OCH ZIFF CAP MGMT GROUP shareholder history

Current and past OCH ZIFF CAP MGMT GROUP shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
SUSQUEHANNA INTERNATIONAL GROUP, LLP 2110.00%0.00%0.00%Q2 2013Q4 201857
PEAK6 Group LLC 1030.00%0.00%0.02%Q2 2013Q1 201835
Citadel Advisors 1130.00%0.00%0.00%Q3 2013Q4 201832
BANK OF AMERICA CORP /DE/ 23230.00%0.01%0.04%Q2 2013Q4 201832
CITIGROUP INC 23230.00%0.01%0.04%Q2 2013Q4 201829
GOLDMAN SACHS GROUP INC 1540.00%0.00%0.01%Q1 2012Q4 201828
Spot Trading L.L.C 410.00%0.00%0.02%Q3 2013Q1 201725
Walleye Trading LLC 16160.00%0.00%0.01%Q4 2014Q3 201823
JPMORGAN CHASE & CO 23230.00%0.00%0.01%Q2 2013Q4 201823
MANUFACTURERS LIFE INSURANCE COMPANY, THE 23230.00%0.00%0.01%Q2 2013Q4 201823
WELLS FARGO & COMPANY/MN 23230.00%0.00%0.00%Q2 2013Q4 201823
MORGAN STANLEY 23230.00%0.03%0.07%Q2 2013Q4 201823
ROYCE & ASSOCIATES LP 23230.00%0.01%0.01%Q2 2013Q4 201823
Guinness Asset Management LTD 23230.00%0.05%0.13%Q2 2013Q4 201823
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 23230.00%0.00%0.01%Q2 2013Q4 201823
ROYAL BANK OF CANADA 23230.00%0.00%0.00%Q2 2013Q4 201823
LADENBURG THALMANN FINANCIAL SERVICES INC. 23230.00%0.00%0.00%Q2 2013Q4 201823
GABELLI FUNDS LLC 23230.00%0.01%0.02%Q2 2013Q4 201823
DEUTSCHE BANK AG\ 22220.00%0.01%0.03%Q3 2013Q4 201822
HighTower Advisors, LLC 1810.00%0.01%0.04%Q2 2013Q3 201821
KNOTT DAVID M 21210.00%0.00%0.01%Q2 2014Q2 201921
Renaissance Technologies 1470.00%0.01%0.06%Q2 2013Q3 201821
CIBC Asset Management Inc 20200.00%0.00%0.00%Q1 2014Q4 201820
BNP PARIBAS FINANCIAL MARKETS 20200.00%0.00%0.02%Q2 2013Q1 201820
CREDIT SUISSE AG/ 1510.00%0.01%0.05%Q1 2013Q3 201820
NWAM LLC 20200.01%0.05%0.16%Q1 2014Q4 201820
Creative Planning 1410.00%0.00%0.00%Q3 2013Q4 201820
UBS Group AG 17170.00%0.00%0.02%Q4 2014Q4 201820
US BANCORP \DE\ 19190.00%0.00%0.00%Q2 2013Q4 201719
Financial Architects, Inc 1120.00%0.04%0.14%Q2 2013Q3 201819
Cutler Group LLC / CA 880.00%0.00%0.03%Q4 2015Q3 201719
Nuveen Asset Management, LLC 19190.00%0.00%0.01%Q2 2013Q4 201719
Greenwich Wealth Management LLC 19190.01%0.09%0.23%Q2 2013Q4 201719
OPPENHEIMER & CO INC 1170.00%0.00%0.01%Q2 2014Q4 201818
Commonwealth Equity Services, Inc 18180.00%0.01%0.03%Q2 2013Q3 201718
Zweig-DiMenna Associates LLC 17170.03%0.91%1.59%Q2 2013Q2 201717
Evercore Wealth Management, LLC 17170.00%0.00%0.01%Q2 2014Q2 201817
PRICE T ROWE ASSOCIATES INC /MD/ 17170.00%0.02%0.02%Q2 2013Q2 201717
UBS AG 660.00%0.00%0.01%Q2 2013Q3 201417
HSBC HOLDINGS PLC 910.00%0.02%0.06%Q1 2012Q1 201716
BARCLAYS PLC 920.00%0.00%0.01%Q2 2014Q4 201816
STIFEL FINANCIAL CORP 1330.00%0.00%0.01%Q1 2014Q4 201816
