Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
Citadel Advisors | 12 | 12 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 36 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 36 |
WOLVERINE TRADING, LLC | 6 | 5 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 26 |
Cutler Group LLC / CA | 10 | 1 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 24 |
Walleye Trading LLC | 11 | 11 | 0.00% | 0.01% | 0.03% | Q1 2021 | Q3 2023 | 21 |
CWM, LLC | 10 | 8 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2023 | 18 |
JANE STREET GROUP, LLC | 5 | 1 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 16 |
PEAK6 Investments LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 16 |
UBS Group AG | 12 | 12 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 16 |
HSBC HOLDINGS PLC | 12 | 12 | 0.00% | 0.01% | 0.02% | Q4 2020 | Q3 2023 | 13 |
MILLENNIUM MANAGEMENT LLC | 5 | 1 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 13 |
Penserra Capital Management LLC | 12 | 12 | 0.02% | 0.38% | 1.34% | Q4 2020 | Q3 2023 | 12 |
Renaissance Capital LLC | 12 | 12 | 0.20% | 0.49% | 1.11% | Q4 2020 | Q3 2023 | 12 |
VANGUARD GROUP INC | 12 | 12 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 12 |
DEUTSCHE BANK AG\ | 12 | 12 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 12 |
Mitsubishi UFJ Asset Management Co., Ltd. | 12 | 12 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 12 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 12 | 12 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 12 |
FRANKLIN RESOURCES INC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
CREDIT SUISSE AG/ | 12 | 12 | 0.00% | 0.01% | 0.02% | Q4 2020 | Q3 2023 | 12 |
Krane Funds Advisors LLC | 12 | 12 | 1.35% | 3.08% | 6.76% | Q4 2020 | Q3 2023 | 12 |
GREAT WEST LIFE ASSURANCE CO /CAN/ | 12 | 12 | 0.00% | 0.01% | 0.02% | Q4 2020 | Q3 2023 | 12 |
Bridgewater Associates | 12 | 12 | 0.02% | 0.15% | 0.27% | Q4 2020 | Q3 2023 | 12 |
BlackRock Inc. | 12 | 12 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 12 |
Baillie Gifford | 12 | 12 | 0.02% | 0.08% | 0.15% | Q4 2020 | Q3 2023 | 12 |
Legal & General Group Plc | 12 | 12 | 0.00% | 0.01% | 0.02% | Q4 2020 | Q3 2023 | 12 |
Bank of New York Mellon Corp | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
Ensign Peak Advisors, Inc | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
JPMORGAN CHASE & CO | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
NORTHERN TRUST CORP | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
CITIGROUP INC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
VOYA INVESTMENT MANAGEMENT LLC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
D. E. Shaw & Co., Inc. | 7 | 2 | 0.00% | 0.00% | 0.01% | Q2 2021 | Q3 2023 | 12 |
FIL Ltd | 12 | 12 | 0.00% | 0.03% | 0.07% | Q4 2020 | Q3 2023 | 12 |
GOLDMAN SACHS GROUP INC | 12 | 12 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 12 |
FARALLON CAPITAL MANAGEMENT LLC | 12 | 12 | 0.00% | 0.45% | 0.78% | Q4 2020 | Q3 2023 | 12 |
Capital Research Global Investors | 12 | 12 | 0.00% | 0.05% | 0.12% | Q4 2020 | Q3 2023 | 12 |
MORGAN STANLEY | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
Asset Management One Co., Ltd. | 12 | 12 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 12 |
Mirae Asset Global Investments Co., Ltd. | 12 | 12 | 0.01% | 0.07% | 0.19% | Q4 2020 | Q3 2023 | 12 |
