AXT INC shareholder history

Current and past AXT INC shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
SUSQUEHANNA INTERNATIONAL GROUP, LLP 1420.00%0.00%0.00%Q3 2014Q3 202362
Citadel Advisors 1520.00%0.00%0.00%Q1 2014Q3 202356
STATE STREET CORP 42420.00%0.00%0.00%Q2 2013Q3 202342
DIMENSIONAL FUND ADVISORS LP 42420.00%0.01%0.01%Q2 2013Q3 202342
ROYCE & ASSOCIATES LP 42420.01%0.05%0.09%Q2 2013Q3 202342
Bank of New York Mellon Corp 42420.00%0.00%0.00%Q2 2013Q3 202342
VANGUARD GROUP INC 42420.00%0.00%0.01%Q2 2013Q3 202342
GEODE CAPITAL MANAGEMENT, LLC 42420.00%0.00%0.00%Q2 2013Q3 202342
NORTHERN TRUST CORP 42420.00%0.00%0.00%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.00%0.00%Q2 2013Q3 202342
WELLS FARGO & COMPANY/MN 42420.00%0.00%0.00%Q2 2013Q3 202342
Pacific Ridge Capital Partners, LLC 40400.48%1.22%2.55%Q4 2013Q3 202340
Ancora Advisors LLC 3730.00%0.06%0.14%Q2 2013Q3 202340
PERRITT CAPITAL MANAGEMENT INC 40400.03%0.86%2.38%Q2 2013Q1 202340
MANUFACTURERS LIFE INSURANCE COMPANY, THE 26120.00%0.00%0.00%Q2 2013Q1 202338
Renaissance Technologies 2120.00%0.00%0.01%Q2 2013Q3 202336
NEW YORK STATE COMMON RETIREMENT FUND 35350.00%0.00%0.01%Q4 2014Q2 202335
Cutler Group LLC / CA 1730.00%0.00%0.00%Q4 2015Q2 202134
BANK OF AMERICA CORP /DE/ 2620.00%0.00%0.00%Q2 2013Q3 202333
CITIGROUP INC 2670.00%0.00%0.00%Q2 2013Q3 202333
GOLDMAN SACHS GROUP INC 2010.00%0.00%0.00%Q1 2012Q2 202333
UBS Group AG 2610.00%0.00%0.00%Q4 2014Q3 202332
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 32320.00%0.00%0.00%Q2 2013Q1 202132
DEUTSCHE BANK AG\ 2810.00%0.00%0.00%Q3 2013Q1 202332
Invesco Ltd. 2330.00%0.00%0.00%Q2 2013Q3 202330
TWO SIGMA INVESTMENTS, LP 2730.00%0.00%0.01%Q2 2013Q3 202330
TWO SIGMA ADVISERS, LP 2730.00%0.00%0.01%Q2 2013Q3 202330
BRIDGEWAY CAPITAL MANAGEMENT, LLC 2320.00%0.02%0.04%Q2 2013Q3 202329
JPMORGAN CHASE & CO 2510.00%0.00%0.00%Q2 2013Q3 202329
BNP PARIBAS FINANCIAL MARKETS 2630.00%0.00%0.00%Q4 2013Q3 202329
Tower Research Capital LLC (TRC) 1410.00%0.00%0.01%Q1 2014Q3 202329
BlackRock Inc. 28280.00%0.00%0.00%Q4 2016Q3 202328
BARCLAYS PLC 2510.00%0.00%0.00%Q2 2013Q3 202327
PNC FINANCIAL SERVICES GROUP, INC. 2520.00%0.00%0.00%Q2 2013Q3 202327
LADENBURG THALMANN FINANCIAL SERVICES INC. 27270.00%0.00%0.00%Q2 2013Q4 201927
Herald Investment Management Ltd 27270.08%0.23%0.44%Q1 2017Q3 202327
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 2610.00%0.00%0.00%Q2 2013Q3 202327
KENNEDY CAPITAL MANAGEMENT LLC 27270.04%0.11%0.21%Q1 2017Q3 202327
Founders Capital Management 13130.01%0.01%0.02%Q1 2017Q4 202326
RHUMBLINE ADVISERS 26260.00%0.00%0.00%Q2 2017Q3 202326