GROUP ONE TRADING, L.P. 820.00%0.00%0.01%Q2 2013Q4 201815
WALNUT PRIVATE EQUITY PARTNERS, LLC 15150.65%2.11%3.68%Q4 2013Q2 201715
ClearBridge Investments 15150.00%0.07%0.13%Q2 2013Q4 201615
Tower Research Capital LLC (TRC) 1010.00%0.00%0.01%Q3 2013Q1 201815
CONTINENTAL ADVISORS LLC 10100.01%0.84%1.64%Q3 2016Q4 201814
MSI Financial Services Inc 1130.00%0.00%0.00%Q2 2013Q4 201614
Kamunting Street Capital Management, L.P. 14140.91%3.98%12.21%Q3 2015Q4 201814
GSA CAPITAL PARTNERS LLP 610.00%0.03%0.05%Q4 2013Q4 201814
Credit Capital Investments LLC 860.20%1.18%3.05%Q4 2014Q3 201814
Hudock, Inc. 810.00%0.00%0.00%Q3 2014Q4 201814
Edge Wealth Management LLC 14140.00%0.00%0.01%Q1 2015Q2 201814
K.J. Harrison & Partners Inc 1220.02%0.67%1.11%Q2 2013Q3 201714
ING GROEP NV 14140.02%0.10%0.19%Q2 2013Q3 201614
WOLVERINE TRADING, LLC 410.00%0.00%0.00%Q2 2016Q3 201814
AMERIPRISE FINANCIAL INC 14140.00%0.02%0.03%Q2 2013Q3 201614
WEBSTER BANK, N. A. 14140.01%0.02%0.04%Q2 2013Q3 201614
LPL Financial LLC 710.00%0.00%0.01%Q4 2013Q2 201813
BB&T SECURITIES, LLC 13130.00%0.05%0.09%Q2 2013Q2 201613
USCA RIA LLC 850.00%0.07%0.27%Q4 2013Q4 201813
Odey Asset Management Group Ltd 13130.74%2.22%4.85%Q4 2015Q4 201813
TWO SIGMA INVESTMENTS, LP 1210.00%0.01%0.05%Q2 2013Q4 201613
WILLIAM HARRIS INVESTORS INC 13130.04%0.18%0.29%Q2 2013Q2 201613
State of New Jersey Common Pension Fund D 13130.01%0.02%0.04%Q4 2015Q4 201813
MILLER VALUE PARTNERS, LLC 1120.02%0.05%0.06%Q2 2013Q3 201813
TRUST DEPARTMENT MB FINANCIAL BANK N A 13130.00%0.00%0.00%Q4 2015Q4 201813
PNC FINANCIAL SERVICES GROUP, INC. 1110.00%0.00%0.00%Q2 2013Q3 201612
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
NEXT Financial Group, Inc 12120.00%0.01%0.01%Q3 2014Q2 201712
ALPINE WOODS CAPITAL INVESTORS, LLC 12120.04%0.14%0.28%Q2 2013Q1 201612
DEERE & CO 12120.00%0.03%0.15%Q4 2013Q3 201612
JANUS HENDERSON GROUP PLC 12120.15%0.27%0.38%Q2 2013Q1 201612
TimesSquare Capital Management, LLC 12120.25%0.39%0.60%Q2 2013Q1 201612
Artemis Investment Management LLP 12120.06%0.11%0.21%Q1 2016Q4 201812
SG Americas Securities, LLC 1020.01%0.02%0.06%Q2 2013Q3 201712
THORNBURG INVESTMENT MANAGEMENT INC 12120.18%0.41%0.59%Q2 2013Q1 201612
BlackRock Inc. 840.00%0.00%0.01%Q2 2013Q4 201812
SIMPLEX TRADING, LLC 410.00%0.00%0.01%Q1 2015Q4 201812
Century Capital Management, LLC 11110.25%1.28%1.83%Q2 2013Q4 201511
Sterneck Capital Management, LLC 11110.09%0.33%0.75%Q2 2016Q4 201811
Abrams Capital Management 11110.84%2.06%3.67%Q2 2016Q4 201811
Sterling Capital Management LLC 11110.01%0.02%0.02%Q1 2013Q3 201511
Virtu KCG Holdings LLC 410.00%0.00%0.01%Q3 2013Q2 201711
