GW PHARMACEUTICALS PLC shareholder history

Current and past GW PHARMACEUTICALS PLC shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
SUSQUEHANNA INTERNATIONAL GROUP, LLP 29290.00%0.01%0.04%Q1 2014Q1 202182
CITIGROUP INC 30300.00%0.00%0.01%Q4 2013Q1 202178
D. E. Shaw & Co., Inc. 28280.00%0.01%0.05%Q2 2014Q1 202170
JANE STREET GROUP, LLC 2220.00%0.01%0.12%Q1 2014Q1 202167
Citadel Advisors 29290.00%0.01%0.07%Q1 2014Q1 202167
Cutler Group LLC / CA 22220.00%0.03%0.28%Q4 2015Q1 202163
BARCLAYS PLC 1910.00%0.01%0.05%Q4 2013Q1 202161
Walleye Trading LLC 24240.00%0.01%0.04%Q2 2015Q1 202159
GOLDMAN SACHS GROUP INC 2350.00%0.00%0.01%Q1 2014Q1 202153
UBS Group AG 26260.00%0.00%0.01%Q4 2014Q1 202151
WOLVERINE TRADING, LLC 980.00%0.01%0.04%Q2 2016Q1 202147
Creative Planning 2350.00%0.00%0.01%Q1 2014Q1 202139
BANK OF MONTREAL /CAN/ 32320.00%0.00%0.01%Q2 2013Q1 202138
Jefferies Group LLC 1210.00%0.08%0.33%Q1 2016Q1 202137
WELLS FARGO & COMPANY/MN 30300.00%0.00%0.02%Q4 2013Q1 202135
Parallax Volatility Advisers, L.P. 1110.00%0.00%0.02%Q4 2015Q4 202033
MILLENNIUM MANAGEMENT LLC 2020.00%0.02%0.16%Q3 2013Q1 202132
FMR LLC 30300.00%0.01%0.03%Q4 2013Q1 202130
DEUTSCHE BANK AG\ 29290.00%0.01%0.03%Q1 2014Q1 202130
ROYAL BANK OF CANADA 30300.00%0.00%0.01%Q4 2013Q1 202130
MORGAN STANLEY 30300.00%0.01%0.02%Q4 2013Q1 202130
Capital Research Global Investors 29290.00%0.10%0.20%Q1 2014Q1 202129
MARK SHEPTOFF FINANCIAL PLANNING, LLC 29290.00%0.01%0.02%Q1 2014Q1 202129
BANK OF AMERICA CORP /DE/ 29290.00%0.01%0.02%Q1 2014Q1 202129
ALLIANCEBERNSTEIN L.P. 29290.00%0.02%0.04%Q1 2014Q1 202129
US BANCORP \DE\ 29290.00%0.00%0.01%Q1 2014Q1 202129
HighTower Advisors, LLC 1810.00%0.00%0.01%Q3 2014Q1 202129
FEDERATED HERMES, INC. 29290.06%0.13%0.32%Q1 2014Q1 202129
FIRST FINANCIAL CORP /IN/ 28280.00%0.01%0.02%Q2 2014Q1 202128
PNC FINANCIAL SERVICES GROUP, INC. 28280.00%0.00%0.00%Q2 2014Q1 202128
LPL Financial LLC 28280.00%0.00%0.01%Q2 2014Q1 202128
FRANKLIN RESOURCES INC 1990.00%0.04%0.16%Q1 2014Q1 202128
Eventide Asset Management 27270.18%0.51%1.28%Q2 2014Q4 202027
Advisors Asset Management, Inc. 27270.00%0.03%0.07%Q3 2014Q1 202127
GEODE CAPITAL MANAGEMENT, LLC 27270.00%0.00%0.00%Q3 2014Q1 202127
STIFEL FINANCIAL CORP 2510.00%0.01%0.02%Q2 2014Q1 202126
AMERIPRISE FINANCIAL INC 1730.00%0.01%0.03%Q1 2014Q1 202126
PRUDENTIAL PLC 26260.03%0.46%0.81%Q2 2013Q3 201926
PARAMETRIC PORTFOLIO ASSOCIATES LLC 26260.00%0.00%0.01%Q4 2014Q1 202126
HUNTINGTON NATIONAL BANK 26260.00%0.00%0.00%Q4 2014Q1 202126
CREDIT SUISSE AG/ 1970.00%0.00%0.02%Q1 2014Q1 202126
Capital World Investors 26260.00%0.04%0.11%Q4 2014Q1 202126
FIFTH THIRD BANCORP 1790.00%0.00%0.00%Q3 2014Q1 202126
JPMORGAN CHASE & CO 26260.00%0.00%0.01%Q4 2014Q1 202126
ProShare Advisors LLC 26260.00%0.01%0.02%Q4 2014Q1 202126
Rock Springs Capital Management LP 2010.11%1.54%4.55%Q1 2014Q4 202025
Bank of New York Mellon Corp 14110.00%0.01%0.03%Q3 2014Q1 202125
LADENBURG THALMANN FINANCIAL SERVICES INC. 25250.00%0.00%0.01%Q4 2013Q4 201925
Tower Research Capital LLC (TRC) 910.00%0.01%0.03%Q2 2013Q1 202125
CAPITAL FUND MANAGEMENT S.A. 810.00%0.01%0.15%Q1 2016Q1 202025
CLOUGH CAPITAL PARTNERS L P 1960.02%0.71%1.34%Q3 2014Q4 202025
PICTET ASSET MANAGEMENT LTD 24240.00%0.03%0.14%Q2 2015Q1 202124
PEAK6 Group LLC 610.00%0.01%0.07%Q1 2014Q2 201824
NEXT Financial Group, Inc 1430.00%0.01%0.03%Q2 2014Q1 202124
Cubist Systematic Strategies, LLC 1910.00%0.02%0.12%Q2 2014Q1 202124
PRICE T ROWE ASSOCIATES INC /MD/ 1950.00%0.01%0.02%Q2 2013Q4 202024
Financial Architects, Inc 1810.00%0.01%0.02%Q4 2014Q2 202023
VALLEY NATIONAL ADVISERS INC 23230.00%0.00%0.00%Q3 2015Q1 202123
Smithfield Trust Co 23230.00%0.00%0.00%Q1 2015Q3 202023
Advisory Services Network, LLC 1320.00%0.00%0.02%Q4 2014Q4 202023
DekaBank Deutsche Girozentrale 2030.00%0.01%0.02%Q1 2015Q1 202123
EDMOND DE ROTHSCHILD HOLDING S.A. 2120.00%0.00%0.00%Q2 2015Q1 202123
Hanson & Doremus Investment Management 22220.00%0.00%0.00%Q1 2016Q2 202122
IFP Advisors, Inc 1480.00%0.01%0.02%Q4 2015Q2 202122
JENNISON ASSOCIATES LLC 1420.01%0.04%0.08%Q1 2014Q4 202022
BlackRock Inc. 22220.00%0.00%0.01%Q4 2015Q1 202122
Geneos Wealth Management Inc. 21210.00%0.00%0.01%Q1 2016Q1 202121
GROUP ONE TRADING, L.P. 810.00%0.02%0.05%Q1 2014Q1 202121
Sargent Bickham Lagudis LLC 21210.00%0.00%0.00%Q1 2016Q1 202121
FRED ALGER MANAGEMENT, LLC 1920.00%0.12%0.33%Q3 2015Q4 202021
Thomas J. Herzfeld Advisors, Inc. 21210.00%0.01%0.02%Q1 2015Q1 202021
Private Advisor Group, LLC 20200.01%0.01%0.03%Q2 2016Q1 202120
J.P. Morgan Private Wealth Advisors LLC 20200.00%0.01%0.01%Q2 2016Q1 202120
ROTHSCHILD INVESTMENT LLC /IL 20200.03%0.22%0.42%Q2 2016Q1 202120
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1620.00%0.00%0.00%Q2 2015Q1 202120
Invesco Ltd. 1460.00%0.01%0.02%Q1 2014Q4 202020
TD ASSET MANAGEMENT INC 1910.00%0.00%0.01%Q1 2014Q4 202020
REILLY FINANCIAL ADVISORS, LLC 1910.00%0.00%0.00%Q2 2014Q1 202120
PEAK6 Investments LLC 710.00%0.02%0.10%Q3 2018Q4 202020
Candriam S.C.A. 20200.04%0.07%0.16%Q2 2016Q1 202120
Winch Advisory Services, LLC 1810.00%0.00%0.04%Q3 2015Q1 202120
Winslow, Evans & Crocker, Inc. 1730.00%0.00%0.01%Q4 2015Q4 202020
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 20200.00%0.00%0.00%Q1 2016Q4 202020
ADVANTAGE INVESTMENT MANAGEMENT, LLC 20200.00%0.02%0.06%Q4 2014Q3 201920
Bellevue Group AG 19190.02%0.18%0.76%Q3 2016Q1 202119
BESSEMER GROUP INC 840.00%0.00%0.00%Q2 2014Q1 202119
VAN ECK ASSOCIATES CORP 19190.01%0.02%0.03%Q3 2016Q1 202119
Point72 Asset Management, L.P. 1720.02%0.19%0.64%Q4 2015Q3 202019
FT Options LLC 880.05%1.70%5.79%Q4 2015Q3 201719
RAYMOND JAMES & ASSOCIATES 19190.00%0.00%0.01%Q3 2016Q1 202119
C WorldWide Group Holding A/S 19190.02%0.07%0.13%Q2 2016Q4 202019
HSBC HOLDINGS PLC 910.00%0.01%0.02%Q3 2015Q1 202118
Rathbones Group PLC 18180.05%0.10%0.17%Q4 2016Q1 202118
Mirae Asset Global Investments Co., Ltd. 18180.01%0.18%0.68%Q4 2016Q1 202118
Spot Trading L.L.C 710.00%0.03%0.14%Q3 2014Q1 201718
Brown Capital Management 18180.04%0.20%0.73%Q4 2016Q1 202118
D.A. DAVIDSON & CO. 1010.00%0.00%0.01%Q1 2015Q3 202018
Parallel Advisors, LLC 18180.00%0.00%0.00%Q4 2016Q1 202118
Schonfeld Strategic Advisors LLC 1440.00%0.33%0.88%Q3 2016Q1 202118
BNP PARIBAS FINANCIAL MARKETS 1620.00%0.00%0.00%Q2 2015Q1 202118
GREENLEAF TRUST 18180.02%0.14%0.24%Q4 2016Q1 202118
Raymond James Financial Services Advisors, Inc. 1710.00%0.01%0.02%Q3 2016Q1 202118
MOORE CAPITAL MANAGEMENT, LP 1210.02%0.05%0.12%Q1 2014Q1 202118
AlphaMark Advisors, LLC 18180.00%0.01%0.01%Q3 2015Q4 201918
Sterling Investment Advisors, Ltd. 18180.00%0.01%0.02%Q4 2016Q1 202118
VICTORY CAPITAL MANAGEMENT INC 18180.06%0.10%0.26%Q3 2016Q4 202018
Quantbot Technologies LP 410.00%0.04%0.19%Q2 2014Q1 202117
DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) 1610.17%1.83%6.22%Q2 2014Q4 201817
Cambridge Investment Research Advisors, Inc. 1610.00%0.01%0.02%Q3 2014Q1 202117
Orbimed Advisors 910.04%0.25%0.65%Q4 2013Q3 201817
Baker Brothers Advisors 1410.01%0.21%0.46%Q4 2013Q4 202017
RPG Investment Advisory, LLC 16160.00%0.01%0.01%Q2 2017Q1 202116
CITY HOLDING CO 1060.00%0.00%0.00%Q1 2016Q1 202116
Allianz Asset Management GmbH 1240.00%0.00%0.00%Q4 2016Q1 202116
JANUS HENDERSON GROUP PLC 16160.03%0.06%0.12%Q2 2017Q1 202116
NOMURA ASSET MANAGEMENT CO LTD 1420.00%0.00%0.01%Q4 2016Q4 202016
Close Asset Management Ltd 16160.00%0.01%0.01%Q2 2017Q1 202116
OppenheimerFunds, Inc. 16160.01%0.02%0.03%Q2 2015Q1 201916
SIMPLEX TRADING, LLC 610.00%0.02%0.05%Q1 2015Q4 202016
INTERNATIONAL BIOTECHNOLOGY TRUST PLC 1330.32%0.52%1.05%Q4 2016Q4 202016
BREWIN DOLPHIN LTD 15150.06%0.14%0.24%Q3 2017Q1 202115
Westside Investment Management, Inc. 910.00%0.02%0.10%Q4 2016Q1 202115
Commonwealth Equity Services, Inc 15150.01%0.01%0.01%Q1 2014Q3 201715
Carroll Financial Associates, Inc. 15150.00%0.00%0.00%Q3 2017Q1 202115
TOCQUEVILLE ASSET MANAGEMENT L.P. 1110.00%0.02%0.05%Q1 2015Q3 201915
HAP Trading, LLC 610.00%0.02%0.12%Q4 2015Q4 202015
Steward Partners Investment Advisory, LLC 870.00%0.00%0.01%Q1 2017Q1 202115
North Star Investment Management Corp. 1050.00%0.02%0.17%Q4 2016Q3 202015
Advisor Group, Inc. 15150.00%0.00%0.01%Q2 2016Q4 201915
Van Hulzen Asset Management, LLC 15150.07%0.14%0.26%Q3 2017Q1 202115
ENVESTNET ASSET MANAGEMENT INC 810.00%0.00%0.00%Q3 2016Q3 202015
GLENMEDE TRUST CO NA 870.00%0.00%0.00%Q4 2016Q3 202015
Redmile Group, LLC 510.01%1.79%5.76%Q3 2013Q4 202014
Caption Management, LLC 540.03%0.34%1.54%Q4 2018Q1 202114
SEI INVESTMENTS CO 14140.00%0.00%0.01%Q1 2017Q2 202014
Horrell Capital Management, Inc. 14140.00%0.02%0.03%Q4 2017Q1 202114
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 14140.01%0.01%0.01%Q4 2017Q1 202114
Compagnie Lombard Odier SCmA 860.00%0.00%0.01%Q1 2015Q3 202014
Lenox Wealth Advisors, LLC 14140.00%0.00%0.01%Q4 2017Q1 202114
B. Riley Wealth Management, Inc. 640.01%0.05%0.16%Q1 2014Q4 202014
BALYASNY ASSET MANAGEMENT L.P. 710.00%0.06%0.49%Q3 2014Q1 202114
Tekla Capital Management LLC 1120.08%0.26%0.48%Q3 2015Q2 202014
BREWIN DOLPHIN WEALTH MANAGEMENT LTD 14140.00%0.01%0.01%Q3 2017Q4 202014
American Portfolios Advisors 14140.00%0.02%0.03%Q4 2017Q1 202114
Renaissance Technologies 310.00%0.02%0.10%Q4 2013Q1 202114
COMMONWEALTH EQUITY SERVICES, LLC 14140.01%0.01%0.02%Q4 2017Q1 202114
AMUNDI ASSET MANAGEMENT US, INC. 14140.00%0.00%0.00%Q4 2017Q1 202114
PRELUDE CAPITAL MANAGEMENT, LLC 910.00%0.03%0.10%Q3 2013Q1 202114
INTEGRAL DERIVATIVES, LLC 520.00%0.02%0.04%Q1 2015Q1 201814
Private Capital Group, LLC 13130.01%0.01%0.01%Q4 2017Q4 202013
LifePlan Financial Group, Inc 1120.01%0.01%0.02%Q4 2013Q3 202013
Gradient Investments LLC 810.00%0.00%0.00%Q2 2017Q1 202113
Daiwa Securities Group Inc. 13130.00%0.00%0.00%Q1 2018Q1 202113
STATE STREET CORP 1010.00%0.00%0.00%Q4 2015Q1 202113
FARALLON CAPITAL MANAGEMENT LLC 610.04%0.35%1.38%Q2 2013Q1 202113
WOLVERINE ASSET MANAGEMENT LLC 410.00%0.02%0.10%Q2 2016Q1 202113
NEW YORK STATE COMMON RETIREMENT FUND 940.00%0.00%0.00%Q2 2016Q4 201913
JANUS HENDERSON INVESTORS US LLC 13130.02%0.05%0.09%Q1 2014Q1 201713
CANADA PENSION PLAN INVESTMENT BOARD 13130.05%0.24%0.41%Q4 2017Q4 202013
SCOPIA CAPITAL MANAGEMENT LP 12122.79%4.95%8.18%Q2 2016Q1 201912
Allworth Financial LP 910.00%0.00%0.00%Q1 2017Q1 202112
Janney Montgomery Scott LLC 910.00%0.01%0.01%Q3 2017Q1 202112
Valeo Financial Advisors, LLC 12120.00%0.00%0.01%Q2 2018Q1 202112
GUGGENHEIM CAPITAL LLC 750.00%0.01%0.01%Q1 2016Q3 202012
BROWN BROTHERS HARRIMAN & CO 1110.00%0.00%0.00%Q4 2017Q1 202112
ROOSEVELT INVESTMENT GROUP LLC 12120.17%0.82%1.37%Q2 2018Q1 202112
WOODSTOCK CORP 12120.10%0.13%0.16%Q4 2016Q3 201912
WFG Advisors, LP 1020.00%0.00%0.01%Q1 2014Q2 201712
LORD, ABBETT & CO. LLC 910.01%0.15%0.33%Q1 2014Q2 202012
Lowe Wealth Advisors, LLC 12120.00%0.00%0.00%Q2 2018Q1 202112
Legal & General Group Plc 12120.00%0.00%0.00%Q2 2018Q1 202112
Cowen Prime Services LLC 12120.00%0.01%0.07%Q1 2018Q4 202012
Atika Capital Management LLC 710.67%1.50%3.19%Q2 2016Q2 201912
AXA S.A. 12120.02%0.03%0.05%Q3 2017Q2 202012
Aperio Group, LLC 12120.00%0.00%0.00%Q1 2017Q4 201912
MSI Financial Services Inc 12120.00%0.00%0.00%Q1 2014Q4 201612
Sivik Global Healthcare LLC 840.26%1.30%1.98%Q1 2016Q2 201912
MML INVESTORS SERVICES, LLC 12120.00%0.01%0.02%Q2 2018Q1 202112
Sio Capital Management, LLC 910.40%3.03%6.66%Q4 2017Q4 202012
SFMG, LLC 430.03%0.04%0.04%Q4 2017Q4 202011
SEVEN EIGHT CAPITAL, LP 310.01%0.12%0.40%Q2 2014Q2 202011
Freedom Investment Management, Inc. 11110.02%0.04%0.08%Q1 2017Q3 201911
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 11110.00%0.00%0.01%Q3 2018Q1 202111
Fiera Capital Corp 610.00%0.04%0.07%Q3 2014Q3 201911
Edge Wealth Management LLC 11110.01%0.01%0.01%Q4 2017Q2 202011
RFG Advisory, LLC 11110.03%0.07%0.12%Q2 2018Q4 202011
Squarepoint Ops LLC 910.00%0.02%0.07%Q3 2017Q1 202111
ARCADIA INVESTMENT MANAGEMENT CORP/MI 11110.00%0.00%0.00%Q4 2017Q2 202011
MYDA Advisors LLC 610.12%1.32%6.33%Q4 2017Q3 201911
VHCP Management, LLC 11115.48%11.07%19.89%Q2 2013Q4 201511
Hudock, Inc. 920.00%0.01%0.02%Q2 2014Q1 202111
Zurcher Kantonalbank (Zurich Cantonalbank) 620.00%0.00%0.00%Q3 2016Q1 202111
ETF MANAGERS GROUP, LLC 810.23%1.75%3.32%Q4 2017Q1 202111
Weiss Multi-Strategy Advisers LLC 11110.03%0.06%0.10%Q1 2018Q3 202011
Patriot Financial Group Insurance Agency, LLC 11110.01%0.02%0.03%Q4 2016Q2 201911
AMERICAN INTERNATIONAL GROUP, INC. 830.00%0.00%0.00%Q2 2013Q1 201611
Hardman Johnston Global Advisors LLC 11110.07%0.25%0.42%Q2 2018Q4 202011
UBS AG 320.00%0.00%0.00%Q2 2013Q3 201411
FLAGSHIP HARBOR ADVISORS, LLC 10100.01%0.03%0.04%Q2 2018Q3 202010
FinTrust Capital Advisors, LLC 10100.00%0.01%0.02%Q4 2018Q1 202110
Iguana Healthcare Management, LLC 810.69%1.52%2.16%Q1 2014Q2 201710
Tortoise Investment Management, LLC 730.00%0.00%0.00%Q2 2017Q4 201910
AGF INVESTMENTS INC. 820.01%0.09%0.24%Q4 2017Q1 202110
GREAT POINT PARTNERS LLC 510.81%3.45%7.31%Q3 2015Q4 202010
Archer Investment Corp 10100.00%0.00%0.01%Q4 2018Q1 202110
Krilogy Financial LLC 610.01%0.02%0.06%Q4 2015Q3 201810
USCA RIA LLC 820.02%0.04%0.09%Q2 2014Q4 202010
ROPES WEALTH ADVISORS LLC 10100.00%0.01%0.01%Q3 2018Q4 202010
MARSHALL WACE, LLP 710.00%0.03%0.12%Q4 2015Q1 202110
Bell Rock Capital LLC 820.00%0.00%0.01%Q4 2016Q4 201910
Prestige Wealth Management Group LLC 10100.01%0.01%0.02%Q4 2018Q1 202110
Ghost Tree Capital, LLC 320.88%1.89%3.44%Q1 2014Q3 201710
Sound Income Strategies, LLC 10100.00%0.00%0.01%Q4 2018Q1 202110
A.R.T. Advisors, LLC 310.03%0.07%0.11%Q1 2014Q3 201910