SYSTEMATIC FINANCIAL MANAGEMENT LP 26260.05%0.17%0.33%Q2 2017Q3 202326
ROYAL BANK OF CANADA 26260.00%0.00%0.00%Q2 2017Q3 202326
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 2410.00%0.00%0.00%Q1 2013Q1 202325
AMERICAN INTERNATIONAL GROUP, INC. 2410.00%0.00%0.00%Q2 2013Q1 202325
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 2410.00%0.00%0.00%Q2 2013Q1 202325
THOMPSON SIEGEL & WALMSLEY LLC 2320.00%0.00%0.00%Q2 2013Q3 201925
VOYA INVESTMENT MANAGEMENT LLC 24240.00%0.00%0.00%Q2 2017Q1 202324
Ameritas Investment Partners, Inc. 24240.00%0.00%0.00%Q2 2017Q1 202324
Ariel Investments 24240.00%0.04%0.13%Q4 2014Q3 202024
Legal & General Group Plc 24240.00%0.00%0.00%Q2 2017Q1 202324
PRINCETON CAPITAL MANAGEMENT LLC 24240.10%0.49%0.99%Q4 2017Q3 202324
FIRST MANHATTAN CO. LLC. 23230.00%0.00%0.00%Q3 2017Q1 202323
GSA CAPITAL PARTNERS LLP 1010.00%0.02%0.08%Q2 2013Q3 202323
Foundry Partners, LLC 23230.04%0.11%0.17%Q1 2018Q3 202323
SIMPLEX TRADING, LLC 1010.00%0.00%0.00%Q4 2014Q3 202321
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
GROUP ONE TRADING, L.P. 1210.00%0.00%0.01%Q3 2014Q1 202320
Global Retirement Partners, LLC 1640.00%0.01%0.02%Q4 2017Q4 202220
WHITE PINE CAPITAL LLC 19190.18%0.45%0.67%Q1 2019Q3 202319
ESSEX INVESTMENT MANAGEMENT CO LLC 1330.00%0.18%0.41%Q3 2014Q4 202219
FRANKLIN RESOURCES INC 1530.00%0.00%0.00%Q3 2016Q3 202318
HUNTINGTON NATIONAL BANK 18180.00%0.00%0.00%Q2 2019Q3 202318
Nationwide Fund Advisors 18180.00%0.00%0.00%Q2 2013Q3 201718
PARAMETRIC PORTFOLIO ASSOCIATES LLC 1110.00%0.00%0.00%Q4 2013Q1 202218
PRINCETON CAPITAL MANAGEMENT INC 18180.55%0.96%1.50%Q2 2013Q3 201718
METROPOLITAN LIFE INSURANCE CO/NY 1160.00%0.00%0.00%Q2 2017Q1 202317
KBC Group NV 1160.00%0.00%0.01%Q2 2017Q1 202317
Allianz Asset Management GmbH 1160.00%0.00%0.00%Q4 2016Q2 202217
Squarepoint Ops LLC 410.00%0.00%0.01%Q4 2016Q3 202316
Nuveen Asset Management, LLC 16160.00%0.00%0.00%Q2 2019Q1 202316
FIRST TRUST ADVISORS LP 880.00%0.00%0.00%Q3 2018Q2 202316
PANAGORA ASSET MANAGEMENT INC 840.00%0.00%0.00%Q2 2013Q1 202116
MILLENNIUM MANAGEMENT LLC 410.00%0.00%0.00%Q3 2016Q3 202316
NEEDHAM INVESTMENT MANAGEMENT LLC 16160.04%1.43%2.75%Q4 2019Q3 202316
BlackRock Fund Advisors 15150.00%0.00%0.00%Q2 2013Q4 201615
AQR Capital Management 710.00%0.00%0.01%Q2 2017Q4 202215
Brandywine Global Investment Management, LLC 1210.00%0.00%0.00%Q3 2014Q2 202215
WOLVERINE TRADING, LLC 410.00%0.00%0.00%Q3 2016Q2 202115
MetLife Investment Management, LLC 1140.00%0.00%0.00%Q4 2017Q1 202315
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