TELEMUS CAPITAL, LLC 10100.00%0.12%0.22%Q2 2016Q3 201811
SEARLE & CO. 830.01%0.13%0.23%Q4 2014Q4 201811
KINGS POINT CAPITAL MANAGEMENT 11110.03%0.06%0.14%Q2 2013Q4 201511
BANK OF MONTREAL /CAN/ 740.00%0.00%0.00%Q1 2014Q4 201611
Quinn Opportunity Partners LLC 10100.04%0.47%0.72%Q2 2016Q3 201810
BlackRock Investment Management, LLC 10100.00%0.00%0.00%Q3 2014Q4 201610
FMR LLC 710.00%0.00%0.00%Q4 2013Q4 201610
Neuberger Berman Group LLC 10100.00%0.00%0.01%Q2 2013Q3 201510
NORTH RUN CAPITAL, LP 10101.85%3.88%6.19%Q3 2016Q4 201810
COLONY GROUP LLC 10100.17%0.27%0.38%Q2 2013Q3 201510
Glacier Peak Capital LLC 10100.40%4.66%10.65%Q2 2016Q3 201810
Geneva Advisors, LLC 10100.00%0.42%0.99%Q2 2014Q3 201610
IFP Advisors, Inc 910.00%0.00%0.00%Q4 2015Q2 201810
Mariner, LLC 10100.02%0.03%0.06%Q3 2015Q4 201710
Robeco Institutional Asset Management B.V. 820.00%0.01%0.01%Q2 2013Q1 201610
First City Capital Management, Inc. 10100.02%0.11%0.19%Q4 2013Q1 201610
MCGLINN CAPITAL MANAGEMENT INC 10101.03%1.57%2.43%Q2 2013Q3 201510
MARSHALL WACE, LLP 510.02%0.08%0.27%Q2 2013Q3 201610
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 990.00%0.00%0.01%Q4 2016Q4 20189
Rathbones Group PLC 990.00%0.01%0.01%Q4 2016Q4 20189
Calamos Advisors LLC 990.10%0.17%0.21%Q3 2013Q3 20159
CAZ INVESTMENTS LP 810.08%0.49%0.71%Q1 2016Q1 20199
Catalyst Capital Advisors LLC 810.00%0.03%0.05%Q2 2015Q4 20189
LEVIN CAPITAL STRATEGIES, L.P. 630.01%0.06%0.16%Q2 2013Q3 20159
J.P. Morgan Private Wealth Advisors LLC 710.00%0.01%0.02%Q2 2015Q1 20189
BLAIR WILLIAM & CO/IL 710.00%0.00%0.00%Q2 2013Q2 20158
Algebris (UK) Ltd 880.09%0.42%0.71%Q2 2017Q1 20198
PRELUDE CAPITAL MANAGEMENT, LLC 320.01%0.02%0.03%Q1 2013Q1 20158
GUGGENHEIM CAPITAL LLC 530.00%0.00%0.00%Q2 2013Q1 20178
WEALTHSOURCE PARTNERS, LLC 880.00%0.02%0.04%Q2 2016Q1 20188
Ausdal Financial Partners, Inc. 880.01%0.01%0.02%Q1 2017Q4 20188
Moors & Cabot, Inc. 880.01%0.01%0.02%Q1 2017Q4 20188
I.G. INVESTMENT MANAGEMENT, LTD. 880.00%0.00%0.01%Q2 2013Q1 20158
ArrowMark Colorado Holdings LLC 710.00%0.01%0.02%Q1 2014Q3 20168
Algebris Investments (UK) LLP 510.08%0.53%1.36%Q1 2014Q1 20168
Airain ltd 880.03%0.28%0.68%Q2 2013Q1 20158
GAMCO INVESTORS, INC. ET AL 610.00%0.00%0.00%Q1 2016Q4 20177
Freestone Capital Holdings, LLC 770.00%0.06%0.10%Q1 2017Q3 20187
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 770.00%0.00%0.00%Q3 2018Q1 20207
Horizon Kinetics 770.00%0.00%0.00%Q2 2013Q4 20147
TWO SIGMA ADVISERS, LP 310.00%0.00%0.01%Q4 2013Q3 20177
RAYMOND JAMES & ASSOCIATES 770.00%0.00%0.01%Q4 2013Q2 20157
WHITTIER TRUST CO OF NEVADA INC 770.00%0.00%0.00%Q2 2013Q4 20147
Advisor Group, Inc. 520.00%0.00%0.00%Q2 2016Q3 20187