PROFUND ADVISORS LLC 10100.01%0.02%0.04%Q4 2018Q1 202110
Virtu Financial LLC 320.01%0.06%0.12%Q3 2017Q4 202010
Employees Retirement System of Texas 10100.05%0.06%0.08%Q2 2017Q3 201910
MARSICO CAPITAL MANAGEMENT LLC 910.02%0.21%0.54%Q3 2015Q3 202010
Walleye Capital LLC 440.02%0.11%0.29%Q1 2019Q4 201910
STEPHENS INC /AR/ 10100.01%0.01%0.02%Q4 2018Q1 202110
Stratos Wealth Partners, LTD. 420.00%0.01%0.02%Q4 2017Q3 202010
GW&K Investment Management, LLC 10100.00%0.07%0.10%Q4 2018Q1 202110
Brick & Kyle, Associates 10100.01%0.02%0.03%Q4 2014Q1 201710
Sigma Planning Corp 510.01%0.09%0.22%Q4 2014Q2 201910
Redwood Investments, LLC 910.46%1.15%1.57%Q4 2017Q4 202010
AdvisorNet Financial, Inc 10100.00%0.00%0.00%Q4 2017Q1 202010
RPg Family Wealth Advisory, LLC 10100.01%0.01%0.02%Q3 2018Q4 202010
Quantitative Systematic Strategies LLC 710.05%0.16%0.43%Q2 2015Q4 202010
CENTRAL TRUST Co 910.00%0.00%0.00%Q2 2018Q4 202010
Jacobi Capital Management LLC 820.00%0.00%0.00%Q2 2018Q1 202110
WealthTrust-Arizona, LLC 990.00%0.00%0.00%Q4 2016Q4 20189
Financial Gravity Asset Management, Inc. 510.00%0.05%0.10%Q1 2018Q4 20209
SIGNATUREFD, LLC 810.00%0.00%0.00%Q2 2018Q1 20219
EXANE DERIVATIVES 990.01%0.01%0.05%Q1 2019Q1 20219
TWO SIGMA SECURITIES, LLC 210.00%0.01%0.02%Q1 2019Q4 20209
Asset Dedication, LLC 990.00%0.02%0.06%Q1 2019Q1 20219
First Bank & Trust 990.00%0.00%0.00%Q4 2016Q4 20189
Sowell Financial Services LLC 710.00%0.02%0.03%Q3 2018Q1 20219
VOLORIDGE INVESTMENT MANAGEMENT, LLC 510.01%0.07%0.14%Q4 2016Q1 20209
TRUSTCORE FINANCIAL SERVICES, LLC 990.00%0.01%0.01%Q1 2019Q1 20219
OneDigital Investment Advisors LLC 990.00%0.01%0.01%Q2 2017Q2 20199
Parkside Financial Bank & Trust 990.00%0.00%0.00%Q2 2018Q2 20209
OPTIMUM INVESTMENT ADVISORS 610.00%0.01%0.02%Q4 2014Q1 20219
Rockefeller Capital Management L.P. 990.00%0.01%0.02%Q1 2019Q1 20219
Asset Management One Co., Ltd. 990.06%0.09%0.12%Q3 2014Q3 20169
Vectors Research Management, LLC 990.00%0.00%0.01%Q1 2019Q1 20219
BlackRock Fund Advisors 990.00%0.00%0.01%Q4 2014Q4 20169
SPHERA FUNDS MANAGEMENT LTD. 410.24%0.67%1.32%Q1 2015Q4 20199
TRUIST FINANCIAL CORP 990.00%0.00%0.01%Q1 2019Q1 20219
ING GROEP NV 990.02%0.04%0.10%Q4 2016Q4 20189
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 990.01%0.01%0.01%Q3 2014Q3 20169
Belpointe Asset Management LLC 610.02%0.04%0.07%Q3 2018Q1 20219
Marshall Wace North America L.P. 710.01%0.13%0.50%Q4 2017Q1 20219
CULLEN/FROST BANKERS, INC. 990.00%0.00%0.00%Q1 2019Q1 20219
COMERICA BANK 610.00%0.00%0.00%Q2 2018Q1 20219
GABLES CAPITAL MANAGEMENT INC. 990.09%0.33%0.54%Q1 2019Q1 20219
Kessler Investment Group, LLC 990.00%0.00%0.01%Q3 2017Q3 20199
SYNOVUS FINANCIAL CORP 990.00%0.00%0.00%Q2 2018Q2 20209
Capital International Investors 880.00%0.01%0.02%Q3 2018Q2 20208
MinichMacGregor Wealth Management, LLC 880.00%0.01%0.01%Q4 2016Q3 20188
OPPENHEIMER & CO INC 510.01%0.01%0.01%Q3 2018Q4 20208
Prospera Financial Services Inc 710.02%0.06%0.14%Q3 2014Q3 20208
Folger Hill Asset Management LP 420.24%0.81%1.58%Q4 2015Q2 20178
Virtu KCG Holdings LLC 310.01%0.03%0.09%Q2 2014Q2 20178
ALPS ADVISORS INC 880.02%0.03%0.06%Q4 2016Q3 20188
Avior Wealth Management, LLC 710.00%0.00%0.00%Q4 2016Q1 20218
Nicholas Investment Partners, LP 440.05%0.21%0.53%Q2 2016Q3 20198
Trexquant Investment LP 310.03%0.10%0.16%Q3 2015Q2 20208
LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 710.02%0.04%0.07%Q1 2017Q1 20198
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 880.01%0.01%0.01%Q1 2019Q4 20208
RIVER GLOBAL INVESTORS LLP 880.22%0.51%1.09%Q4 2018Q3 20208
DOWLING & YAHNKE LLC 880.03%0.06%0.12%Q2 2019Q1 20218
Nuveen Asset Management, LLC 660.00%0.01%0.01%Q2 2019Q3 20208
First Horizon Advisors, Inc. 880.00%0.00%0.00%Q1 2019Q4 20208
SABBY MANAGEMENT, LLC 510.08%0.20%0.61%Q3 2014Q3 20178
CREATIVE FINANCIAL DESIGNS INC /ADV 770.00%0.01%0.01%Q2 2018Q4 20197
Silvant Capital Management LLC 770.04%0.04%0.05%Q2 2019Q4 20207
McIlrath & Eck, LLC 770.00%0.00%0.00%Q3 2019Q1 20217
WOODMONT INVESTMENT COUNSEL LLC 410.00%0.02%0.06%Q2 2015Q3 20177
FOX RUN MANAGEMENT, L.L.C. 310.13%0.18%0.25%Q2 2017Q4 20197
Hudson Bay Capital Management LP 310.02%0.13%0.60%Q1 2018Q1 20217
VIKING GLOBAL INVESTORS LP 770.17%0.43%0.59%Q2 2016Q4 20177
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 770.02%0.04%0.06%Q1 2014Q3 20157
QCI ASSET MANAGEMENT INC/NY 770.00%0.01%0.01%Q3 2018Q1 20207
GREENWOOD CAPITAL ASSOCIATES LLC 770.09%0.11%0.13%Q2 2019Q4 20207
UNITED CAPITAL FINANCIAL ADVISORS, LLC 510.00%0.00%0.00%Q3 2016Q1 20217
CHESAPEAKE PARTNERS MANAGEMENT CO INC/MD 550.05%0.57%1.15%Q1 2014Q1 20157
TRUE Private Wealth Advisors 510.00%0.00%0.00%Q3 2018Q4 20207
Sonora Investment Management, LLC 770.00%0.00%0.00%Q2 2018Q4 20197
NOMURA HOLDINGS INC 410.00%0.02%0.02%Q1 2017Q1 20217
KELLY LAWRENCE W & ASSOCIATES INC/CA 610.00%0.00%0.01%Q2 2019Q1 20217
Global Retirement Partners, LLC 520.00%0.00%0.01%Q4 2016Q4 20207
Cambria Investment Management, L.P. 770.06%0.39%0.85%Q3 2019Q1 20217
Weaver Consulting Group 770.01%0.02%0.03%Q1 2019Q3 20207
Gemmer Asset Management LLC 520.00%0.00%0.01%Q3 2017Q4 20207
COWEN INC. 210.00%0.09%0.52%Q2 2018Q1 20197
Firsthand Capital Management, Inc. 770.34%0.50%0.76%Q3 2019Q1 20217
Cordasco Financial Network 770.02%0.03%0.03%Q1 2018Q3 20197
OPPENHEIMER ASSET MANAGEMENT INC. 610.00%0.00%0.00%Q3 2017Q1 20207
ENTERPRISE FINANCIAL SERVICES CORP 770.00%0.01%0.01%Q1 2019Q3 20207
CABOT WEALTH MANAGEMENT INC 770.34%0.49%0.76%Q4 2018Q2 20207
GOFEN & GLOSSBERG LLC /IL/ 510.01%0.01%0.02%Q3 2018Q1 20217
Wealthcare Advisory Partners LLC 610.00%0.00%0.00%Q4 2018Q1 20217
Focused Wealth Management, Inc 610.00%0.01%0.01%Q3 2014Q4 20177
Penserra Capital Management LLC 770.02%0.11%0.36%Q3 2019Q1 20217
Nationwide Fund Advisors 770.01%0.01%0.01%Q1 2014Q3 20157
SUNTRUST BANKS INC 770.00%0.01%0.01%Q1 2018Q3 20197
Squar Milner Financial Services LLC 520.01%0.03%0.06%Q2 2018Q1 20207
HARBOR INVESTMENT ADVISORY, LLC 660.00%0.00%0.03%Q4 2019Q1 20216
INDEPENDENT INVESTORS INC 660.28%0.38%0.58%Q4 2019Q1 20216
AdvisorShares Investments LLC 660.21%1.56%2.27%Q4 2019Q1 20216
Ellis Investment Partners, LLC 660.00%0.00%0.00%Q4 2019Q1 20216
Sequoia Wealth Management, LLC 660.27%0.58%1.16%Q2 2018Q3 20196
SeaCrest Wealth Management, LLC 660.00%0.00%0.01%Q4 2017Q1 20196
Sandy Spring Bank 660.00%0.00%0.00%Q3 2019Q4 20206
Covington Capital Management 660.00%0.00%0.00%Q3 2019Q4 20206
Evolution Wealth Advisors, LLC 660.00%0.01%0.01%Q3 2019Q4 20206
PATHSTONE FAMILY OFFICE, LLC 420.00%0.00%0.00%Q2 2019Q4 20206
PURA VIDA INVESTMENTS, LLC 310.33%0.96%1.68%Q2 2016Q3 20196
Sofinnova Investments, Inc. 220.07%0.44%0.69%Q1 2018Q4 20206
Mine & Arao Wealth Creation & Management, LLC. 660.01%0.01%0.02%Q4 2019Q1 20216
