Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
LPL Financial LLC | 25 | 16 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q3 2023 | 41 |
RAYMOND JAMES & ASSOCIATES | 41 | 41 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q3 2023 | 41 |
Invesco Ltd. | 37 | 3 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 40 |
Janney Montgomery Scott LLC | 29 | 11 | 0.00% | 0.01% | 0.03% | Q3 2013 | Q3 2023 | 40 |
Advisors Asset Management, Inc. | 40 | 40 | 0.02% | 0.13% | 0.26% | Q4 2013 | Q3 2023 | 40 |
COHEN & STEERS, INC. | 31 | 7 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2023 | 38 |
D.A. DAVIDSON & CO. | 21 | 17 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 38 |
GUGGENHEIM CAPITAL LLC | 37 | 37 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q2 2022 | 37 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
TIEDEMANN ADVISORS, LLC | 27 | 1 | 0.04% | 0.77% | 5.08% | Q4 2014 | Q3 2023 | 34 |
Raymond James Financial Services Advisors, Inc. | 34 | 34 | 0.00% | 0.01% | 0.04% | Q2 2015 | Q3 2023 | 34 |
CITIGROUP INC | 33 | 33 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2021 | 33 |
UMB Bank, n.a. | 32 | 32 | 0.00% | 0.31% | 1.14% | Q4 2015 | Q3 2023 | 32 |
Dorsey & Whitney Trust CO LLC | 22 | 1 | 0.01% | 0.04% | 0.09% | Q2 2013 | Q4 2021 | 31 |
Cambridge Investment Research Advisors, Inc. | 31 | 31 | 0.00% | 0.01% | 0.02% | Q1 2016 | Q3 2023 | 31 |
Partnervest Advisory Services LLC | 30 | 30 | 0.04% | 0.33% | 0.73% | Q2 2013 | Q3 2020 | 30 |
Baird Financial Group, Inc. | 30 | 30 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q3 2023 | 30 |
SIT INVESTMENT ASSOCIATES INC | 14 | 2 | 0.00% | 0.04% | 0.27% | Q3 2015 | Q3 2023 | 29 |
AMERIPRISE FINANCIAL INC | 27 | 2 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 29 |
STIFEL FINANCIAL CORP | 15 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2023 | 29 |
Formidable Asset Management, LLC | 9 | 1 | 0.06% | 0.17% | 0.42% | Q1 2015 | Q3 2023 | 28 |
OPPENHEIMER & CO INC | 14 | 1 | 0.00% | 0.01% | 0.02% | Q2 2014 | Q3 2023 | 27 |
Gradient Investments LLC | 24 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 26 |
BB&T SECURITIES, LLC | 26 | 26 | 0.01% | 0.01% | 0.03% | Q2 2013 | Q3 2019 | 26 |
WEDBUSH SECURITIES INC | 25 | 25 | 0.01% | 0.04% | 0.05% | Q2 2014 | Q2 2020 | 25 |
Steward Partners Investment Advisory, LLC | 18 | 7 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 25 |
Geneos Wealth Management Inc. | 24 | 24 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q4 2021 | 24 |
SMITH, MOORE & CO. | 24 | 24 | 0.02% | 0.05% | 0.15% | Q4 2017 | Q3 2023 | 24 |
STEPHENS INC /AR/ | 22 | 1 | 0.01% | 0.02% | 0.08% | Q3 2013 | Q3 2023 | 23 |
Bartlett & Co. LLC | 22 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2021 | 23 |
Smithfield Trust Co | 22 | 22 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2022 | 22 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
IFP Advisors, Inc | 14 | 7 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q3 2023 | 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 21 | 21 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q4 2019 | 21 |
Lee Financial Co | 20 | 20 | 0.00% | 0.03% | 0.23% | Q4 2018 | Q3 2023 | 20 |
COMMONWEALTH EQUITY SERVICES, LLC | 20 | 20 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2022 | 20 |
KAYNE ANDERSON CAPITAL ADVISORS LP | 20 | 20 | 0.00% | 0.01% | 0.04% | Q4 2018 | Q3 2023 | 20 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 14 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2023 | 20 |