BlackRock Institutional Trust Company, N.A. 15150.00%0.00%0.00%Q2 2013Q4 201615
BlackRock Investment Management, LLC 15150.00%0.00%0.00%Q2 2013Q4 201615
WELLINGTON MANAGEMENT GROUP LLP 14140.00%0.00%0.00%Q2 2020Q3 202314
Portolan Capital Management 630.11%0.42%0.86%Q3 2017Q3 202314
Millrace Asset Group, Inc. 810.13%0.84%2.06%Q1 2018Q2 202314
ACADIAN ASSET MANAGEMENT LLC 610.00%0.00%0.01%Q3 2013Q1 202314
MUFG Americas Holdings Corp 14140.00%0.00%0.00%Q3 2014Q4 201714
Game Plan Financial Advisors, LLC 13130.00%2.89%4.14%Q4 2019Q4 202214
Granite Point Capital Management, L.P. 850.02%0.06%0.15%Q1 2017Q4 202213
Formidable Asset Management, LLC 13130.01%0.03%0.05%Q3 2020Q3 202313
PEAK6 Group LLC 410.00%0.00%0.00%Q2 2013Q1 201813
US BANCORP \DE\ 610.00%0.00%0.00%Q3 2016Q4 202213
BRINKER CAPITAL INC 12120.00%0.01%0.01%Q3 2017Q2 202012
CREDIT SUISSE AG/ 410.00%0.00%0.00%Q1 2013Q4 202212
Granahan Investment Management 12120.05%0.14%0.22%Q3 2020Q2 202312
STATE OF WISCONSIN INVESTMENT BOARD 750.00%0.00%0.00%Q3 2020Q3 202312
NewEdge Advisors, LLC 440.00%0.00%0.01%Q2 2018Q3 202312
Adirondack Research & Management Inc. 12120.11%0.58%1.10%Q1 2013Q4 201512
Verition Fund Management LLC 820.00%0.02%0.06%Q1 2017Q2 202312
Focused Wealth Management, Inc 11110.00%0.00%0.00%Q4 2013Q2 201611
PINNACLE ASSOCIATES LTD 11110.00%0.01%0.01%Q1 2017Q3 201911
Cubist Systematic Strategies, LLC 410.00%0.00%0.02%Q1 2017Q3 202311
Russell Investments Group, Ltd. 510.00%0.00%0.01%Q4 2016Q3 202111
EAM Investors, LLC 710.19%0.47%0.76%Q2 2016Q3 202211
D. E. Shaw & Co., Inc. 810.00%0.00%0.00%Q1 2017Q3 202311
Assenagon Asset Management S.A. 310.00%0.00%0.01%Q1 2019Q3 202311
AdvisorNet Financial, Inc 11110.00%0.00%0.00%Q1 2018Q3 202011
A.R.T. Advisors, LLC 410.00%0.01%0.02%Q4 2014Q4 201911
BANK OF MONTREAL /CAN/ 830.00%0.00%0.00%Q2 2018Q1 202111
ALLIANCEBERNSTEIN L.P. 1010.00%0.00%0.00%Q2 2013Q3 202011
SHEPHERD KAPLAN KROCHUK, LLC 1010.02%0.05%0.14%Q2 2013Q3 201611
GUGGENHEIM CAPITAL LLC 550.00%0.00%0.00%Q2 2013Q1 201810
Quantbot Technologies LP 610.00%0.00%0.00%Q1 2017Q3 202310
B. Riley Wealth Advisors, Inc. 810.00%0.00%0.01%Q2 2014Q4 202210
CANANDAIGUA NATIONAL BANK & TRUST CO 990.01%0.01%0.02%Q1 2018Q1 20209
ClariVest Asset Management LLC 610.00%0.02%0.06%Q4 2014Q3 20209
AE Wealth Management LLC 630.00%0.00%0.00%Q2 2020Q3 20239
Brinker Capital Investments, LLC 810.00%0.00%0.00%Q3 2020Q4 20229
SG Americas Securities, LLC 410.00%0.00%0.00%Q1 2017Q1 20239
VICTORY CAPITAL MANAGEMENT INC 410.00%0.00%0.00%Q1 2018Q3 20219
Campbell & CO Investment Adviser LLC 720.02%0.09%0.13%Q2 2018Q4 20229
Municipal Employees' Retirement System of Michigan 720.01%0.02%0.02%Q4 2016Q1 20199