Carmichael Hill & Associates, Inc. 660.01%0.01%0.01%Q4 2019Q1 20216
IHT Wealth Management, LLC 660.02%0.04%0.05%Q4 2016Q1 20186
WEDBUSH SECURITIES INC 420.02%0.03%0.03%Q1 2019Q3 20206
B. Riley Wealth Advisors, Inc. 210.00%0.02%0.03%Q4 2014Q1 20216
NumerixS Investment Technologies Inc 210.02%0.08%0.20%Q1 2015Q4 20196
BROWN ADVISORY INC 660.00%0.00%0.00%Q4 2017Q1 20196
Center for Financial Planning, Inc. 660.01%0.01%0.01%Q4 2019Q1 20216
PINNACLE ASSOCIATES LTD 310.01%0.01%0.01%Q3 2018Q1 20216
M&G INVESTMENT MANAGEMENT LTD 660.14%0.56%0.87%Q4 2019Q1 20216
Holocene Advisors, LP 330.11%0.34%0.75%Q3 2019Q1 20206
Plante Moran Financial Advisors, LLC 510.00%0.00%0.01%Q3 2014Q4 20196
Investors Financial Group, LLC 660.41%0.70%0.96%Q4 2019Q1 20216
SG3 Management, LLC 330.03%0.10%0.30%Q2 2020Q4 20206
Profit Investment Management, LLC 660.21%0.71%1.46%Q2 2016Q3 20176
Verition Fund Management LLC 310.02%0.08%0.24%Q2 2018Q1 20216
BENJAMIN F. EDWARDS & COMPANY, INC. 510.00%0.00%0.00%Q2 2018Q4 20196
West Oak Capital, LLC 660.00%0.00%0.00%Q2 2018Q3 20196
COWEN AND COMPANY, LLC 330.00%0.04%0.13%Q3 2020Q1 20216
STEVENS CAPITAL MANAGEMENT LP 210.01%0.01%0.01%Q4 2014Q4 20186
Financial Enhancement Group LLC 660.00%0.00%0.00%Q4 2019Q1 20216
Private Ocean, LLC 510.00%0.00%0.00%Q3 2019Q1 20216
CAPTRUST FINANCIAL ADVISORS 660.01%0.01%0.01%Q4 2019Q1 20216
Pacifica Partners Inc. 660.00%0.00%0.00%Q4 2019Q1 20216
HIGHLAND CAPITAL MANAGEMENT LP 310.14%0.26%0.40%Q2 2014Q3 20176
Ferris Capital, LLC 510.02%0.02%0.02%Q2 2017Q1 20196
Bedel Financial Consulting, Inc. 660.00%0.00%0.00%Q4 2019Q1 20216
D'Orazio & Associates, Inc. 550.00%0.00%0.00%Q1 2016Q1 20175
Scott & Selber, Inc. 550.84%1.13%1.35%Q3 2018Q3 20195
SCOTIA CAPITAL INC. 550.00%0.00%0.00%Q4 2019Q4 20205
MACQUARIE GROUP LTD 550.02%0.08%0.11%Q3 2018Q3 20195
CHARTWELL INVESTMENT PARTNERS, LLC 320.06%0.09%0.12%Q4 2016Q2 20195
Parkman Healthcare Partners LLC 551.29%3.14%4.98%Q4 2019Q4 20205
WealthTrust Fairport, LLC 550.01%0.01%0.01%Q1 2018Q1 20195
TD AMERITRADE INVESTMENT MANAGEMENT, LLC 550.00%0.00%0.00%Q2 2018Q2 20195
WASHINGTON TRUST Co 550.00%0.00%0.00%Q1 2020Q1 20215
Consonance Capital Management LP 412.81%4.95%8.05%Q3 2017Q4 20195
Integrated Wealth Management 550.00%0.00%0.01%Q3 2015Q3 20165
DAVENPORT & Co LLC 210.00%0.00%0.00%Q4 2016Q4 20205
EDMOND DE ROTHSCHILD (SUISSE) S.A. 320.02%0.02%0.02%Q2 2015Q3 20165
Cetera Advisors LLC 210.01%0.02%0.03%Q2 2018Q1 20215
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 210.00%0.01%0.01%Q2 2018Q1 20215
ATTICUS WEALTH MANAGEMENT, LLC 550.00%0.00%0.01%Q1 2020Q1 20215
Royal Fund Management, LLC 550.00%0.00%0.00%Q1 2019Q1 20205
Lindbrook Capital, LLC 550.00%0.01%0.02%Q4 2018Q4 20195
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 550.05%0.08%0.10%Q1 2020Q1 20215
HOEY INVESTMENTS, INC 550.04%0.06%0.07%Q1 2020Q1 20215
Foundry Partners, LLC 550.02%0.03%0.06%Q2 2019Q2 20205
OSAIC HOLDINGS, INC. 550.00%0.01%0.01%Q1 2020Q1 20215
B. Riley Financial, Inc. 210.06%0.40%1.06%Q2 2017Q3 20195
WHITENER CAPITAL MANAGEMENT, INC. 550.00%0.01%0.02%Q3 2018Q3 20195
Tradewinds Capital Management, LLC 410.00%0.01%0.02%Q2 2014Q4 20185
180 WEALTH ADVISORS, LLC 410.11%0.12%0.13%Q4 2017Q1 20195
Waverly Advisors, LLC 550.00%0.00%0.00%Q1 2014Q1 20155
Somerset Group LLC 310.18%0.46%0.85%Q2 2019Q1 20215
10-15 ASSOCIATES, INC. 210.04%0.05%0.06%Q2 2018Q2 20205
Ameritas Investment Company, LLC 210.00%0.01%0.01%Q4 2018Q1 20215
Tourbillon Capital Partners, L.P. 210.16%0.47%0.72%Q1 2014Q2 20185
ARROW FINANCIAL CORP 550.00%0.00%0.00%Q4 2018Q4 20195
United Asset Strategies, Inc. 410.06%0.15%0.41%Q4 2014Q3 20205
Clearstead Advisors, LLC 550.00%0.00%0.01%Q1 2020Q1 20215
Archford Capital Strategies, LLC 320.00%0.01%0.02%Q2 2015Q2 20195
BELLEVUE ASSET MANAGEMENT, LLC 550.00%0.00%0.00%Q4 2019Q4 20205
LOOMIS SAYLES & CO L P 550.03%0.04%0.08%Q1 2020Q1 20215
DRIEHAUS CAPITAL MANAGEMENT LLC 320.01%0.08%0.22%Q1 2014Q2 20195
Dynamic Technology Lab Private Ltd 410.04%0.07%0.12%Q1 2017Q1 20205
Banque Cantonale Vaudoise 550.01%0.01%0.01%Q4 2019Q4 20205
Broadfin Capital, LLC 210.48%1.57%3.07%Q2 2013Q3 20195
SG Americas Securities, LLC 110.00%0.02%0.11%Q1 2014Q1 20215
CT Financial Advisors LLC 410.01%0.01%0.01%Q1 2014Q3 20155
ARDSLEY ADVISORY PARTNERS LP 310.07%0.10%0.13%Q1 2017Q4 20185
MANCHESTER FINANCIAL INC 410.00%0.00%0.00%Q2 2019Q3 20205
Advisory Alpha, LLC 310.00%0.00%0.00%Q1 2019Q3 20205
FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 550.02%0.04%0.07%Q3 2018Q3 20195
Firestone Capital Management 550.00%0.00%0.00%Q1 2020Q1 20215
Integral Health Asset Management, LLC 550.81%2.18%2.89%Q4 2019Q4 20205
MACKENZIE FINANCIAL CORP 550.00%0.00%0.00%Q2 2018Q2 20195
Laurion Capital Management LP 110.01%0.03%0.09%Q2 2014Q2 20205
LIBERTY WEALTH MANAGEMENT LLC 440.00%0.00%0.00%Q1 2020Q4 20204
ELLINGTON MANAGEMENT GROUP LLC 110.11%0.15%0.22%Q4 2017Q1 20204
Global X Management CO LLC 440.00%0.00%0.00%Q3 2016Q2 20174
Crawford Lake Capital Management, LLC 110.53%1.20%1.75%Q1 2017Q1 20194
Ikarian Capital, LLC 210.00%0.66%1.69%Q4 2019Q1 20214
MANAGED ACCOUNT ADVISORS LLC 440.00%0.02%0.04%Q3 2014Q2 20154
HARVEST MANAGEMENT LLC 210.12%1.53%5.72%Q4 2017Q1 20214
Granite Investment Partners, LLC 440.05%0.07%0.08%Q1 2020Q4 20204
Lamond Capital Partners LLC 225.47%9.17%17.08%Q4 2014Q4 20154
Airain ltd 310.02%0.07%0.11%Q3 2014Q2 20174
KWMG, LLC 440.00%0.01%0.02%Q2 2018Q1 20194
Realta Investment Advisors 440.03%0.04%0.06%Q1 2019Q4 20194
Diametric Capital, LP 310.26%0.53%0.87%Q4 2017Q1 20194
Tyers Asset Management LLC 440.00%0.01%0.02%Q4 2018Q3 20194
Quilter Plc 440.01%0.01%0.02%Q2 2020Q1 20214
Vigilare Wealth Management 310.14%0.21%0.26%Q4 2019Q4 20204
Horan Capital Advisors, LLC. 210.00%0.01%0.02%Q1 2019Q3 20204
Qube Research & Technologies Ltd 310.01%0.01%0.02%Q4 2019Q4 20204
CAAS CAPITAL MANAGEMENT LP 220.00%0.02%0.04%Q1 2020Q2 20204
Neuburgh Advisers LLC 440.01%0.02%0.03%Q4 2018Q3 20194
Avitas Wealth Management LLC 440.08%0.11%0.14%Q1 2019Q4 20194
Perceptive Advisors 310.08%1.12%2.19%Q3 2015Q3 20174
Woodline Partners LP 440.29%0.68%1.37%Q4 2019Q3 20204
Lee Financial Co 310.00%0.01%0.01%Q2 2018Q3 20194
Perennial Advisors, LLC 210.00%0.00%0.00%Q4 2018Q1 20214
CIBC WORLD MARKET INC. 310.00%0.01%0.01%Q2 2018Q1 20204
ASSETMARK, INC 310.00%0.00%0.00%Q1 2020Q1 20214
TIVERTON ASSET MANAGEMENT LLC 440.03%0.08%0.12%Q4 2018Q3 20194
ETRADE Capital Management LLC 310.01%0.01%0.02%Q4 2018Q3 20204
Paloma Partners Management Co 110.01%0.02%0.03%Q3 2014Q1 20184
OXFORD ASSET MANAGEMENT LLP 210.01%0.04%0.10%Q1 2018Q4 20194
Capital Bank & Trust Co 440.00%0.00%0.00%Q4 2017Q3 20184
Certified Advisory Corp 440.01%0.01%0.01%Q3 2018Q2 20194
IQ EQ FUND MANAGEMENT (IRELAND) Ltd 440.08%0.47%1.40%Q2 2020Q1 20214