Ancora Advisors LLC | 16 | 1 | 0.00% | 0.02% | 0.20% | Q2 2013 | Q3 2023 | 20 |
Cetera Advisors LLC | 9 | 2 | 0.00% | 0.02% | 0.09% | Q1 2016 | Q3 2023 | 19 |
Riggs Asset Managment Co. Inc. | 16 | 3 | 0.00% | 0.53% | 1.68% | Q2 2016 | Q3 2023 | 19 |
MBM Wealth Consultants, LLC | 18 | 18 | 0.07% | 0.74% | 1.80% | Q4 2018 | Q1 2023 | 18 |
Premier Fund Managers Ltd | 18 | 18 | 0.03% | 3.70% | 6.07% | Q2 2016 | Q3 2020 | 18 |
AdvisorNet Financial, Inc | 8 | 3 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q2 2023 | 17 |
SII INVESTMENTS INC/WI | 17 | 17 | 0.06% | 0.07% | 0.13% | Q4 2013 | Q4 2017 | 17 |
TRUIST FINANCIAL CORP | 16 | 16 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2023 | 16 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
ALTFEST L J & CO INC | 15 | 15 | 0.04% | 0.17% | 0.24% | Q1 2020 | Q3 2023 | 15 |
WOLVERINE ASSET MANAGEMENT LLC | 8 | 1 | 0.00% | 0.01% | 0.05% | Q1 2018 | Q3 2023 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.01% | 0.02% | 0.02% | Q2 2016 | Q4 2019 | 15 |
CWM, LLC | 10 | 2 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2023 | 15 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 14 | 1 | 0.00% | 0.01% | 0.02% | Q4 2016 | Q2 2022 | 15 |
Jacobi Capital Management LLC | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2021 | 15 |
Rockefeller Capital Management L.P. | 14 | 14 | 0.00% | 0.01% | 0.04% | Q1 2020 | Q2 2023 | 14 |
1834 INVESTMENT ADVISORS CO | 14 | 14 | 0.00% | 0.01% | 0.02% | Q4 2017 | Q1 2021 | 14 |
KESTRA PRIVATE WEALTH SERVICES, LLC | 13 | 13 | 0.01% | 0.02% | 0.03% | Q3 2020 | Q3 2023 | 13 |
RMB Capital Management, LLC | 12 | 1 | 0.02% | 0.09% | 0.15% | Q4 2015 | Q3 2020 | 13 |
Cambridge Advisors Inc. | 13 | 13 | 0.25% | 0.39% | 0.50% | Q3 2020 | Q3 2023 | 13 |
Tower Research Capital LLC (TRC) | 6 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2022 | 13 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 13 | 13 | 0.05% | 0.13% | 0.19% | Q2 2020 | Q2 2023 | 13 |
TIEDEMANN TRUST CO | 13 | 13 | 0.47% | 1.44% | 2.96% | Q2 2013 | Q2 2016 | 13 |
Quantedge Capital Pte Ltd | 12 | 12 | 0.11% | 0.46% | 1.80% | Q4 2020 | Q3 2023 | 12 |
LIBERTY WEALTH MANAGEMENT LLC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2021 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2016 | 12 |
Moors & Cabot, Inc. | 12 | 12 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q3 2023 | 12 |
BOKF, NA | 8 | 3 | 0.00% | 0.01% | 0.01% | Q4 2015 | Q4 2019 | 11 |
Cetera Advisor Networks LLC | 10 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2023 | 11 |
Chicago Partners Investment Group LLC | 6 | 5 | 0.00% | 0.01% | 0.02% | Q2 2017 | Q4 2020 | 11 |
Kingsview Wealth Management, LLC | 6 | 5 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 11 |
Global Retirement Partners, LLC | 7 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 11 |
ENVESTNET ASSET MANAGEMENT INC | 9 | 2 | 0.00% | 0.03% | 0.05% | Q4 2013 | Q2 2022 | 11 |
Iron Horse Wealth Management, LLC | 7 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 11 |
WFG Advisors, LP | 11 | 11 | 0.00% | 0.01% | 0.02% | Q4 2014 | Q2 2017 | 11 |
Transamerica Financial Advisors, Inc. | 11 | 11 | 0.00% | 0.01% | 0.04% | Q2 2013 | Q4 2015 | 11 |
Krilogy Financial LLC | 9 | 1 | 0.01% | 0.02% | 0.03% | Q1 2016 | Q3 2018 | 10 |
Intellectus Partners, LLC | 6 | 4 | 0.03% | 0.23% | 0.51% | Q4 2017 | Q2 2020 | 10 |
First Allied Advisory Services, Inc. | 10 | 10 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q4 2019 | 10 |
