Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 20 | 2 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2023 | 61 |
Citadel Advisors | 15 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2023 | 42 |
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC | 39 | 39 | 0.01% | 0.02% | 0.05% | Q1 2014 | Q3 2023 | 39 |
CONFLUENCE INVESTMENT MANAGEMENT LLC | 39 | 39 | 0.02% | 0.13% | 0.24% | Q1 2014 | Q3 2023 | 39 |
MORGAN STANLEY | 39 | 39 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2023 | 39 |
WELLS FARGO & COMPANY/MN | 39 | 39 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2023 | 39 |
ESSEX INVESTMENT MANAGEMENT CO LLC | 35 | 3 | 0.00% | 0.17% | 0.54% | Q1 2014 | Q3 2023 | 38 |
Advisors Asset Management, Inc. | 36 | 36 | 0.01% | 0.09% | 0.19% | Q4 2014 | Q3 2023 | 36 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
ALLIANCEBERNSTEIN L.P. | 35 | 35 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q4 2022 | 35 |
ClearBridge Investments | 35 | 35 | 0.01% | 0.01% | 0.02% | Q1 2014 | Q3 2022 | 35 |
TWO SIGMA ADVISERS, LP | 19 | 15 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q3 2023 | 34 |
ROYAL BANK OF CANADA | 34 | 34 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2023 | 34 |
MILLENNIUM MANAGEMENT LLC | 12 | 5 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q3 2023 | 32 |
TWO SIGMA INVESTMENTS, LP | 13 | 1 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q3 2023 | 32 |
JPMORGAN CHASE & CO | 27 | 3 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2023 | 30 |
Neuberger Berman Group LLC | 24 | 6 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q1 2022 | 30 |
DELPHI MANAGEMENT INC /MA/ | 23 | 1 | 0.07% | 0.87% | 1.59% | Q1 2014 | Q4 2022 | 28 |
PNC FINANCIAL SERVICES GROUP, INC. | 23 | 2 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2023 | 28 |
GOLDMAN SACHS GROUP INC | 19 | 3 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q3 2022 | 28 |
Tower Research Capital LLC (TRC) | 7 | 2 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q2 2023 | 28 |
PUTNAM INVESTMENTS LLC | 27 | 27 | 0.00% | 0.01% | 0.02% | Q1 2014 | Q3 2020 | 27 |
BlackRock Inc. | 27 | 27 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 27 |
Advisory Services Network, LLC | 13 | 13 | 0.00% | 0.01% | 0.02% | Q1 2017 | Q3 2023 | 26 |
AMERIPRISE FINANCIAL INC | 15 | 11 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2023 | 26 |
D'Orazio & Associates, Inc. | 26 | 26 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2021 | 26 |
Texas Yale Capital Corp. | 24 | 24 | 0.02% | 0.04% | 0.06% | Q4 2017 | Q3 2023 | 24 |
GUGGENHEIM CAPITAL LLC | 24 | 24 | 0.00% | 0.01% | 0.02% | Q4 2015 | Q3 2021 | 24 |
Sound Income Strategies, LLC | 24 | 24 | 0.00% | 0.31% | 0.92% | Q4 2017 | Q3 2023 | 24 |
LPL Financial LLC | 16 | 6 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2023 | 22 |
GREAT WEST LIFE ASSURANCE CO /CAN/ | 16 | 6 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2023 | 22 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
BANK OF AMERICA CORP /DE/ | 9 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2023 | 21 |
&PARTNERS | 20 | 20 | 0.06% | 0.36% | 1.69% | Q4 2018 | Q3 2023 | 20 |
COMMONWEALTH EQUITY SERVICES, LLC | 20 | 20 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2023 | 20 |
PEAK6 Investments LLC | 4 | 3 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q2 2022 | 20 |
MILLER VALUE PARTNERS, LLC | 20 | 20 | 0.03% | 0.06% | 0.08% | Q1 2014 | Q4 2018 | 20 |
TCW GROUP INC | 19 | 19 | 0.00% | 0.01% | 0.01% | Q1 2015 | Q3 2019 | 19 |
