Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
Bulldog Investors, LLP | 54 | 54 | 0.11% | 2.01% | 5.44% | Q2 2010 | Q3 2023 | 54 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2023 | 42 |
Thomas J. Herzfeld Advisors, Inc. | 42 | 42 | 0.65% | 3.68% | 7.31% | Q2 2013 | Q3 2023 | 42 |
Ancora Advisors LLC | 35 | 6 | 0.00% | 0.05% | 0.16% | Q2 2013 | Q3 2023 | 41 |
ROCKY MOUNTAIN ADVISERS, LLC | 40 | 40 | 1.19% | 4.86% | 9.00% | Q4 2013 | Q3 2023 | 40 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 40 | 40 | 0.07% | 0.22% | 0.48% | Q4 2013 | Q3 2023 | 40 |
CSS LLC/IL | 40 | 40 | 0.02% | 0.32% | 0.53% | Q4 2013 | Q3 2023 | 40 |
D.A. DAVIDSON & CO. | 35 | 4 | 0.00% | 0.01% | 0.02% | Q4 2013 | Q3 2023 | 39 |
RAYMOND JAMES & ASSOCIATES | 39 | 39 | 0.00% | 0.05% | 0.10% | Q1 2014 | Q3 2023 | 39 |
BANK OF AMERICA CORP /DE/ | 35 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 38 |
OPPENHEIMER & CO INC | 35 | 35 | 0.00% | 0.02% | 0.04% | Q1 2015 | Q3 2023 | 35 |
Stratos Wealth Partners, LTD. | 35 | 35 | 0.01% | 0.02% | 0.08% | Q1 2015 | Q3 2023 | 35 |
WOLVERINE ASSET MANAGEMENT LLC | 11 | 1 | 0.00% | 0.02% | 0.04% | Q2 2013 | Q3 2023 | 35 |
GRACE & WHITE INC /NY | 35 | 35 | 0.02% | 0.08% | 0.12% | Q1 2015 | Q3 2023 | 35 |
Roundview Capital LLC | 35 | 35 | 0.04% | 0.07% | 0.11% | Q1 2015 | Q3 2023 | 35 |
UBS Group AG | 35 | 35 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q3 2023 | 35 |
Shaker Financial Services, LLC | 35 | 35 | 0.50% | 2.23% | 4.69% | Q1 2015 | Q3 2023 | 35 |
Focused Wealth Management, Inc | 35 | 35 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q3 2023 | 35 |
CITIGROUP INC | 34 | 34 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 34 |
LPL Financial LLC | 14 | 10 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q3 2023 | 34 |
Cetera Advisor Networks LLC | 22 | 12 | 0.00% | 0.01% | 0.02% | Q1 2015 | Q3 2023 | 34 |
Cambridge Investment Research Advisors, Inc. | 22 | 10 | 0.00% | 0.00% | 0.02% | Q3 2015 | Q3 2023 | 32 |
Camelot Portfolios, LLC | 32 | 32 | 0.05% | 0.10% | 0.22% | Q4 2015 | Q3 2023 | 32 |
Raymond James Financial Services Advisors, Inc. | 31 | 31 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q3 2023 | 31 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 15 | 4 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q1 2022 | 30 |
SHEPHERD KAPLAN KROCHUK, LLC | 27 | 3 | 0.01% | 0.05% | 0.10% | Q2 2013 | Q2 2022 | 30 |
DALTON GREINER HARTMAN MAHER & CO | 29 | 29 | 0.02% | 0.09% | 0.15% | Q2 2013 | Q2 2020 | 29 |
Janney Montgomery Scott LLC | 29 | 29 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2023 | 29 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 28 | 28 | 0.12% | 0.55% | 1.10% | Q4 2016 | Q3 2023 | 28 |
FLAGSHIP HARBOR ADVISORS, LLC | 28 | 28 | 0.21% | 0.36% | 0.52% | Q4 2016 | Q3 2023 | 28 |
WEDBUSH SECURITIES INC | 23 | 1 | 0.01% | 0.04% | 0.09% | Q1 2015 | Q3 2023 | 27 |
US BANCORP \DE\ | 10 | 2 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2022 | 27 |
Advisory Services Network, LLC | 27 | 27 | 0.01% | 0.03% | 0.05% | Q1 2017 | Q3 2023 | 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 27 | 27 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2019 | 27 |
MML INVESTORS SERVICES, LLC | 27 | 27 | 0.01% | 0.03% | 0.07% | Q1 2017 | Q3 2023 | 27 |
Highlander Capital Management, LLC | 27 | 27 | 0.01% | 0.09% | 0.12% | Q1 2017 | Q3 2023 | 27 |