Marshall Wace North America L.P. 520.00%0.15%0.57%Q3 2013Q2 20187
Blue Ridge Capital, L.L.C. 660.26%0.39%0.47%Q2 2016Q3 20176
PUTNAM INVESTMENTS LLC 510.00%0.00%0.00%Q2 2014Q2 20176
CHICKASAW CAPITAL MANAGEMENT LLC 660.01%0.01%0.01%Q2 2014Q3 20156
FRED ALGER MANAGEMENT, LLC 660.00%0.04%0.07%Q2 2013Q3 20146
WESPAC Advisors, LLC 420.13%0.15%0.18%Q4 2013Q2 20156
Sandia Holdings, LLC 661.62%4.01%6.04%Q4 2016Q1 20186
MANAGED ACCOUNT ADVISORS LLC 660.00%0.00%0.01%Q4 2013Q1 20156
HARVEST MANAGEMENT LLC 660.02%0.08%0.14%Q2 2016Q3 20176
Nine Chapters Capital Management LLC 660.01%0.07%0.21%Q2 2013Q3 20146
CI INVESTMENTS INC. 660.01%0.02%0.03%Q2 2013Q3 20146
BREWIN DOLPHIN LTD 660.00%0.00%0.00%Q3 2017Q4 20186
FDx Advisors, Inc. 410.00%0.00%0.00%Q4 2016Q3 20186
FIFTH THIRD BANCORP 660.00%0.00%0.00%Q1 2014Q2 20156
BROWN ADVISORY INC 510.00%0.00%0.00%Q3 2013Q2 20166
Quantbot Technologies LP 420.01%0.02%0.05%Q2 2013Q2 20156
JANE STREET GROUP, LLC 210.00%0.00%0.00%Q2 2014Q2 20185
SMH CAPITAL ADVISORS INC 550.67%1.14%1.51%Q4 2017Q4 20185
EAGLE ASSET MANAGEMENT INC 550.07%0.09%0.10%Q2 2013Q2 20145
Inspire Investing, LLC 550.04%0.06%0.07%Q4 2017Q4 20185
Daiwa SB Investments Ltd. 320.06%0.32%0.63%Q1 2014Q1 20165
RiverFront Investment Group, LLC 550.24%0.26%0.28%Q1 2010Q1 20115
MASON STREET ADVISORS, LLC 550.01%0.01%0.01%Q4 2013Q4 20145
SYSTEMATIC FINANCIAL MANAGEMENT LP 320.01%0.01%0.02%Q2 2013Q3 20145
Joel Isaacson & Co., LLC 550.04%0.09%0.13%Q4 2017Q4 20185
Allianz Asset Management GmbH 550.00%0.00%0.00%Q1 2014Q1 20155
BALYASNY ASSET MANAGEMENT L.P. 410.04%0.13%0.24%Q2 2013Q1 20165
Blue Granite Capital, LLC 550.00%0.00%0.00%Q4 2016Q4 20175
TRUST & FIDUCIARY MANAGEMENT SERVICES INC 551.43%2.16%2.65%Q3 2013Q3 20145
COMPTON CAPITAL MANAGEMENT INC /RI 410.06%0.08%0.08%Q1 2014Q2 20155
FORMULA GROWTH LTD 550.18%0.95%1.84%Q4 2015Q4 20165
NATIXIS 550.20%0.27%0.34%Q2 2013Q2 20145
Skandinaviska Enskilda Banken AB (publ) 550.03%0.05%0.08%Q4 2015Q4 20165
Virtu Financial LLC 550.00%0.00%0.01%Q3 2017Q3 20185
BHF Kleinwort Benson Group S.A. 410.00%0.01%0.02%Q1 2014Q4 20155
PICTON MAHONEY ASSET MANAGEMENT 320.01%0.16%0.40%Q1 2014Q2 20155
Plante Moran Financial Advisors, LLC 550.00%0.00%0.01%Q4 2014Q4 20155
Verity Asset Management, Inc. 550.06%0.07%0.09%Q3 2017Q3 20185
Integrated Investment Consultants, LLC 550.00%0.02%0.04%Q4 2015Q4 20165
UNITED CAPITAL FINANCIAL ADVISORS, LLC 550.00%0.00%0.00%Q3 2014Q3 20155
Coe Capital Management, LLC 550.16%0.39%0.68%Q3 2014Q3 20155
Serengeti Asset Management LP 310.13%0.38%0.55%Q2 2013Q4 20175
COMMERZBANK AKTIENGESELLSCHAFT /FI 210.00%0.04%0.10%Q3 2013Q4 20165