Prospera Financial Services Inc | 10 | 10 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q3 2023 | 10 |
Concert Wealth Management Inc. | 7 | 1 | 0.00% | 0.06% | 0.10% | Q2 2013 | Q1 2016 | 10 |
CreativeOne Wealth, LLC | 9 | 1 | 0.01% | 0.02% | 0.05% | Q4 2020 | Q2 2023 | 10 |
Advisory Services Network, LLC | 4 | 1 | 0.00% | 0.00% | 0.02% | Q4 2013 | Q1 2023 | 9 |
SEI INVESTMENTS CO | 9 | 9 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2018 | 9 |
WEALTHSOURCE PARTNERS, LLC | 9 | 9 | 0.02% | 0.04% | 0.06% | Q3 2021 | Q3 2023 | 9 |
CENTAURUS FINANCIAL, INC. | 6 | 3 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q3 2023 | 9 |
Evercore Wealth Management, LLC | 9 | 9 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q4 2018 | 9 |
Royal Fund Management, LLC | 9 | 9 | 0.00% | 0.01% | 0.01% | Q4 2016 | Q4 2018 | 9 |
Inscription Capital, LLC | 9 | 9 | 0.09% | 0.27% | 0.56% | Q4 2018 | Q4 2020 | 9 |
COMERICA SECURITIES INC | 6 | 3 | 0.04% | 0.22% | 0.40% | Q2 2014 | Q4 2016 | 9 |
Westchester Capital Management, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q4 2015 | 8 |
DOLIVER ADVISORS, LP | 4 | 4 | 0.07% | 0.44% | 0.85% | Q4 2016 | Q1 2019 | 8 |
Jacobus Wealth Management, Inc. | 8 | 8 | 1.49% | 1.88% | 2.08% | Q4 2015 | Q3 2017 | 8 |
Creative Planning | 5 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2017 | 8 |
Winslow, Evans & Crocker, Inc. | 8 | 8 | 0.00% | 0.01% | 0.04% | Q4 2013 | Q3 2015 | 8 |
Nuveen Fund Advisors, LLC | 8 | 8 | 0.04% | 0.07% | 0.12% | Q2 2016 | Q1 2018 | 8 |
Future Financial Wealth Managment LLC | 8 | 8 | 0.06% | 0.08% | 0.09% | Q4 2020 | Q3 2022 | 8 |
WHITENER CAPITAL MANAGEMENT, INC. | 8 | 8 | 0.03% | 0.08% | 0.13% | Q4 2021 | Q3 2023 | 8 |
BRIDGES INVESTMENT MANAGEMENT INC | 8 | 8 | 0.03% | 0.09% | 0.10% | Q4 2021 | Q3 2023 | 8 |
PNC FINANCIAL SERVICES GROUP, INC. | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2019 | 8 |
Anfield Capital Management, LLC | 7 | 7 | 0.83% | 1.03% | 1.24% | Q1 2022 | Q3 2023 | 7 |
Stratos Wealth Partners, LTD. | 4 | 1 | 0.00% | 0.04% | 0.11% | Q2 2014 | Q3 2018 | 7 |
Walleye Capital LLC | 4 | 3 | 0.00% | 0.03% | 0.10% | Q1 2020 | Q2 2023 | 7 |
Sheaff Brock Investment Advisors, LLC | 7 | 7 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q3 2023 | 7 |
Royal Capital Wealth Management, LLC | 7 | 7 | 0.09% | 0.11% | 0.13% | Q4 2021 | Q2 2023 | 7 |
Quad-Cities Investment Group, LLC | 7 | 7 | 0.03% | 0.26% | 0.55% | Q2 2018 | Q4 2019 | 7 |
AVANTAX ADVISORY SERVICES, INC. | 7 | 7 | 0.00% | 0.00% | 0.01% | Q1 2022 | Q3 2023 | 7 |
IFC Holdings Incorporated/FL | 7 | 7 | 0.05% | 0.07% | 0.09% | Q1 2016 | Q3 2017 | 7 |
Cornerstone Advisors, LLC | 4 | 1 | 0.01% | 0.09% | 0.21% | Q2 2020 | Q2 2023 | 7 |
Investors Capital Advisory Services | 6 | 1 | 0.03% | 0.04% | 0.06% | Q2 2013 | Q2 2016 | 7 |
Greytown Advisors Inc. | 7 | 7 | 0.06% | 0.15% | 0.22% | Q4 2020 | Q2 2022 | 7 |
MARINER INDEPENDENT ADVISOR NETWORK, LLC | 4 | 3 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q3 2022 | 7 |
Commonwealth Equity Services, Inc | 7 | 7 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q3 2017 | 7 |
OTA Financial Group L.P. | 4 | 1 | 0.10% | 0.31% | 0.56% | Q4 2017 | Q1 2023 | 7 |
Arlington Capital Management, Inc. | 5 | 2 | 0.20% | 0.43% | 0.56% | Q1 2019 | Q1 2023 | 7 |
SYNOVUS FINANCIAL CORP | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2020 | 7 |
Mariner, LLC | 5 | 1 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q3 2023 | 6 |