Steward Partners Investment Advisory, LLC | 18 | 7 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 25 |
Matisse Capital | 25 | 25 | 0.40% | 3.31% | 6.90% | Q4 2015 | Q4 2021 | 25 |
B. Riley Wealth Advisors, Inc. | 25 | 25 | 0.10% | 0.43% | 1.12% | Q3 2017 | Q3 2023 | 25 |
Geneos Wealth Management Inc. | 25 | 25 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2022 | 25 |
HSBC HOLDINGS PLC | 25 | 25 | 0.00% | 0.01% | 0.01% | Q1 2012 | Q1 2018 | 25 |
PNC FINANCIAL SERVICES GROUP, INC. | 20 | 4 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2022 | 24 |
COMMONWEALTH EQUITY SERVICES, LLC | 24 | 24 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 24 |
GOLDMAN SACHS GROUP INC | 19 | 1 | 0.00% | 0.00% | 0.00% | Q1 2012 | Q1 2020 | 24 |
GEODE CAPITAL MANAGEMENT, LLC | 24 | 24 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2020 | 24 |
Winning Points Advisors, LLC | 22 | 2 | 1.43% | 2.21% | 2.67% | Q4 2016 | Q1 2023 | 24 |
Modera Wealth Management, LLC | 24 | 24 | 0.01% | 0.04% | 0.06% | Q1 2015 | Q4 2020 | 24 |
INVESTMENT HOUSE LLC | 23 | 23 | 0.02% | 0.04% | 0.04% | Q2 2015 | Q4 2020 | 23 |
STIFEL FINANCIAL CORP | 23 | 23 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2023 | 23 |
AdvisorNet Financial, Inc | 21 | 1 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2023 | 22 |
RB Capital Management, LLC | 22 | 22 | 0.00% | 0.11% | 0.21% | Q4 2016 | Q1 2022 | 22 |
1832 Asset Management L.P. | 22 | 22 | 0.00% | 0.01% | 0.02% | Q4 2017 | Q1 2023 | 22 |
RAYMOND JAMES TRUST N.A. | 22 | 22 | 0.01% | 0.02% | 0.02% | Q2 2018 | Q3 2023 | 22 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
ENVESTNET ASSET MANAGEMENT INC | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
Cetera Advisors LLC | 17 | 3 | 0.00% | 0.01% | 0.02% | Q2 2017 | Q2 2022 | 20 |
American Portfolios Advisors | 20 | 20 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2022 | 20 |
GUGGENHEIM CAPITAL LLC | 12 | 3 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2023 | 20 |
STEPHENS INC /AR/ | 20 | 20 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q3 2023 | 20 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 19 | 19 | 0.05% | 1.03% | 2.22% | Q2 2013 | Q4 2017 | 19 |
High Falls Advisors, Inc | 19 | 19 | 0.00% | 0.04% | 0.05% | Q1 2019 | Q3 2023 | 19 |
Clean Yield Group | 10 | 9 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2023 | 19 |
Walleye Trading LLC | 18 | 18 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2021 | 18 |
SIGNATUREFD, LLC | 16 | 2 | 0.00% | 0.02% | 0.05% | Q1 2014 | Q1 2021 | 18 |
IFP Advisors, Inc | 14 | 4 | 0.00% | 0.02% | 0.06% | Q4 2015 | Q4 2022 | 18 |
TWIN FOCUS CAPITAL PARTNERS, LLC | 18 | 18 | 0.13% | 0.17% | 0.35% | Q2 2019 | Q3 2023 | 18 |
Creative Planning | 5 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 18 |
CWM, LLC | 11 | 2 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q3 2023 | 18 |
Trilogy Capital Inc. | 17 | 17 | 0.01% | 0.02% | 0.02% | Q2 2018 | Q2 2022 | 17 |
M Holdings Securities, Inc. | 17 | 17 | 0.04% | 0.06% | 0.10% | Q1 2015 | Q1 2019 | 17 |
PARK AVENUE SECURITIES LLC | 14 | 1 | 0.02% | 0.02% | 0.03% | Q1 2019 | Q3 2023 | 17 |
MARINER INVESTMENT GROUP LLC | 17 | 17 | 0.16% | 1.54% | 3.48% | Q2 2013 | Q2 2017 | 17 |
HighTower Advisors, LLC | 12 | 4 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2023 | 16 |
Sugarloaf Wealth Management, LLC | 16 | 16 | 0.14% | 0.20% | 0.29% | Q4 2019 | Q3 2023 | 16 |