AE Wealth Management LLC 210.00%0.02%0.04%Q1 2019Q1 20214
Abingworth LLP 440.68%2.05%3.35%Q2 2013Q1 20144
Samalin Investment Counsel, LLC 310.14%0.18%0.21%Q4 2019Q4 20204
Eudaimonia Partners, LLC 440.01%0.01%0.01%Q1 2020Q4 20204
EAM Investors, LLC 220.05%0.09%0.14%Q2 2014Q1 20174
BOENNING & SCATTERGOOD, INC. 220.06%0.07%0.08%Q2 2018Q2 20194
Granite Point Capital Management, L.P. 440.08%0.25%0.52%Q4 2017Q3 20184
THOMPSON DAVIS & CO., INC. 210.00%0.11%0.33%Q1 2014Q3 20184
Kazazian Asset Management, LLC 440.48%0.63%0.81%Q2 2018Q1 20194
Endurant Capital Management LP 440.67%0.90%1.24%Q2 2019Q1 20204
American Research & Management Co. 440.00%0.00%0.00%Q1 2014Q4 20144
FNY Partners Fund LP 440.01%0.07%0.14%Q4 2016Q3 20174
NORTHERN TRUST CORP 440.00%0.00%0.00%Q1 2020Q4 20204
RMR Wealth Builders 210.01%0.01%0.01%Q4 2019Q1 20214
Glen Harbor Capital Management LLC 440.00%0.01%0.01%Q4 2018Q3 20194
COMMERZBANK AKTIENGESELLSCHAFT /FI 210.00%0.01%0.01%Q2 2013Q4 20164
HOWARD HUGHES MEDICAL INSTITUTE 440.03%0.04%0.04%Q3 2016Q2 20174
Bayesian Capital Management, LP 440.06%0.15%0.25%Q1 2019Q4 20194
HBK INVESTMENTS L P 310.01%0.35%1.34%Q3 2015Q1 20214
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 310.00%0.00%0.01%Q2 2018Q3 20194
Flinton Capital Management LLC 440.01%0.02%0.02%Q4 2018Q3 20194
Patten Group, Inc. 330.00%0.00%0.00%Q2 2018Q4 20183
Laidlaw Wealth Management LLC 210.09%0.14%0.24%Q2 2020Q1 20213
OBERWEIS ASSET MANAGEMENT INC/ 335.89%9.04%14.68%Q1 2019Q3 20193
Portolan Capital Management 330.52%0.56%0.62%Q1 2020Q3 20203
TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 330.00%0.00%0.00%Q4 2018Q2 20193
LAKE STREET FINANCIAL LLC 330.37%0.62%0.80%Q1 2019Q3 20193
Neuberger Berman Group LLC 110.00%0.00%0.00%Q4 2013Q3 20193
CIBC Private Wealth Group, LLC 210.00%0.00%0.00%Q1 2018Q4 20203
TORONTO DOMINION BANK 110.00%0.00%0.00%Q3 2017Q2 20193
BRANDYWINE OAK PRIVATE WEALTH LLC 330.03%0.04%0.05%Q4 2018Q2 20193
Baker Avenue Asset Management, LP 330.02%0.02%0.03%Q4 2019Q2 20203
Legacy Financial Advisors, Inc. 330.00%0.00%0.00%Q2 2018Q4 20183
Vantage Investment Advisors, LLC 330.00%0.01%0.01%Q2 2014Q4 20143
SOLARIS ASSET MANAGEMENT LLC 330.02%0.02%0.02%Q2 2017Q4 20173
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 330.01%0.01%0.02%Q4 2019Q2 20203
MACROVIEW INVESTMENT MANAGEMENT LLC 210.01%0.01%0.01%Q2 2019Q1 20203
FORA Capital, LLC 210.01%0.14%0.34%Q1 2020Q1 20213
Sterling Capital Management LLC 110.00%0.00%0.00%Q2 2014Q3 20173
CADIAN CAPITAL MANAGEMENT, LP 330.12%0.57%0.80%Q3 2017Q1 20183
Bellecapital International Ltd. 210.08%0.11%0.15%Q2 2020Q1 20213
Ruggie Capital Group 110.00%0.00%0.01%Q4 2014Q4 20183
Visium Asset Management, LP 210.05%0.12%0.19%Q4 2013Q3 20143
MCF Advisors LLC 330.00%0.00%0.00%Q1 2019Q3 20193
Manatuck Hill Partners, LLC 330.43%0.68%1.06%Q4 2013Q2 20143
YorkBridge Wealth Partners, LLC 330.01%0.02%0.03%Q4 2018Q2 20193
Quantamental Technologies LLC 210.00%0.02%0.05%Q4 2018Q3 20193
AlphaCentric Advisors LLC 330.01%0.03%0.06%Q2 2020Q4 20203
Continuum Advisory, LLC 210.16%0.16%0.18%Q3 2018Q2 20193
Stifel Trust Company, N.A. 330.00%0.00%0.01%Q1 2014Q3 20143
CWM, LLC 330.00%0.00%0.00%Q2 2018Q4 20183
Leap Investments LP 210.14%0.41%0.72%Q2 2019Q2 20203
Independent Advisor Alliance 330.01%0.04%0.06%Q2 2019Q4 20193
SPOT TRADING L.L.C. 110.00%0.00%0.01%Q3 2017Q3 20173
ACUTA CAPITAL PARTNERS, LLC 210.92%1.55%2.07%Q4 2014Q4 20163
LAZARD ASSET MANAGEMENT LLC 210.00%0.00%0.00%Q2 2015Q4 20183
BlackRock Japan Co. Ltd 110.00%0.00%0.00%Q3 2014Q4 20163
Opus Point Partners Management, LLC 330.76%0.85%0.94%Q1 2019Q3 20193
Baron Financial Group, LLC 330.01%0.01%0.01%Q3 2020Q1 20213
FIRST HORIZON CORP 330.00%0.00%0.00%Q3 2020Q1 20213
NATIXIS 330.01%0.05%0.08%Q3 2020Q1 20213
RMB Capital Management, LLC 330.08%0.09%0.10%Q2 2020Q4 20203
Nelson Capital Management, LLC 210.00%0.00%0.00%Q3 2018Q2 20193
HOWE & RUSLING INC 210.00%0.00%0.00%Q4 2019Q1 20213
ExodusPoint Capital Management, LP 110.01%0.06%0.10%Q4 2018Q4 20203
Prisma Capital Partners LP 332.58%3.56%4.11%Q4 2017Q2 20183
RIVERHEAD CAPITAL MANAGEMENT LLC 330.00%0.00%0.00%Q1 2019Q3 20193
LS Investment Advisors, LLC 330.00%0.00%0.00%Q4 2019Q2 20203
Manchester Capital Management LLC 330.00%0.00%0.00%Q2 2014Q4 20143
BRASADA CAPITAL MANAGEMENT, LP 330.02%0.03%0.03%Q2 2018Q4 20183
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 330.03%0.06%0.10%Q1 2019Q3 20193
HRT FINANCIAL LP 110.01%0.02%0.02%Q2 2019Q1 20213
CREDIT AGRICOLE S A 110.00%0.00%0.00%Q3 2014Q4 20203
DIALECTIC CAPITAL MANAGEMENT, LP 210.12%0.46%0.92%Q4 2015Q3 20163
TOTH FINANCIAL ADVISORY CORP 210.00%0.00%0.00%Q2 2018Q2 20193
ALTFEST L J & CO INC 330.14%0.25%0.31%Q2 2020Q4 20203
Professional Financial Advisors, LLC 330.00%0.00%0.00%Q3 2020Q1 20213
Financial Gravity Companies, Inc. 210.05%0.06%0.07%Q4 2017Q4 20183
Mariner, LLC 210.00%0.01%0.01%Q2 2018Q2 20193
Parkwood LLC 330.04%0.05%0.06%Q3 2016Q1 20173
Polar Capital LLP 330.05%0.18%0.24%Q4 2018Q2 20193
LEVEL FOUR ADVISORY SERVICES, LLC 210.01%0.02%0.02%Q1 2019Q4 20193
NORTHSTAR CAPITAL MANAGEMENT LLC 330.01%0.01%0.01%Q1 2019Q3 20193
INVESTMENT CENTERS OF AMERICA INC 210.02%0.03%0.03%Q4 2016Q3 20173
KILEY JUERGENS WEALTH MANAGEMENT, LLC 210.01%0.01%0.01%Q4 2017Q3 20183
Winfield Associates, Inc. 330.01%0.01%0.02%Q2 2017Q4 20173
UBS ASSET MANAGEMENT AMERICAS INC 330.00%0.00%0.00%Q1 2018Q3 20183
ASCEND CAPITAL, LLC 210.09%0.17%0.23%Q3 2015Q4 20173
Copernicus Capital Management, LLC 332.96%4.28%5.02%Q2 2020Q4 20203
Kestra Advisory Services, LLC 330.02%0.03%0.03%Q3 2020Q1 20213
Quantitative Investment Management, LLC 110.06%0.12%0.19%Q4 2017Q4 20203
Newbridge Financial Services Group, Inc. 330.01%0.02%0.02%Q3 2020Q1 20213
JANA PARTNERS LLC 330.10%0.13%0.15%Q3 2016Q1 20173
Kingsview Wealth Management, LLC 110.02%0.03%0.04%Q4 2019Q1 20213
Twin Tree Management, LP 110.00%0.01%0.01%Q2 2019Q2 20193
Freestone Capital Holdings, LLC 210.00%0.04%0.11%Q3 2018Q4 20203
CSS LLC/IL 110.01%0.05%0.10%Q1 2020Q1 20213
UBS OCONNOR LLC 110.01%1.23%2.46%Q2 2013Q1 20212
Aristotle Atlantic Partners, LLC 110.02%0.04%0.06%Q2 2019Q1 20212
Wildcat Capital Management, LLC 220.21%0.28%0.34%Q3 2019Q4 20192
Campbell & CO Investment Adviser LLC 110.08%0.44%0.79%Q1 2017Q4 20192
Bruderman Asset Management, LLC 220.00%0.00%0.00%Q4 2018Q1 20192
PIERSHALE FINANCIAL GROUP, INC. 220.00%0.00%0.00%Q1 2014Q2 20142
AIGEN INVESTMENT MANAGEMENT, LP 220.10%0.10%0.11%Q3 2020Q4 20202
ESSEX INVESTMENT MANAGEMENT CO LLC 110.09%0.14%0.18%Q3 2016Q3 20182
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 110.12%0.13%0.14%Q2 2014Q4 20142
PANAGORA ASSET MANAGEMENT INC 110.00%0.00%0.00%Q3 2015Q1 20212
Acrospire Investment Management LLC 220.01%0.02%0.02%Q1 2016Q2 20162
