.0% | -0.00% | – | |
| Exit | WARNER MUSIC GROUP CORPput | $0 | – | -300,000 | -100.0% | -0.00% | – | |
| CFFA | Exit | CF FIN ACQUISITION CORP | $0 | – | -845,721 | -100.0% | -0.00% | – |
| GLIBA | Exit | GCI LIBERTY INC | $0 | – | -64,076 | -100.0% | -0.00% | – |
| Exit | MARATHON PETE CORPcall | $0 | – | -212,500 | -100.0% | -0.00% | – | |
| Exit | IQIYI INCbond | $0 | – | -6,563,000 | -100.0% | -0.00% | – | |
| Exit | VULCAN MATLS COput | $0 | – | -45,000 | -100.0% | -0.00% | – | |
| GLT | Exit | GLATFELTER | $0 | – | -371,235 | -100.0% | -0.00% | – |
| Exit | FIDELITY NATIONAL FINANCIALcall | $0 | – | -96,400 | -100.0% | -0.00% | – | |
| HYAC | Exit | HAYMAKER ACQUISITION CORP II | $0 | – | -688,949 | -100.0% | -0.00% | – |
| Exit | TRULIA INCbond | $0 | – | -4,758,000 | -100.0% | -0.00% | – | |
| Exit | YELP INCcall | $0 | – | -200,000 | -100.0% | -0.00% | – | |
| Exit | TENCENT MUSIC ENTMT GROUPcall | $0 | – | -545,000 | -100.0% | -0.00% | – | |
| ACAM | Exit | ACAMAR PARTNERS ACQSITION CO | $0 | – | -623,926 | -100.0% | -0.00% | – |
| Exit | TRANSOCEAN LTDcall | $0 | – | -8,657,900 | -100.0% | -0.00% | – | |
| Exit | NORFOLK SOUTHN CORPcall | $0 | – | -23,000 | -100.0% | -0.00% | – | |
| EXPC | Exit | EXPERIENCE INVT CORP | $0 | – | -298,314 | -100.0% | -0.00% | – |
| Exit | HUAZHU GROUP LTDput | $0 | – | -200,000 | -100.0% | -0.00% | – | |
| DHRPRA | Exit | DANAHER CORPORATIONpref conv | $0 | – | -3,388 | -100.0% | -0.00% | – |
| Exit | ATLASSIAN CORP PLCcall | $0 | – | -29,600 | -100.0% | -0.00% | – | |
| CPAA | Exit | CONYERS PK II ACQUISITION CO | $0 | – | -500,000 | -100.0% | -0.00% | – |
| Exit | PELOTON INTERACTIVE INCput | $0 | – | -65,000 | -100.0% | -0.00% | – | |
| Exit | LIVONGO HEALTH INCput | $0 | – | -43,900 | -100.0% | -0.00% | – | |
| Exit | AMERICAN RLTY CAP PPTYS INCbond | $0 | – | -5,102,000 | -100.0% | -0.00% | – | |
| JRO | Exit | NUVEEN FLT RATE INC OPP FDfund | $0 | – | -1,147,788 | -100.0% | -0.00% | – |
| ADSW | Exit | ADVANCED DISP SVCS INC DEL | $0 | – | -411,902 | -100.0% | -0.00% | – |
| Exit | EXPEDIA GROUP INCcall | $0 | – | -106,300 | -100.0% | -0.00% | – | |
| EVF | Exit | EATON VANCE SENIOR INCOME TRfund | $0 | – | -1,579,470 | -100.0% | -0.00% | – |
| Exit | SIMON PPTY GROUP INC NEWput | $0 | – | -209,500 | -100.0% | -0.00% | – | |
| JCAP | Exit | JERNIGAN CAP INC | $0 | – | -531,573 | -100.0% | -0.00% | – |
| HDS | Exit | HD SUPPLY HLDGS INC | $0 | – | -269,703 | -100.0% | -0.00% | – |
| VTA | Exit | INVESCO DYNAMIC CREDIT OPPfund | $0 | – | -1,350,406 | -100.0% | -0.00% | – |
| Exit | VANECK VECTORS ETF TRcall | $0 | – | -125,200 | -100.0% | -0.00% | – | |
| Exit | TESLA INCbond | $0 | – | -2,200,000 | -100.0% | -0.00% | – | |