6 Meridian | 11 | 5 | 0.08% | 0.13% | 0.21% | Q4 2017 | Q4 2021 | 16 |
MATRIX PRIVATE CAPITAL GROUP LLC | 16 | 16 | 0.08% | 0.11% | 0.18% | Q4 2019 | Q3 2023 | 16 |
9258 Wealth Management, LLC | 16 | 16 | 0.03% | 0.07% | 0.21% | Q4 2018 | Q3 2022 | 16 |
SENTINEL TRUST CO LBA | 16 | 16 | 0.07% | 0.35% | 0.59% | Q2 2013 | Q1 2017 | 16 |
Karpus Management, Inc. | 16 | 16 | 0.03% | 0.69% | 1.28% | Q2 2013 | Q1 2017 | 16 |
TFS CAPITAL LLC | 8 | 8 | 0.01% | 0.04% | 0.16% | Q2 2013 | Q2 2017 | 16 |
Cardan Capital Partners, LLC | 16 | 16 | 0.01% | 0.05% | 0.08% | Q1 2017 | Q4 2020 | 16 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 16 | 16 | 0.11% | 0.15% | 0.18% | Q1 2015 | Q4 2018 | 16 |
DCF Advisers, LLC | 16 | 16 | 0.35% | 0.46% | 0.60% | Q4 2019 | Q3 2023 | 16 |
WealthTrust Axiom LLC | 15 | 15 | 0.07% | 0.14% | 0.17% | Q1 2020 | Q3 2023 | 15 |
Stolper Co | 15 | 15 | 0.10% | 0.15% | 0.17% | Q1 2020 | Q3 2023 | 15 |
MSI Financial Services Inc | 15 | 15 | 0.09% | 0.15% | 0.18% | Q2 2013 | Q4 2016 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
MGO ONE SEVEN LLC | 12 | 1 | 0.01% | 0.02% | 0.05% | Q4 2017 | Q4 2022 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.01% | 0.01% | Q2 2016 | Q4 2019 | 15 |
Round Table Services, LLC | 10 | 5 | 0.05% | 0.08% | 0.14% | Q4 2015 | Q4 2019 | 15 |
Patriot Financial Group Insurance Agency, LLC | 15 | 15 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q2 2022 | 15 |
Gramercy Funds Management LLC | 15 | 15 | 1.26% | 3.03% | 5.05% | Q2 2013 | Q4 2016 | 15 |
Walleye Capital LLC | 12 | 1 | 0.00% | 0.04% | 0.12% | Q1 2019 | Q3 2023 | 15 |
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 8 | 7 | 0.06% | 0.13% | 0.25% | Q2 2018 | Q1 2022 | 15 |
First Financial Bank - Trust Division | 14 | 14 | 0.02% | 0.03% | 0.04% | Q2 2020 | Q3 2023 | 14 |
MCF Advisors LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 14 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 7 | 7 | 0.01% | 0.04% | 0.12% | Q2 2014 | Q4 2020 | 14 |
JBF Capital, Inc. | 12 | 1 | 0.00% | 0.06% | 0.09% | Q1 2015 | Q3 2020 | 14 |
Marks Group Wealth Management, Inc | 14 | 14 | 0.02% | 0.03% | 0.04% | Q4 2019 | Q1 2023 | 14 |
Baird Financial Group, Inc. | 13 | 1 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q4 2022 | 14 |
AQR Arbitrage LLC | 6 | 1 | 0.00% | 0.02% | 0.10% | Q3 2015 | Q3 2023 | 14 |
Sargent Bickham Lagudis LLC | 14 | 14 | 0.01% | 0.01% | 0.01% | Q3 2019 | Q4 2022 | 14 |
BANK OF MONTREAL /CAN/ | 7 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2022 | 14 |
Close Asset Management Ltd | 13 | 13 | 0.03% | 0.04% | 0.06% | Q1 2017 | Q1 2020 | 13 |
RPG Investment Advisory, LLC | 13 | 13 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q3 2020 | 13 |
INTEGRATED CAPITAL MANAGEMENT, INC. | 11 | 2 | 0.10% | 0.15% | 0.17% | Q2 2020 | Q3 2023 | 13 |
Commonwealth Equity Services, Inc | 9 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 13 |
ASSETMARK, INC | 13 | 13 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2018 | 13 |
NORTHERN TRUST CORP | 13 | 13 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2019 | 13 |
BOENNING & SCATTERGOOD, INC. | 12 | 12 | 0.04% | 0.05% | 0.05% | Q1 2020 | Q4 2022 | 12 |
Centaur Capital | 12 | 12 | 0.83% | 2.31% | 3.36% | Q4 2015 | Q3 2018 | 12 |
SYNOVUS FINANCIAL CORP | 9 | 3 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2022 | 12 |
Lenox Wealth Advisors, LLC | 12 | 12 | 0.02% | 0.03% | 0.03% | Q2 2019 | Q1 2022 | 12 |