VAN ECK ASSOCIATES CORP | 19 | 19 | 0.01% | 0.02% | 0.03% | Q1 2019 | Q3 2023 | 19 |
Legal & General Group Plc | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2023 | 18 |
Virtus ETF Advisers LLC | 18 | 18 | 0.16% | 0.36% | 0.81% | Q2 2019 | Q3 2023 | 18 |
Hudock, Inc. | 7 | 3 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2022 | 18 |
ARES MANAGEMENT LLC | 13 | 1 | 0.02% | 0.20% | 0.39% | Q2 2016 | Q3 2021 | 18 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 18 | 18 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q2 2018 | 18 |
DEUTSCHE BANK AG\ | 6 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2021 | 17 |
Baird Financial Group, Inc. | 17 | 17 | 0.00% | 0.01% | 0.01% | Q3 2019 | Q3 2023 | 17 |
Steward Partners Investment Advisory, LLC | 15 | 1 | 0.00% | 0.00% | 0.01% | Q3 2019 | Q3 2023 | 16 |
Claybrook Capital, LLC | 9 | 7 | 0.16% | 0.52% | 0.82% | Q3 2019 | Q3 2023 | 16 |
RAYMOND JAMES & ASSOCIATES | 12 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 16 |
Sargent Investment Group, LLC | 16 | 16 | 0.05% | 0.23% | 0.55% | Q4 2018 | Q3 2022 | 16 |
Nationwide Fund Advisors | 15 | 15 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q3 2017 | 15 |
IHT Wealth Management, LLC | 15 | 15 | 0.01% | 0.02% | 0.03% | Q1 2020 | Q3 2023 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
BARCLAYS PLC | 9 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q4 2019 | 15 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 15 | 15 | 0.08% | 0.17% | 0.25% | Q1 2020 | Q3 2023 | 15 |
Advisor Group, Inc. | 14 | 14 | 0.00% | 0.00% | 0.01% | Q3 2016 | Q4 2019 | 14 |
Cutler Group LLC / CA | 3 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2020 | 14 |
D. E. Shaw & Co., Inc. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2022 | 13 |
SHELTON CAPITAL MANAGEMENT | 13 | 13 | 0.02% | 0.07% | 0.27% | Q4 2016 | Q4 2019 | 13 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2019 | 13 |
Rockefeller Capital Management L.P. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2022 | 13 |
Kestra Advisory Services, LLC | 13 | 13 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2023 | 13 |
Wealthspire Advisors, L.P. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2018 | 13 |
Alyeska Investment Group, L.P. | 13 | 13 | 0.01% | 0.06% | 0.10% | Q1 2014 | Q1 2017 | 13 |
American Portfolios Advisors | 9 | 3 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2022 | 12 |
SOA Wealth Advisors, LLC. | 12 | 12 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q3 2023 | 12 |
Geneos Wealth Management Inc. | 12 | 12 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 12 |
Tradition Wealth Management, LLC | 12 | 12 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q3 2023 | 12 |
Financial Management Professionals, Inc. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q2 2018 | 12 |
CITIGROUP INC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2017 | 12 |
PRICE T ROWE ASSOCIATES INC /MD/ | 12 | 12 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q4 2016 | 12 |
Nuveen Fund Advisors, LLC | 11 | 11 | 0.03% | 0.49% | 1.66% | Q2 2016 | Q4 2018 | 11 |
DIALECTIC CAPITAL MANAGEMENT, LP | 8 | 3 | 0.09% | 0.56% | 1.18% | Q1 2014 | Q4 2016 | 11 |
STIFEL FINANCIAL CORP | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2023 | 11 |
Caprock Group, LLC | 10 | 1 | 0.01% | 0.02% | 0.04% | Q1 2016 | Q3 2023 | 11 |
US BANCORP \DE\ | 11 | 11 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 11 |
Hennion & Walsh Asset Management, Inc. | 11 | 11 | 0.02% | 0.12% | 0.22% | Q1 2021 | Q3 2023 | 11 |