PNC FINANCIAL SERVICES GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
ROYAL BANK OF CANADA | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
BANK OF AMERICA CORP /DE/ | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
STATE STREET CORP | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
APG Asset Management N.V. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
GEODE CAPITAL MANAGEMENT, LLC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 12 | 12 | 0.00% | 0.02% | 0.08% | Q4 2020 | Q3 2023 | 12 |
UBS ASSET MANAGEMENT AMERICAS INC | 11 | 11 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q3 2023 | 11 |
AVIVA PLC | 7 | 4 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 11 |
AMERICAN INTERNATIONAL GROUP, INC. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 11 |
Zurcher Kantonalbank (Zurich Cantonalbank) | 7 | 4 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 11 |
MACQUARIE GROUP LTD | 7 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 11 |
CANADA PENSION PLAN INVESTMENT BOARD | 10 | 1 | 0.00% | 0.01% | 0.01% | Q4 2020 | Q3 2023 | 11 |
Invesco Ltd. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 11 |
Gulf International Bank (UK) Ltd | 7 | 4 | 0.00% | 0.01% | 0.01% | Q4 2020 | Q3 2023 | 11 |
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | 7 | 4 | 0.00% | 0.01% | 0.02% | Q4 2020 | Q3 2023 | 11 |
AMERICAN CENTURY COMPANIES INC | 11 | 11 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 11 |
Capital World Investors | 11 | 11 | 0.00% | 0.04% | 0.08% | Q4 2020 | Q2 2023 | 11 |
NOMURA ASSET MANAGEMENT CO LTD | 7 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 11 |
SG Americas Securities, LLC | 7 | 4 | 0.00% | 0.01% | 0.02% | Q4 2020 | Q3 2023 | 11 |
Nuveen Asset Management, LLC | 7 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 11 |
Cubist Systematic Strategies, LLC | 6 | 5 | 0.00% | 0.01% | 0.06% | Q4 2020 | Q3 2023 | 11 |
NOMURA HOLDINGS INC | 7 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 11 |
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 11 | 11 | 0.00% | 0.02% | 0.04% | Q1 2021 | Q3 2023 | 11 |
PRICE T ROWE ASSOCIATES INC /MD/ | 7 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 11 |
Mitsubishi UFJ Trust & Banking Corp | 7 | 4 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 11 |
DekaBank Deutsche Girozentrale | 7 | 4 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 11 |
abrdn plc | 7 | 4 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 11 |
AXA S.A. | 11 | 11 | 0.01% | 0.02% | 0.05% | Q4 2020 | Q2 2023 | 11 |
Sumitomo Mitsui Trust Holdings, Inc. | 7 | 4 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 11 |
PRUDENTIAL PLC | 6 | 4 | 0.00% | 0.11% | 0.33% | Q4 2020 | Q3 2023 | 10 |
E Fund Management Co., Ltd. | 9 | 1 | 0.43% | 0.95% | 2.90% | Q1 2021 | Q3 2023 | 10 |
Newbridge Financial Services Group, Inc. | 10 | 10 | 0.00% | 0.03% | 0.09% | Q4 2020 | Q1 2023 | 10 |
FMR LLC | 7 | 3 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 10 |
Handelsbanken Fonder AB | 10 | 10 | 0.00% | 0.01% | 0.03% | Q2 2021 | Q3 2023 | 10 |
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | 10 | 10 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q1 2023 | 10 |
MARSHALL WACE, LLP | 10 | 10 | 0.00% | 0.03% | 0.07% | Q2 2021 | Q3 2023 | 10 |
Renaissance Technologies | 10 | 10 | 0.01% | 0.02% | 0.04% | Q2 2021 | Q3 2023 | 10 |