B. Riley Wealth Advisors, Inc. | 6 | 6 | 0.00% | 0.00% | 0.01% | Q2 2022 | Q3 2023 | 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 4 | 2 | 0.02% | 0.36% | 0.68% | Q2 2020 | Q4 2021 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
VECTOR WEALTH MANAGEMENT, LLC | 6 | 6 | 2.71% | 3.96% | 5.40% | Q3 2015 | Q4 2016 | 6 |
JPMORGAN CHASE & CO | 5 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2015 | 6 |
HARBOUR INVESTMENTS, INC. | 6 | 6 | 0.00% | 0.00% | 0.01% | Q2 2022 | Q3 2023 | 6 |
WESPAC Advisors, LLC | 5 | 1 | 0.60% | 0.78% | 1.04% | Q4 2019 | Q3 2023 | 6 |
Relative Value Partners Group, LLC | 6 | 6 | 0.24% | 0.73% | 0.92% | Q4 2018 | Q1 2020 | 6 |
Round Table Services, LLC | 6 | 6 | 0.22% | 0.26% | 0.33% | Q1 2014 | Q2 2015 | 6 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 4 | 1 | 0.01% | 0.12% | 0.23% | Q4 2015 | Q4 2020 | 6 |
KCS Wealth Advisory | 5 | 1 | 0.01% | 1.92% | 4.37% | Q4 2017 | Q3 2019 | 6 |
FMR LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2023 | 6 |
DEUTSCHE BANK AG\ | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2014 | 6 |
Liberty Capital Management, Inc. | 6 | 6 | 0.04% | 0.06% | 0.08% | Q3 2016 | Q4 2017 | 6 |
Beta Wealth Group, Inc. | 5 | 5 | 0.22% | 0.24% | 0.26% | Q4 2020 | Q4 2021 | 5 |
J.P. Morgan Private Wealth Advisors LLC | 5 | 5 | 0.01% | 0.02% | 0.03% | Q2 2018 | Q2 2019 | 5 |
Avalon Investment & Advisory | 3 | 2 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q3 2022 | 5 |
US BANCORP \DE\ | 3 | 2 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q3 2023 | 5 |
HighPoint Advisor Group LLC | 4 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q2 2022 | 5 |
WHITTIER TRUST CO OF NEVADA INC | 5 | 5 | 0.01% | 0.01% | 0.02% | Q3 2022 | Q3 2023 | 5 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 5 |
FIFTH THIRD BANCORP | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2021 | 5 |
MSI Financial Services Inc | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2016 | 5 |
NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 5 | 5 | 0.18% | 0.19% | 0.21% | Q1 2016 | Q1 2017 | 5 |
CoreCap Advisors, LLC | 5 | 5 | 0.00% | 0.00% | 0.01% | Q4 2021 | Q4 2022 | 5 |
CORNERSTONE ADVISORS INC | 4 | 1 | 0.08% | 0.60% | 1.21% | Q1 2014 | Q4 2018 | 5 |
Mattern Wealth Management LLC | 5 | 5 | 0.02% | 0.03% | 0.04% | Q3 2022 | Q3 2023 | 5 |
Mountain Lake Investment Management LLC | 5 | 5 | 0.56% | 0.91% | 1.66% | Q1 2015 | Q1 2016 | 5 |
Next Capital Management LLC | 5 | 5 | 0.19% | 0.36% | 0.61% | Q4 2018 | Q4 2019 | 5 |
Eidelman Virant Capital | 3 | 2 | 0.14% | 0.39% | 0.79% | Q4 2018 | Q1 2021 | 5 |
PINNACLE ASSOCIATES LTD | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2020 | 5 |
Sterneck Capital Management, LLC | 4 | 4 | 0.15% | 0.16% | 0.17% | Q4 2013 | Q3 2014 | 4 |
Patriot Financial Group Insurance Agency, LLC | 4 | 4 | 0.00% | 0.01% | 0.01% | Q2 2017 | Q1 2018 | 4 |
HighTower Advisors, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
BARNES PETTEY FINANCIAL ADVISORS, LLC | 4 | 4 | 0.19% | 0.22% | 0.23% | Q4 2021 | Q3 2022 | 4 |
1832 Asset Management L.P. | 4 | 4 | 0.01% | 0.02% | 0.03% | Q2 2014 | Q1 2015 | 4 |
Avior Wealth Management, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q1 2022 | 4 |
Saba Capital Management, L.P. | 4 | 4 | 0.06% | 0.37% | 0.64% | Q4 2022 | Q3 2023 | 4 |
Quinn Opportunity Partners LLC | 4 | 4 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2021 | 4 |
MILLENNIUM MANAGEMENT LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2019 | 4 |
BANK OF MONTREAL /CAN/ | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2022 | 4 |