Phoenix Wealth Advisors 220.02%0.04%0.05%Q4 2020Q1 20212
Livingston Group Asset Management CO (operating as Southport Capital Management) 110.01%0.01%0.02%Q2 2016Q3 20182
Apriem Advisors 110.00%0.00%0.00%Q1 2017Q2 20182
Omega Advisors Inc. 220.15%0.22%0.30%Q4 2017Q1 20182
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 220.04%0.04%0.04%Q3 2020Q4 20202
ADAGE CAPITAL PARTNERS GP, L.L.C. 110.01%0.34%0.66%Q3 2019Q1 20212
HIGHBRIDGE CAPITAL MANAGEMENT LLC 220.04%0.04%0.04%Q4 2016Q1 20172
River Wealth Advisors LLC 220.01%0.01%0.02%Q3 2018Q4 20182
Capstone Financial Group, Inc. 220.68%0.70%0.72%Q4 2019Q1 20202
WealthBridge Capital Management, LLC 220.05%0.07%0.08%Q4 2018Q1 20192
KESTRA PRIVATE WEALTH SERVICES, LLC 220.02%0.02%0.02%Q3 2020Q4 20202
NewEdge Advisors, LLC 110.00%0.01%0.01%Q2 2017Q4 20202
TCG Advisors, LP 220.03%0.03%0.03%Q1 2019Q2 20192
BOURGEON CAPITAL MANAGEMENT LLC 220.00%0.00%0.00%Q3 2019Q4 20192
BlackRock Institutional Trust Company, N.A. 110.00%0.00%0.00%Q1 2016Q3 20162
J. Goldman & Co LP 110.09%0.25%0.41%Q4 2015Q1 20202
Alpha DNA Investment Management LLC 220.00%0.00%0.00%Q4 2020Q1 20212
MCKINLEY CAPITAL MANAGEMENT LLC 220.00%0.00%0.00%Q4 2018Q1 20192
Omnia Family Wealth, LLC 220.00%0.00%0.00%Q2 2018Q3 20182
IBEX WEALTH ADVISORS 220.59%0.61%0.63%Q1 2019Q2 20192
tru Independence LLC 110.00%0.02%0.04%Q2 2020Q4 20202
TUDOR INVESTMENT CORP ET AL 110.01%0.61%1.22%Q4 2016Q1 20212
FineMark National Bank & Trust 110.00%0.00%0.01%Q2 2014Q2 20152
Dorsey Wright & Associates 220.86%1.08%1.30%Q3 2018Q4 20182
NVWM, LLC 220.29%0.34%0.38%Q2 2019Q3 20192
Charter Oak Capital Management, LLC 220.00%0.00%0.00%Q4 2020Q1 20212
Exchange Capital Management, Inc. 220.01%0.01%0.01%Q2 2016Q3 20162
McClarren Financial Advisors, Inc. 220.00%0.00%0.00%Q4 2020Q1 20212
Douglass Winthrop Advisors, LLC 110.01%0.01%0.01%Q4 2017Q2 20182
FAGAN ASSOCIATES, INC. 220.34%0.37%0.39%Q2 2018Q3 20182
AllSquare Wealth Management LLC 220.00%0.00%0.00%Q4 2019Q1 20202
FNY Investment Advisers, LLC 110.01%0.08%0.15%Q1 2019Q3 20202
Seven Bridges Advisors LLC 110.06%0.07%0.08%Q4 2016Q3 20172
Ground Swell Capital, LLC 220.04%0.09%0.14%Q2 2014Q3 20142
PRW Wealth Management LLC 220.02%0.02%0.02%Q4 2018Q1 20192
DUBUQUE BANK & TRUST CO 220.02%0.03%0.04%Q1 2019Q2 20192
Price Wealth, LLC 220.00%0.00%0.00%Q3 2018Q4 20182
PALISADE CAPITAL MANAGEMENT, LP 110.01%0.01%0.01%Q4 2019Q3 20202
Snowden Capital Advisors LLC 220.00%0.00%0.00%Q3 2019Q4 20192
Blueshift Asset Management, LLC 110.03%0.04%0.04%Q2 2019Q1 20212
HELLMAN JORDAN MANAGEMENT CO INC /MA/ 223.82%6.26%8.71%Q3 2018Q4 20182
Grant Street Asset Management, Inc. 220.01%0.01%0.02%Q4 2020Q1 20212
swisspartners Ltd. 220.20%0.28%0.35%Q4 2020Q1 20212
O'Brien Wealth Partners LLC 110.01%0.01%0.01%Q1 2018Q3 20182
Highlander Capital Management, LLC 220.02%0.03%0.05%Q2 2018Q3 20182
Gainplan LLC 110.16%0.18%0.21%Q3 2017Q3 20192
HUTCHENS INVESTMENT MANAGEMENT INC 110.01%0.12%0.23%Q4 2014Q3 20172
Catamount Wealth Management 220.01%0.02%0.02%Q2 2018Q3 20182
CAPITAL GUARDIAN TRUST CO 220.00%0.00%0.00%Q3 2016Q4 20162
Clear Harbor Asset Management, LLC 110.00%0.00%0.00%Q4 2019Q3 20202
KINGDON CAPITAL MANAGEMENT, L.L.C. 220.21%0.41%0.61%Q2 2016Q3 20162
BLUESTEIN R H & CO LLC 220.01%0.02%0.02%Q2 2019Q3 20192
DLD Asset Management, LP 110.40%1.05%1.71%Q3 2019Q1 20212
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 220.01%0.01%0.01%Q2 2019Q3 20192
CWA Asset Management Group, LLC 220.05%0.06%0.07%Q4 2018Q1 20192
FNY Managed Accounts LLC 110.00%0.14%0.27%Q3 2016Q3 20162
HM PAYSON & CO 220.00%0.00%0.00%Q4 2019Q1 20202
NATIONAL PLANNING CORP 110.00%0.01%0.02%Q2 2014Q4 20142
AMUSSEN HUNSAKER ASSOCIATES LLC 220.01%0.01%0.01%Q2 2018Q3 20182
WELLINGTON MANAGEMENT GROUP LLP 110.00%0.00%0.00%Q1 2019Q1 20212
Mount Yale Investment Advisors, LLC 220.00%0.00%0.01%Q2 2018Q3 20182
CAPSTONE INVESTMENT ADVISORS, LLC 220.00%0.01%0.01%Q2 2020Q3 20202
TOBAM 220.01%0.01%0.01%Q4 2018Q1 20192
Cresset Asset Management, LLC 220.00%0.00%0.00%Q4 2018Q1 20192
JGP Global Gestao de Recursos Ltda. 220.17%0.23%0.29%Q4 2018Q1 20192
Wealthspire Advisors, L.P. 220.00%0.00%0.00%Q4 2017Q1 20182
DUNCKER STREETT & CO INC 220.01%0.01%0.01%Q1 2019Q2 20192
ACADIAN ASSET MANAGEMENT LLC 110.00%0.00%0.00%Q2 2015Q2 20162
WESTWOOD HOLDINGS GROUP INC 220.00%0.00%0.00%Q3 2019Q4 20192
Rothschild Capital Partners, LLC 220.11%0.62%1.12%Q2 2016Q3 20162
Tamarack Advisers, LP 110.75%1.91%3.08%Q3 2019Q2 20202
DUPONT CAPITAL MANAGEMENT CORP 110.01%0.01%0.01%Q1 2019Q4 20192
Ipswich Investment Management Co., Inc. 110.00%0.01%0.01%Q1 2016Q4 20182
Henry James International Management Inc. 220.17%0.24%0.32%Q2 2019Q3 20192
Brookstone Capital Management 110.00%0.01%0.01%Q3 2015Q2 20192
Stevens First Principles Investment Advisors 220.03%0.04%0.06%Q3 2015Q4 20152
Schonfeld Group Holdings LLC 220.07%3.47%6.88%Q1 2014Q2 20142
MAGEE THOMSON INVESTMENT PARTNERS LLC 220.01%0.02%0.02%Q3 2014Q4 20142
Avantax Planning Partners, Inc. 110.00%0.00%0.00%Q1 2018Q3 20182
DOHENY ASSET MANAGEMENT /CA 110.13%0.14%0.15%Q2 2016Q1 20172
Artisan Partners Limited Partnership 220.00%0.00%0.00%Q2 2015Q3 20152
Capital Investment Advisory Services, LLC 220.00%0.00%0.00%Q2 2019Q3 20192
EQUITEC PROPRIETARY MARKETS, LLC 112.99%3.29%3.60%Q1 2020Q1 20202
PICTON MAHONEY ASSET MANAGEMENT 110.65%1.04%1.44%Q1 2021Q1 20212
Financial Advocates Investment Management 110.02%0.02%0.02%Q4 2019Q4 20202
UNIVERSITY OF NOTRE DAME DU LAC 220.20%0.50%0.80%Q2 2019Q3 20192
Phoenix Holdings Ltd. 220.22%0.22%0.22%Q4 2019Q1 20202
Pinkerton Retirement Specialists, LLC 220.01%0.01%0.01%Q2 2018Q3 20182
AXIOM INVESTORS LLC /DE 110.02%0.03%0.05%Q2 2017Q3 20182
First Light Asset Management, LLC 220.07%0.08%0.10%Q1 2020Q2 20202
CQS Cayman LP 220.13%0.13%0.13%Q2 2015Q3 20152
PDT Partners, LLC 110.05%0.05%0.05%Q1 2014Q1 20152
FIRST MANHATTAN CO. LLC. 220.03%0.04%0.04%Q1 2016Q2 20162
Crestline Management, LP 220.15%0.21%0.27%Q1 2018Q2 20182
Kavar Capital Partners, LLC 110.01%0.01%0.01%Q2 2018Q2 20192
Vontobel Holding Ltd. 220.01%0.01%0.01%Q4 2020Q1 20212
Lumature Wealth Partners, LLC 110.03%0.03%0.03%Q1 2021Q1 20211
SPRING CREEK CAPITAL LLC 113.47%3.47%3.47%Q1 2021Q1 20211
Ulysses Management LLC 110.11%0.11%0.11%Q1 2014Q1 20141
ALPINE ASSOCIATES MANAGEMENT INC. 114.63%4.63%4.63%Q1 2021Q1 20211
Riverloft Capital Management L.P. 110.13%0.13%0.13%Q4 2014Q4 20141
Quinn Opportunity Partners LLC 110.43%0.43%0.43%Q1 2021Q1 20211
PEDDOCK CAPITAL ADVISORS, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Hennion & Walsh Asset Management, Inc. 110.73%0.73%0.73%Q1 2021Q1 20211
BLUE ARROW CAPITAL MANAGEMENT LLC 110.04%0.04%0.04%Q1 2014Q1 20141
LMR Partners LLP 110.54%0.54%0.54%Q1 2021Q1 20211
FDx Advisors, Inc. 110.01%0.01%0.01%Q3 2018Q3 20181
