SORRENTO THERAPEUTICS INC shareholder history

Current and past SORRENTO THERAPEUTICS INC shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
SUSQUEHANNA INTERNATIONAL GROUP, LLP 2320.00%0.00%0.01%Q4 2013Q4 202280
Citadel Advisors 2210.00%0.00%0.00%Q1 2015Q4 202264
GOLDMAN SACHS GROUP INC 3210.00%0.00%0.00%Q2 2014Q4 202254
Cutler Group LLC / CA 1310.00%0.00%0.02%Q4 2015Q4 202253
CITIGROUP INC 35350.00%0.00%0.00%Q2 2014Q4 202241
VANGUARD GROUP INC 37370.00%0.00%0.00%Q4 2013Q4 202237
WELLS FARGO & COMPANY/MN 22140.00%0.00%0.00%Q4 2013Q4 202237
DEUTSCHE BANK AG\ 37370.00%0.00%0.00%Q4 2013Q4 202237
BANK OF AMERICA CORP /DE/ 2790.00%0.00%0.00%Q4 2013Q4 202237
GEODE CAPITAL MANAGEMENT, LLC 36360.00%0.00%0.01%Q1 2014Q4 202236
NORTHERN TRUST CORP 36360.00%0.00%0.01%Q1 2014Q4 202236
JANE STREET GROUP, LLC 1510.00%0.00%0.01%Q1 2014Q4 202235
STATE STREET CORP 35350.00%0.00%0.01%Q2 2014Q4 202235
MORGAN STANLEY 3320.00%0.00%0.01%Q1 2014Q4 202235
BANK OF MONTREAL /CAN/ 1940.00%0.00%0.00%Q2 2016Q4 202235
Bank of New York Mellon Corp 35350.00%0.00%0.00%Q2 2014Q4 202235
UBS Group AG 33330.00%0.00%0.00%Q4 2014Q4 202233
JPMORGAN CHASE & CO 2010.00%0.00%0.01%Q4 2013Q1 202332
BlackRock Inc. 3110.00%0.00%0.01%Q1 2014Q4 202232
HighTower Advisors, LLC 1310.00%0.00%0.00%Q3 2016Q4 202231
Tower Research Capital LLC (TRC) 1210.00%0.00%0.03%Q1 2014Q1 202331
Creative Planning 1430.00%0.00%0.00%Q3 2014Q4 202229
MILLENNIUM MANAGEMENT LLC 810.00%0.00%0.01%Q4 2014Q4 202228
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 2080.00%0.00%0.01%Q2 2015Q4 202228
MATRIX ASSET ADVISORS INC/NY 28280.01%0.03%0.07%Q3 2013Q2 202028
ROYAL BANK OF CANADA 1530.00%0.00%0.00%Q2 2015Q4 202228
CREDIT SUISSE AG/ 1110.00%0.00%0.00%Q1 2014Q4 202228
RHUMBLINE ADVISERS 1980.00%0.00%0.00%Q2 2015Q4 202227
NEW YORK STATE COMMON RETIREMENT FUND 1980.00%0.00%0.00%Q2 2015Q4 202227
MANUFACTURERS LIFE INSURANCE COMPANY, THE 1980.00%0.00%0.00%Q2 2015Q4 202227
ALLIANCEBERNSTEIN L.P. 1980.00%0.00%0.00%Q2 2015Q4 202227
VOYA INVESTMENT MANAGEMENT LLC 1980.00%0.00%0.00%Q2 2015Q4 202227
Legal & General Group Plc 1980.00%0.00%0.00%Q2 2015Q4 202227
AMERICAN INTERNATIONAL GROUP, INC. 1980.00%0.00%0.01%Q2 2015Q4 202227
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 1980.00%0.00%0.01%Q2 2015Q4 202227
IFP Advisors, Inc 1110.00%0.00%0.00%Q4 2015Q4 202226
BARCLAYS PLC 2510.00%0.00%0.00%Q2 2014Q4 202226
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 26260.00%0.00%0.01%Q4 2014Q1 202126
BNP PARIBAS FINANCIAL MARKETS 1620.00%0.00%0.00%Q2 2015Q4 202225
HAP Trading, LLC 1110.00%0.01%0.03%Q3 2015Q4 202224
METROPOLITAN LIFE INSURANCE CO/NY 1940.00%0.00%0.01%Q2 2015Q4 202223
GLENMEDE TRUST CO NA 2210.00%0.00%0.00%Q3 2015Q3 202223
Cormorant Asset Management, LP 1480.12%1.51%4.56%Q1 2014Q3 202123
PRICE T ROWE ASSOCIATES INC /MD/ 2110.00%0.00%0.00%Q3 2015Q4 202222
D. E. Shaw & Co., Inc. 1410.00%0.01%0.02%Q3 2015Q4 202222
Virtus ETF Advisers LLC 1930.03%0.18%1.09%Q1 2016Q4 202222
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
PNC FINANCIAL SERVICES GROUP, INC. 1130.00%0.00%0.00%Q3 2015Q4 202221
COMMONWEALTH EQUITY SERVICES, LLC 20200.00%0.00%0.01%Q1 2018Q4 202220
Ameritas Investment Partners, Inc. 1910.00%0.00%0.01%Q1 2017Q4 202220
STATE OF WISCONSIN INVESTMENT BOARD 19190.00%0.00%0.01%Q2 2018Q4 202219
GREAT WEST LIFE ASSURANCE CO /CAN/ 1120.00%0.00%0.00%Q4 2016Q4 202219
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 19190.00%0.00%0.00%Q2 2018Q4 202219
Swiss National Bank 1120.00%0.00%0.00%Q4 2016Q4 202219
MetLife Investment Management, LLC 19190.00%0.00%0.01%Q2 2018Q4 202219
Integrated Wealth Concepts LLC 19190.00%0.05%0.36%Q2 2018Q4 202219
PRINCIPAL FINANCIAL GROUP INC 19190.00%0.00%0.00%Q2 2018Q4 202219
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 1180.01%0.02%0.05%Q2 2014Q1 202219
DIMENSIONAL FUND ADVISORS LP 1530.00%0.00%0.00%Q1 2016Q4 202218
Invesco Ltd. 1610.00%0.00%0.00%Q2 2015Q4 202218
ProShare Advisors LLC 1170.00%0.00%0.00%Q2 2018Q4 202218
AMALGAMATED BANK 1710.00%0.00%0.02%Q2 2018Q4 202218
AMERIPRISE FINANCIAL INC 1210.00%0.00%0.00%Q2 2015Q4 202218
Wildcat Capital Management, LLC 17170.48%3.56%7.03%Q2 2015Q2 201917
TCI Wealth Advisors, Inc. 1070.00%0.00%0.00%Q1 2018Q3 202217
CENTAURUS FINANCIAL, INC. 1610.00%0.02%0.11%Q2 2018Q4 202217
AQR Capital Management 820.00%0.00%0.00%Q2 2014Q4 202117
UBS ASSET MANAGEMENT AMERICAS INC 1160.00%0.00%0.00%Q2 2018Q4 202217
SlateStone Wealth, LLC 16160.00%0.03%0.11%Q4 2019Q3 202316
PARAMETRIC PORTFOLIO ASSOCIATES LLC 1310.00%0.00%0.00%Q2 2015Q1 202216
Raymond James Financial Services Advisors, Inc. 16160.00%0.00%0.01%Q1 2019Q4 202216
WOLVERINE TRADING, LLC 510.00%0.00%0.01%Q3 2020Q3 202216
GROUP ONE TRADING, L.P. 410.00%0.00%0.00%Q1 2015Q3 202015
SABBY MANAGEMENT, LLC 510.00%0.56%1.75%Q4 2013Q4 202115