NEW YORK STATE COMMON RETIREMENT FUND | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2023 | 10 |
PineBridge Investments, L.P. | 10 | 10 | 0.00% | 0.06% | 0.22% | Q1 2021 | Q2 2023 | 10 |
Russell Investments Group, Ltd. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2023 | 10 |
Alberta Investment Management Corp | 10 | 10 | 0.00% | 0.00% | 0.03% | Q2 2021 | Q3 2023 | 10 |
Tower Research Capital LLC (TRC) | 6 | 1 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 10 |
BAMCO INC /NY/ | 6 | 3 | 0.05% | 0.09% | 0.18% | Q4 2020 | Q3 2023 | 9 |
E Fund Management (Hong Kong) Co., Ltd. | 7 | 2 | 0.21% | 0.85% | 2.39% | Q1 2021 | Q3 2023 | 9 |
NORGES BANK | 9 | 9 | 0.00% | 0.01% | 0.01% | Q4 2020 | Q4 2022 | 9 |
US BANCORP \DE\ | 5 | 4 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2023 | 9 |
Korea Investment CORP | 9 | 9 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q4 2022 | 9 |
COMERICA BANK | 9 | 9 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q4 2022 | 9 |
State of New Jersey Common Pension Fund D | 6 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 9 |
WELLINGTON MANAGEMENT GROUP LLP | 8 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 9 |
BARCLAYS PLC | 7 | 7 | 0.00% | 0.00% | 0.01% | Q1 2022 | Q3 2023 | 9 |
JBF Capital, Inc. | 8 | 8 | 0.03% | 0.06% | 0.10% | Q4 2021 | Q3 2023 | 8 |
Alpha Square Group S LLC | 8 | 8 | 8.63% | 14.69% | 25.95% | Q4 2021 | Q3 2023 | 8 |
YOUSIF CAPITAL MANAGEMENT, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
Daiwa Securities Group Inc. | 7 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 8 |
Vanguard Personalized Indexing Management, LLC | 8 | 8 | 0.00% | 0.00% | 0.01% | Q4 2021 | Q3 2023 | 8 |
Bell Investment Advisors, Inc | 6 | 2 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 8 |
FIRST TRUST ADVISORS LP | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q4 2022 | 7 |
PROFUND ADVISORS LLC | 4 | 3 | 0.01% | 0.02% | 0.04% | Q4 2021 | Q3 2023 | 7 |
CIBC Asset Management Inc | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
PICTET ASSET MANAGEMENT SA | 6 | 1 | 0.00% | 0.00% | 0.01% | Q3 2021 | Q2 2023 | 7 |
Sumitomo Mitsui DS Asset Management Company, Ltd | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
PUBLIC SECTOR PENSION INVESTMENT BOARD | 7 | 7 | 0.00% | 0.01% | 0.02% | Q1 2022 | Q3 2023 | 7 |
CAAS CAPITAL MANAGEMENT LP | 3 | 1 | 0.01% | 0.37% | 1.61% | Q4 2020 | Q4 2022 | 7 |
IFM Investors Pty Ltd | 7 | 7 | 0.00% | 0.00% | 0.01% | Q1 2022 | Q3 2023 | 7 |
CIGNA INVESTMENTS INC /NEW | 7 | 7 | 0.00% | 0.01% | 0.02% | Q1 2022 | Q3 2023 | 7 |
Squarepoint Ops LLC | 4 | 3 | 0.00% | 0.01% | 0.07% | Q4 2020 | Q1 2023 | 7 |
TWO SIGMA INVESTMENTS, LP | 4 | 3 | 0.00% | 0.01% | 0.04% | Q2 2021 | Q3 2023 | 7 |
American Portfolios Advisors | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2022 | 7 |
AMERIPRISE FINANCIAL INC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
SCHRODER INVESTMENT MANAGEMENT GROUP | 7 | 7 | 0.01% | 0.02% | 0.03% | Q1 2022 | Q3 2023 | 7 |
Cape Ann Asset Management Ltd | 7 | 7 | 4.19% | 5.48% | 7.90% | Q1 2022 | Q3 2023 | 7 |
GSA CAPITAL PARTNERS LLP | 5 | 2 | 0.00% | 0.07% | 0.16% | Q2 2021 | Q2 2023 | 7 |
QUADRANT CAPITAL GROUP LLC | 5 | 2 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q1 2023 | 7 |
Virtu Financial LLC | 2 | 1 | 0.00% | 0.04% | 0.10% | Q2 2021 | Q3 2023 | 6 |
ALLIANCEBERNSTEIN L.P. | 4 | 2 | 0.00% | 0.01% | 0.02% | Q1 2021 | Q1 2023 | 6 |