Trilogy Capital Inc. 110.00%0.00%0.00%Q3 2018Q3 20181
Hilltop Holdings Inc. 110.03%0.03%0.03%Q4 2020Q4 20201
MOODY LYNN & LIEBERSON, LLC 110.08%0.08%0.08%Q2 2018Q2 20181
Argent Advisors, Inc. 110.00%0.00%0.00%Q4 2019Q4 20191
Geneva Advisors, LLC 110.01%0.01%0.01%Q2 2014Q2 20141
Twin Securities, Inc. 115.50%5.50%5.50%Q1 2021Q1 20211
Telemetry Investments, L.L.C. 110.64%0.64%0.64%Q1 2021Q1 20211
Vident Investment Advisory, LLC 110.04%0.04%0.04%Q4 2016Q4 20161
ADVISORY RESEARCH INC 110.01%0.01%0.01%Q1 2017Q1 20171
M&T BANK CORP 110.00%0.00%0.00%Q2 2014Q2 20141
HARBOUR INVESTMENTS, INC. 110.00%0.00%0.00%Q1 2021Q1 20211
Watson Rebecca 110.00%0.00%0.00%Q2 2020Q2 20201
Duquesne Family Office 110.51%0.51%0.51%Q3 2018Q3 20181
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Voss Capital, LLC 111.75%1.75%1.75%Q4 2019Q4 20191
Bridgeworth, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
BTG Pactual Global Asset Management Ltd 110.67%0.67%0.67%Q1 2021Q1 20211
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 110.00%0.00%0.00%Q3 2018Q3 20181
Lombard Odier Asset Management (USA) Corp 110.14%0.14%0.14%Q1 2021Q1 20211
PATTON ALBERTSON MILLER GROUP, LLC 110.01%0.01%0.01%Q3 2018Q3 20181
Berry Street Capital Management LLP 110.72%0.72%0.72%Q1 2021Q1 20211
State of Wyoming 110.04%0.04%0.04%Q1 2021Q1 20211
BINGHAM OSBORN & SCARBOROUGH LLC 110.08%0.08%0.08%Q3 2020Q3 20201
Simplicity Solutions, LLC 110.04%0.04%0.04%Q1 2019Q1 20191
First Trust Capital Management L.P. 114.49%4.49%4.49%Q1 2021Q1 20211
MYCIO WEALTH PARTNERS, LLC 110.00%0.00%0.00%Q3 2016Q3 20161
Monashee Investment Management LLC 111.40%1.40%1.40%Q4 2017Q4 20171
PECONIC PARTNERS LLC 110.00%0.00%0.00%Q3 2019Q3 20191
Osborn Williams & Donohoe LLC 110.01%0.01%0.01%Q1 2019Q1 20191
CONFLUENCE INVESTMENT MANAGEMENT LLC 110.00%0.00%0.00%Q3 2018Q3 20181
Man Group plc 110.19%0.19%0.19%Q1 2021Q1 20211
Blackhawk Capital Partners LLC. 110.05%0.05%0.05%Q2 2018Q2 20181
Liontrust Investment Partners LLP 110.95%0.95%0.95%Q4 2020Q4 20201
NWAM LLC 110.06%0.06%0.06%Q1 2017Q1 20171
Claraphi Advisory Network, LLC 110.05%0.05%0.05%Q1 2020Q1 20201
Hatteras Alternative Mutual Funds, LLC 110.14%0.14%0.14%Q4 2013Q4 20131
MANUFACTURERS LIFE INSURANCE COMPANY, THE 110.00%0.00%0.00%Q2 2018Q2 20181
Alberta Investment Management Corp 110.04%0.04%0.04%Q1 2021Q1 20211
CARLSON CAPITAL L P 112.66%2.66%2.66%Q1 2021Q1 20211
N.E.W. Advisory Services LLC 110.01%0.01%0.01%Q1 2022Q1 20221
NORGES BANK 110.01%0.01%0.01%Q2 2020Q2 20201
ProVise Management Group, LLC 110.26%0.26%0.26%Q2 2018Q2 20181
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 110.04%0.04%0.04%Q1 2021Q1 20211
BUCKINGHAM STRATEGIC WEALTH, LLC 110.01%0.01%0.01%Q1 2021Q1 20211
Alyeska Investment Group, L.P. 110.28%0.28%0.28%Q1 2021Q1 20211
Landsberg, Bennett, & Dubbaneh LLC 110.12%0.12%0.12%Q4 2019Q4 20191
Paragon Wealth Strategies, LLC 110.07%0.07%0.07%Q1 2021Q1 20211
Redhawk Wealth Advisors, Inc. 110.01%0.01%0.01%Q2 2019Q2 20191
Buffington Mohr McNeal 110.00%0.00%0.00%Q1 2019Q1 20191
BDO Wealth Advisors, LLC 110.01%0.01%0.01%Q1 2021Q1 20211
Atria Investments, Inc 110.01%0.01%0.01%Q3 2018Q3 20181
Quad Capital Management Advisors LLC 110.94%0.94%0.94%Q1 2019Q1 20191
Enlightenment Research, LLC 110.61%0.61%0.61%Q3 2019Q3 20191
Segantii Capital Management Ltd 112.85%2.85%2.85%Q1 2021Q1 20211
SCHOLTZ & COMPANY, LLC 112.30%2.30%2.30%Q3 2018Q3 20181
Pier Capital, LLC 110.66%0.66%0.66%Q4 2013Q4 20131
Claro Advisors LLC 110.04%0.04%0.04%Q4 2018Q4 20181
FIRST MERCANTILE TRUST CO 110.02%0.02%0.02%Q3 2014Q3 20141
ALBION FINANCIAL GROUP /UT 110.00%0.00%0.00%Q4 2020Q4 20201
Jane Street Holding, LLC 110.01%0.01%0.01%Q4 2013Q4 20131
Hayman Capital 118.89%8.89%8.89%Q3 2015Q3 20151
Community Bank, N.A. 110.00%0.00%0.00%Q2 2020Q2 20201
JAY JEFFREY R 110.08%0.08%0.08%Q2 2013Q2 20131
Spire Wealth Management 110.01%0.01%0.01%Q1 2021Q1 20211
GILDER GAGNON HOWE & CO LLC 110.01%0.01%0.01%Q2 2019Q2 20191
CITIZENS FINANCIAL GROUP INC/RI 110.00%0.00%0.00%Q1 2019Q1 20191
TEACHER RETIREMENT SYSTEM OF TEXAS 110.08%0.08%0.08%Q1 2019Q1 20191
Truvestments Capital LLC 110.01%0.01%0.01%Q2 2020Q2 20201
Cetera Advisor Networks LLC 110.00%0.00%0.00%Q2 2020Q2 20201
Clarus Wealth Advisors 110.01%0.01%0.01%Q2 2018Q2 20181
FRONTIER INVESTMENT MGMT CO 110.02%0.02%0.02%Q4 2019Q4 20191
GREEN ARROW CAPITAL MANAGEMENT LLC 110.54%0.54%0.54%Q2 2014Q2 20141
Interchange Capital Partners, LLC 110.07%0.07%0.07%Q4 2020Q4 20201
Ballew Advisors, Inc 110.00%0.00%0.00%Q3 2018Q3 20181
Ausdal Financial Partners, Inc. 110.01%0.01%0.01%Q4 2015Q4 20151
CALTON & ASSOCIATES, INC. 110.00%0.00%0.00%Q4 2017Q4 20171
Ergoteles LLC 110.22%0.22%0.22%Q1 2021Q1 20211
HAVENS ADVISORS LLC 113.26%3.26%3.26%Q1 2021Q1 20211
BLAIR WILLIAM & CO/IL 110.00%0.00%0.00%Q1 2017Q1 20171
ArrowMark Colorado Holdings LLC 110.02%0.02%0.02%Q2 2014Q2 20141
Founders Financial Alliance, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
Private Capital Advisors, Inc. 110.58%0.58%0.58%Q2 2014Q2 20141
Camarda Financial Advisors, LLC 110.03%0.03%0.03%Q2 2015Q2 20151
CAPITAL ADVISORS INC/OK 110.03%0.03%0.03%Q1 2015Q1 20151
TRUEWEALTH LLC 110.00%0.00%0.00%Q2 2020Q2 20201
Forefront Analytics, LLC 110.00%0.00%0.00%Q1 2020Q1 20201
Crabel Capital Management, LLC 110.88%0.88%0.88%Q1 2021Q1 20211
GABELLI FUNDS LLC 110.11%0.11%0.11%Q1 2021Q1 20211
TOKIO MARINE ASSET MANAGEMENT CO LTD 110.05%0.05%0.05%Q1 2017Q1 20171
EATON VANCE MANAGEMENT 110.00%0.00%0.00%Q1 2021Q1 20211
BlackRock Group LTD 110.00%0.00%0.00%Q2 2015Q2 20151
SYQUANT CAPITAL SAS 113.23%3.23%3.23%Q1 2021Q1 20211
Athanor Capital, LP 110.01%0.01%0.01%Q1 2021Q1 20211
Oxler Private Wealth LLC 110.01%0.01%0.01%Q4 2020Q4 20201
Weil Company, Inc. 110.01%0.01%0.01%Q3 2019Q3 20191
EverPoint Asset Management, LLC 110.04%0.04%0.04%Q4 2016Q4 20161
SOUTH GEORGIA CAPITAL, LLC 110.01%0.01%0.01%Q2 2014Q2 20141
Baystate Wealth Management LLC 110.00%0.00%0.00%Q2 2020Q2 20201
Crescent Capital Consulting, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
TIG Advisors, LLC 114.67%4.67%4.67%Q1 2021Q1 20211
Koshinski Asset Management, Inc. 110.05%0.05%0.05%Q3 2018Q3 20181
Bartlett & Co. LLC 110.00%0.00%0.00%Q4 2020Q4 20201
PSI Advisors, LLC 110.03%0.03%0.03%Q4 2019Q4 20191
HANSEATIC MANAGEMENT SERVICES INC 110.00%0.00%0.00%Q2 2015Q2 20151
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 110.30%0.30%0.30%Q1 2021Q1 20211
ELKHORN PARTNERS LIMITED PARTNERSHIP 110.08%0.08%0.08%Q3 2020Q3 20201
Veritas Investment Partners (UK) Ltd. 110.01%0.01%0.01%Q1 2021Q1 20211
AMERICAN ASSET MANAGEMENT INC. 110.01%0.01%0.01%Q3 2015Q3 20151
MONETA GROUP INVESTMENT ADVISORS LLC 110.00%0.00%0.00%Q2 2018Q2 20181
Kellner Capital, LLC 111.97%1.97%1.97%Q1 2021Q1 20211