Quantedge Capital Pte Ltd | 6 | 5 | 0.39% | 1.36% | 3.76% | Q4 2020 | Q3 2023 | 11 |
COHEN & STEERS, INC. | 11 | 11 | 0.00% | 0.01% | 0.02% | Q1 2021 | Q3 2023 | 11 |
WestHill Financial Advisors, Inc. | 9 | 2 | 0.06% | 0.06% | 0.07% | Q4 2020 | Q3 2023 | 11 |
Kelman-Lazarov, Inc. | 11 | 11 | 0.06% | 0.15% | 0.28% | Q1 2016 | Q3 2018 | 11 |
J.W. COLE ADVISORS, INC. | 9 | 1 | 0.02% | 0.03% | 0.05% | Q4 2019 | Q4 2022 | 11 |
MONTAG A & ASSOCIATES INC | 11 | 11 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q2 2023 | 11 |
WFG Advisors, LP | 11 | 11 | 0.01% | 0.65% | 1.46% | Q4 2014 | Q2 2017 | 11 |
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 11 | 11 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q3 2017 | 11 |
Global Retirement Partners, LLC | 7 | 4 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 11 |
St. James Investment Company, LLC | 11 | 11 | 0.03% | 0.05% | 0.09% | Q2 2017 | Q4 2019 | 11 |
BRINKER CAPITAL INC | 10 | 10 | 0.03% | 0.09% | 0.19% | Q1 2016 | Q2 2018 | 10 |
Proficio Capital Partners LLC | 10 | 10 | 0.25% | 0.43% | 0.57% | Q2 2018 | Q3 2020 | 10 |
Anchor Investment Management, LLC | 10 | 10 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q2 2018 | 10 |
Eudaimonia Partners, LLC | 5 | 5 | 0.13% | 0.17% | 0.20% | Q1 2020 | Q3 2023 | 10 |
Rockefeller Capital Management L.P. | 5 | 2 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q4 2022 | 10 |
FMR LLC | 6 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2023 | 10 |
Accel Wealth Management | 10 | 10 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2023 | 10 |
AMERICAN INTERNATIONAL GROUP, INC. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2016 | 9 |
BB&T SECURITIES, LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2019 | 9 |
Ratio Wealth Group | 9 | 9 | 0.07% | 0.09% | 0.12% | Q4 2020 | Q4 2022 | 9 |
Advisory Alpha, LLC | 7 | 2 | 0.02% | 0.41% | 0.74% | Q1 2017 | Q1 2021 | 9 |
SG Americas Securities, LLC | 9 | 9 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q2 2015 | 9 |
Benchmark Capital Advisors | 9 | 9 | 1.01% | 1.14% | 1.45% | Q4 2016 | Q4 2018 | 9 |
Advisors Asset Management, Inc. | 9 | 9 | 0.01% | 0.01% | 0.02% | Q3 2021 | Q3 2023 | 9 |
BASSETT HARGROVE INVESTMENT COUNSEL, LLC | 5 | 4 | 0.35% | 0.38% | 0.41% | Q2 2021 | Q3 2023 | 9 |
MILLENNIUM MANAGEMENT LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2020 | 8 |
BESSEMER GROUP INC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
Joel Isaacson & Co., LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2016 | 8 |
RMB Capital Management, LLC | 5 | 1 | 0.00% | 0.02% | 0.06% | Q3 2015 | Q2 2020 | 8 |
BNP PARIBAS FINANCIAL MARKETS | 8 | 8 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2015 | 8 |
Kestra Advisory Services, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q2 2022 | 8 |
NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 8 | 8 | 0.02% | 0.03% | 0.04% | Q4 2021 | Q3 2023 | 8 |
BARCLAYS PLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q2 2018 | 7 |
Private Advisor Group, LLC | 4 | 1 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q3 2023 | 7 |
AMERIPRISE FINANCIAL INC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2022 | 7 |
Context Capital Management, LLC | 7 | 7 | 0.19% | 0.28% | 0.37% | Q1 2015 | Q3 2016 | 7 |
Financial Advocates Investment Management | 6 | 1 | 0.02% | 0.04% | 0.05% | Q4 2017 | Q1 2020 | 7 |