Stumpf Capital Management LLC 440.00%0.00%0.00%Q4 2017Q3 20184
TORONTO DOMINION BANK 310.00%0.02%0.04%Q1 2013Q1 20144
TWO SIGMA SECURITIES, LLC 210.00%0.00%0.01%Q1 2017Q4 20184
Hillsdale Investment Management Inc. 220.02%0.08%0.15%Q4 2013Q3 20154
ARES MANAGEMENT LLC 440.00%0.00%0.00%Q1 2018Q4 20184
BECKER CAPITAL MANAGEMENT INC 440.01%0.01%0.01%Q2 2015Q1 20164
Springhouse Capital Management, LP 442.30%3.38%4.65%Q1 2016Q4 20164
WADE G W & INC 440.04%0.06%0.07%Q1 2015Q4 20154
Chicago Partners Investment Group LLC 310.00%0.00%0.01%Q2 2017Q3 20184
Texas Yale Capital Corp. 440.07%0.18%0.26%Q4 2014Q3 20154
Syntal Capital Partners, LLC 440.02%0.03%0.04%Q4 2017Q3 20184
Stonerise Capital Management, LLC 443.31%5.33%8.85%Q2 2017Q1 20184
BlackRock Group LTD 440.00%0.00%0.00%Q2 2013Q1 20144
Jacobus Wealth Management, Inc. 310.03%0.03%0.04%Q2 2014Q2 20154
WESTPORT RESOURCES MANAGEMENT INC 440.00%0.00%0.00%Q4 2013Q3 20144
Winslow, Evans & Crocker, Inc. 440.08%0.11%0.13%Q4 2013Q3 20144
SYNOVUS FINANCIAL CORP 440.00%0.00%0.00%Q3 2014Q2 20154
Spectrum Management Group, LLC 440.00%0.00%0.00%Q3 2017Q2 20184
Arbiter Partners Capital Management LLC 440.01%0.01%0.01%Q4 2015Q3 20164
Parallax Volatility Advisers, L.P. 110.00%0.00%0.00%Q2 2015Q1 20174
Ruane, Cunniff & Goldfarb 440.02%0.03%0.03%Q1 2016Q4 20164
GMT CAPITAL CORP 440.10%0.13%0.17%Q2 2013Q1 20144
Interval Partners, LP 440.03%0.04%0.06%Q1 2018Q4 20184
COMMONWEALTH EQUITY SERVICES, LLC 440.00%0.00%0.00%Q4 2017Q3 20184
JUPITER ASSET MANAGEMENT LTD 440.05%0.22%0.34%Q4 2013Q3 20144
Clearstead Trust, LLC 310.00%0.00%0.00%Q4 2017Q4 20184
DREMAN VALUE MANAGEMENT, L L C 310.00%0.00%0.00%Q3 2015Q4 20164
MML INVESTORS SERVICES, LLC 440.00%0.00%0.00%Q1 2017Q4 20174
CI Global Investments Inc. 440.20%0.64%0.85%Q2 2013Q1 20144
Myriad Asset Management Ltd. 441.21%3.81%5.80%Q4 2013Q3 20144
B. Riley Wealth Advisors, Inc. 440.00%0.02%0.03%Q1 2014Q4 20144
CADENCE CAPITAL MANAGEMENT LLC 440.02%0.03%0.03%Q1 2013Q4 20134
LUCUS ADVISORS LLC 210.21%0.29%0.39%Q4 2014Q1 20173
FULLER & THALER ASSET MANAGEMENT, INC. 330.00%0.00%0.00%Q4 2017Q2 20183
Quotient Investors, LLC 330.03%0.28%0.56%Q1 2014Q3 20143
NumerixS Investment Technologies Inc 210.01%0.02%0.04%Q4 2014Q1 20163
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 330.00%0.00%0.00%Q4 2017Q2 20183
Strategic Advisors LLC 330.26%0.63%0.88%Q2 2013Q4 20133
TFS CAPITAL LLC 210.09%0.15%0.25%Q2 2013Q2 20143
ENVESTNET ASSET MANAGEMENT INC 210.00%0.00%0.00%Q2 2013Q3 20143
CHESAPEAKE PARTNERS MANAGEMENT CO INC/MD 330.35%0.43%0.48%Q2 2013Q4 20133
EMS Capital LP 332.23%2.65%2.98%Q2 2013Q4 20133