Nuveen Asset Management, LLC 15150.00%0.00%0.01%Q2 2019Q4 202215
FMR LLC 410.00%0.00%0.00%Q4 2013Q4 202215
Mirae Asset Global Investments Co., Ltd. 15150.00%0.01%0.02%Q2 2019Q4 202215
Zurcher Kantonalbank (Zurich Cantonalbank) 1140.00%0.00%0.00%Q4 2018Q4 202215
American Portfolios Advisors 1050.00%0.00%0.01%Q4 2017Q3 202215
Focused Wealth Management, Inc 14140.00%0.01%0.03%Q4 2019Q1 202314
Sigma Planning Corp 660.00%0.01%0.01%Q1 2018Q4 202114
VALLEY NATIONAL ADVISERS INC 14140.00%0.01%0.02%Q3 2019Q4 202214
MEEDER ASSET MANAGEMENT INC 610.00%0.00%0.01%Q4 2016Q3 202114
SG Americas Securities, LLC 810.00%0.00%0.01%Q2 2018Q4 202214
S&T BANK/PA 14140.00%0.03%0.10%Q4 2019Q1 202314
Valeo Financial Advisors, LLC 12120.00%0.00%0.01%Q2 2020Q1 202314
HUNTINGTON NATIONAL BANK 14140.00%0.00%0.00%Q2 2020Q3 202314
Rockefeller Capital Management L.P. 14140.00%0.00%0.00%Q3 2019Q4 202214
Walleye Trading LLC 410.00%0.00%0.01%Q2 2015Q1 202214
GSA CAPITAL PARTNERS LLP 510.01%0.03%0.10%Q1 2015Q3 202213
AXA S.A. 820.00%0.00%0.01%Q2 2018Q4 202213
Squarepoint Ops LLC 810.00%0.00%0.02%Q4 2016Q4 202213
RAYMOND JAMES & ASSOCIATES 1210.00%0.00%0.00%Q1 2016Q4 202213
NISA INVESTMENT ADVISORS, LLC 13130.00%0.00%0.02%Q1 2020Q1 202313
BlackRock Institutional Trust Company, N.A. 13130.00%0.00%0.00%Q4 2013Q4 201613
Parallel Advisors, LLC 910.00%0.00%0.00%Q1 2019Q4 202213
Sculptor Capital LP 320.00%0.00%0.01%Q2 2018Q4 202113
Donald L. Hagan, LLC 13130.06%0.13%0.23%Q4 2019Q4 202213
COLLECTIVE FAMILY OFFICE LLC 990.01%0.07%0.14%Q4 2020Q4 202213
CAPTRUST FINANCIAL ADVISORS 1030.00%0.00%0.00%Q1 2019Q3 202213
OSAIC HOLDINGS, INC. 12120.00%0.00%0.01%Q1 2020Q4 202212
J.P. Morgan Private Wealth Advisors LLC 710.00%0.00%0.00%Q1 2016Q3 202112
Asset Dedication, LLC 12120.00%0.00%0.00%Q2 2020Q1 202312
Community Bank, N.A. 840.00%0.00%0.01%Q4 2017Q1 202212
MACQUARIE GROUP LTD 1020.00%0.00%0.00%Q1 2018Q3 202212
LPL Financial LLC 12120.00%0.00%0.00%Q1 2020Q4 202212
TIAA CREF INVESTMENT MANAGEMENT LLC 840.00%0.00%0.00%Q2 2015Q1 201912
Virtu Financial LLC 410.00%0.03%0.19%Q2 2017Q3 202212
Steward Partners Investment Advisory, LLC 12120.00%0.00%0.00%Q2 2020Q1 202312
Russell Investments Group, Ltd. 310.00%0.00%0.00%Q4 2016Q3 202312
TEACHERS ADVISORS, LLC 840.00%0.00%0.00%Q2 2015Q1 201912
OGOREK ANTHONY JOSEPH /NY/ /ADV 12120.00%0.01%0.02%Q4 2020Q3 202312
FIRST MANHATTAN CO. LLC. 11110.00%0.00%0.00%Q2 2020Q4 202211
Arizona State Retirement System 11110.00%0.00%0.01%Q2 2020Q4 202211
US BANCORP \DE\ 11110.00%0.00%0.00%Q2 2020Q4 202211
GAGNON SECURITIES LLC 11110.02%0.03%0.08%Q2 2015Q4 201711
Avoro Capital Advisors LLC 11110.10%3.93%10.61%Q4 2014Q2 201711
IHT Wealth Management, LLC 1010.00%0.01%0.04%Q1 2018Q3 202211
BlackRock Investment Management, LLC 11110.00%0.00%0.00%Q2 2014Q4 201611
Modus Advisors, LLC 1010.00%0.04%0.08%Q2 2020Q1 202311
TRUST CO OF VERMONT 610.00%0.00%0.00%Q3 2020Q3 202311
CSS LLC/IL 310.00%0.00%0.02%Q2 2020Q1 202211
BLACKROCK ADVISORS LLC 11110.00%0.00%0.00%Q2 2014Q4 201611
BlackRock Fund Advisors 11110.00%0.00%0.00%Q2 2014Q4 201611
SIMPLEX TRADING, LLC 410.00%0.00%0.01%Q1 2015Q3 202211
Cambridge Investment Research Advisors, Inc. 11110.00%0.00%0.00%Q2 2020Q4 202211
Patriot Financial Group Insurance Agency, LLC 11110.00%0.03%0.08%Q2 2020Q4 202211
Rafferty Asset Management, LLC 11110.01%0.03%0.05%Q2 2020Q4 202211
LADENBURG THALMANN FINANCIAL SERVICES INC. 830.00%0.00%0.00%Q4 2014Q4 201911
Newbridge Financial Services Group, Inc. 11110.00%0.07%0.30%Q3 2020Q1 202311
TFS CAPITAL LLC 10100.01%0.07%0.26%Q1 2014Q2 201610
PRELUDE CAPITAL MANAGEMENT, LLC 520.00%0.01%0.02%Q4 2017Q1 202110
SOA Wealth Advisors, LLC. 10100.00%0.00%0.01%Q4 2020Q1 202310
QUADRANT CAPITAL GROUP LLC 10100.00%0.00%0.00%Q3 2020Q4 202210
CWM, LLC 10100.00%0.00%0.00%Q1 2019Q2 202110
VICTORY CAPITAL MANAGEMENT INC 10100.00%0.00%0.00%Q3 2020Q4 202210
Accel Wealth Management 10100.00%0.01%0.06%Q4 2020Q1 202310
Cubist Systematic Strategies, LLC 510.00%0.01%0.04%Q1 2015Q4 202210
Spectrum Wealth Advisory Group, LLC 10100.02%0.12%0.27%Q2 2020Q3 202210
Investors Research Corp 10100.00%0.00%0.00%Q3 2020Q4 202210
Princeton Global Asset Management LLC 10100.00%0.00%0.00%Q2 2020Q3 202210
Global Retirement Partners, LLC 640.00%0.00%0.00%Q2 2020Q4 202210
OAKTREE CAPITAL MANAGEMENT LP 910.00%0.01%0.04%Q2 2020Q1 202310
TFC Financial Management, Inc. 10100.00%0.00%0.01%Q3 2020Q4 202210
Poehling Capital Management, INC. 10100.01%0.04%0.09%Q2 2020Q3 202210
Lindbrook Capital, LLC 820.00%0.00%0.01%Q1 2020Q3 202210
Baillie Gifford 10100.00%0.00%0.00%Q4 2020Q1 202310
Banque Cantonale Vaudoise 10100.00%0.00%0.01%Q3 2020Q4 202210
PRUDENTIAL FINANCIAL INC 10100.00%0.00%0.00%Q3 2020Q4 202210
TEACHER RETIREMENT SYSTEM OF TEXAS 910.00%0.00%0.00%Q2 2018Q4 202210
Merit Financial Group, LLC 10100.00%0.01%0.02%Q2 2020Q3 202210