CAMDEN NATIONAL BANK | 7 | 7 | 0.03% | 0.03% | 0.03% | Q2 2018 | Q4 2019 | 7 |
Sowell Financial Services LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q1 2021 | 7 |
Tower Research Capital LLC (TRC) | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2020 | 7 |
Weaver Consulting Group | 7 | 7 | 0.00% | 0.01% | 0.01% | Q1 2019 | Q3 2020 | 7 |
Asset Dedication, LLC | 5 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 6 |
Mariner, LLC | 5 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 6 |
Wealthspire Advisors, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 6 |
TRUIST FINANCIAL CORP | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2021 | 6 |
Atria Wealth Solutions, Inc. | 5 | 1 | 0.04% | 0.04% | 0.05% | Q1 2022 | Q3 2023 | 6 |
Horizon Wealth Management, LLC | 6 | 6 | 0.06% | 0.08% | 0.12% | Q2 2022 | Q3 2023 | 6 |
NEXT Financial Group, Inc | 6 | 6 | 0.00% | 0.01% | 0.02% | Q2 2016 | Q3 2017 | 6 |
Full Value Advisors, LLC | 5 | 1 | 0.02% | 0.16% | 0.77% | Q4 2006 | Q2 2008 | 6 |
Sterneck Capital Management, LLC | 6 | 6 | 0.19% | 0.28% | 0.33% | Q1 2015 | Q2 2016 | 6 |
Sandy Spring Bank | 6 | 6 | 0.00% | 0.01% | 0.02% | Q4 2018 | Q1 2020 | 6 |
NEW ENGLAND GUILD WEALTH ADVISORS, INC. | 6 | 6 | 0.04% | 0.07% | 0.12% | Q4 2017 | Q1 2019 | 6 |
FineMark National Bank & Trust | 6 | 6 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q1 2018 | 6 |
BANK OF NOVA SCOTIA | 3 | 1 | 0.00% | 0.01% | 0.01% | Q3 2016 | Q4 2018 | 6 |
First Bank & Trust | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2022 | 6 |
Belpointe Asset Management LLC | 5 | 5 | 0.03% | 0.04% | 0.05% | Q2 2018 | Q2 2019 | 5 |
Royal Fund Management, LLC | 5 | 5 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q4 2019 | 5 |
Cerity Partners LLC | 5 | 5 | 0.01% | 0.01% | 0.02% | Q2 2019 | Q2 2020 | 5 |
ATWOOD & PALMER INC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2022 | 5 |
SEI INVESTMENTS CO | 3 | 2 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2017 | 5 |
JPMORGAN CHASE & CO | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2023 | 5 |
SII INVESTMENTS INC/WI | 3 | 1 | 0.01% | 0.02% | 0.03% | Q3 2015 | Q1 2017 | 5 |
Almitas Capital LLC | 5 | 5 | 0.16% | 0.53% | 0.83% | Q3 2022 | Q3 2023 | 5 |
Crescent Capital Consulting, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2021 | 5 |
ANCORA FAMILY WEALTH ADVISORS, LLC | 5 | 5 | 0.06% | 0.13% | 0.25% | Q3 2015 | Q3 2016 | 5 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q1 2022 | 5 |
MONETARY MANAGEMENT GROUP INC | 4 | 1 | 0.04% | 0.05% | 0.05% | Q2 2022 | Q3 2023 | 5 |
Parallel Advisors, LLC | 5 | 5 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q4 2019 | 5 |
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2020 | 4 |
Prospera Financial Services Inc | 3 | 1 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q1 2023 | 4 |
Clear Creek Financial Management, LLC | 4 | 4 | 0.08% | 0.10% | 0.12% | Q4 2022 | Q3 2023 | 4 |
Weiss Asset Management LP | 2 | 1 | 0.03% | 0.04% | 0.06% | Q4 2015 | Q4 2018 | 4 |
Allspring Global Investments Holdings, LLC | 4 | 4 | 0.01% | 0.01% | 0.02% | Q4 2022 | Q3 2023 | 4 |
EverSource Wealth Advisors, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q2 2023 | 4 |
BOOTHBAY FUND MANAGEMENT, LLC | 2 | 1 | 0.02% | 0.11% | 0.20% | Q4 2014 | Q2 2017 | 4 |
Quad-Cities Investment Group, LLC | 4 | 4 | 0.01% | 0.03% | 0.04% | Q4 2018 | Q3 2019 | 4 |