WHITEBOX ADVISORS LLC 330.06%0.07%0.07%Q2 2014Q4 20143
CHURCHILL MANAGEMENT Corp 330.06%0.08%0.10%Q2 2013Q4 20133
Coronation Asset Management (Pty) Ltd. 330.29%0.62%0.81%Q2 2013Q4 20133
MCKINLEY CAPITAL MANAGEMENT LLC 330.05%0.06%0.06%Q4 2013Q2 20143
Antonetti Capital Management LLC 330.00%0.00%0.00%Q2 2013Q4 20133
Penserra Capital Management LLC 330.00%0.00%0.00%Q4 2015Q2 20163
SPOT TRADING L.L.C. 220.00%0.00%0.00%Q2 2017Q3 20173
CIBC Private Wealth Group, LLC 330.00%0.00%0.00%Q4 2017Q2 20183
Veritable, L.P. 330.01%0.01%0.01%Q3 2014Q1 20153
Horizon Investment Services, LLC 330.22%0.81%1.15%Q4 2013Q2 20143
Global X Management CO LLC 330.00%0.00%0.00%Q1 2014Q3 20143
DRIEHAUS CAPITAL MANAGEMENT LLC 330.16%0.20%0.25%Q2 2013Q4 20133
BOSTON PROVIDENT, L.P. 210.47%0.67%0.92%Q2 2013Q3 20143
FIRST MERCANTILE TRUST CO 330.01%0.01%0.01%Q4 2013Q2 20143
Bank of New York Mellon Corp 210.00%0.00%0.00%Q2 2013Q1 20143
Paloma Partners Management Co 330.02%0.15%0.28%Q2 2014Q4 20143
PINNACLE ASSOCIATES LTD 330.00%0.00%0.00%Q4 2015Q2 20163
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 110.05%0.07%0.09%Q2 2014Q4 20153
Risk Paradigm Group, LLC 330.00%0.02%0.04%Q1 2015Q3 20153
REILLY FINANCIAL ADVISORS, LLC 220.00%0.00%0.00%Q2 2015Q3 20152
Horizon Investments, LLC 220.05%0.05%0.05%Q1 2014Q2 20142
MAZAMA CAPITAL MANAGEMENT INC 220.50%0.69%0.88%Q2 2013Q3 20132
InView Investment Management LLC 222.17%2.24%2.30%Q2 2013Q3 20132
SCHAFER CULLEN CAPITAL MANAGEMENT INC 220.00%0.00%0.00%Q2 2013Q3 20132
PRIVATE TRUST CO NA 220.00%0.00%0.00%Q2 2014Q3 20142
Dalton Investments LLC 220.06%0.06%0.06%Q4 2013Q1 20142
1832 Asset Management L.P. 220.01%0.01%0.01%Q4 2014Q1 20152
WOLVERINE ASSET MANAGEMENT LLC 220.01%0.01%0.02%Q2 2013Q3 20132
SHEPHERD KAPLAN KROCHUK, LLC 220.03%0.04%0.05%Q2 2017Q3 20172
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 110.00%0.00%0.00%Q1 2016Q3 20172
TOCQUEVILLE ASSET MANAGEMENT L.P. 220.00%0.00%0.00%Q4 2013Q1 20142
Mountain Lake Investment Management LLC 220.01%0.01%0.02%Q2 2017Q3 20172
Spark Investment Management LLC 110.07%0.20%0.32%Q1 2014Q2 20152
BEACON TRUST CO 110.02%0.02%0.02%Q3 2014Q3 20152
MACQUARIE GROUP LTD 220.00%0.01%0.01%Q2 2014Q3 20142
JBF Capital, Inc. 110.00%0.01%0.01%Q2 2013Q4 20162
HAP Trading, LLC 220.00%0.00%0.00%Q2 2016Q3 20162
CENTRAL TRUST Co 220.00%0.00%0.00%Q4 2014Q1 20152
Ziegler Capital Management, LLC 220.02%0.02%0.02%Q2 2013Q3 20132
First Allied Advisory Services, Inc. 220.05%0.07%0.09%Q3 2013Q4 20132
WILLIAMS JONES & ASSOCIATES LLC 220.01%0.01%0.02%Q2 2015Q3 20152
NEW ENGLAND SECURITIES CORP /MA/ 220.00%0.00%0.00%Q4 2013Q1 20142
HARVARD MANAGEMENT CO INC 220.04%0.06%0.07%Q4 2015Q1 20162