Cetera Advisor Networks LLC | 10 | 1 | 0.00% | 0.00% | 0.01% | Q2 2020 | Q3 2023 | 11 |
WESTPORT RESOURCES MANAGEMENT INC | 10 | 10 | 0.02% | 0.07% | 0.13% | Q1 2014 | Q2 2016 | 10 |
BUCKHEAD CAPITAL MANAGEMENT LLC | 10 | 10 | 0.10% | 0.13% | 0.15% | Q4 2015 | Q1 2018 | 10 |
Legacy Capital Wealth Partners, LLC | 7 | 1 | 0.32% | 0.51% | 1.00% | Q4 2020 | Q3 2023 | 10 |
Yellowstone Partners, LLC | 10 | 10 | 0.05% | 0.10% | 0.13% | Q2 2014 | Q3 2016 | 10 |
Capital Advisory Group Advisory Services, LLC | 10 | 10 | 0.03% | 0.19% | 0.36% | Q2 2021 | Q3 2023 | 10 |
Philadelphia Financial Management of San Francisco, LLC | 10 | 10 | 2.04% | 3.34% | 4.22% | Q1 2014 | Q2 2016 | 10 |
Kovack Advisors, Inc. | 10 | 10 | 0.03% | 0.05% | 0.08% | Q2 2021 | Q3 2023 | 10 |
AMUNDI ASSET MANAGEMENT US, INC. | 10 | 10 | 0.01% | 0.02% | 0.02% | Q1 2014 | Q2 2016 | 10 |
ENVESTNET ASSET MANAGEMENT INC | 5 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2023 | 9 |
RESOURCE AMERICA, INC. | 9 | 9 | 0.42% | 3.66% | 11.46% | Q3 2018 | Q3 2020 | 9 |
HARBOUR INVESTMENTS, INC. | 6 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 9 |
Capital Financial Services, LLC | 9 | 9 | 0.26% | 0.35% | 0.38% | Q4 2020 | Q4 2022 | 9 |
HighTower Advisors, LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 9 |
GSA CAPITAL PARTNERS LLP | 7 | 2 | 0.01% | 0.02% | 0.05% | Q1 2015 | Q2 2017 | 9 |
TOWNSQUARE CAPITAL LLC | 9 | 9 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q3 2023 | 9 |
BANK OF MONTREAL /CAN/ | 9 | 9 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2019 | 9 |
SIMPLEX TRADING, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2022 | 9 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC | 6 | 2 | 0.02% | 0.09% | 0.22% | Q2 2017 | Q3 2019 | 8 |
Cetera Advisors LLC | 8 | 8 | 0.00% | 0.01% | 0.01% | Q3 2020 | Q2 2022 | 8 |
PSI Advisors, LLC | 4 | 1 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q2 2023 | 8 |
PVG ASSET MANAGEMENT CORP | 7 | 1 | 0.36% | 0.50% | 0.74% | Q3 2016 | Q3 2018 | 8 |
EAGLE GLOBAL ADVISORS LLC | 5 | 1 | 0.01% | 0.02% | 0.03% | Q3 2019 | Q2 2022 | 8 |
Cedar Wealth Management, LLC | 8 | 8 | 0.00% | 0.01% | 0.01% | Q4 2021 | Q3 2023 | 8 |
GROUP ONE TRADING, L.P. | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2023 | 8 |
FMR LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2023 | 8 |
MARSHALL WACE, LLP | 4 | 3 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q4 2022 | 7 |
ACADIAN ASSET MANAGEMENT LLC | 6 | 1 | 0.00% | 0.01% | 0.02% | Q1 2015 | Q2 2020 | 7 |
Integrated Wealth Management | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q3 2016 | 7 |
KEYBANK NATIONAL ASSOCIATION/OH | 5 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2021 | 7 |
WOLVERINE TRADING, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2023 | 7 |
Sigma Planning Corp | 6 | 1 | 0.01% | 0.02% | 0.03% | Q2 2020 | Q3 2023 | 7 |
Bramshill Investments, LLC | 7 | 7 | 0.02% | 0.08% | 0.19% | Q4 2020 | Q2 2022 | 7 |
Dynamic Technology Lab Private Ltd | 3 | 1 | 0.02% | 0.05% | 0.10% | Q2 2015 | Q4 2022 | 7 |
ADVISORY RESEARCH INC | 6 | 1 | 0.00% | 0.01% | 0.02% | Q1 2014 | Q3 2016 | 7 |
TOMPKINS FINANCIAL CORP | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q4 2023 | 7 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q1 2021 | 7 |
Cubist Systematic Strategies, LLC | 5 | 2 | 0.00% | 0.01% | 0.02% | Q3 2018 | Q3 2022 | 7 |
JANE STREET GROUP, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2023 | 7 |
LAZARD ASSET MANAGEMENT LLC | 4 | 2 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2022 | 6 |