Nalls Sherbakoff Group, LLC | 3 | 1 | 0.01% | 0.02% | 0.04% | Q4 2018 | Q3 2023 | 4 |
Sound Income Strategies, LLC | 4 | 4 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q3 2019 | 4 |
Elequin Capital, LP | 4 | 4 | 0.01% | 0.04% | 0.07% | Q4 2022 | Q3 2023 | 4 |
Evercore Wealth Management, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2014 | 4 |
FIRST MANHATTAN CO. LLC. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2015 | 4 |
Atlas Wealth LLC | 4 | 4 | 8.21% | 9.19% | 11.72% | Q4 2022 | Q3 2023 | 4 |
CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
Claraphi Advisory Network, LLC | 4 | 4 | 0.18% | 0.20% | 0.24% | Q4 2017 | Q3 2018 | 4 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.00% | 0.01% | 0.02% | Q3 2017 | Q2 2020 | 4 |
CALDWELL SUTTER CAPITAL, INC. | 4 | 4 | 0.10% | 0.12% | 0.16% | Q4 2022 | Q3 2023 | 4 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 3 | 1 | 0.02% | 0.02% | 0.03% | Q1 2015 | Q3 2023 | 4 |
FIFTH THIRD BANCORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2020 | 4 |
OppenheimerFunds, Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2018 | 4 |
LEVEL FOUR ADVISORY SERVICES, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2023 | Q3 2023 | 3 |
Transamerica Financial Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2020 | 3 |
LAZARD ASSET MANAGEMENT LLC | 3 | 3 | 0.01% | 0.03% | 0.05% | Q1 2016 | Q3 2016 | 3 |
Golden State Wealth Management, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q1 2020 | 3 |
Aris Wealth Services, Inc. | 3 | 3 | 0.02% | 0.03% | 0.04% | Q1 2015 | Q3 2015 | 3 |
HARBOUR INVESTMENTS, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2021 | 3 |
Valeo Financial Advisors, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2020 | 3 |
Aviance Capital Partners, LLC | 3 | 3 | 0.27% | 0.34% | 0.47% | Q1 2015 | Q3 2015 | 3 |
Hightower 6M Holding, LLC | 3 | 3 | 0.06% | 0.08% | 0.10% | Q1 2022 | Q3 2022 | 3 |
Raffles Associates | 3 | 3 | 0.80% | 0.86% | 0.92% | Q1 2015 | Q3 2015 | 3 |
BOSTON PROVIDENT, L.P. | 3 | 3 | 0.40% | 0.45% | 0.48% | Q1 2015 | Q3 2015 | 3 |
Livingston Group Asset Management CO (operating as Southport Capital Management) | 3 | 3 | 0.06% | 0.06% | 0.07% | Q1 2020 | Q3 2020 | 3 |
Lido Advisors, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q1 2023 | 3 |
Householder Group Estate & Retirement Specialist, LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q3 2022 | Q3 2023 | 3 |
HUNTINGTON NATIONAL BANK | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
1607 Capital Partners, LLC | 3 | 3 | 0.05% | 0.11% | 0.15% | Q1 2023 | Q3 2023 | 3 |
CAPTRUST FINANCIAL ADVISORS | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
GREAT VALLEY ADVISOR GROUP, INC. | 3 | 3 | 0.03% | 0.08% | 0.11% | Q4 2018 | Q2 2019 | 3 |
BDO Wealth Advisors, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q1 2023 | 3 |
PFG Advisors | 3 | 3 | 0.01% | 0.01% | 0.02% | Q4 2022 | Q2 2023 | 3 |
FNY Investment Advisers, LLC | 3 | 3 | 0.04% | 0.05% | 0.07% | Q1 2021 | Q3 2021 | 3 |
LBA Wealth Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2017 | 2 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2021 | 2 |
Orion Portfolio Solutions, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q2 2020 | 2 |
Gradient Investments LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2023 | 2 |
KINGSWOOD WEALTH ADVISORS, LLC | 2 | 2 | 0.09% | 0.14% | 0.18% | Q2 2023 | Q3 2023 | 2 |