PLATINUM INVESTMENT MANAGEMENT LTD | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
TUDOR INVESTMENT CORP ET AL | 3 | 1 | 0.00% | 0.02% | 0.10% | Q4 2020 | Q1 2023 | 6 |
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | 4 | 2 | 0.01% | 0.04% | 0.07% | Q4 2021 | Q2 2023 | 6 |
SIMPLEX TRADING, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 6 |
LH Capital Markets, LLC | 4 | 4 | 0.34% | 1.64% | 2.66% | Q1 2021 | Q4 2021 | 6 |
Quent Capital, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q2 2023 | 6 |
Lombard Odier Asset Management (Europe) Ltd | 6 | 6 | 0.03% | 0.09% | 0.15% | Q2 2022 | Q3 2023 | 6 |
PRINCIPAL FINANCIAL GROUP INC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
CAXTON ASSOCIATES LP | 6 | 6 | 0.01% | 0.08% | 0.19% | Q2 2022 | Q3 2023 | 6 |
ONTARIO TEACHERS PENSION PLAN BOARD | 6 | 6 | 0.04% | 0.18% | 0.38% | Q4 2020 | Q1 2022 | 6 |
KBC Group NV | 6 | 6 | 0.00% | 0.01% | 0.03% | Q4 2021 | Q1 2023 | 6 |
HAP Trading, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q1 2023 | 6 |
Sompo Asset Management Co., Ltd. | 6 | 6 | 0.03% | 0.16% | 0.28% | Q2 2021 | Q3 2022 | 6 |
VAN ECK ASSOCIATES CORP | 4 | 2 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 6 |
VIRGINIA RETIREMENT SYSTEMS ET AL | 5 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 6 |
Andra AP-fonden | 6 | 6 | 0.03% | 0.08% | 0.13% | Q2 2022 | Q3 2023 | 6 |
XTX Topco Ltd | 4 | 2 | 0.02% | 0.06% | 0.13% | Q4 2021 | Q2 2023 | 6 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2022 | 6 |
DGS Capital Management, LLC | 6 | 6 | 0.03% | 0.06% | 0.09% | Q4 2021 | Q1 2023 | 6 |
Grantham, Mayo, Van Otterloo & Co. LLC | 6 | 6 | 0.02% | 0.05% | 0.08% | Q4 2020 | Q1 2022 | 6 |
GROUP ONE TRADING, L.P. | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 6 |
Skandinaviska Enskilda Banken AB (publ) | 3 | 2 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2022 | 5 |
SEI INVESTMENTS CO | 3 | 2 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q2 2023 | 5 |
Neuberger Berman Group LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2022 | 5 |
Brinker Capital Investments, LLC | 5 | 5 | 0.01% | 0.01% | 0.02% | Q2 2021 | Q2 2022 | 5 |
TEACHER RETIREMENT SYSTEM OF TEXAS | 3 | 2 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q4 2022 | 5 |
OSAIC HOLDINGS, INC. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2022 | 5 |
Harvest Fund Management Co., Ltd | 5 | 5 | 0.12% | 0.16% | 0.20% | Q3 2022 | Q3 2023 | 5 |
Mariner, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2023 | 5 |
Global Retirement Partners, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2023 | 5 |
Blue Trust, Inc. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2023 | 5 |
NATIXIS | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2021 | 5 |
Rockefeller Capital Management L.P. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2022 | 5 |
O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 3 | 2 | 0.00% | 0.01% | 0.02% | Q2 2022 | Q3 2023 | 5 |
ExodusPoint Capital Management, LP | 4 | 1 | 0.00% | 0.01% | 0.01% | Q4 2020 | Q3 2022 | 5 |
HRT FINANCIAL LP | 2 | 1 | 0.00% | 0.01% | 0.02% | Q1 2021 | Q2 2023 | 5 |
SEVEN EIGHT CAPITAL, LP | 4 | 4 | 0.01% | 0.08% | 0.17% | Q2 2021 | Q1 2022 | 4 |
PRELUDE CAPITAL MANAGEMENT, LLC | 3 | 1 | 0.01% | 0.05% | 0.17% | Q4 2021 | Q4 2022 | 4 |
Segantii Capital Management Ltd | 2 | 1 | 0.04% | 0.97% | 2.52% | Q4 2020 | Q1 2023 | 4 |