Brookstone Capital Management 220.00%0.00%0.00%Q2 2015Q3 20152
Prospera Financial Services Inc 220.11%0.11%0.11%Q1 2014Q2 20142
Janney Capital Management LLC 220.01%0.01%0.01%Q4 2013Q1 20142
B. Riley Wealth Management, Inc. 220.01%0.01%0.01%Q2 2014Q3 20142
Crow Point Partners, LLC 220.06%0.06%0.06%Q1 2014Q2 20142
SYMONS CAPITAL MANAGEMENT INC 220.06%0.07%0.07%Q1 2017Q2 20172
HL FINANCIAL SERVICES LLC 110.01%0.01%0.02%Q2 2013Q1 20142
CLEAR STREET MARKETS LLC 110.02%0.03%0.03%Q1 2014Q4 20152
PITTENGER & ANDERSON INC 220.00%0.00%0.01%Q2 2014Q3 20142
Smithfield Trust Co 220.00%0.00%0.00%Q1 2017Q2 20172
Invesco Ltd. 110.00%0.00%0.00%Q2 2013Q4 20132
CANYON CAPITAL ADVISORS LLC 220.00%0.00%0.00%Q2 2015Q3 20152
BOURGEON CAPITAL MANAGEMENT LLC 220.04%0.07%0.10%Q3 2017Q4 20172
GAM Holding AG 220.02%0.02%0.03%Q2 2014Q3 20142
SEI INVESTMENTS CO 220.02%0.02%0.02%Q4 2015Q1 20162
MARK MORRIS ET AL 110.02%0.02%0.02%Q2 2013Q2 20131
BlackRock Institutional Trust Company, N.A. 110.00%0.00%0.00%Q1 2016Q1 20161
MARSHALL WACE ASIA Ltd 114.99%4.99%4.99%Q2 2013Q2 20131
Pacific Center for Financial Services 110.00%0.00%0.00%Q3 2018Q3 20181
Jefferies Group LLC 110.00%0.00%0.00%Q4 2014Q4 20141
361 CAPITAL LLC 110.01%0.01%0.01%Q3 2017Q3 20171
SCOGGIN MANAGEMENT LP 110.64%0.64%0.64%Q4 2015Q4 20151
MARK ASSET MANAGEMENT LP 110.01%0.01%0.01%Q3 2013Q3 20131
FOX RUN MANAGEMENT, L.L.C. 110.08%0.08%0.08%Q4 2015Q4 20151
Windsor Capital Management, LLC 110.00%0.00%0.00%Q3 2015Q3 20151
LBA Wealth Management, LLC 110.00%0.00%0.00%Q3 2014Q3 20141
BLACKROCK ADVISORS LLC 110.00%0.00%0.00%Q2 2013Q2 20131
Global Wealth Management Investment Advisory, Inc. 110.00%0.00%0.00%Q4 2018Q4 20181
Stratos Wealth Partners, LTD. 110.08%0.08%0.08%Q2 2014Q2 20141
OPTIMUM INVESTMENT ADVISORS 110.03%0.03%0.03%Q1 2015Q1 20151
JNBA Financial Advisors 110.00%0.00%0.00%Q3 2016Q3 20161
NOMURA HOLDINGS INC 110.03%0.03%0.03%Q4 2012Q4 20121
Baupost Group 110.17%0.17%0.17%Q2 2016Q2 20161
GRATIA CAPITAL, LLC 111.29%1.29%1.29%Q4 2015Q4 20151
WEALTHFRONT Corp 110.00%0.00%0.00%Q2 2015Q2 20151
WFG Advisors, LP 110.00%0.00%0.00%Q4 2013Q4 20131
NORTH AMERICAN MANAGEMENT CORP 110.03%0.03%0.03%Q1 2014Q1 20141
Acrospire Investment Management LLC 110.02%0.02%0.02%Q3 2016Q3 20161
QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 110.00%0.00%0.00%Q2 2013Q2 20131
Capital Bank & Trust Co 110.00%0.00%0.00%Q2 2018Q2 20181
Kerrisdale Advisers, LLC 110.99%0.99%0.99%Q2 2016Q2 20161
SeaBridge Investment Advisors LLC 110.05%0.05%0.05%Q1 2014Q1 20141
HighVista Strategies LLC 110.20%0.20%0.20%Q4 2016Q4 20161
Walleye Capital LLC 110.05%0.05%0.05%Q3 2018Q3 20181