WHITTIER TRUST CO | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2020 | 2 |
SkyView Investment Advisors, LLC | 2 | 2 | 0.17% | 0.22% | 0.26% | Q2 2023 | Q3 2023 | 2 |
SeaCrest Wealth Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2018 | 2 |
CADENCE BANK NA | 2 | 2 | 0.05% | 0.05% | 0.05% | Q4 2016 | Q1 2017 | 2 |
Clear Harbor Asset Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q3 2020 | 2 |
Game Plan Financial Advisors, LLC | 2 | 2 | 0.12% | 0.16% | 0.20% | Q4 2019 | Q1 2020 | 2 |
Vigilare Wealth Management | 2 | 2 | 0.12% | 0.20% | 0.28% | Q4 2019 | Q1 2020 | 2 |
NINE MASTS CAPITAL Ltd | 2 | 2 | 0.04% | 0.10% | 0.16% | Q2 2018 | Q3 2018 | 2 |
JNBA Financial Advisors | 1 | 1 | 0.00% | 0.01% | 0.03% | Q3 2016 | Q2 2019 | 2 |
RPO LLC | 2 | 2 | 1.50% | 1.57% | 1.65% | Q2 2023 | Q3 2023 | 2 |
MAINSTAY CAPITAL MANAGEMENT LLC /ADV | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2018 | Q3 2018 | 2 |
Integrated Wealth Concepts LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q4 2022 | 2 |
Sculptor Capital LP | 2 | 2 | 0.00% | 0.01% | 0.02% | Q1 2015 | Q2 2015 | 2 |
WESTERN INVESTMENT LLC | 2 | 2 | 0.35% | 0.36% | 0.37% | Q2 2013 | Q3 2013 | 2 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2016 | 2 |
BEACH INVESTMENT COUNSEL INC/PA | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q3 2021 | 2 |
NewEdge Advisors, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q1 2023 | 2 |
First Allied Advisory Services, Inc. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q3 2015 | 2 |
FormulaFolio Investments, LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q2 2021 | 2 |
McIlrath & Eck, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2021 | Q2 2022 | 2 |
MIDAS MANAGEMENT CORP | 2 | 2 | 0.70% | 0.70% | 0.70% | Q4 2013 | Q1 2014 | 2 |
AE Wealth Management LLC | 2 | 2 | 0.11% | 0.12% | 0.13% | Q2 2017 | Q3 2017 | 2 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2020 | 2 |
Independent Advisor Alliance | 1 | 1 | 0.08% | 0.08% | 0.08% | Q4 2019 | Q4 2019 | 1 |
Meridian Wealth Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
SIGNET FINANCIAL MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Maryland Capital Management | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2016 | Q3 2016 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Realta Investment Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Formidable Asset Management, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2015 | Q3 2015 | 1 |
Berman Capital Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q3 2020 | 1 |
Wealthcare Advisory Partners LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Retirement Planning Co of New England, Inc. | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2021 | Q4 2021 | 1 |
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Wealth Advisory Solutions, LLC | 1 | 1 | 2.08% | 2.08% | 2.08% | Q1 2021 | Q1 2021 | 1 |
NOMURA HOLDINGS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
EATON VANCE MANAGEMENT | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Capital Wealth Planning, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q2 2019 | 1 |
Legacy Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q1 2017 | 1 |
Measured Wealth Private Client Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
CLOUGH CAPITAL PARTNERS L P | 1 | 1 | 0.08% | 0.08% | 0.08% | Q4 2021 | Q4 2021 | 1 |
Vanguard Capital Wealth Advisors | 1 | 1 | 0.32% | 0.32% | 0.32% | Q4 2017 | Q4 2017 | 1 |