ZEKE CAPITAL ADVISORS, LLC | 6 | 6 | 0.02% | 0.02% | 0.02% | Q2 2021 | Q3 2022 | 6 |
Invesco Ltd. | 4 | 2 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 6 |
Avenir Corp | 6 | 6 | 0.03% | 0.03% | 0.04% | Q2 2022 | Q3 2023 | 6 |
L.M. KOHN & COMPANY | 6 | 6 | 0.04% | 0.05% | 0.06% | Q2 2022 | Q3 2023 | 6 |
MSI Financial Services Inc | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q4 2016 | 6 |
Winslow, Evans & Crocker, Inc. | 6 | 6 | 0.00% | 0.02% | 0.06% | Q3 2018 | Q4 2019 | 6 |
B. Riley Wealth Advisors, Inc. | 5 | 1 | 0.01% | 0.01% | 0.02% | Q4 2020 | Q3 2023 | 6 |
Quantbot Technologies LP | 2 | 1 | 0.00% | 0.01% | 0.01% | Q1 2020 | Q3 2023 | 6 |
Trexquant Investment LP | 3 | 1 | 0.01% | 0.02% | 0.03% | Q1 2017 | Q4 2022 | 6 |
Quad-Cities Investment Group, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 6 |
CALTON & ASSOCIATES, INC. | 6 | 6 | 0.05% | 0.06% | 0.08% | Q1 2022 | Q2 2023 | 6 |
Sumitomo Mitsui DS Asset Management Company, Ltd | 6 | 6 | 0.02% | 0.04% | 0.06% | Q1 2014 | Q2 2015 | 6 |
BB&T SECURITIES, LLC | 6 | 6 | 0.00% | 0.01% | 0.02% | Q3 2015 | Q4 2016 | 6 |
M&T BANK CORP | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2015 | 5 |
CWM, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2023 | 5 |
Prime Capital Investment Advisors, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 5 |
Ahrens Investment Partners LLC | 4 | 1 | 0.01% | 0.02% | 0.06% | Q4 2021 | Q1 2023 | 5 |
SEI INVESTMENTS CO | 4 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2019 | 5 |
SCHOLTZ & COMPANY, LLC | 5 | 5 | 3.08% | 3.60% | 4.05% | Q2 2014 | Q2 2015 | 5 |
Avior Wealth Management, LLC | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2022 | 5 |
Jump Financial, LLC | 3 | 1 | 0.01% | 0.01% | 0.02% | Q4 2020 | Q4 2022 | 5 |
SUMMITRY LLC | 4 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q2 2023 | 5 |
KAYNE ANDERSON CAPITAL ADVISORS LP | 5 | 5 | 0.01% | 0.02% | 0.03% | Q4 2015 | Q4 2016 | 5 |
Versant Capital Management, Inc | 5 | 5 | 0.00% | 0.11% | 0.20% | Q3 2017 | Q3 2018 | 5 |
MCKINLEY CAPITAL MANAGEMENT LLC | 5 | 5 | 0.06% | 0.07% | 0.08% | Q4 2021 | Q4 2022 | 5 |
Allworth Financial LP | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2022 | 5 |
West Family Investments, Inc. | 2 | 1 | 0.06% | 0.17% | 0.28% | Q4 2016 | Q4 2020 | 5 |
BlackRock Group LTD | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q4 2016 | 4 |
MACQUARIE GROUP LTD | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2018 | 4 |
MONTAG A & ASSOCIATES INC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q3 2021 | 4 |
B. Riley Wealth Management, Inc. | 4 | 4 | 0.00% | 0.05% | 0.07% | Q3 2021 | Q2 2022 | 4 |
Samalin Investment Counsel, LLC | 4 | 4 | 0.18% | 0.22% | 0.24% | Q4 2022 | Q3 2023 | 4 |
FARMERS & MERCHANTS INVESTMENTS INC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
ExodusPoint Capital Management, LP | 3 | 1 | 0.00% | 0.01% | 0.01% | Q3 2019 | Q1 2021 | 4 |
GraniteShares Advisors LLC | 4 | 4 | 0.33% | 0.39% | 0.42% | Q4 2021 | Q3 2022 | 4 |
STEPHENS INC /AR/ | 4 | 4 | 0.00% | 0.01% | 0.02% | Q4 2019 | Q3 2020 | 4 |
BARDIN HILL MANAGEMENT PARTNERS LP | 4 | 4 | 0.16% | 0.18% | 0.21% | Q2 2014 | Q1 2015 | 4 |
SIGNATUREFD, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2023 | 4 |
Greenwich Investment Management, Inc. | 4 | 4 | 0.08% | 0.13% | 0.15% | Q4 2019 | Q3 2020 | 4 |
Cambridge Investment Research Advisors, Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
BNP PARIBAS FINANCIAL MARKETS | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 4 |
Gemmer Asset Management LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q1 2022 | 4 |