HSBC HOLDINGS PLC 710.00%0.00%0.00%Q3 2019Q4 20229
InterOcean Capital Group, LLC 990.00%0.00%0.01%Q4 2020Q4 20229
Spot Trading L.L.C 440.00%0.00%0.01%Q1 2015Q4 20159
C WorldWide Group Holding A/S 990.02%0.03%0.06%Q3 2014Q3 20169
WOLFF WIESE MAGANA LLC 990.00%0.00%0.00%Q4 2020Q4 20229
Aisling Capital LLC 990.01%2.66%5.56%Q4 2013Q4 20159
Keystone Financial Group 990.00%0.02%0.03%Q4 2020Q4 20229
Advisor Group, Inc. 510.00%0.00%0.00%Q3 2016Q4 20199
WEDBUSH SECURITIES INC 810.00%0.00%0.01%Q4 2020Q1 20239
TRUIST FINANCIAL CORP 630.00%0.00%0.00%Q2 2020Q4 20229
Kestra Advisory Services, LLC 990.00%0.00%0.00%Q4 2020Q4 20229
Renaissance Technologies 410.00%0.00%0.01%Q2 2015Q4 20189
Clearstead Advisors, LLC 990.00%0.00%0.00%Q4 2020Q4 20229
Healthcare Value Capital, LLC 990.40%1.18%3.32%Q1 2014Q1 20169
ETF MANAGERS GROUP, LLC 540.00%0.01%0.03%Q2 2020Q4 20229
CREDIT AGRICOLE S A 990.00%0.00%0.00%Q1 2021Q1 20239
HOWE & RUSLING INC 990.00%0.00%0.00%Q3 2020Q3 20229
Handelsbanken Fonder AB 990.00%0.00%0.00%Q4 2020Q4 20229
BENJAMIN F. EDWARDS & COMPANY, INC. 810.00%0.00%0.01%Q2 2020Q4 20229
STRS OHIO 520.00%0.00%0.00%Q2 2015Q2 20229
GOFEN & GLOSSBERG LLC /IL/ 990.00%0.00%0.00%Q3 2015Q3 20179
Allworth Financial LP 620.00%0.00%0.00%Q4 2020Q4 20228
B. Riley Wealth Advisors, Inc. 620.00%0.01%0.02%Q2 2020Q4 20228
Oaktree Fund Advisors, LLC 880.02%13.87%60.89%Q2 2021Q1 20238
PEAPACK GLADSTONE FINANCIAL CORP 880.00%0.00%0.00%Q4 2020Q3 20228
Baker Avenue Asset Management, LP 530.00%0.00%0.01%Q1 2019Q1 20218
TOTH FINANCIAL ADVISORY CORP 880.00%0.00%0.00%Q2 2020Q1 20228
TUDOR INVESTMENT CORP ET AL 210.00%0.01%0.02%Q4 2015Q1 20218
Avidian Wealth Solutions, LLC 660.01%0.12%0.37%Q3 2020Q4 20218
Integrated Advisors Network LLC 880.00%0.01%0.01%Q1 2021Q4 20228
ClariVest Asset Management LLC 880.00%0.02%0.07%Q3 2020Q2 20228
Rathbones Group PLC 880.00%0.00%0.01%Q3 2019Q2 20218
Intellectus Partners, LLC 880.86%1.82%2.95%Q4 2016Q3 20188
J.Safra Asset Management Corp 880.01%0.05%0.12%Q2 2020Q1 20228
Gemmer Asset Management LLC 880.00%0.00%0.00%Q2 2020Q1 20228
Lenox Wealth Advisors, LLC 880.00%0.00%0.00%Q2 2020Q1 20228
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 880.00%0.00%0.00%Q1 2021Q4 20228
Private Advisor Group, LLC 620.00%0.00%0.00%Q2 2020Q2 20228
Golden State Wealth Management, LLC 880.01%0.02%0.04%Q2 2020Q1 20228
AlphaMark Advisors, LLC 880.00%0.00%0.00%Q4 2021Q3 20238
PANAGORA ASSET MANAGEMENT INC 410.00%0.00%0.00%Q1 2014Q2 20218
swisspartners Ltd. 880.12%0.40%0.76%Q1 2021Q4 20228
Nationwide Fund Advisors 880.00%0.00%0.00%Q2 2015Q1 20178
FRANKLIN RESOURCES INC 880.00%0.00%0.00%Q2 2015Q1 20178
Crescent Grove Advisors, LLC 880.00%0.01%0.02%Q2 2021Q1 20238
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 880.00%0.01%0.02%Q3 2015Q2 20178
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 530.00%0.00%0.00%Q4 2019Q3 20228
RESOURCES MANAGEMENT CORP /CT/ /ADV 770.00%0.00%0.00%Q4 2020Q2 20227
EMFO, LLC 770.19%0.98%2.91%Q2 2021Q4 20227
Stratos Wealth Partners, LTD. 520.00%0.00%0.01%Q3 2020Q2 20227
Alpine Global Management, LLC 210.01%0.04%0.09%Q4 2017Q4 20227
NATIXIS 430.00%0.00%0.01%Q3 2020Q3 20227
Numeric Investors LLC 770.00%0.03%0.08%Q2 2014Q4 20157
HARBOUR INVESTMENTS, INC. 430.00%0.00%0.00%Q1 2021Q4 20227
Engineers Gate Manager LP 520.01%0.01%0.03%Q4 2020Q4 20227
SRS Capital Advisors, Inc. 770.00%0.00%0.00%Q2 2021Q4 20227
Everhart Financial Group, Inc. 770.01%0.03%0.07%Q2 2021Q4 20227
E Fund Management Co., Ltd. 610.01%0.02%0.04%Q1 2021Q4 20227
BALYASNY ASSET MANAGEMENT L.P. 310.00%0.00%0.00%Q3 2018Q4 20227
ADVANTAGE INVESTMENT MANAGEMENT, LLC 770.00%0.00%0.00%Q1 2018Q3 20197
AE Wealth Management LLC 770.00%0.00%0.00%Q2 2021Q4 20227
AdvisorNet Financial, Inc 770.00%0.00%0.00%Q2 2020Q4 20217
GPS Wealth Strategies Group, LLC 770.00%0.00%0.00%Q1 2021Q3 20227
Acorn Wealth Advisors, LLC 770.02%0.05%0.08%Q2 2021Q4 20227
Parallax Volatility Advisers, L.P. 210.00%0.00%0.00%Q3 2020Q4 20217
Larson Financial Group LLC 770.00%0.00%0.01%Q2 2021Q4 20227
HERITAGE WEALTH MANAGEMENT, LLC 430.00%0.24%0.70%Q1 2021Q4 20227
XPONANCE, INC. 770.00%0.00%0.00%Q2 2021Q4 20227
SALEM INVESTMENT COUNSELORS INC 770.00%0.01%0.01%Q4 2020Q2 20227
Jefferies Group LLC 210.00%0.00%0.01%Q1 2018Q4 20206
HRT FINANCIAL LP 210.00%0.01%0.03%Q3 2018Q1 20216
Laurel Wealth Advisors LLC 510.00%0.00%0.00%Q4 2020Q2 20226
Financial Architects, Inc 660.00%0.00%0.01%Q1 2016Q2 20176
Lattice Capital Management, LLC 660.00%0.06%0.17%Q4 2021Q1 20236
McCarthy Asset Management, Inc. 660.00%0.00%0.00%Q4 2020Q1 20226
United Capital Management of KS, Inc. 660.01%0.05%0.08%Q2 2021Q3 20226
TOWNSQUARE CAPITAL LLC 660.00%0.01%0.01%Q2 2020Q3 20216
WHITTIER TRUST CO 420.00%0.00%0.00%Q3 2018Q3 20226
PUTNAM INVESTMENTS LLC 660.00%0.00%0.01%Q3 2015Q4 20166
ExodusPoint Capital Management, LP 210.00%0.01%0.01%Q1 2019Q3 20226