| TCO | Exit | TAUBMAN CTRS INC | $0 | – | -330,136 | -100.0% | -0.00% | – |
| VXX | Exit | IPATH SERIES B S&P 500 VIXfund | $0 | – | -431,501 | -100.0% | -0.00% | – |
| Exit | WILLIAMS SONOMA INCput | $0 | – | -122,200 | -100.0% | -0.00% | – | |
| Exit | AGNICO EAGLE MINES LTDcall | $0 | – | -122,200 | -100.0% | -0.00% | – | |
| MYL | Exit | MYLAN NV | $0 | – | -986,358 | -100.0% | -0.00% | – |
| TSU | Exit | TIM PARTICIPACOES S Aadr | $0 | – | -1,191,359 | -100.0% | -0.00% | – |
| Exit | SEAWORLD ENTMT INCcall | $0 | – | -494,300 | -100.0% | -0.00% | – | |
| Exit | DROPBOX INCcall | $0 | – | -625,000 | -100.0% | -0.00% | – | |
| DLPH | Exit | DELPHI TECHNOLOGIES PL | $0 | – | -811,536 | -100.0% | -0.00% | – |
| LRN | Exit | K12 INC | $0 | – | -335,382 | -100.0% | -0.00% | – |
| ETFC | Exit | E TRADE FINANCIAL CORP | $0 | – | -200,914 | -100.0% | -0.00% | – |
| Exit | HALOZYME THERAPEUTICS INCcall | $0 | – | -396,800 | -100.0% | -0.00% | – | |
| Exit | COOPER COS INCcall | $0 | – | -36,600 | -100.0% | -0.00% | – | |
| ENRPRA | Exit | ENERGIZER HLDGS INC NEWpref conv | $0 | – | -121,561 | -100.0% | -0.00% | – |
| Exit | MARRIOTT INTL INC NEWput | $0 | – | -113,300 | -100.0% | -0.00% | – | |
| RST | Exit | ROSETTA STONE INC | $0 | – | -625,039 | -100.0% | -0.00% | – |
| VSLR | Exit | VIVINT SOLAR INC | $0 | – | -501,875 | -100.0% | -0.00% | – |
| LVGO | Exit | LIVONGO HEALTH INC | $0 | – | -138,785 | -100.0% | -0.00% | – |
| Exit | NAVISTAR INTL CORP NEWcall | $0 | – | -443,600 | -100.0% | -0.00% | – | |
| Exit | AON PLCcall | $0 | – | -93,200 | -100.0% | -0.00% | – | |
| JMIN | Exit | JPMORGAN US MIN VOLATILITYfund | $0 | – | -670,817 | -100.0% | -0.00% | – |
| Exit | MIRATI THERAPEUTICS INCcall | $0 | – | -93,500 | -100.0% | -0.00% | – | |
| Exit | CENTENE CORP DELput | $0 | – | -333,600 | -100.0% | -0.00% | – | |
| Exit | VARIAN MED SYS INCcall | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| Exit | BALL CORPcall | $0 | – | -231,800 | -100.0% | -0.00% | – | |
| JVAL | Exit | JPMORGAN US VALUE FACTOR ETFfund | $0 | – | -688,000 | -100.0% | -0.00% | – |
| MOBL | Exit | MOBILEIRON INC | $0 | – | -2,485,089 | -100.0% | -0.00% | – |
| Exit | BIOMARIN PHARMACEUTICAL INCbond | $0 | – | -16,879,000 | -100.0% | -0.00% | – | |
| Exit | DARDEN RESTAURANTS INCput | $0 | – | -183,900 | -100.0% | -0.00% | – | |
| JQC | Exit | NUVEEN CREDIT STRAT INCMfund | $0 | – | -3,264,600 | -100.0% | -0.00% | – |
| Exit | VIRGIN GALACTIC HOLDINGS INCput | $0 | – | -1,005,700 | -100.0% | -0.00% | – | |
| Exit | NUANCE COMMUNICATIONS INCbond | $0 | – | -15,337,000 | -100.0% | -0.00% | – | |
| JDIV | Exit | JPMORGAN US DIVIDEND ETFfund | $0 | – | -919,629 | -100.0% | -0.00% | – |
| CD | Exit | CHINDATA GROUP HLDGS LTDadr | $0 | – | -1,450,000 | -100.0% | -0.00% | – |