DELTA ASSET MANAGEMENT LLC/TN | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
All Season Financial Advisors, Inc. | 3 | 1 | 0.28% | 0.37% | 0.48% | Q1 2022 | Q3 2023 | 4 |
Pine River Capital Management L.P. | 4 | 4 | 0.01% | 0.03% | 0.05% | Q1 2014 | Q4 2014 | 4 |
NWQ INVESTMENT MANAGEMENT COMPANY, LLC | 4 | 4 | 0.04% | 0.04% | 0.04% | Q1 2014 | Q4 2014 | 4 |
GPS Wealth Strategies Group, LLC | 3 | 3 | 0.00% | 0.00% | 0.01% | Q1 2023 | Q3 2023 | 3 |
Atom Investors LP | 2 | 1 | 0.00% | 0.03% | 0.05% | Q1 2020 | Q3 2023 | 3 |
WOLVERINE ASSET MANAGEMENT LLC | 2 | 1 | 0.00% | 0.01% | 0.01% | Q4 2018 | Q1 2020 | 3 |
Crewe Advisors LLC | 3 | 3 | 0.02% | 0.02% | 0.03% | Q1 2021 | Q3 2021 | 3 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC | 2 | 1 | 0.00% | 0.01% | 0.02% | Q3 2016 | Q2 2017 | 3 |
BANQUE PICTET & CIE SA | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q4 2022 | 3 |
TCI Wealth Advisors, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q1 2023 | 3 |
ARDSLEY ADVISORY PARTNERS LP | 3 | 3 | 0.11% | 0.12% | 0.13% | Q1 2014 | Q3 2014 | 3 |
Lebenthal Global Advisors, LLC | 3 | 3 | 0.09% | 0.11% | 0.13% | Q4 2020 | Q2 2021 | 3 |
BESSEMER GROUP INC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q4 2018 | 3 |
Catalyst Capital Advisors LLC | 3 | 3 | 0.00% | 0.01% | 0.02% | Q3 2014 | Q1 2015 | 3 |
Aspire Private Capital, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2019 | 3 |
WEDBUSH SECURITIES INC | 3 | 3 | 0.02% | 0.02% | 0.03% | Q4 2018 | Q2 2019 | 3 |
MML INVESTORS SERVICES, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2021 | 3 |
AIGEN INVESTMENT MANAGEMENT, LP | 2 | 1 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q3 2020 | 3 |
Moors & Cabot, Inc. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q1 2023 | 3 |
Grisanti Capital Management LLC | 3 | 3 | 0.27% | 0.31% | 0.33% | Q1 2014 | Q3 2014 | 3 |
First Allied Advisory Services, Inc. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q4 2019 | 3 |
Capital Wealth Planning, LLC | 2 | 1 | 0.01% | 0.01% | 0.02% | Q2 2019 | Q1 2020 | 3 |
SVB WEALTH LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2021 | 3 |
Virtu Financial LLC | 2 | 1 | 0.01% | 0.02% | 0.02% | Q3 2018 | Q3 2019 | 3 |
RAMSEY QUANTITATIVE SYSTEMS | 3 | 3 | 0.01% | 0.02% | 0.03% | Q1 2018 | Q3 2018 | 3 |
Penserra Capital Management LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2017 | 3 |
FNY Investment Advisers, LLC | 2 | 1 | 0.01% | 0.02% | 0.03% | Q4 2020 | Q3 2021 | 3 |
Schonfeld Strategic Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q4 2022 | 3 |
Cetera Investment Advisers | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q1 2023 | 3 |
CREDIT SUISSE AG/ | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q3 2015 | 3 |
Golden Green, Inc. | 3 | 3 | 1.54% | 1.79% | 2.03% | Q1 2023 | Q3 2023 | 3 |
Total Clarity Wealth Management, Inc. | 2 | 1 | 0.00% | 0.02% | 0.03% | Q3 2021 | Q2 2022 | 3 |
MARK SHEPTOFF FINANCIAL PLANNING, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q4 2021 | 3 |
Radcliffe Capital Management, L.P. | 3 | 3 | 0.12% | 0.16% | 0.21% | Q1 2020 | Q3 2020 | 3 |
Pictet North America Advisors SA | 3 | 3 | 0.07% | 0.07% | 0.08% | Q2 2022 | Q4 2022 | 3 |
Aquatic Capital Management LLC | 2 | 1 | 0.00% | 0.01% | 0.01% | Q2 2022 | Q2 2023 | 3 |
Farther Finance Advisors, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q1 2023 | 2 |
CAPTRUST FINANCIAL ADVISORS | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2023 | 2 |
UBS AG | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2014 | 2 |