TIAA CREF INVESTMENT MANAGEMENT LLC 880.00%0.00%0.00%Q2 2017Q1 20198
TEACHERS ADVISORS, LLC 880.00%0.00%0.00%Q2 2017Q1 20198
COMMONWEALTH EQUITY SERVICES, LLC 880.00%0.00%0.00%Q4 2021Q3 20238
Keystone Wealth Services, LLC 880.14%0.33%0.53%Q4 2021Q3 20238
AMERIPRISE FINANCIAL INC 410.00%0.00%0.00%Q2 2013Q3 20228
BOOTHBAY FUND MANAGEMENT, LLC 210.00%0.01%0.04%Q4 2016Q1 20238
TCI Wealth Advisors, Inc. 710.00%0.00%0.00%Q1 2017Q2 20218
Advisor Group, Inc. 530.00%0.00%0.00%Q4 2017Q4 20198
Connor, Clark & Lunn Investment Management Ltd. 410.00%0.00%0.00%Q1 2017Q3 20238
FMR LLC 710.00%0.00%0.00%Q3 2019Q3 20238
ALGERT GLOBAL LLC 410.00%0.11%0.24%Q4 2014Q3 20237
Ellevest, Inc. 320.00%0.00%0.00%Q4 2019Q4 20227
Raymond James Financial Services Advisors, Inc. 770.00%0.00%0.01%Q4 2017Q2 20197
Clearstead Advisors, LLC 770.00%0.00%0.00%Q1 2022Q3 20237
Hood River Capital Management LLC 770.17%0.52%0.75%Q1 2017Q3 20187
LOS ANGELES CAPITAL MANAGEMENT LLC 770.00%0.00%0.01%Q3 2021Q1 20237
OCCUDO QUANTITATIVE STRATEGIES LP 520.01%0.02%0.02%Q3 2021Q2 20237
Creative Planning 520.00%0.00%0.00%Q3 2021Q3 20237
TFS CAPITAL LLC 520.00%0.04%0.14%Q2 2013Q2 20177
CarsonAllaria Wealth Management, Ltd. 770.00%0.01%0.01%Q4 2021Q2 20237
D.A. DAVIDSON & CO. 770.02%0.02%0.03%Q2 2013Q4 20147
CAPTRUST FINANCIAL ADVISORS 610.00%0.00%0.00%Q2 2019Q2 20227
Redmond Asset Management, LLC 770.23%0.32%0.56%Q2 2021Q4 20227
Virtu KCG Holdings LLC 410.00%0.00%0.01%Q3 2014Q1 20176
UBS AG 550.00%0.00%0.00%Q2 2013Q2 20146
Newbridge Financial Services Group, Inc. 660.00%0.01%0.01%Q1 2021Q2 20226
Alambic Investment Management, L.P. 660.01%0.04%0.10%Q2 2016Q3 20176
FIRST WILSHIRE SECURITIES MANAGEMENT INC 660.72%1.43%2.32%Q2 2022Q3 20236
JANE STREET GROUP, LLC 310.00%0.00%0.00%Q2 2020Q2 20236
Walleye Trading LLC 510.00%0.00%0.00%Q4 2015Q2 20176
RICE HALL JAMES & ASSOCIATES, LLC 660.03%0.05%0.06%Q1 2018Q2 20196
BLACKROCK ADVISORS LLC 660.00%0.00%0.00%Q2 2013Q3 20146
Parallax Volatility Advisers, L.P. 310.00%0.00%0.00%Q4 2016Q3 20186
DRIEHAUS CAPITAL MANAGEMENT LLC 420.10%0.18%0.34%Q1 2017Q2 20216
Janney Montgomery Scott LLC 660.00%0.00%0.00%Q4 2021Q1 20236
MARSHALL WACE, LLP 210.00%0.00%0.01%Q3 2019Q3 20236
OBERWEIS ASSET MANAGEMENT INC/ 510.34%0.52%0.84%Q1 2017Q3 20226
AMERICAN CENTURY COMPANIES INC 420.00%0.00%0.00%Q4 2017Q3 20236
STRS OHIO 510.00%0.00%0.00%Q2 2020Q1 20236
OXFORD ASSET MANAGEMENT LLP 410.01%0.02%0.03%Q3 2016Q4 20175
JACOBS LEVY EQUITY MANAGEMENT, INC 410.00%0.00%0.01%Q1 2014Q2 20165
EAM Global Investors LLC 210.28%0.49%0.61%Q4 2017Q3 20225