| Exit | THE TRADE DESK INCput | $0 | – | -50,000 | -100.0% | -0.00% | – | |
| Exit | SHOPIFY INCput | $0 | – | -23,900 | -100.0% | -0.00% | – | |
| Exit | PLURALSIGHT INCbond | $0 | – | -25,904,000 | -100.0% | -0.00% | – | |
| Exit | HILTON WORLDWIDE HLDGS INCput | $0 | – | -300,000 | -100.0% | -0.00% | – | |
| Exit | TIFFANY & CO NEWcall | $0 | – | -200,000 | -100.0% | -0.00% | – | |
| SREPRB | Exit | SEMPRA ENERGYpref conv | $0 | – | -236,362 | -100.0% | -0.00% | – |
| Exit | DAVITA INCput | $0 | – | -283,900 | -100.0% | -0.00% | – | |
| UN | Exit | UNILEVER N Vadr | $0 | – | -459,960 | -100.0% | -0.01% | – |
| Exit | SELECT SECTOR SPDR TRput | $0 | – | -355,600 | -100.0% | -0.01% | – | |
| Exit | CAPITAL ONE FINL CORPcall | $0 | – | -420,800 | -100.0% | -0.01% | – | |
| Exit | HORIZON THERAPEUTICS PUB Lput | $0 | – | -360,000 | -100.0% | -0.01% | – | |
| Exit | DRAFTKINGS INCput | $0 | – | -654,000 | -100.0% | -0.01% | – | |
| AIMT | Exit | AIMMUNE THERAPEUTICS INC | $0 | – | -1,058,899 | -100.0% | -0.01% | – |
| Exit | LIVONGO HEALTH INCcall | $0 | – | -278,500 | -100.0% | -0.01% | – | |
| AMTD | Exit | TD AMERITRADE HLDG CORP | $0 | – | -865,936 | -100.0% | -0.01% | – |
| Exit | HONEYWELL INTL INCcall | $0 | – | -244,200 | -100.0% | -0.01% | – | |
| Exit | TIFFANY & CO NEWput | $0 | – | -336,100 | -100.0% | -0.01% | – | |
| Exit | DARDEN RESTAURANTS INCcall | $0 | – | -414,200 | -100.0% | -0.01% | – | |
| Exit | LAS VEGAS SANDS CORPcall | $0 | – | -1,083,900 | -100.0% | -0.01% | – | |
| QELLU | Exit | QELL ACQUISITION CORPunit | $0 | – | -5,480,000 | -100.0% | -0.01% | – |
| Exit | TESLA INCbond | $0 | – | -8,147,000 | -100.0% | -0.01% | – | |
| MYOK | Exit | MYOKARDIA INC | $0 | – | -425,628 | -100.0% | -0.01% | – |
| Exit | MGM RESORTS INTERNATIONALput | $0 | – | -2,755,700 | -100.0% | -0.01% | – | |
| Exit | DOCUSIGN INCput | $0 | – | -298,200 | -100.0% | -0.01% | – | |
| AAN | Exit | AARONS INC | $0 | – | -1,277,879 | -100.0% | -0.01% | – |
| MNTA | Exit | MOMENTA PHARMACEUTICALS INC | $0 | – | -1,461,262 | -100.0% | -0.01% | – |
| Exit | WYNN RESORTS LTDput | $0 | – | -1,218,100 | -100.0% | -0.02% | – | |
| IMMU | Exit | IMMUNOMEDICS INC | $0 | – | -1,135,108 | -100.0% | -0.02% | – |
| WMGI | Exit | WRIGHT MED GROUP N V | $0 | – | -3,349,459 | -100.0% | -0.02% | – |
| DNKN | Exit | DUNKIN BRANDS GROUP INC | $0 | – | -1,253,707 | -100.0% | -0.02% | – |
| Exit | VIACOMCBS INCput | $0 | – | -3,590,900 | -100.0% | -0.02% | – | |
| WFCPRL | Exit | WELLS FARGO CO NEWpref conv | $0 | – | -79,571 | -100.0% | -0.02% | – |
| BACPRL | Exit | BK OF AMERICA CORPpref conv | $0 | – | -78,449 | -100.0% | -0.02% | – |
| Exit | ISHARES TRcall | $0 | – | -755,900 | -100.0% | -0.02% | – | |