Vivaldi Capital Management LP 110.12%0.12%0.12%Q1 2021Q1 20211
AQR Arbitrage LLC 110.97%0.97%0.97%Q1 2021Q1 20211
GLAZER CAPITAL, LLC 113.05%3.05%3.05%Q1 2021Q1 20211
AlphaCore Capital LLC 110.02%0.02%0.02%Q1 2020Q1 20201
MGO ONE SEVEN LLC 110.01%0.01%0.01%Q4 2018Q4 20181
Altus Wealth Group LLC 110.01%0.01%0.01%Q4 2020Q4 20201
Investors Capital Advisory Services 110.10%0.10%0.10%Q2 2014Q2 20141
COLUMBUS CIRCLE INVESTORS 110.01%0.01%0.01%Q1 2014Q1 20141
BARDIN HILL MANAGEMENT PARTNERS LP 116.84%6.84%6.84%Q1 2021Q1 20211
PFS INVESTMENTS INC. 110.01%0.01%0.01%Q1 2021Q1 20211
S. MUOIO & CO. LLC 112.56%2.56%2.56%Q1 2021Q1 20211
J.W. COLE ADVISORS, INC. 110.03%0.03%0.03%Q4 2019Q4 20191
Paragon Capital Management LLC 110.02%0.02%0.02%Q1 2019Q1 20191
McNamara Financial Services, Inc. 110.01%0.01%0.01%Q4 2014Q4 20141
Capital Asset Advisory Services LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Darwin Wealth Management, LLC 110.00%0.00%0.00%Q1 2020Q1 20201
NEXPOINT ASSET MANAGEMENT, L.P. 111.03%1.03%1.03%Q1 2021Q1 20211
LANDAAS & CO /WI /ADV 110.00%0.00%0.00%Q2 2018Q2 20181
Merrion Investment Management Co, LLC 110.02%0.02%0.02%Q4 2020Q4 20201
Weiss Asset Management LP 110.07%0.07%0.07%Q1 2021Q1 20211
Mascoma Wealth Management LLC 110.00%0.00%0.00%Q1 2021Q1 20211
Mint Tower Capital Management B.V. 110.14%0.14%0.14%Q1 2021Q1 20211
Avoro Capital Advisors LLC 113.11%3.11%3.11%Q3 2016Q3 20161
EQUITABLE TRUST CO 110.02%0.02%0.02%Q1 2021Q1 20211
Csenge Advisory Group 110.00%0.00%0.00%Q3 2018Q3 20181
Gyon Technologies Capital Management, LP 110.07%0.07%0.07%Q4 2020Q4 20201
JEPPSON WEALTH MANAGEMENT, LLC 110.01%0.01%0.01%Q3 2020Q3 20201
Partner Investment Management, L.P. 110.03%0.03%0.03%Q2 2013Q2 20131
K2 PRINCIPAL FUND, L.P. 110.34%0.34%0.34%Q1 2021Q1 20211
SIGNET FINANCIAL MANAGEMENT, LLC 110.00%0.00%0.00%Q1 2018Q1 20181
Fieldpoint Private Securities, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Westchester Capital Management, LLC 111.52%1.52%1.52%Q1 2021Q1 20211
GABELLI & Co INVESTMENT ADVISERS, INC. 111.93%1.93%1.93%Q1 2021Q1 20211
BB&T SECURITIES, LLC 110.00%0.00%0.00%Q3 2018Q3 20181
Russell Investments Group, Ltd. 110.00%0.00%0.00%Q1 2017Q1 20171
WATER ISLAND CAPITAL LLC 111.09%1.09%1.09%Q1 2021Q1 20211
ANGELO GORDON & CO., L.P. 111.23%1.23%1.23%Q1 2021Q1 20211
WEALTHCARE CAPITAL MANAGEMENT LLC 110.00%0.00%0.00%Q1 2015Q1 20151
Altshuler Shaham Ltd 110.00%0.00%0.00%Q4 2019Q4 20191
MADDEN SECURITIES Corp 110.75%0.75%0.75%Q4 2019Q4 20191
GARDNER LEWIS ASSET MANAGEMENT L P 110.22%0.22%0.22%Q3 2014Q3 20141
FINANCIAL COUNSELORS INC 110.06%0.06%0.06%Q2 2020Q2 20201
King Wealth Management Group 110.14%0.14%0.14%Q3 2016Q3 20161
Healthcare Value Capital, LLC 111.94%1.94%1.94%Q2 2019Q2 20191
HERITAGE WEALTH MANAGEMENT, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
Brand Asset Management Group, Inc. 110.01%0.01%0.01%Q3 2018Q3 20181
Kistler-Tiffany Companies, LLC 110.00%0.00%0.00%Q2 2016Q2 20161
Kamunting Street Capital Management, L.P. 110.39%0.39%0.39%Q4 2019Q4 20191
Miura Global Management 110.58%0.58%0.58%Q2 2014Q2 20141
GPS Wealth Strategies Group, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
Connor, Clark & Lunn Investment Management Ltd. 110.00%0.00%0.00%Q1 2021Q1 20211
Stone House Investment Management, LLC 110.01%0.01%0.01%Q1 2019Q1 20191
CASTLEARK MANAGEMENT LLC 110.36%0.36%0.36%Q2 2019Q2 20191
BEESE FULMER INVESTMENT MANAGEMENT, INC. 110.00%0.00%0.00%Q2 2020Q2 20201
Vestcor Inc 110.35%0.35%0.35%Q1 2021Q1 20211
PARK AVENUE SECURITIES LLC 110.01%0.01%0.01%Q1 2019Q1 20191
NEXTHERA CAPITAL LP 110.49%0.49%0.49%Q4 2015Q4 20151
FSA Wealth Management LLC 110.01%0.01%0.01%Q4 2019Q4 20191
Melqart Asset Management (UK) Ltd 112.31%2.31%2.31%Q1 2021Q1 20211
THRIVENT FINANCIAL FOR LUTHERANS 110.00%0.00%0.00%Q3 2017Q3 20171
Legacy Wealth Partners, Inc. 110.29%0.29%0.29%Q4 2019Q4 20191
Inscription Capital, LLC 110.04%0.04%0.04%Q4 2018Q4 20181
JFS WEALTH ADVISORS, LLC 110.01%0.01%0.01%Q3 2018Q3 20181
PFM Health Sciences, LP 110.07%0.07%0.07%Q2 2013Q2 20131
Solstein Capital, LLC 110.63%0.63%0.63%Q1 2021Q1 20211
NEXT Financial Holdings 110.01%0.01%0.01%Q1 2019Q1 20191
Magnetar Financial LLC 111.20%1.20%1.20%Q1 2021Q1 20211
Engineers Gate Manager LP 110.05%0.05%0.05%Q1 2021Q1 20211
CENTAURUS FINANCIAL, INC. 110.01%0.01%0.01%Q2 2018Q2 20181
QUADRANT CAPITAL GROUP LLC 110.00%0.00%0.00%Q1 2021Q1 20211
CQS (US), LLC 110.30%0.30%0.30%Q1 2021Q1 20211
Rockbridge Investment Management, LCC 110.01%0.01%0.01%Q1 2021Q1 20211
Gerstein Fisher 110.01%0.01%0.01%Q4 2015Q4 20151
Cupps Capital Management, LLC 110.75%0.75%0.75%Q3 2014Q3 20141
Pentwater Capital Management LP 114.35%4.35%4.35%Q1 2021Q1 20211
Modus Advisors, LLC 110.04%0.04%0.04%Q2 2020Q2 20201
Keebeck Wealth Management, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
Chicago Capital Management, LLC 118.69%8.69%8.69%Q1 2021Q1 20211
Old North State Trust, LLC 110.00%0.00%0.00%Q3 2019Q3 20191
Delpha Capital Management, LLC 110.09%0.09%0.09%Q4 2017Q4 20171
F3Logic, LLC 110.12%0.12%0.12%Q3 2020Q3 20201
Privium Fund Management (UK) Ltd 111.51%1.51%1.51%Q1 2021Q1 20211
WELD CAPITAL MANAGEMENT LLC 110.25%0.25%0.25%Q1 2020Q1 20201
Jump Financial, LLC 110.19%0.19%0.19%Q1 2021Q1 20211
Ancora Advisors LLC 110.01%0.01%0.01%Q1 2021Q1 20211
Tri Locum Partners LP 111.68%1.68%1.68%Q4 2020Q4 20201
Bridgefront Capital, LLC 110.14%0.14%0.14%Q1 2021Q1 20211
Athos Capital Ltd 111.32%1.32%1.32%Q1 2021Q1 20211
HARVEY CAPITAL MANAGEMENT INC 110.08%0.08%0.08%Q2 2014Q2 20141
TURNER INVESTMENTS LLC 110.04%0.04%0.04%Q1 2014Q1 20141
AVANTAX ADVISORY SERVICES, INC. 110.00%0.00%0.00%Q3 2020Q3 20201
Bristlecone Advisors, LLC 110.00%0.00%0.00%Q3 2017Q3 20171
Heritage Wealth Advisors 110.00%0.00%0.00%Q1 2021Q1 20211
Banco de Sabadell, S.A 110.02%0.02%0.02%Q4 2018Q4 20181
GAMCO INVESTORS, INC. ET AL 110.01%0.01%0.01%Q1 2021Q1 20211
Yakira Capital Management, Inc. 112.42%2.42%2.42%Q1 2021Q1 20211
Meridian Wealth Management, LLC 110.01%0.01%0.01%Q2 2019Q2 20191
BCK CAPITAL MANAGEMENT LP 111.46%1.46%1.46%Q1 2021Q1 20211
Asymmetry Capital Management, L.P. 115.85%5.85%5.85%Q3 2019Q3 20191
OMNI PARTNERS LLP 114.31%4.31%4.31%Q1 2021Q1 20211
Grantham, Mayo, Van Otterloo & Co. LLC 110.40%0.40%0.40%Q1 2021Q1 20211
Diag Capital Management, LP 111.50%1.50%1.50%Q4 2018Q4 20181
GIRARD PARTNERS LTD. 110.01%0.01%0.01%Q3 2018Q3 20181
STEEL GROVE CAPITAL ADVISORS, LLC 110.03%0.03%0.03%Q3 2018Q3 20181
Global Wealth Management Investment Advisory, Inc. 110.00%0.00%0.00%Q3 2019Q3 20191
Karp Capital Management Corp 110.00%0.00%0.00%Q1 2017Q1 20171
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This page lists all the filers that currently own GW PHARMACEUTICALS PLC or have owned GW PHARMACEUTICALS PLC in the past.