TWO SIGMA INVESTMENTS, LP 420.00%0.00%0.01%Q4 2014Q4 20226
NORGES BANK 660.00%0.00%0.00%Q3 2021Q4 20226
ENVESTNET ASSET MANAGEMENT INC 510.00%0.00%0.00%Q4 2018Q4 20226
M&T BANK CORP 310.00%0.00%0.00%Q2 2015Q4 20226
Baird Financial Group, Inc. 660.01%0.02%0.05%Q2 2015Q3 20166
Caption Management, LLC 420.00%0.02%0.08%Q1 2020Q4 20226
Sugarloaf Wealth Management, LLC 420.00%0.00%0.01%Q3 2020Q4 20226
FEDERATED HERMES, INC. 420.00%0.00%0.00%Q2 2020Q4 20226
MACKENZIE FINANCIAL CORP 660.00%0.00%0.00%Q3 2021Q4 20226
Hexagon Capital Partners LLC 660.00%0.00%0.00%Q3 2021Q4 20226
Sowell Financial Services LLC 660.00%0.00%0.00%Q4 2019Q1 20216
Moors & Cabot, Inc. 510.00%0.01%0.02%Q3 2020Q4 20226
UNITED SERVICES AUTOMOBILE ASSOCIATION 660.00%0.00%0.00%Q1 2018Q2 20196
Granite Bay Wealth Management, LLC 660.01%0.03%0.08%Q4 2021Q1 20236
Laidlaw Wealth Management LLC 660.01%0.04%0.08%Q3 2020Q4 20216
BREWIN DOLPHIN LTD 660.00%0.00%0.00%Q2 2020Q3 20216
IFG Advisory, LLC 660.00%0.01%0.02%Q3 2021Q4 20226
CREATIVE FINANCIAL DESIGNS INC /ADV 510.00%0.00%0.00%Q2 2021Q4 20226
Cetera Advisor Networks LLC 510.00%0.00%0.00%Q2 2020Q4 20226
PICTET ASSET MANAGEMENT SA 660.00%0.00%0.00%Q3 2021Q4 20226
Spire Wealth Management 660.00%0.00%0.00%Q1 2021Q2 20226
Kore Private Wealth LLC 660.01%0.03%0.05%Q4 2018Q1 20206
IEQ CAPITAL, LLC 410.00%0.00%0.00%Q3 2021Q4 20225
HANCOCK WHITNEY CORP 550.03%0.04%0.06%Q2 2020Q2 20215
Gotham Asset Management, LLC 320.00%0.01%0.01%Q4 2017Q3 20205
Verition Fund Management LLC 210.00%0.00%0.01%Q1 2018Q3 20225
LAZARD ASSET MANAGEMENT LLC 310.00%0.00%0.00%Q1 2020Q4 20225
Tradewinds Capital Management, LLC 550.00%0.00%0.00%Q3 2020Q3 20215
Bridgewater Advisors Inc. 550.01%0.04%0.10%Q2 2021Q2 20225
Goodman Advisory Group, LLC 550.04%0.08%0.13%Q4 2021Q4 20225
Front Street Capital Management, Inc. 550.01%0.01%0.02%Q4 2021Q4 20225
EUDAIMONIA ADVISORS LLC 550.08%0.18%0.33%Q4 2021Q4 20225
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 550.02%0.03%0.05%Q4 2021Q4 20225
Advisory Services Network, LLC 210.00%0.00%0.00%Q4 2019Q4 20225
SIGNATUREFD, LLC 110.00%0.00%0.00%Q2 2020Q4 20225
Qube Research & Technologies Ltd 550.00%0.00%0.01%Q4 2021Q4 20225
Stephens Consulting, LLC 550.00%0.00%0.01%Q4 2021Q4 20225
Quantbot Technologies LP 320.00%0.02%0.04%Q2 2015Q2 20225
Asset Management Resources, LLC 550.08%0.21%0.28%Q4 2021Q4 20225
Ellis Investment Partners, LLC 550.00%0.00%0.00%Q3 2020Q3 20215
Paloma Partners Management Co 210.00%0.01%0.05%Q2 2017Q1 20235
NATIONAL BANK OF CANADA /FI/ 550.00%0.00%0.00%Q4 2021Q4 20225
CAPITAL MANAGEMENT ASSOCIATES /NY/ 550.19%0.23%0.26%Q3 2015Q3 20165
HighPoint Advisor Group LLC 410.01%0.02%0.05%Q4 2020Q2 20225
NorthRock Partners, LLC 550.00%0.00%0.01%Q4 2021Q4 20225
Allspring Global Investments Holdings, LLC 550.00%0.00%0.00%Q4 2021Q4 20225
Aperio Group, LLC 410.00%0.00%0.00%Q2 2019Q4 20205
TD Waterhouse Canada Inc. 550.00%0.00%0.00%Q4 2021Q4 20225
Lehman & Derafelo Financial Resources LLC 220.01%0.03%0.11%Q2 2020Q3 20205
BAIRD ROBERT W & CO INC /WI/ 550.01%0.03%0.04%Q1 2014Q1 20155
ADVISORS MANAGEMENT GROUP INC /ADV 440.18%0.27%0.42%Q1 2019Q4 20194
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 440.01%0.01%0.01%Q2 2020Q1 20214
Steward Financial Group LLC 310.00%0.00%0.00%Q4 2021Q4 20224
O'SHAUGHNESSY ASSET MANAGEMENT, LLC 440.00%0.00%0.00%Q4 2020Q3 20214
Goelzer Investment Management, Inc. 440.00%0.00%0.00%Q1 2022Q4 20224
TWO SIGMA SECURITIES, LLC 310.00%0.00%0.00%Q1 2020Q4 20224
BRIDGEWAY CAPITAL MANAGEMENT, LLC 440.00%0.00%0.00%Q4 2017Q3 20184
Atria Wealth Solutions, Inc. 440.00%0.00%0.00%Q1 2022Q4 20224
Kovitz Investment Group Partners, LLC 310.00%0.00%0.01%Q3 2020Q4 20214
Geneos Wealth Management Inc. 440.00%0.00%0.01%Q2 2020Q1 20214
ELLINGTON MANAGEMENT GROUP LLC 310.01%0.04%0.06%Q2 2015Q1 20184
NEXT Financial Group, Inc 440.00%0.00%0.00%Q1 2021Q4 20214
TELEMUS CAPITAL, LLC 440.00%0.00%0.00%Q1 2022Q4 20224
Virtu KCG Holdings LLC 210.00%0.00%0.01%Q1 2015Q2 20174
Prospera Financial Services Inc 220.00%0.01%0.02%Q2 2020Q2 20224
PICTET ASSET MANAGEMENT LTD 440.00%0.00%0.00%Q3 2020Q2 20214
Key FInancial Inc 440.00%0.00%0.00%Q2 2021Q1 20224
MANCHESTER FINANCIAL INC 440.01%0.03%0.05%Q2 2020Q1 20214
Thrive Wealth Management, LLC 440.01%0.01%0.02%Q4 2021Q3 20224
Jacobi Capital Management LLC 310.01%0.01%0.01%Q3 2020Q3 20214
HighVista Strategies LLC 440.08%0.11%0.15%Q3 2020Q2 20214
JANUS HENDERSON GROUP PLC 440.00%0.00%0.00%Q1 2022Q4 20224
QS Investors, LLC 440.00%0.00%0.00%Q3 2020Q2 20214
Point72 Hong Kong Ltd 210.00%0.01%0.02%Q2 2020Q3 20224
MYDA Advisors LLC 110.01%0.05%0.11%Q4 2017Q1 20194
CI INVESTMENTS INC. 440.00%0.00%0.00%Q1 2022Q4 20224
Pacifica Partners Inc. 440.00%0.00%0.01%Q2 2022Q1 20234
MERCER GLOBAL ADVISORS INC /ADV 440.00%0.00%0.00%Q1 2019Q4 20194
Private Capital Group, LLC 220.00%0.00%0.00%Q4 2018Q4 20194