REILLY FINANCIAL ADVISORS, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
Koshinski Asset Management, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q1 2022 | 1 |
NBC SECURITIES, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
Gemmer Asset Management LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2016 | Q1 2016 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
CORBYN INVESTMENT MANAGEMENT INC/MD | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q1 2018 | 1 |
Heritage Financial Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
Veritable, L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
UBS AG | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
ALLIANCEBERNSTEIN L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
Comprehensive Financial Consultants Institutional, Inc. | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2021 | Q4 2021 | 1 |
My Personal CFO, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q4 2022 | 1 |
EXENCIAL WEALTH ADVISORS, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2013 | Q1 2013 | 1 |
Executive Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
COMMERCE BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
DOLIVER ADVISORS, LP | 1 | 1 | 0.08% | 0.08% | 0.08% | Q1 2013 | Q1 2013 | 1 |
IEQ CAPITAL, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
Tradewinds Capital Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
CALTON & ASSOCIATES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Boyle Capital Management, L.L.C. | 1 | 1 | 0.21% | 0.21% | 0.21% | Q2 2015 | Q2 2015 | 1 |
MASSMUTUAL TRUST CO FSB/ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
Claro Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
BAIRD ROBERT W & CO INC /WI/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
Virtu Financial LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2017 | 1 |
RE Dickinson Investment Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
Cable Hill Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
J.P. Morgan Private Wealth Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
CIBC Private Wealth Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
Winslow, Evans & Crocker, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
MONETA GROUP INVESTMENT ADVISORS LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
AVANTAX ADVISORY SERVICES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
Coppell Advisory Solutions LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2019 | Q2 2019 | 1 |
CIBC WORLD MARKET INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
ADVISOR PARTNERS II, LLC | 1 | 1 | 0.17% | 0.17% | 0.17% | Q3 2023 | Q3 2023 | 1 |
Pinnacle Wealth Planning Services, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q4 2020 | 1 |
STEADFAST CAPITAL MANAGEMENT LP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2015 | Q1 2015 | 1 |
Baystate Wealth Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
Old North State Trust, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q1 2023 | Q1 2023 | 1 |
AlphaStar Capital Management, LLC | 1 | 1 | 0.12% | 0.12% | 0.12% | Q4 2017 | Q4 2017 | 1 |
Joseph P. Lucia & Associates, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q1 2022 | 1 |
External links
This page lists all the filers that currently own BOULDER GROWTH & INCOME FD I or have owned BOULDER GROWTH & INCOME FD I in the past.