SeaBridge Investment Advisors LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2017 | 2 |
Belpointe Asset Management LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q1 2023 | 2 |
Marshall Wace North America L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q4 2017 | 2 |
Quarry LP | 2 | 2 | 0.00% | 0.00% | 0.01% | Q2 2023 | Q3 2023 | 2 |
OXFORD ASSET MANAGEMENT LLP | 2 | 2 | 0.02% | 0.04% | 0.06% | Q4 2018 | Q1 2019 | 2 |
CFO4Life Group, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2023 | Q3 2023 | 2 |
FIFTH THIRD BANCORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2019 | 2 |
Canton Hathaway, LLC | 2 | 2 | 0.06% | 0.07% | 0.07% | Q3 2019 | Q4 2019 | 2 |
Portside Wealth Group, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2023 | Q3 2023 | 2 |
IFP Advisors, Inc | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2018 | 2 |
Endurance Wealth Management, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2019 | 2 |
CENTAURUS FINANCIAL, INC. | 2 | 2 | 0.00% | 0.01% | 0.02% | Q2 2018 | Q3 2018 | 2 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2016 | 2 |
NORTHERN TRUST CORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Venturi Wealth Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Quadrature Capital Ltd | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2021 | Q4 2022 | 2 |
Financial Architects, Inc | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2019 | 2 |
WFG Advisors, LP | 2 | 2 | 0.01% | 0.01% | 0.02% | Q1 2017 | Q2 2017 | 2 |
Koshinski Asset Management, Inc. | 1 | 1 | 0.06% | 0.07% | 0.09% | Q1 2019 | Q4 2019 | 2 |
VICTORY CAPITAL MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q1 2020 | 2 |
BLACKTHORN INVESTMENT GROUP LLC | 2 | 2 | 0.88% | 0.99% | 1.10% | Q1 2015 | Q2 2015 | 2 |
Jump Trading, LLC | 1 | 1 | 0.01% | 0.04% | 0.06% | Q3 2018 | Q1 2019 | 2 |
Yorktown Management & Research Co Inc | 2 | 2 | 0.07% | 0.08% | 0.08% | Q2 2016 | Q3 2016 | 2 |
BEL AIR INVESTMENT ADVISORS LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2021 | Q2 2021 | 2 |
ARROWGRASS CAPITAL PARTNERS (US) LP | 1 | 1 | 0.01% | 0.10% | 0.18% | Q1 2014 | Q1 2015 | 2 |
MONEY CONCEPTS CAPITAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q4 2022 | 2 |
WealthPLAN Partners, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q2 2023 | 2 |
MASSMUTUAL TRUST CO FSB/ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2022 | 2 |
Squarepoint Ops LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q4 2022 | 2 |
GAM Holding AG | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2016 | 2 |
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
AJO, LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q1 2017 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2014 | Q3 2014 | 1 |
INSIGHT 2811, INC. | 1 | 1 | 0.07% | 0.07% | 0.07% | Q2 2020 | Q2 2020 | 1 |
WESPAC Advisors, LLC | 1 | 1 | 0.65% | 0.65% | 0.65% | Q3 2018 | Q3 2018 | 1 |
Creative Planning | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
GRIMES & COMPANY, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q2 2023 | 1 |
Walleye Trading LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
FNY Managed Accounts LLC | 1 | 1 | 0.42% | 0.42% | 0.42% | Q1 2015 | Q1 2015 | 1 |
PVG Asset Management | 1 | 1 | 0.65% | 0.65% | 0.65% | Q4 2016 | Q4 2016 | 1 |
ALPINE WOODS CAPITAL INVESTORS, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q4 2016 | 1 |
Cerity Partners LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2019 | Q4 2019 | 1 |
NewSquare Capital LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