Squar Milner Financial Services LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q1 2020 | 4 |
Kovack Advisors, Inc. | 3 | 1 | 0.02% | 0.03% | 0.07% | Q1 2017 | Q3 2023 | 4 |
Elite Wealth Management, Inc. | 4 | 4 | 0.02% | 0.02% | 0.02% | Q4 2013 | Q3 2014 | 4 |
SHEPHERD KAPLAN KROCHUK, LLC | 4 | 4 | 0.05% | 0.06% | 0.07% | Q4 2020 | Q3 2021 | 4 |
TELEMUS CAPITAL, LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q3 2023 | 4 |
ROBINSON CAPITAL MANAGEMENT, LLC | 3 | 1 | 0.00% | 0.50% | 0.94% | Q4 2013 | Q4 2020 | 4 |
Heritage Trust Co | 4 | 4 | 0.04% | 0.04% | 0.06% | Q1 2019 | Q4 2019 | 4 |
COMERICA BANK | 3 | 1 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2023 | 4 |
MASSMUTUAL TRUST CO FSB/ADV | 2 | 2 | 0.00% | 0.01% | 0.01% | Q2 2014 | Q3 2015 | 4 |
STERNE AGEE GROUP, INC. | 4 | 4 | 0.05% | 0.10% | 0.13% | Q2 2013 | Q1 2014 | 4 |
IAG Wealth Partners, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q1 2022 | 4 |
Capital Investment Advisory Services, LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q3 2019 | 4 |
TOMPKINS FINANCIAL CORP | 3 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q4 2014 | 4 |
Verity Asset Management, Inc. | 4 | 4 | 0.15% | 0.17% | 0.19% | Q4 2022 | Q3 2023 | 4 |
Private Advisor Group, LLC | 3 | 1 | 0.00% | 0.01% | 0.01% | Q3 2016 | Q2 2020 | 4 |
Cetera Investment Advisers | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2022 | 3 |
Bank of New York Mellon Corp | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2017 | 3 |
Karpus Management, Inc. | 3 | 3 | 0.02% | 0.08% | 0.12% | Q3 2014 | Q1 2015 | 3 |
SNS Financial Group, LLC | 2 | 1 | 1.52% | 1.80% | 1.96% | Q1 2017 | Q4 2017 | 3 |
FIRST HAWAIIAN BANK | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2019 | 3 |
Elequin Capital, LP | 2 | 1 | 0.00% | 0.01% | 0.02% | Q4 2022 | Q3 2023 | 3 |
FNY Investment Advisers, LLC | 2 | 1 | 0.01% | 0.02% | 0.04% | Q3 2019 | Q1 2021 | 3 |
Laird Norton Wetherby Wealth Management, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q3 2022 | 3 |
BROWN BROTHERS HARRIMAN & CO | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2015 | 3 |
Coastal Bridge Advisors, LLC | 3 | 3 | 0.00% | 0.10% | 0.18% | Q4 2015 | Q2 2016 | 3 |
HUNTINGTON NATIONAL BANK | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 3 |
Chevy Chase Trust Holdings, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2014 | 3 |
ACG Wealth | 2 | 1 | 0.03% | 0.06% | 0.11% | Q2 2013 | Q2 2017 | 3 |
Walleye Trading LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2020 | 3 |
Spire Wealth Management | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q1 2022 | 3 |
Marks Group Wealth Management, Inc | 3 | 3 | 0.10% | 0.13% | 0.20% | Q4 2019 | Q2 2020 | 3 |
BLAIR WILLIAM & CO/IL | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2018 | 3 |
Private Wealth Partners, LLC | 3 | 3 | 0.84% | 1.04% | 1.15% | Q2 2013 | Q4 2013 | 3 |
Matisse Capital | 3 | 3 | 0.49% | 0.50% | 0.51% | Q2 2020 | Q4 2020 | 3 |
EVOKE WEALTH, LLC | 3 | 3 | 0.00% | 0.03% | 0.04% | Q3 2019 | Q1 2020 | 3 |
Atria Wealth Solutions, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Realta Investment Advisors | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q4 2019 | 3 |
Pekin Hardy Strauss, Inc. | 3 | 3 | 0.01% | 0.01% | 0.02% | Q1 2023 | Q3 2023 | 3 |
HBK INVESTMENTS L P | 3 | 3 | 0.01% | 0.02% | 0.03% | Q4 2018 | Q2 2019 | 3 |
Schechter Investment Advisors, LLC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q1 2023 | Q3 2023 | 3 |
Essex LLC | 3 | 3 | 0.97% | 1.32% | 1.61% | Q3 2021 | Q1 2022 | 3 |