Axiom Investment Management LLC 410.01%0.28%0.73%Q1 2021Q3 20225
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 210.00%0.00%0.00%Q1 2017Q1 20215
AMALGAMATED BANK 550.00%0.00%0.00%Q1 2022Q1 20235
Shay Capital LLC 440.02%0.07%0.18%Q3 2021Q2 20225
QS Investors, LLC 550.00%0.00%0.00%Q4 2016Q4 20175
MCKINLEY CAPITAL MANAGEMENT LLC 550.00%0.07%0.13%Q1 2017Q1 20185
Allspring Global Investments Holdings, LLC 320.00%0.00%0.00%Q4 2021Q1 20235
Aaron Wealth Advisors LLC 550.02%0.03%0.04%Q4 2020Q4 20215
Spark Investment Management LLC 310.00%0.01%0.02%Q1 2014Q4 20195
Bray Capital Advisors 550.00%0.00%0.00%Q3 2018Q3 20195
SCHRODER INVESTMENT MANAGEMENT GROUP 550.00%0.00%0.00%Q2 2013Q2 20145
Manatuck Hill Partners, LLC 410.01%0.21%0.71%Q1 2016Q1 20195
Schonfeld Strategic Advisors LLC 320.00%0.00%0.00%Q1 2022Q3 20235
O'SHAUGHNESSY ASSET MANAGEMENT, LLC 440.00%0.00%0.00%Q2 2020Q1 20214
Dynamic Technology Lab Private Ltd 210.01%0.02%0.03%Q4 2016Q1 20214
Gladius Capital Management LP 440.00%0.00%0.00%Q4 2022Q3 20234
Dorsey Wright & Associates 440.00%0.14%0.57%Q2 2020Q1 20214
Mirae Asset Global Investments Co., Ltd. 440.00%0.00%0.00%Q2 2022Q1 20234
COOPER CREEK PARTNERS MANAGEMENT LLC 440.75%0.93%1.13%Q4 2019Q3 20204
C M BIDWELL & ASSOCIATES LTD 220.03%0.04%0.06%Q3 2016Q4 20174
WOLVERINE ASSET MANAGEMENT LLC 440.00%0.00%0.00%Q4 2018Q3 20194
HEARTLAND ADVISORS INC 440.01%0.02%0.04%Q4 2014Q3 20154
HANCOCK WHITNEY CORP 440.01%0.03%0.06%Q2 2017Q1 20184
CWM, LLC 440.00%0.00%0.00%Q4 2022Q3 20234
FEDERATED HERMES, INC. 220.00%0.00%0.00%Q3 2016Q4 20174
HRT FINANCIAL LP 440.00%0.00%0.01%Q2 2021Q1 20224
Crosspoint Capital Strategies, LLC 440.10%0.12%0.14%Q1 2017Q4 20174
OneDigital Investment Advisors LLC 220.00%0.01%0.01%Q4 2020Q1 20214
Acrospire Investment Management LLC 440.03%0.04%0.07%Q3 2016Q2 20174
Park Edge Advisors, LLC 440.04%0.07%0.09%Q4 2022Q3 20234
NORTHPOINTE CAPITAL LLC 440.16%0.53%0.75%Q1 2017Q4 20174
BENJAMIN F. EDWARDS & COMPANY, INC. 310.00%0.00%0.00%Q4 2017Q4 20194
Arcadia Wealth Management, LLC 440.02%0.04%0.05%Q4 2022Q3 20234
Quadrature Capital Ltd 210.00%0.00%0.01%Q3 2020Q3 20234
FNY Partners Fund LP 220.01%0.05%0.15%Q4 2016Q1 20184
MACQUARIE GROUP LTD 210.00%0.00%0.00%Q4 2017Q1 20213
Lenox Wealth Advisors, LLC 330.00%0.00%0.00%Q3 2019Q1 20203
Leap Investments LP 210.02%0.05%0.07%Q2 2019Q1 20203
Employees Retirement System of Texas 330.01%0.01%0.02%Q2 2013Q4 20133
SIGNATUREFD, LLC 210.00%0.00%0.00%Q3 2021Q3 20223
RUSSELL FRANK CO/ 210.00%0.00%0.00%Q2 2013Q4 20143
Clear Perspective Advisors, LLC 330.01%0.02%0.04%Q2 2017Q4 20173
Virtu Financial LLC 110.00%0.01%0.01%Q3 2018Q2 20203