Pacer Advisors, Inc. 310.00%0.00%0.00%Q3 2018Q1 20214
Man Group plc 110.00%0.01%0.03%Q1 2018Q1 20224
MONEY CONCEPTS CAPITAL CORP 440.00%0.00%0.00%Q1 2022Q4 20224
OXFORD ASSET MANAGEMENT LLP 210.00%0.01%0.02%Q4 2015Q2 20194
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 210.01%0.01%0.01%Q1 2021Q3 20224
UBS AG 440.00%0.00%0.00%Q4 2013Q3 20144
GHP Investment Advisors, Inc. 440.00%0.00%0.00%Q1 2022Q4 20224
Granite Investment Partners, LLC 440.05%0.06%0.07%Q2 2015Q1 20164
Beaird Harris Wealth Management, LLC 440.00%0.00%0.00%Q4 2021Q3 20224
Talkot Capital, LLC 441.15%2.46%3.19%Q2 2014Q1 20154
Mayo Clinic 310.14%3.71%6.09%Q4 2020Q4 20224
Sheaff Brock Investment Advisors, LLC 310.01%0.01%0.01%Q3 2020Q3 20214
SCHRODER INVESTMENT MANAGEMENT GROUP 440.00%0.01%0.01%Q1 2021Q4 20214
XTX Topco Ltd 310.02%0.05%0.08%Q4 2021Q4 20224
Visionary Wealth Advisors 440.00%0.00%0.01%Q3 2021Q2 20224
Belpointe Asset Management LLC 310.00%0.01%0.01%Q1 2021Q4 20224
Pegasus Asset Management, Inc. 310.02%0.04%0.06%Q4 2017Q2 20204
KLCM Advisors, Inc. 440.00%0.00%0.00%Q4 2022Q3 20234
RMR Wealth Builders 210.00%0.01%0.03%Q3 2020Q3 20224
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 440.01%0.02%0.03%Q4 2020Q3 20214
Vident Investment Advisory, LLC 220.06%0.08%0.10%Q4 2016Q3 20184
Weaver Consulting Group 210.00%0.01%0.02%Q3 2020Q4 20223
Salvus Wealth Management, LLC 330.03%0.06%0.07%Q2 2022Q4 20223
ArchPoint Investors 330.00%0.01%0.01%Q4 2015Q2 20163
A.R.T. Advisors, LLC 110.01%0.03%0.06%Q3 2017Q3 20183
VIRGINIA RETIREMENT SYSTEMS ET AL 330.00%0.00%0.01%Q3 2020Q1 20213
MARSHALL WACE, LLP 110.00%0.01%0.01%Q1 2015Q3 20223
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 330.01%0.01%0.01%Q2 2020Q4 20203
Trexquant Investment LP 330.02%0.04%0.06%Q2 2015Q4 20153
Allianz Asset Management GmbH 110.00%0.00%0.00%Q1 2015Q3 20203
LMR Partners LLP 110.01%0.03%0.05%Q1 2014Q4 20223
Global Wealth Management Investment Advisory, Inc. 330.00%0.00%0.00%Q2 2020Q4 20203
Alpha Cubed Investments, LLC 330.01%0.01%0.01%Q2 2020Q4 20203
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 330.00%0.00%0.00%Q4 2020Q2 20213
NEW YORK LIFE INVESTMENT MANAGEMENT LLC 330.00%0.00%0.01%Q2 2022Q4 20223
Wellspring Financial Advisors, LLC 330.14%0.19%0.28%Q2 2022Q4 20223
TOCQUEVILLE ASSET MANAGEMENT L.P. 330.00%0.00%0.00%Q2 2015Q4 20153
HIGHBRIDGE CAPITAL MANAGEMENT LLC 110.00%0.00%0.00%Q3 2015Q3 20153
D.A. DAVIDSON & CO. 330.00%0.00%0.00%Q2 2020Q4 20203
People's United Financial, Inc. 330.00%0.00%0.00%Q3 2021Q1 20223
Winslow, Evans & Crocker, Inc. 330.00%0.00%0.00%Q2 2020Q4 20203
Ahrens Investment Partners LLC 330.00%0.00%0.00%Q4 2021Q2 20223
GFG Capital, LLC 330.04%0.05%0.06%Q3 2021Q1 20223
ELEMENT CAPITAL MANAGEMENT LLC 210.01%0.04%0.09%Q2 2017Q1 20183
Running Point Capital Advisors, LLC 330.01%0.01%0.01%Q1 2022Q3 20223
Rhenman & Partners Asset Management AB 330.10%0.14%0.19%Q1 2014Q3 20143
CoreCap Advisors, LLC 110.00%0.00%0.00%Q4 2021Q4 20223
GoalVest Advisory LLC 330.01%0.02%0.04%Q3 2022Q1 20233
InterOcean Capital, LLC 110.00%0.00%0.01%Q4 2018Q2 20203
Coatue Management 330.02%0.05%0.08%Q2 2020Q4 20203
State of New Jersey Common Pension Fund D 330.01%0.01%0.01%Q1 2021Q3 20213
tru Independence LLC 330.00%0.00%0.00%Q4 2019Q2 20203
Candriam S.C.A. 330.02%0.03%0.04%Q1 2018Q3 20183
Versant Capital Management, Inc 210.00%0.01%0.02%Q2 2020Q1 20223
Connor, Clark & Lunn Investment Management Ltd. 110.00%0.00%0.00%Q4 2015Q3 20213
CAPITAL FUND MANAGEMENT S.A. 110.00%0.01%0.02%Q4 2015Q4 20213
STIFEL FINANCIAL CORP 330.00%0.00%0.00%Q1 2022Q3 20223
ACADIAN ASSET MANAGEMENT LLC 330.00%0.00%0.00%Q4 2017Q2 20183
ACUTA CAPITAL PARTNERS, LLC 330.78%1.52%2.31%Q1 2015Q3 20153
MARK SHEPTOFF FINANCIAL PLANNING, LLC 330.00%0.00%0.00%Q2 2020Q4 20203
Hudson Bay Capital Management LP 110.00%0.02%0.04%Q2 2019Q4 20213
EATON VANCE MANAGEMENT 330.00%0.00%0.00%Q1 2021Q3 20213
OBERMEYER WOOD INVESTMENT COUNSEL, LLLP 330.00%0.00%0.01%Q4 2019Q2 20203
FIRST TRUST ADVISORS LP 210.00%0.00%0.00%Q4 2020Q3 20213
Csenge Advisory Group 330.00%0.01%0.01%Q2 2022Q4 20223
MACKAY SHIELDS LLC 330.00%0.00%0.01%Q3 2020Q1 20213
IAG Wealth Partners, LLC 330.00%0.00%0.00%Q2 2020Q4 20203
Apollon Wealth Management, LLC 110.00%0.01%0.02%Q2 2020Q4 20202
Eudaimonia Partners, LLC 110.00%0.01%0.01%Q3 2020Q1 20212
Coppell Advisory Solutions LLC 110.00%0.00%0.00%Q4 2022Q3 20232
VAN ECK ASSOCIATES CORP 220.00%0.00%0.00%Q3 2022Q4 20222
Certified Advisory Corp 220.00%0.00%0.00%Q3 2019Q4 20192
Walleye Capital LLC 110.01%0.01%0.01%Q1 2021Q1 20222
Neo Ivy Capital Management 110.00%0.03%0.07%Q3 2020Q2 20212
PINNACLE ASSOCIATES LTD 220.00%0.00%0.00%Q2 2014Q3 20142
ALGERT GLOBAL LLC 220.01%0.02%0.02%Q3 2021Q4 20212
UNITED CAPITAL FINANCIAL ADVISORS, LLC 220.00%0.00%0.00%Q2 2020Q3 20202
BlackRock Group LTD 110.00%0.00%0.00%Q1 2014Q4 20162