| CCMP | Exit | CABOT MICROELECTRONICS CORP | $0 | – | -1,178,622 | -100.0% | -0.03% | – |
| VER | Exit | VEREIT INC | $0 | – | -34,645,752 | -100.0% | -0.04% | – |
| AIV | Exit | APARTMENT INVT & MGMT CO | $0 | – | -7,259,150 | -100.0% | -0.04% | – |
| SGEN | Exit | SEATTLE GENETICS INC | $0 | – | -5,048,241 | -100.0% | -0.16% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- J.P. Morgan Trust Co of Delaware #1
- JPMorgan Chase Bank, N.A. #2
- J.P. Morgan Investment Management Inc. #4
- J.P. Morgan Securities LLC #5
- J.P. Morgan Securities plc #6
- J.P. Morgan Whitefriars LLC #7
- JPMorgan Asset Management (UK) Ltd #8
- JPMorgan Asset Management (Canada) Inc. #10
- J.P. Morgan Private Investments Inc. #11
- J.P. Morgan (Suisse) SA #13
- J.P. Morgan GT Corp #14
- JPMorgan Asset Management (Asia Pacific) Ltd #15
- JPMorgan Asset Management (Japan) Ltd #16
- JPMorgan Asset Management (Singapore) Ltd #17
- JPMorgan Asset Management (Taiwan) Ltd #18
- JPMorgan Funds (Asia) Ltd #19
- MLP Investment Holdings, Inc. #20
- J.P. Morgan International Bank Ltd #21
- SECURITY CAPITAL RESEARCH & MANAGEMENT INC #22
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2021-02-19
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR TRUST SERIES 1 | 42 | Q3 2023 | 7.4% |
| MICROSOFT CORP | 42 | Q3 2023 | 4.2% |
| APPLE INC | 42 | Q3 2023 | 3.2% |
| AMAZON.COM INC | 42 | Q3 2023 | 2.2% |
| ISHARES TR | 42 | Q3 2023 | 2.2% |
| UNITEDHEALTH GROUP INC | 42 | Q3 2023 | 1.6% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.7% |
| WELLS FARGO CO NEW | 42 | Q3 2023 | 1.4% |
| BK OF AMERICA CPN | 42 | Q3 2023 | 1.2% |
| META PLATFORMS INC CL A | 42 | Q3 2023 | 1.6% |
View JPMORGAN CHASE & CO's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Cano Health, Inc. | September 08, 2023 | 406,595 | 0.1% |
| EGAIN Corp | September 08, 2023 | 40,708 | 0.1% |
| TAPESTRY, INC. | September 08, 2023 | 3,818,059 | 1.6% |
| ADVANCE AUTO PARTS INC | August 08, 2023 | 315,283 | 0.5% |
| G Medical Innovations Holdings Ltd. | August 08, 2023 | 60,196 | 0.6% |
| National Vision Holdings, Inc. | August 08, 2023 | 3,283,835 | 4.2% |
| AMEDISYS INC | July 06, 2023 | 774,361 | 2.3% |
| Malacca Straits Acquisition Co LtdSold out | July 06, 2023 | 0 | 0.0% |
| Focus Financial Partners Inc. | May 05, 2023 | 1,488,512 | 2.2% |
| JBG SMITH Properties | May 05, 2023 | 1,655,659 | 1.4% |
View JPMORGAN CHASE & CO's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-Q | 2024-05-01 |
| 424B2 | 2024-05-01 |
| 424B2 | 2024-05-01 |
| 424B2 | 2024-05-01 |
| 424B2 | 2024-05-01 |
| 424B2 | 2024-05-01 |
| 424B2 | 2024-05-01 |
| 424B2 | 2024-05-01 |
| 424B2 | 2024-05-01 |
| 424B2 | 2024-05-01 |
View JPMORGAN CHASE & CO's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.