Pekin Hardy Strauss, Inc. 110.03%0.03%0.03%Q4 2014Q4 20141
Jump Trading, LLC 110.01%0.01%0.01%Q4 2017Q4 20171
Dominick & Dominick LLC 110.07%0.07%0.07%Q1 2014Q1 20141
INSIGHT 2811, INC. 110.04%0.04%0.04%Q2 2013Q2 20131
GFS Advisors, LLC 110.02%0.02%0.02%Q1 2016Q1 20161
CHESAPEAKE ASSET MANAGEMENT LLC 110.26%0.26%0.26%Q3 2016Q3 20161
NORTHERN CAPITAL MANAGEMENT LLC 110.15%0.15%0.15%Q2 2013Q2 20131
Claro Advisors LLC 110.00%0.00%0.00%Q4 2018Q4 20181
SIGNATUREFD, LLC 110.00%0.00%0.00%Q3 2016Q3 20161
Belmont Global Advisors, Inc. 110.29%0.29%0.29%Q4 2013Q4 20131
Cambridge Investment Research Advisors, Inc. 110.00%0.00%0.00%Q3 2017Q3 20171
Bollard Group LLC 110.00%0.00%0.00%Q3 2013Q3 20131
BOOTHBAY FUND MANAGEMENT, LLC 110.09%0.09%0.09%Q2 2015Q2 20151
Alpha Omega Wealth Management LLC 110.00%0.00%0.00%Q2 2019Q2 20191
Gupta Wealth Management LLC 110.00%0.00%0.00%Q3 2015Q3 20151
CQS Cayman LP 110.06%0.06%0.06%Q3 2016Q3 20161
Gradient Investments LLC 110.00%0.00%0.00%Q1 2016Q1 20161
UBS OCONNOR LLC 110.01%0.01%0.01%Q1 2015Q1 20151
J. Goldman & Co LP 110.13%0.13%0.13%Q4 2015Q4 20151
Schonfeld Group Holdings LLC 110.09%0.09%0.09%Q4 2013Q4 20131
ZACKS INVESTMENT MANAGEMENT 110.01%0.01%0.01%Q1 2014Q1 20141
Madden Advisory Services, Inc. 110.00%0.00%0.00%Q1 2014Q1 20141
Krilogy Financial LLC 110.02%0.02%0.02%Q3 2015Q3 20151
Nationwide Fund Advisors 110.00%0.00%0.00%Q2 2017Q2 20171
HOWE & RUSLING INC 110.00%0.00%0.00%Q3 2014Q3 20141
Visium Asset Management, LP 110.02%0.02%0.02%Q4 2013Q4 20131
Carroll Financial Associates, Inc. 110.01%0.01%0.01%Q2 2015Q2 20151
Ground Swell Capital, LLC 110.01%0.01%0.01%Q3 2014Q3 20141
RUSSELL FRANK CO/ 110.00%0.00%0.00%Q4 2015Q4 20151
AMERICAN CENTURY COMPANIES INC 110.00%0.00%0.00%Q1 2015Q1 20151
Sigma Planning Corp 110.02%0.02%0.02%Q4 2014Q4 20141
ENDEAVOUR CAPITAL ADVISORS INC 110.35%0.35%0.35%Q2 2013Q2 20131
Wellington Shields Capital Management, LLC 110.07%0.07%0.07%Q3 2013Q3 20131
MARINER INVESTMENT GROUP LLC 110.02%0.02%0.02%Q4 2018Q4 20181
RAIFF PARTNERS INC 112.66%2.66%2.66%Q4 2013Q4 20131
Alpine Global Management, LLC 110.07%0.07%0.07%Q2 2016Q2 20161
Rotella Capital Management, Inc. 110.17%0.17%0.17%Q2 2014Q2 20141
KNIGHT CAPITAL GROUP LLC 110.00%0.00%0.00%Q2 2013Q2 20131
WINTRUST INVESTMENTS LLC 110.00%0.00%0.00%Q2 2016Q2 20161
Allworth Financial LP 110.00%0.00%0.00%Q2 2018Q2 20181
Jane Street Holding, LLC 110.00%0.00%0.00%Q3 2013Q3 20131
GLENMEDE TRUST CO NA 110.00%0.00%0.00%Q2 2015Q2 20151
External links

This page lists all the filers that currently own OCH ZIFF CAP MGMT GROUP or have owned OCH ZIFF CAP MGMT GROUP in the past.