Retirement Planning Co of New England, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Lloyd Advisory Services, LLC. | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2023 | Q3 2023 | 1 |
Leap Investments LP | 1 | 1 | 0.18% | 0.18% | 0.18% | Q1 2020 | Q1 2020 | 1 |
PEAK6 Group LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2014 | Q1 2014 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Archer Investment Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Flaharty Asset Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Acrospire Investment Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q2 2017 | 1 |
NORDEA INVESTMENT MANAGEMENT AB | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
Accurate Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
Pinz Capital Management, LP | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2021 | Q2 2021 | 1 |
Russell Investments Group, Ltd. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
Farmer Steven Patrick | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2022 | Q2 2022 | 1 |
Snowden Capital Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
TFS CAPITAL LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2016 | Q1 2016 | 1 |
Aperio Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
BECK CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.74% | 0.74% | 0.74% | Q3 2019 | Q3 2019 | 1 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
PAX Financial Group, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2020 | Q4 2020 | 1 |
Valeo Financial Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Paloma Partners Management Co | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
Rockbridge Investment Management, LCC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
MACKENZIE FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
FORT PITT CAPITAL GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
NORDEN GROUP LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2023 | Q3 2023 | 1 |
Ancora Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
CLEAR STREET MARKETS LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
Point72 Hong Kong Ltd | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
Fisher Asset Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
SAX WEALTH ADVISORS, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2022 | Q1 2022 | 1 |
New Millennium Group LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
ZACKS INVESTMENT MANAGEMENT | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q2 2015 | 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2015 | Q3 2015 | 1 |
Private Advisor Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
CAROLINAS WEALTH CONSULTING LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
Delpha Capital Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
PDT Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
BlueCrest Capital Management Ltd | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q4 2018 | 1 |
HALCYON OFFSHORE ASSET MANAGEMENT LLC | 1 | 1 | 0.28% | 0.28% | 0.28% | Q1 2014 | Q1 2014 | 1 |
MANCHESTER FINANCIAL INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2021 | Q1 2021 | 1 |
Qube Research & Technologies Ltd | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
Parallel Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Olympiad Research LP | 1 | 1 | 0.11% | 0.11% | 0.11% | Q1 2020 | Q1 2020 | 1 |
External links
This page lists all the filers that currently own TRIPLEPOINT VENTURE GROWTH B or have owned TRIPLEPOINT VENTURE GROWTH B in the past.