TT International Asset Management LTD | 4 | 4 | 0.14% | 1.90% | 4.01% | Q4 2022 | Q3 2023 | 4 |
Tidal Investments LLC | 3 | 1 | 0.04% | 0.08% | 0.11% | Q4 2021 | Q4 2022 | 4 |
Thomas J. Herzfeld Advisors, Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q2 2022 | 4 |
BALYASNY ASSET MANAGEMENT L.P. | 4 | 4 | 0.00% | 0.00% | 0.01% | Q4 2022 | Q3 2023 | 4 |
GUGGENHEIM CAPITAL LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
Capital International, Inc./CA/ | 4 | 4 | 0.05% | 0.07% | 0.09% | Q4 2020 | Q3 2021 | 4 |
LAZARD ASSET MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q1 2023 | 4 |
Yunqi Capital Ltd | 4 | 4 | 6.20% | 10.66% | 15.56% | Q4 2022 | Q3 2023 | 4 |
Engineers Gate Manager LP | 1 | 1 | 0.00% | 0.01% | 0.02% | Q2 2021 | Q3 2023 | 4 |
PRUDENTIAL FINANCIAL INC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
RBF Capital, LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q3 2023 | 4 |
MARSHALL WACE ASIA Ltd | 4 | 4 | 0.01% | 0.08% | 0.22% | Q4 2020 | Q3 2021 | 4 |
Ghisallo Capital Management LLC | 4 | 4 | 0.02% | 0.37% | 0.70% | Q1 2021 | Q4 2021 | 4 |
OLD MISSION CAPITAL LLC | 3 | 1 | 0.00% | 0.03% | 0.08% | Q2 2022 | Q2 2023 | 4 |
LOS ANGELES CAPITAL MANAGEMENT LLC | 3 | 1 | 0.00% | 0.01% | 0.02% | Q1 2021 | Q2 2022 | 4 |
WELLS FARGO & COMPANY/MN | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 4 |
AtonRa Partners | 4 | 4 | 0.16% | 0.26% | 0.42% | Q1 2021 | Q4 2021 | 4 |
Bayesian Capital Management, LP | 3 | 1 | 0.03% | 0.06% | 0.09% | Q3 2021 | Q1 2023 | 4 |
Schonfeld Strategic Advisors LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q2 2021 | Q4 2022 | 4 |
Robeco Institutional Asset Management B.V. | 4 | 4 | 0.04% | 0.06% | 0.07% | Q4 2022 | Q3 2023 | 4 |
Parallax Volatility Advisers, L.P. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2022 | 3 |
INDUS CAPITAL PARTNERS, LLC | 3 | 3 | 0.74% | 0.82% | 0.91% | Q3 2021 | Q1 2022 | 3 |
Connor, Clark & Lunn Investment Management Ltd. | 3 | 3 | 0.00% | 0.01% | 0.01% | Q1 2022 | Q3 2022 | 3 |
JUPITER ASSET MANAGEMENT LTD | 3 | 3 | 0.00% | 0.03% | 0.08% | Q1 2021 | Q3 2021 | 3 |
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 3 |
Balentine LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q1 2023 | 3 |
PICTET ASSET MANAGEMENT LTD | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q2 2021 | 3 |
Activest Wealth Management | 2 | 1 | 0.00% | 0.01% | 0.03% | Q1 2021 | Q4 2022 | 3 |
CAPITAL FUND MANAGEMENT S.A. | 3 | 3 | 0.00% | 0.01% | 0.01% | Q1 2022 | Q3 2022 | 3 |
TWO SIGMA ADVISERS, LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 3 |
EVOKE WEALTH, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q2 2022 | 3 |
Man Group plc | 1 | 1 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q2 2023 | 3 |
TORONTO DOMINION BANK | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Verition Fund Management LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q4 2021 | 3 |
TB Alternative Assets Ltd. | 3 | 3 | 5.91% | 8.14% | 10.34% | Q4 2020 | Q2 2021 | 3 |
Windsor Creek Advisors, LLC | 3 | 3 | 0.33% | 0.99% | 1.42% | Q4 2020 | Q2 2021 | 3 |
Garden State Investment Advisory Services LLC | 3 | 3 | 0.11% | 0.12% | 0.13% | Q4 2022 | Q2 2023 | 3 |
QCM Cayman, Ltd. | 2 | 1 | 0.33% | 0.48% | 0.68% | Q1 2022 | Q1 2023 | 3 |
SHELL ASSET MANAGEMENT CO | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q2 2021 | 3 |
