| Period | Weighting | Quarter | ||||||
|---|---|---|---|---|---|---|---|---|
| Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
| PALISADE CAPITAL MANAGEMENT, LP | 9 | 9 | 0.05% | 0.11% | 0.14% | Q3 2021 | Q3 2023 | 9 |
| SG Americas Securities, LLC | 9 | 9 | 0.01% | 0.05% | 0.13% | Q3 2021 | Q3 2023 | 9 |
| BlackRock Inc. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 9 |
| GABELLI FUNDS LLC | 9 | 9 | 0.01% | 0.03% | 0.04% | Q3 2021 | Q3 2023 | 9 |
| Invesco Ltd. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 9 |
| GOLDMAN SACHS GROUP INC | 9 | 9 | 0.00% | 0.01% | 0.01% | Q3 2021 | Q3 2023 | 9 |
| PUTNAM INVESTMENTS LLC | 9 | 9 | 0.00% | 0.01% | 0.01% | Q3 2021 | Q3 2023 | 9 |
| WELLS FARGO & COMPANY/MN | 9 | 9 | 0.00% | 0.00% | 0.01% | Q3 2021 | Q3 2023 | 9 |
| MACKAY SHIELDS LLC | 9 | 9 | 0.10% | 0.24% | 0.53% | Q3 2021 | Q3 2023 | 9 |
| SEI INVESTMENTS CO | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 9 |
| ADVENT CAPITAL MANAGEMENT /DE/ | 9 | 9 | 0.21% | 0.35% | 0.47% | Q3 2021 | Q3 2023 | 9 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 9 |
| LAZARD ASSET MANAGEMENT LLC | 9 | 9 | 0.06% | 0.10% | 0.13% | Q3 2021 | Q3 2023 | 9 |
| STATE STREET CORP | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 9 |
| BANK OF AMERICA CORP /DE/ | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 9 |
| Covalent Partners LLC | 8 | 8 | 3.61% | 8.32% | 19.84% | Q4 2021 | Q3 2023 | 8 |
| D. E. Shaw & Co., Inc. | 8 | 8 | 0.01% | 0.07% | 0.10% | Q4 2021 | Q3 2023 | 8 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 8 | 8 | 0.00% | 0.00% | 0.01% | Q3 2021 | Q2 2023 | 8 |
| FMR LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q2 2023 | 8 |
| JPMORGAN CHASE & CO | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
| BNP PARIBAS FINANCIAL MARKETS | 4 | 4 | 0.00% | 0.04% | 0.06% | Q3 2021 | Q3 2023 | 8 |
| Soros Fund Management | 7 | 7 | 0.67% | 1.05% | 1.27% | Q1 2022 | Q3 2023 | 7 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6 | 1 | 0.00% | 0.00% | 0.01% | Q4 2021 | Q3 2023 | 7 |
| Teton Advisors, Inc. | 7 | 7 | 0.06% | 0.10% | 0.14% | Q3 2021 | Q1 2023 | 7 |
| MILLENNIUM MANAGEMENT LLC | 7 | 7 | 0.00% | 0.01% | 0.01% | Q4 2021 | Q2 2023 | 7 |
| ROYAL BANK OF CANADA | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
| Shaolin Capital Management LLC | 4 | 2 | 0.15% | 0.85% | 1.42% | Q3 2021 | Q1 2023 | 6 |
| BARCLAYS PLC | 5 | 1 | 0.00% | 0.00% | 0.01% | Q1 2022 | Q3 2023 | 6 |
| SSI INVESTMENT MANAGEMENT LLC | 3 | 1 | 0.26% | 0.66% | 1.37% | Q3 2021 | Q3 2023 | 6 |
| AMERIPRISE FINANCIAL INC | 6 | 6 | 0.00% | 0.01% | 0.02% | Q3 2021 | Q4 2022 | 6 |
| BOOTHBAY FUND MANAGEMENT, LLC | 3 | 2 | 0.01% | 0.04% | 0.12% | Q2 2022 | Q3 2023 | 5 |
| ZAZOVE ASSOCIATES LLC | 5 | 5 | 0.09% | 0.28% | 0.48% | Q1 2022 | Q1 2023 | 5 |
| Jefferies Group LLC | 5 | 5 | 0.07% | 0.10% | 0.12% | Q3 2021 | Q3 2022 | 5 |
| MORGAN STANLEY | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q2 2023 | 5 |
| BANK OF MONTREAL /CAN/ | 2 | 1 | 0.00% | 0.01% | 0.01% | Q3 2021 | Q3 2023 | 5 |
| Terrapin Asset Management, LLC | 4 | 4 | 0.52% | 0.69% | 0.89% | Q4 2022 | Q3 2023 | 4 |
| CITIGROUP INC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 4 |
| PRELUDE CAPITAL MANAGEMENT, LLC | 4 | 4 | 0.01% | 0.02% | 0.02% | Q3 2021 | Q2 2022 | 4 |
| EDMOND DE ROTHSCHILD HOLDING S.A. | 3 | 1 | 0.03% | 0.03% | 0.04% | Q4 2021 | Q4 2022 | 4 |
| FIRST HAWAIIAN BANK | 2 | 1 | 0.00% | 0.01% | 0.01% | Q4 2021 | Q3 2023 | 4 |