Morling Financial Advisors, LLC 330.02%0.03%0.04%Q1 2023Q3 20233
Winslow, Evans & Crocker, Inc. 330.00%0.01%0.02%Q2 2020Q4 20203
Freedom Investment Management, Inc. 330.01%0.01%0.01%Q2 2021Q4 20213
ExodusPoint Capital Management, LP 330.00%0.00%0.00%Q1 2021Q3 20213
Sterling Investment Advisors, Ltd. 330.03%0.03%0.04%Q3 2017Q1 20183
PATHSTONE FAMILY OFFICE, LLC 330.00%0.00%0.00%Q2 2020Q4 20203
ProShare Advisors LLC 210.00%0.00%0.00%Q2 2013Q2 20213
HAP Trading, LLC 110.00%0.00%0.00%Q2 2016Q1 20213
Hillsdale Investment Management Inc. 210.00%0.11%0.18%Q3 2016Q3 20203
Old West Investment Management, LLC 330.05%0.06%0.06%Q1 2021Q3 20213
Point72 Hong Kong Ltd 110.00%0.00%0.00%Q2 2019Q3 20223
Jump Financial, LLC 210.00%0.01%0.01%Q4 2022Q3 20233
VAN ECK ASSOCIATES CORP 330.03%0.04%0.06%Q4 2020Q2 20213
Paloma Partners Management Co 110.00%0.01%0.02%Q2 2013Q2 20213
Orion Portfolio Solutions, LLC 330.00%0.00%0.00%Q1 2023Q3 20233
APIS CAPITAL ADVISORS, LLC 210.38%0.66%0.85%Q1 2019Q2 20213
PRELUDE CAPITAL MANAGEMENT, LLC 210.01%0.01%0.01%Q3 2016Q3 20233
Advisory Services Network, LLC 210.00%0.00%0.00%Q2 2021Q1 20233
EAGLE GLOBAL ADVISORS LLC 210.00%0.00%0.01%Q1 2015Q2 20173
BLAIR WILLIAM & CO/IL 330.00%0.00%0.00%Q1 2018Q3 20183
SEI INVESTMENTS CO 330.00%0.00%0.00%Q4 2017Q2 20183
BOGLE INVESTMENT MANAGEMENT L P /DE/ 330.09%0.11%0.15%Q1 2017Q3 20173
Allworth Financial LP 330.00%0.00%0.00%Q1 2023Q3 20233
ARDSLEY ADVISORY PARTNERS LP 210.02%0.06%0.11%Q4 2016Q4 20213
Kaizen Advisory, LLC 220.24%0.36%0.48%Q1 2018Q2 20182
Coe Capital Management, LLC 220.14%0.24%0.35%Q2 2016Q3 20162
HARBOUR INVESTMENTS, INC. 220.00%0.00%0.00%Q2 2021Q3 20212
FULLER & THALER ASSET MANAGEMENT, INC. 220.01%0.02%0.02%Q1 2021Q2 20212
CALDWELL SUTTER CAPITAL, INC. 220.00%0.00%0.00%Q2 2023Q3 20232
BREWIN DOLPHIN LTD 220.00%0.00%0.00%Q2 2018Q3 20182
Mesirow Financial Investment Management, Inc. 220.04%0.05%0.06%Q4 2020Q1 20212
PUTNAM INVESTMENTS LLC 220.00%0.00%0.00%Q3 2018Q4 20182
Truvestments Capital LLC 110.00%0.00%0.00%Q3 2018Q1 20192
RMB Capital Management, LLC 110.00%0.01%0.01%Q4 2017Q2 20192
TOCQUEVILLE ASSET MANAGEMENT L.P. 220.00%0.00%0.00%Q1 2020Q2 20202
XTX Topco Ltd 220.01%0.02%0.03%Q2 2023Q3 20232
Empowered Funds, LLC 220.01%0.01%0.02%Q2 2023Q3 20232
FIRST QUADRANT LLC/CA 220.00%0.00%0.00%Q3 2018Q4 20182
LMR Master Fund Ltd 220.01%0.01%0.02%Q2 2013Q3 20132
Marshall Wace North America L.P. 110.00%0.00%0.00%Q3 2019Q3 20212
Walleye Capital LLC 220.00%0.00%0.00%Q2 2023Q3 20232
PRINCIPAL FINANCIAL GROUP INC 220.00%0.00%0.00%Q4 2017Q1 20182
Segantii Capital Management Ltd 220.01%0.03%0.05%Q4 2016Q1 20172