DSM CAPITAL PARTNERS LLC | 3 | 3 | 0.00% | 0.03% | 0.06% | Q1 2021 | Q3 2021 | 3 |
Yong Rong (HK) Asset Management Ltd | 3 | 3 | 0.49% | 0.75% | 1.14% | Q4 2022 | Q2 2023 | 3 |
Artisan Partners Limited Partnership | 3 | 3 | 0.00% | 0.01% | 0.01% | Q1 2023 | Q3 2023 | 3 |
EDMOND DE ROTHSCHILD HOLDING S.A. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q2 2021 | 3 |
Berman Capital Advisors, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2021 | 3 |
GTS SECURITIES LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 3 |
TWO SIGMA SECURITIES, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 3 |
Polunin Capital Partners Ltd | 3 | 3 | 3.17% | 3.66% | 4.00% | Q1 2023 | Q3 2023 | 3 |
EverSource Wealth Advisors, LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q3 2022 | Q2 2023 | 3 |
Headlands Technologies LLC | 3 | 3 | 0.00% | 0.01% | 0.02% | Q4 2022 | Q2 2023 | 3 |
Fiera Capital Corp | 3 | 3 | 0.02% | 0.03% | 0.05% | Q4 2020 | Q2 2021 | 3 |
Quantbot Technologies LP | 1 | 1 | 0.00% | 0.01% | 0.01% | Q3 2022 | Q3 2023 | 3 |
Allianz Asset Management GmbH | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
DRW Securities, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2023 | 3 |
ACADIAN ASSET MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q1 2023 | 3 |
Quadrature Capital Ltd | 3 | 3 | 0.02% | 0.04% | 0.04% | Q1 2023 | Q3 2023 | 3 |
Vident Investment Advisory, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2023 | 3 |
Redpoint Investment Management Pty Ltd | 3 | 3 | 0.01% | 0.01% | 0.02% | Q1 2022 | Q3 2022 | 3 |
Corient Private Wealth LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2023 | 3 |
Alpine Global Management, LLC | 1 | 1 | 0.01% | 0.02% | 0.03% | Q4 2021 | Q4 2022 | 2 |
Y-Intercept (Hong Kong) Ltd | 1 | 1 | 0.04% | 0.06% | 0.08% | Q3 2021 | Q3 2022 | 2 |
CSS LLC/IL | 1 | 1 | 0.00% | 0.01% | 0.02% | Q2 2021 | Q2 2021 | 2 |
Swiss National Bank | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
BANK OF MONTREAL /CAN/ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2021 | 2 |
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q1 2023 | 2 |
PEAPACK GLADSTONE FINANCIAL CORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q2 2023 | 2 |
Cerity Partners LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q2 2023 | 2 |
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2021 | 2 |
Oasis Management Co Ltd. | 1 | 1 | 0.03% | 0.04% | 0.04% | Q4 2020 | Q1 2023 | 2 |
First Trust Direct Indexing L.P. | 2 | 2 | 0.00% | 0.00% | 0.01% | Q1 2023 | Q2 2023 | 2 |
Investment Management Corp of Ontario | 2 | 2 | 0.00% | 0.00% | 0.01% | Q4 2021 | Q1 2022 | 2 |
TWINBEECH CAPITAL LP | 1 | 1 | 0.05% | 0.05% | 0.06% | Q2 2021 | Q4 2021 | 2 |
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q2 2022 | 2 |
AIA Group Ltd | 2 | 2 | 0.00% | 0.01% | 0.01% | Q3 2022 | Q4 2022 | 2 |
CAPSTONE INVESTMENT ADVISORS, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Trexquant Investment LP | 2 | 2 | 0.01% | 0.06% | 0.10% | Q3 2021 | Q4 2021 | 2 |
Rokos Capital Management LLP | 1 | 1 | 0.02% | 0.12% | 0.22% | Q2 2021 | Q2 2022 | 2 |
Qube Research & Technologies Ltd | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q4 2022 | 2 |
IFP Advisors, Inc | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2021 | 2 |
National Pension Service | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2022 | 2 |