| Man Group plc | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q3 2023 | 4 |
| CREDIT SUISSE AG/ | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 4 |
| WHITEBOX ADVISORS LLC | 4 | 4 | 0.91% | 0.98% | 1.07% | Q3 2021 | Q2 2022 | 4 |
| Fort Baker Capital Management LP | 3 | 3 | 2.26% | 2.77% | 3.45% | Q1 2023 | Q3 2023 | 3 |
| Calamos Advisors LLC | 2 | 1 | 0.01% | 0.06% | 0.12% | Q3 2021 | Q3 2023 | 3 |
| Allianz Asset Management GmbH | 3 | 3 | 0.00% | 0.01% | 0.04% | Q4 2021 | Q2 2022 | 3 |
| Portman Square Capital LLP | 3 | 3 | 0.16% | 0.50% | 0.77% | Q1 2023 | Q3 2023 | 3 |
| Sculptor Capital LP | 3 | 3 | 0.39% | 1.00% | 1.32% | Q1 2023 | Q3 2023 | 3 |
| Leucadia National | 2 | 1 | 0.00% | 0.03% | 0.07% | Q4 2022 | Q3 2023 | 3 |
| DLD Asset Management, LP | 2 | 1 | 0.25% | 0.67% | 1.28% | Q2 2022 | Q3 2023 | 3 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2023 | Q3 2023 | 3 |
| Worth Venture Partners, LLC | 2 | 1 | 0.19% | 0.51% | 0.98% | Q2 2022 | Q3 2023 | 3 |
| Citadel Advisors | 3 | 3 | 0.02% | 0.02% | 0.03% | Q3 2021 | Q1 2022 | 3 |
| Skaana Management L.P. | 2 | 2 | 0.34% | 0.45% | 0.56% | Q4 2021 | Q1 2022 | 2 |
| Capital World Investors | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q4 2021 | 2 |
| Calamos Wealth Management LLC | 2 | 2 | 0.01% | 0.02% | 0.02% | Q2 2023 | Q3 2023 | 2 |
| OPPENHEIMER ASSET MANAGEMENT INC. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
| Point72 Asset Management, L.P. | 2 | 2 | 0.02% | 0.02% | 0.03% | Q4 2022 | Q1 2023 | 2 |
| CSS LLC/IL | 1 | 1 | 0.43% | 0.55% | 0.68% | Q4 2021 | Q3 2023 | 2 |
| STEPHENS INC /AR/ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
| JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q1 2023 | 2 |
| KBC Group NV | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
| Balboa Wealth Partners | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q3 2023 | 2 |
| ANGELO GORDON & CO., L.P. | 2 | 2 | 0.38% | 0.85% | 1.32% | Q3 2021 | Q4 2021 | 2 |
| AQR Arbitrage LLC | 2 | 2 | 0.14% | 0.28% | 0.42% | Q3 2021 | Q4 2021 | 2 |
| Segantii Capital Management Ltd | 2 | 2 | 0.62% | 0.69% | 0.76% | Q2 2023 | Q3 2023 | 2 |
| Polar Capital Holdings Plc | 2 | 2 | 0.04% | 0.04% | 0.05% | Q4 2022 | Q1 2023 | 2 |
| Ionic Capital Management LLC | 2 | 2 | 0.34% | 0.42% | 0.50% | Q1 2022 | Q2 2022 | 2 |
| MIZUHO SECURITIES USA LLC | 2 | 2 | 0.08% | 0.13% | 0.18% | Q2 2023 | Q3 2023 | 2 |
| RWC Asset Management LLP | 2 | 2 | 0.24% | 0.27% | 0.31% | Q2 2023 | Q3 2023 | 2 |
| Flow State Investments, L.P. | 2 | 2 | 1.27% | 1.56% | 1.84% | Q2 2023 | Q3 2023 | 2 |
| Marcum Wealth, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
| AGF MANAGEMENT LTD | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2023 | Q1 2023 | 1 |
| Verition Fund Management LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q3 2021 | Q3 2021 | 1 |
| Bank of New York Mellon Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
| Nuveen Asset Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
| Ayrton Capital LLC | 1 | 1 | 2.01% | 2.01% | 2.01% | Q4 2021 | Q4 2021 | 1 |
| SONA ASSET MANAGEMENT (US) LLC | 1 | 1 | 0.33% | 0.33% | 0.33% | Q3 2023 | Q3 2023 | 1 |
| BALYASNY ASSET MANAGEMENT L.P. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2023 | Q3 2023 | 1 |
| AVIVA PLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2023 | Q2 2023 | 1 |
| SHENKMAN CAPITAL MANAGEMENT INC | 1 | 1 | 0.74% | 0.74% | 0.74% | Q3 2021 | Q3 2021 | 1 |
This page lists all the filers that currently own NCL CORP LTD or have owned NCL CORP LTD in the past.