FOX RUN MANAGEMENT, L.L.C. 110.04%0.11%0.19%Q4 2020Q4 20212
Ausdal Financial Partners, Inc. 110.00%0.00%0.01%Q4 2015Q2 20212
Weiss Asset Management LP 220.00%0.01%0.01%Q3 2018Q4 20182
SG3 Management, LLC 220.02%0.04%0.05%Q3 2020Q4 20202
Corient Capital Partners, LLC 220.00%0.00%0.00%Q2 2022Q3 20222
Houlihan Financial Resource Group, Ltd. 220.01%0.01%0.02%Q4 2022Q1 20232
OPTIMUM INVESTMENT ADVISORS 220.00%0.00%0.00%Q2 2018Q3 20182
RPG Investment Advisory, LLC 220.00%0.00%0.00%Q2 2020Q3 20202
JBF Capital, Inc. 220.02%0.03%0.04%Q2 2020Q3 20202
Freestone Capital Holdings, LLC 220.00%0.00%0.00%Q3 2020Q4 20202
USAdvisors Wealth Management, LLC 220.08%0.08%0.08%Q1 2018Q2 20182
HM PAYSON & CO 220.00%0.00%0.00%Q2 2020Q3 20202
TL Private Wealth 110.06%0.06%0.07%Q1 2021Q3 20212
Jump Financial, LLC 110.00%0.10%0.19%Q1 2021Q3 20222
NOMURA HOLDINGS INC 220.00%0.00%0.00%Q2 2014Q3 20142
Spark Investment Management LLC 110.02%0.07%0.12%Q1 2015Q3 20152
IMC-Chicago, LLC 110.00%0.00%0.00%Q3 2021Q3 20212
DUPONT CAPITAL MANAGEMENT CORP 220.00%0.01%0.01%Q3 2015Q4 20152
Bedel Financial Consulting, Inc. 220.00%0.00%0.00%Q4 2021Q1 20222
SEI INVESTMENTS CO 110.00%0.00%0.00%Q3 2015Q2 20182
Tekla Capital Management LLC 220.06%0.08%0.10%Q4 2014Q1 20152
Bayesian Capital Management, LP 220.06%0.08%0.10%Q4 2020Q1 20212
Crow Point Partners, LLC 220.01%0.02%0.03%Q2 2017Q3 20172
AMERICAN CENTURY COMPANIES INC 220.00%0.00%0.00%Q3 2015Q4 20152
STEVENS CAPITAL MANAGEMENT LP 110.00%0.01%0.01%Q3 2015Q1 20172
CLEAR STREET MARKETS LLC 110.00%0.00%0.01%Q2 2021Q3 20222
Frontier Wealth Management LLC 220.00%0.00%0.00%Q1 2022Q2 20222
XR Securities LLC 220.00%0.00%0.00%Q3 2020Q4 20202
PROFUND ADVISORS LLC 110.00%0.00%0.00%Q4 2021Q4 20222
PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC 220.06%0.06%0.06%Q2 2014Q3 20142
Moloney Securities Asset Management, LLC 220.02%0.04%0.06%Q3 2021Q4 20212
BlueCrest Capital Management Ltd 110.02%0.03%0.04%Q1 2015Q1 20182
SYMMETRY PEAK MANAGEMENT LLC 220.15%0.18%0.20%Q2 2020Q3 20202
Parametrica Management Ltd 110.06%0.06%0.06%Q3 2021Q1 20222
DARK FOREST CAPITAL MANAGEMENT LP 110.00%0.00%0.00%Q3 2021Q3 20222
EVOKE WEALTH, LLC 220.00%0.00%0.00%Q4 2020Q1 20212
COWEN AND COMPANY, LLC 110.03%0.13%0.24%Q3 2020Q3 20202
Mariner, LLC 220.00%0.00%0.00%Q3 2022Q4 20222
W.G. Shaheen & Associates DBA Whitney & Co 220.00%0.00%0.00%Q2 2018Q3 20182
JACOBS LEVY EQUITY MANAGEMENT, INC 220.00%0.00%0.00%Q1 2016Q2 20162
NewSquare Capital LLC 110.00%0.00%0.00%Q2 2020Q4 20222
Alambic Investment Management, L.P. 220.02%0.16%0.30%Q4 2017Q1 20182
Capital Analysts, LLC 110.00%0.00%0.00%Q3 2020Q1 20212
ENTERPRISE FINANCIAL SERVICES CORP 220.00%0.00%0.00%Q2 2020Q3 20202
Covestor Ltd 220.00%0.00%0.00%Q3 2022Q4 20222
Meridian Wealth Partners, LLC 110.00%0.00%0.00%Q1 2021Q1 20212
FNY Investment Advisers, LLC 110.00%0.00%0.00%Q3 2019Q2 20202
Endurant Capital Management LP 220.37%0.48%0.59%Q4 2014Q1 20152
Davide Leone & Partners Investment Co Ltd. 220.15%0.21%0.27%Q4 2020Q1 20212
American Research & Management Co. 220.01%0.01%0.01%Q2 2020Q3 20202
Migdal Insurance & Financial Holdings Ltd. 220.00%0.01%0.01%Q4 2020Q1 20212
TWO SIGMA ADVISERS, LP 220.00%0.00%0.00%Q4 2014Q1 20152
Graham Capital Management, L.P. 220.00%0.03%0.05%Q3 2022Q4 20222
Glassman Wealth Services 110.00%0.01%0.01%Q2 2020Q1 20212
Perigon Wealth Management, LLC 110.00%0.01%0.01%Q4 2020Q3 20212
Dynamic Advisor Solutions LLC 220.00%0.00%0.00%Q3 2022Q4 20222
M Holdings Securities, Inc. 220.01%0.02%0.02%Q2 2018Q3 20182
Bell Investment Advisors, Inc 220.00%0.00%0.00%Q3 2021Q4 20212
Iguana Healthcare Management, LLC 220.30%0.35%0.41%Q1 2014Q2 20142
FLAGSHIP HARBOR ADVISORS, LLC 220.00%0.00%0.00%Q2 2020Q3 20202
Paradigm, Strategies in Wealth Management, LLC 220.01%0.01%0.01%Q1 2021Q2 20212
AMP Capital Investors Ltd 220.00%0.00%0.00%Q2 2021Q3 20212
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 110.03%0.04%0.06%Q4 2015Q2 20182
Airain ltd 110.01%0.01%0.01%Q1 2015Q4 20152
NewEdge Advisors, LLC 110.00%0.00%0.00%Q1 2022Q4 20222
NAVELLIER & ASSOCIATES INC 220.05%0.06%0.06%Q4 2020Q1 20212
Mutual Advisors, LLC 110.01%0.01%0.01%Q2 2020Q2 20201
R&F Capital Advisors LP 110.01%0.01%0.01%Q1 2017Q1 20171
Summit Trail Advisors, LLC 110.01%0.01%0.01%Q1 2021Q1 20211
Capital Advisory Group Advisory Services, LLC 110.00%0.00%0.00%Q1 2022Q1 20221
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 110.00%0.00%0.00%Q1 2018Q1 20181
Yong Rong (HK) Asset Management Ltd 113.99%3.99%3.99%Q3 2022Q3 20221
Horan Securities, Inc. 110.00%0.00%0.00%Q3 2020Q3 20201
VOLORIDGE INVESTMENT MANAGEMENT, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
Front Row Advisors LLC 110.00%0.00%0.00%Q4 2022Q4 20221
ROCKEFELLER FINANCIAL SERVICES INC 110.01%0.01%0.01%Q2 2014Q2 20141
Elephas Investment Management Ltd 110.50%0.50%0.50%Q2 2020Q2 20201