CITY HOLDING CO | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q3 2017 | 3 |
Wealthcare Advisory Partners LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2019 | 2 |
Cresset Asset Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 2 | 2 | 0.11% | 0.11% | 0.11% | Q3 2019 | Q4 2019 | 2 |
FineMark National Bank & Trust | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2016 | Q4 2016 | 2 |
Plante Moran Financial Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2022 | 2 |
IHT Wealth Management, LLC | 1 | 1 | 0.00% | 0.01% | 0.01% | Q3 2017 | Q2 2021 | 2 |
Vanguard Capital Wealth Advisors | 1 | 1 | 0.15% | 0.27% | 0.38% | Q2 2020 | Q4 2020 | 2 |
Weiss Asset Management LP | 1 | 1 | 0.01% | 0.18% | 0.36% | Q4 2015 | Q4 2021 | 2 |
ATWOOD & PALMER INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q4 2015 | 2 |
TFS CAPITAL LLC | 2 | 2 | 0.02% | 0.05% | 0.08% | Q2 2014 | Q3 2014 | 2 |
WealthPLAN Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2016 | 2 |
6 Meridian | 1 | 1 | 0.08% | 0.09% | 0.11% | Q4 2018 | Q3 2020 | 2 |
Sea Otter Advisors LLC | 2 | 2 | 0.04% | 0.06% | 0.08% | Q2 2023 | Q3 2023 | 2 |
GEODE CAPITAL MANAGEMENT, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2019 | 2 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2021 | 2 |
NINE MASTS CAPITAL Ltd | 1 | 1 | 0.12% | 0.16% | 0.19% | Q2 2015 | Q1 2018 | 2 |
Belpointe Asset Management LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q1 2023 | 2 |
Jane Street Holding, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q4 2013 | 2 |
BNP PARIBAS FINANCIAL MARKETS | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2014 | 2 |
GOLDMAN SACHS GROUP INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q2 2020 | 2 |
BESSEMER GROUP INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2018 | 2 |
HANCOCK WHITNEY CORP | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q1 2023 | 2 |
Virtu Financial LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q2 2022 | 2 |
CALDWELL SUTTER CAPITAL, INC. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q3 2023 | 2 |
Westside Investment Management, Inc. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q3 2017 | 2 |
Acorn Wealth Advisors, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q1 2018 | 2 |
LVW Advisors, LLC | 2 | 2 | 0.14% | 0.16% | 0.18% | Q4 2014 | Q1 2015 | 2 |
Bulldog Investors, LLP | 2 | 2 | 0.03% | 0.04% | 0.04% | Q2 2023 | Q3 2023 | 2 |
Total Clarity Wealth Management, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q2 2022 | 1 |
HITE Hedge Asset Management LLC | 1 | 1 | 0.12% | 0.12% | 0.12% | Q4 2013 | Q4 2013 | 1 |
TSFG, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
Arvest Bank Trust Division | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q1 2018 | 1 |
GenTrust, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2018 | Q3 2018 | 1 |
Salient Capital Advisors, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2013 | Q4 2013 | 1 |
NBC SECURITIES, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
Clear Perspective Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
COUNTRY TRUST BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
SECURITY NATIONAL BANK OF SIOUX CITY IOWA /IA/ | 1 | 1 | 0.14% | 0.14% | 0.14% | Q4 2017 | Q4 2017 | 1 |
ASPIRIANT, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2018 | Q2 2018 | 1 |
Valeo Financial Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Simplicity Solutions, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