ADVISOR PARTNERS II, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 2 |
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 2 | 2 | 0.00% | 0.01% | 0.01% | Q2 2022 | Q3 2022 | 2 |
Ergoteles LLC | 1 | 1 | 0.01% | 0.08% | 0.14% | Q1 2021 | Q4 2021 | 2 |
BOOTHBAY FUND MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.01% | 0.02% | Q2 2022 | Q4 2022 | 2 |
Souders Financial Advisors | 2 | 2 | 0.15% | 0.18% | 0.21% | Q1 2021 | Q2 2021 | 2 |
EATON VANCE MANAGEMENT | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2022 | 2 |
Paragon Capital Management Ltd | 2 | 2 | 0.03% | 0.03% | 0.04% | Q2 2023 | Q3 2023 | 2 |
Belvedere Trading LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q2 2022 | 2 |
Yorktown Management & Research Co Inc | 2 | 2 | 0.26% | 0.27% | 0.27% | Q4 2020 | Q1 2021 | 2 |
Triumph Capital Management | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q3 2023 | 2 |
RHUMBLINE ADVISERS | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Ionic Capital Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q1 2022 | 1 |
Cresset Asset Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
Glassman Wealth Services | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Central Asset Investments & Management Holdings (HK) Ltd | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2020 | Q4 2020 | 1 |
TOBAM | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Corient Capital Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
Brookfield Asset Management | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2020 | 1 |
DRIEHAUS CAPITAL MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
1832 Asset Management L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
Bridgefront Capital, LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q2 2021 | Q2 2021 | 1 |
B. Metzler seel. Sohn & Co. AG | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
VOLORIDGE INVESTMENT MANAGEMENT, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q2 2021 | 1 |
Fiduciary Alliance LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
MONETA GROUP INVESTMENT ADVISORS LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
LPL Financial LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
AMJ Financial Wealth Management | 1 | 1 | 0.16% | 0.16% | 0.16% | Q2 2022 | Q2 2022 | 1 |
NewEdge Advisors, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2022 | Q2 2022 | 1 |
Monashee Investment Management LLC | 1 | 1 | 0.19% | 0.19% | 0.19% | Q2 2022 | Q2 2022 | 1 |
Point72 Asset Management, L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Sculptor Capital LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2021 | 1 |
SEVEN GRAND MANAGERS, LLC | 1 | 1 | 1.33% | 1.33% | 1.33% | Q2 2022 | Q2 2022 | 1 |
CLEAR STREET MARKETS LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 1 | 1 | 0.08% | 0.08% | 0.08% | Q4 2021 | Q4 2021 | 1 |
BLUEFIN CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2022 | Q2 2022 | 1 |
LMR Partners LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
PDS Planning, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Laurion Capital Management LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2021 | 1 |
Hudson Bay Capital Management LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q2 2021 | 1 |
UMB Bank, n.a. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
Gold Dragon Worldwide Asset Management Ltd | 1 | 1 | 5.42% | 5.42% | 5.42% | Q4 2021 | Q4 2021 | 1 |