Annapolis Financial Services, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
ARGI Investment Services, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Sterling Investment Advisors, Ltd. 110.00%0.00%0.00%Q2 2022Q2 20221
Maven Securities LTD 110.00%0.00%0.00%Q1 2021Q1 20211
ALBION FINANCIAL GROUP /UT 110.00%0.00%0.00%Q4 2021Q4 20211
MinichMacGregor Wealth Management, LLC 110.06%0.06%0.06%Q1 2020Q1 20201
BlackRock Japan Co. Ltd 110.00%0.00%0.00%Q4 2014Q4 20141
PHILADELPHIA TRUST CO 110.01%0.01%0.01%Q2 2020Q2 20201
MAVERICK CAPITAL LTD 110.01%0.01%0.01%Q3 2020Q3 20201
LIBERTY WEALTH MANAGEMENT LLC 110.01%0.01%0.01%Q2 2020Q2 20201
FAIRFIELD, BUSH & CO. 110.00%0.00%0.00%Q2 2022Q2 20221
WIPFLI FINANCIAL ADVISORS LLC, 110.00%0.00%0.00%Q3 2022Q3 20221
Wealthcare Advisory Partners LLC 110.01%0.01%0.01%Q1 2021Q1 20211
Tibra Equities Europe Ltd 110.14%0.14%0.14%Q1 2018Q1 20181
Anson Funds Management LP 110.27%0.27%0.27%Q4 2019Q4 20191
Cetera Investment Advisers 110.00%0.00%0.00%Q4 2020Q4 20201
IndexIQ Advisors LLC 110.01%0.01%0.01%Q1 2022Q1 20221
VitalStone Financial, LLC 110.00%0.00%0.00%Q2 2023Q2 20231
CADENCE CAPITAL MANAGEMENT LLC 110.08%0.08%0.08%Q3 2020Q3 20201
HighMark Wealth Management LLC 110.01%0.01%0.01%Q2 2020Q2 20201
Goodwin Investment Advisory 110.01%0.01%0.01%Q4 2020Q4 20201
IFS Advisors, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Schonfeld Strategic Advisors LLC 110.01%0.01%0.01%Q3 2022Q3 20221
V Wealth Advisors LLC 110.01%0.01%0.01%Q3 2022Q3 20221
EAM Investors, LLC 110.51%0.51%0.51%Q2 2015Q2 20151
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 110.00%0.00%0.00%Q2 2020Q2 20201
CIBC Asset Management Inc 110.00%0.00%0.00%Q4 2022Q4 20221
Pearl River Capital, LLC 110.10%0.10%0.10%Q1 2021Q1 20211
ONTARIO TEACHERS PENSION PLAN BOARD 110.00%0.00%0.00%Q3 2015Q3 20151
Plante Moran Financial Advisors, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
J.W. COLE ADVISORS, INC. 110.00%0.00%0.00%Q4 2022Q4 20221
Gladstone Institutional Advisory LLC 110.04%0.04%0.04%Q2 2020Q2 20201
Ensign Peak Advisors, Inc 110.00%0.00%0.00%Q4 2021Q4 20211
CHILDRESS CAPITAL ADVISORS, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Turim 21 Investimentos Ltda. 110.03%0.03%0.03%Q3 2020Q3 20201
Snowden Capital Advisors LLC 110.00%0.00%0.00%Q4 2021Q4 20211
Sio Capital Management, LLC 111.46%1.46%1.46%Q4 2014Q4 20141
Secure Asset Management, LLC 110.05%0.05%0.05%Q3 2021Q3 20211
Avior Wealth Management, LLC 110.00%0.00%0.00%Q3 2022Q3 20221
B. Riley Wealth Management, Inc. 110.01%0.01%0.01%Q2 2022Q2 20221
BOOTHBAY FUND MANAGEMENT, LLC 110.01%0.01%0.01%Q1 2021Q1 20211
Baystate Wealth Management LLC 110.00%0.00%0.00%Q1 2020Q1 20201
Edge Wealth Management LLC 110.01%0.01%0.01%Q1 2015Q1 20151
ARMSTRONG ADVISORY GROUP, INC 110.00%0.00%0.00%Q4 2022Q4 20221
Rockbridge Investment Management, LCC 110.00%0.00%0.00%Q3 2021Q3 20211
BNP Paribas Asset Management Holding S.A. 110.00%0.00%0.00%Q4 2021Q4 20211
PIEDMONT INVESTMENT ADVISORS INC 110.00%0.00%0.00%Q2 2018Q2 20181
CIBC WORLD MARKET INC. 110.01%0.01%0.01%Q2 2020Q2 20201
PDT Partners, LLC 110.04%0.04%0.04%Q2 2015Q2 20151
Werba Rubin Papier Wealth Management 110.00%0.00%0.00%Q1 2023Q1 20231
Quilter Plc 110.01%0.01%0.01%Q3 2020Q3 20201
Windsor Creek Advisors, LLC 110.01%0.01%0.01%Q1 2020Q1 20201
Fortis Advisors, LLC 110.05%0.05%0.05%Q3 2018Q3 20181
HIGHLAND CAPITAL MANAGEMENT LP 110.04%0.04%0.04%Q2 2015Q2 20151
Cowen Prime Services LLC 110.01%0.01%0.01%Q1 2015Q1 20151
ROPES WEALTH ADVISORS LLC 110.01%0.01%0.01%Q2 2020Q2 20201
Lenox Wealth Management, Inc. 110.00%0.00%0.00%Q2 2020Q2 20201
Weil Company, Inc. 110.00%0.00%0.00%Q3 2019Q3 20191
BOGLE INVESTMENT MANAGEMENT L P /DE/ 110.06%0.06%0.06%Q1 2018Q1 20181
Wealthspire Advisors, L.P. 110.00%0.00%0.00%Q1 2019Q1 20191
Acrospire Investment Management LLC 110.00%0.00%0.00%Q3 2016Q3 20161
HAMILTON LANE ADVISORS LLC 110.21%0.21%0.21%Q3 2015Q3 20151
Monashee Investment Management LLC 110.05%0.05%0.05%Q4 2017Q4 20171
B. Riley Securities, Inc. 111.00%1.00%1.00%Q4 2022Q4 20221
Sante Capital Fund, LP 110.32%0.32%0.32%Q2 2021Q2 20211
Fluent Financial, LLC 110.01%0.01%0.01%Q4 2022Q4 20221
State of Wyoming 110.00%0.00%0.00%Q1 2021Q1 20211
Syntegra Private Wealth Group, LLC 110.01%0.01%0.01%Q4 2022Q4 20221
Shore Point Advisors, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
MIRABELLA FINANCIAL SERVICES LLP 110.02%0.02%0.02%Q3 2020Q3 20201
Belmont Global Advisors, Inc. 110.59%0.59%0.59%Q1 2015Q1 20151
U.S. Capital Wealth Advisors, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
SIGNET FINANCIAL MANAGEMENT, LLC 110.00%0.00%0.00%Q1 2018Q1 20181
Signature Wealth Management Group 110.00%0.00%0.00%Q3 2018Q3 20181
SVB WEALTH LLC 110.00%0.00%0.00%Q2 2020Q2 20201
SYNOVUS FINANCIAL CORP 110.00%0.00%0.00%Q2 2020Q2 20201