Quarry LP | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2023 | Q3 2023 | 1 |
AlphaMark Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
BANK OF NOVA SCOTIA | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
Cornerstone Wealth Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
NewEdge Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
Risk Paradigm Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
Rehmann Capital Advisory Group | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
MATRIX PRIVATE CAPITAL GROUP LLC | 1 | 1 | 0.32% | 0.32% | 0.32% | Q4 2019 | Q4 2019 | 1 |
Financial Avengers, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Parkside Investments, LLC | 1 | 1 | 0.20% | 0.20% | 0.20% | Q4 2019 | Q4 2019 | 1 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
NORTHWEST WEALTH MANAGEMENT, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2018 | Q3 2018 | 1 |
SFI Advisors, LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q4 2022 | Q4 2022 | 1 |
Salomon & Ludwin, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
IVC Wealth Advisors LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q3 2021 | 1 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
W.G. Shaheen & Associates DBA Whitney & Co | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
Alpine Global Management, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2020 | Q1 2020 | 1 |
CENTRAL TRUST Co | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2015 | Q3 2015 | 1 |
Claro Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Atomi Financial Group, Inc. | 1 | 1 | 0.10% | 0.10% | 0.10% | Q3 2023 | Q3 2023 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
COURIER CAPITAL LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2016 | Q1 2016 | 1 |
Founders Financial Alliance, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q3 2020 | 1 |
NEW ENGLAND SECURITIES CORP /MA/ | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q3 2013 | 1 |
Brookstone Capital Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
CREDIT SUISSE AG/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
Waterfront Wealth Inc. | 1 | 1 | 0.72% | 0.72% | 0.72% | Q1 2021 | Q1 2021 | 1 |
Sowell Financial Services LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
NEWGATE CAPITAL MANAGEMENT LLC | 1 | 1 | 0.83% | 0.83% | 0.83% | Q2 2014 | Q2 2014 | 1 |
Allegis Investment Advisors, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2015 | Q4 2015 | 1 |
Legacy Capital Partners, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2020 | Q2 2020 | 1 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Private Ocean, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
AE Wealth Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
PITTENGER & ANDERSON INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
EPG Wealth Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Merriman Wealth Management, LLC | 1 | 1 | 0.14% | 0.14% | 0.14% | Q4 2018 | Q4 2018 | 1 |
Snowden Capital Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
CLOUGH CAPITAL PARTNERS L P | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2023 | Q3 2023 | 1 |
Ameritas Investment Company, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q4 2018 | 1 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
Almitas Capital LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2022 | Q4 2022 | 1 |
External links
This page lists all the filers that currently own FIRST TR MLP & ENERGY INCOME or have owned FIRST TR MLP & ENERGY INCOME in the past.