Halpern Financial, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
AMP Capital Investors Ltd | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
Soros Fund Management | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2021 | Q2 2021 | 1 |
ELEMENT CAPITAL MANAGEMENT LLC | 1 | 1 | 3.10% | 3.10% | 3.10% | Q2 2021 | Q2 2021 | 1 |
NATIONAL BANK OF CANADA /FI/ | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2021 | 1 |
Qtron Investments LLC | 1 | 1 | 0.21% | 0.21% | 0.21% | Q2 2022 | Q2 2022 | 1 |
Rafferty Asset Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
DnB Asset Management AS | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
Maven Securities LTD | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2023 | Q1 2023 | 1 |
Caption Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
Magnetar Financial LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
Ariose Capital Management Ltd | 1 | 1 | 3.36% | 3.36% | 3.36% | Q4 2022 | Q4 2022 | 1 |
Sandy Spring Bank | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2021 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q1 2023 | Q1 2023 | 1 |
Perseverance Asset Management International | 1 | 1 | 0.98% | 0.98% | 0.98% | Q1 2023 | Q1 2023 | 1 |
Woodline Partners LP | 1 | 1 | 0.09% | 0.09% | 0.09% | Q4 2020 | Q4 2020 | 1 |
Nokota Management, LP | 1 | 1 | 0.80% | 0.80% | 0.80% | Q4 2021 | Q4 2021 | 1 |
Artal Group S.A. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q2 2021 | 1 |
OAKTREE CAPITAL MANAGEMENT LP | 1 | 1 | 0.65% | 0.65% | 0.65% | Q4 2020 | Q4 2020 | 1 |
LANSDOWNE PARTNERS (UK) LLP | 1 | 1 | 0.20% | 0.20% | 0.20% | Q3 2023 | Q3 2023 | 1 |
RITHOLTZ WEALTH MANAGEMENT | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q2 2022 | 1 |
MACKENZIE FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
Banco de Sabadell, S.A | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
AGF INVESTMENTS INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2022 | Q4 2022 | 1 |
AIGEN INVESTMENT MANAGEMENT, LP | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2021 | Q4 2021 | 1 |
NN Investment Partners Holdings N.V. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Blackstone Inc. | 1 | 1 | 0.06% | 0.06% | 0.06% | Q2 2021 | Q2 2021 | 1 |
Centiva Capital, LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q3 2021 | 1 |
Pinz Capital Management, LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2021 | 1 |
HHLR ADVISORS, LTD. | 1 | 1 | 0.13% | 0.13% | 0.13% | Q2 2022 | Q2 2022 | 1 |
Lighthouse Investment Partners, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q2 2023 | 1 |
Pinnacle Wealth Planning Services, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2023 | Q1 2023 | 1 |
Sequoia Financial Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Pictet Asset Management Holding SA | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
UG Investment Advisers Ltd. | 1 | 1 | 1.31% | 1.31% | 1.31% | Q4 2020 | Q4 2020 | 1 |
PANAGORA ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
AQR Capital Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
Vident Advisory, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
FREEDOM WEALTH ALLIANCE, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q4 2022 | 1 |
External links
This page lists all the filers that currently own LUFAX HOLDING LTD or have owned LUFAX HOLDING LTD in the past.