Burt Wealth Advisors 110.01%0.01%0.01%Q2 2015Q2 20151
B. Riley Financial, Inc. 111.04%1.04%1.04%Q4 2022Q4 20221
BT Wealth Management LLC 110.02%0.02%0.02%Q1 2020Q1 20201
Fiduciary Alliance LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Neuberger Berman Group LLC 110.00%0.00%0.00%Q1 2014Q1 20141
CVI Holdings, LLC 114.34%4.34%4.34%Q2 2019Q2 20191
PFS Partners, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Farmers & Merchants Trust Co of Chambersburg PA 110.00%0.00%0.00%Q2 2021Q2 20211
Cerity Partners LLC 110.00%0.00%0.00%Q4 2021Q4 20211
Sonora Investment Management, LLC 110.06%0.06%0.06%Q3 2020Q3 20201
1832 Asset Management L.P. 110.00%0.00%0.00%Q3 2020Q3 20201
Gerber Kawasaki Wealth & Investment Management 110.00%0.00%0.00%Q3 2021Q3 20211
DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) 110.20%0.20%0.20%Q2 2019Q2 20191
Financial Gravity Asset Management, Inc. 110.00%0.00%0.00%Q4 2022Q4 20221
NEXPOINT ASSET MANAGEMENT, L.P. 110.13%0.13%0.13%Q3 2021Q3 20211
Coppell Advisory Solutions Corp. 110.00%0.00%0.00%Q4 2022Q4 20221
Masso Torrence Wealth Management Inc. 110.00%0.00%0.00%Q4 2021Q4 20211
CARY STREET PARTNERS INVESTMENT ADVISORY LLC 110.00%0.00%0.00%Q4 2022Q4 20221
LMR Master Fund Ltd 110.10%0.10%0.10%Q4 2013Q4 20131
WealthShield Partners, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
Realta Investment Advisors 110.29%0.29%0.29%Q2 2020Q2 20201
LAKE STREET FINANCIAL LLC 110.03%0.03%0.03%Q4 2020Q4 20201
SOPHROSYNE CAPITAL LLC 110.28%0.28%0.28%Q4 2013Q4 20131
AIGEN INVESTMENT MANAGEMENT, LP 110.04%0.04%0.04%Q2 2020Q2 20201
Ghost Tree Capital, LLC 110.23%0.23%0.23%Q1 2014Q1 20141
Rubric Capital Management LP 110.17%0.17%0.17%Q4 2019Q4 20191
New England Capital Financial Advisors LLC 110.01%0.01%0.01%Q4 2022Q4 20221
JONES FINANCIAL COMPANIES LLLP 110.00%0.00%0.00%Q4 2021Q4 20211
AlpInvest Partners B.V. 111.43%1.43%1.43%Q3 2015Q3 20151
Westwood Wealth Management 110.31%0.31%0.31%Q4 2021Q4 20211
TCW GROUP INC 110.00%0.00%0.00%Q3 2018Q3 20181
Marshall Wace North America L.P. 110.00%0.00%0.00%Q2 2017Q2 20171
STRATEGIC INVESTMENT MANAGEMENT, LLC 110.10%0.10%0.10%Q4 2015Q4 20151
Winch Advisory Services, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
Highlander Capital Management, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
LifePlan Financial Group, Inc 110.00%0.00%0.00%Q3 2020Q3 20201
McAdam, LLC 110.00%0.00%0.00%Q3 2018Q3 20181
Birch Capital Management, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
LUCAS CAPITAL MANAGEMENT 110.13%0.13%0.13%Q1 2018Q1 20181
Dakota Wealth Management 110.00%0.00%0.00%Q3 2022Q3 20221
FIFTH THIRD BANCORP 110.00%0.00%0.00%Q4 2020Q4 20201
Jasper Ridge Partners, L.P. 110.01%0.01%0.01%Q3 2015Q3 20151
Aristides Capital LLC 110.19%0.19%0.19%Q3 2020Q3 20201
Point72 Middle East FZE 110.01%0.01%0.01%Q4 2022Q4 20221
Aquatic Capital Management LLC 110.01%0.01%0.01%Q1 2022Q1 20221
Centiva Capital, LP 110.01%0.01%0.01%Q3 2021Q3 20211
Ikarian Capital, LLC 110.05%0.05%0.05%Q1 2021Q1 20211
Ten Capital Wealth Advisors, LLC 110.00%0.00%0.00%Q2 2022Q2 20221
Cornerstone Advisory, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
Assured Investment Management LLC 110.00%0.00%0.00%Q2 2018Q2 20181
ANALYTIC INVESTORS, LLC 110.00%0.00%0.00%Q3 2015Q3 20151
Hanson & Doremus Investment Management 110.00%0.00%0.00%Q1 2023Q1 20231
SECOR Capital Advisors, LP 110.03%0.03%0.03%Q3 2015Q3 20151
WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC 110.00%0.00%0.00%Q2 2020Q2 20201
HHM Wealth Advisors, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
AVANTAX ADVISORY SERVICES, INC. 110.02%0.02%0.02%Q3 2020Q3 20201
Capula Management Ltd 110.00%0.00%0.00%Q2 2021Q2 20211
TradeLink Global Equity LLC 110.02%0.02%0.02%Q1 2014Q1 20141
RUSSELL FRANK CO/ 110.00%0.00%0.00%Q2 2015Q2 20151
Ground Swell Capital, LLC 110.06%0.06%0.06%Q3 2022Q3 20221
OMERS ADMINISTRATION Corp 110.00%0.00%0.00%Q4 2019Q4 20191
CHIRON CAPITAL MANAGEMENT, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
SUVRETTA CAPITAL MANAGEMENT, LLC 110.01%0.01%0.01%Q4 2021Q4 20211
Sound Income Strategies, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
Amalgamated Financial Corp. 110.00%0.00%0.00%Q1 2022Q1 20221
Y-Intercept (Hong Kong) Ltd 110.12%0.12%0.12%Q2 2021Q2 20211
Geduld E E 110.06%0.06%0.06%Q4 2013Q4 20131
BESSEMER GROUP INC 110.00%0.00%0.00%Q1 2016Q1 20161
JANICZEK WEALTH MANAGEMENT, LLC 110.00%0.00%0.00%Q3 2022Q3 20221
Convergence Investment Partners, LLC 110.10%0.10%0.10%Q3 2015Q3 20151
CENTRAL TRUST Co 110.00%0.00%0.00%Q3 2020Q3 20201
Advisory Alpha, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
Joseph P. Lucia & Associates, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
External links

This page lists all the filers that currently own SORRENTO THERAPEUTICS INC or have owned SORRENTO THERAPEUTICS INC in the past.