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 220.00%0.00%0.00%Q4 2020Q1 20212
MENTA CAPITAL LLC 110.02%0.02%0.02%Q3 2017Q1 20182
Ergoteles LLC 110.01%0.01%0.01%Q3 2021Q2 20232
Rotella Capital Management, Inc. 220.06%0.08%0.09%Q3 2014Q4 20142
EXCHANGE TRADED CONCEPTS, LLC 220.00%0.00%0.00%Q3 2022Q4 20222
SeaCrest Wealth Management, LLC 220.01%0.01%0.01%Q4 2017Q1 20182
Qube Research & Technologies Ltd 220.00%0.00%0.00%Q2 2023Q3 20232
M&G INVESTMENT MANAGEMENT LTD 220.01%0.01%0.01%Q2 2021Q3 20212
Spot Trading L.L.C 110.00%0.00%0.00%Q1 2017Q1 20172
WHV Investments, Inc. 220.00%0.00%0.00%Q2 2013Q3 20132
TORONTO DOMINION BANK 220.00%0.00%0.00%Q4 2021Q1 20222
FRIESS ASSOCIATES LLC 110.06%0.72%1.37%Q4 2016Q2 20222
NORDEA INVESTMENT MANAGEMENT AB 220.00%0.00%0.00%Q3 2016Q4 20162
Mascoma Wealth Management LLC 220.00%0.02%0.03%Q4 2016Q1 20172
Point72 Asset Management, L.P. 220.00%0.00%0.00%Q2 2023Q3 20232
INSIGHT CAPITAL RESEARCH & MANAGEMENT INC 220.65%0.79%0.93%Q2 2017Q3 20172
American Portfolios Advisors 110.00%0.00%0.00%Q4 2017Q4 20182
Shellback Capital, LP 220.05%0.09%0.12%Q2 2020Q3 20202
Point72 Middle East FZE 110.00%0.00%0.00%Q4 2022Q2 20232
LAZARD ASSET MANAGEMENT LLC 110.00%0.00%0.00%Q1 2021Q2 20222
Raging Capital Management, LLC 220.28%0.37%0.46%Q4 2018Q1 20192
Gotham Asset Management, LLC 220.00%0.00%0.00%Q1 2017Q2 20172
PRUDENTIAL FINANCIAL INC 110.00%0.00%0.00%Q4 2017Q3 20192
GLENMEDE TRUST CO NA 110.00%0.00%0.00%Q4 2018Q4 20181
EA Series Trust 110.02%0.02%0.02%Q2 2023Q2 20231
Timpani Capital Management LLC 110.42%0.42%0.42%Q4 2016Q4 20161
MSI Financial Services Inc 110.00%0.00%0.00%Q3 2016Q3 20161
WealthShield Partners, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
ZPR Investment Management 110.08%0.08%0.08%Q2 2016Q2 20161
Hutchin Hill Capital, LP 110.01%0.01%0.01%Q1 2017Q1 20171
WESTERLY CAPITAL MANAGEMENT, LLC 110.27%0.27%0.27%Q1 2023Q1 20231
Phocas Financial Corp. 110.00%0.00%0.00%Q4 2018Q4 20181
AMP Capital Investors Ltd 110.00%0.00%0.00%Q2 2013Q2 20131
COMERICA BANK 110.00%0.00%0.00%Q3 2023Q3 20231
HIGHBRIDGE CAPITAL MANAGEMENT LLC 110.01%0.01%0.01%Q2 2017Q2 20171
Geneos Wealth Management Inc. 110.00%0.00%0.00%Q3 2018Q3 20181
WESTPAC BANKING CORP 110.00%0.00%0.00%Q2 2013Q2 20131
BlackRock Group LTD 110.00%0.00%0.00%Q3 2013Q3 20131
Jane Street Holding, LLC 110.00%0.00%0.00%Q2 2013Q2 20131
Aquatic Capital Management LLC 110.00%0.00%0.00%Q4 2022Q4 20221
JAMES INVESTMENT RESEARCH INC 110.01%0.01%0.01%Q3 2023Q3 20231
ARGENT CAPITAL MANAGEMENT LLC 110.04%0.04%0.04%Q1 2018Q1 20181
PEAK6 Investments LLC 110.00%0.00%0.00%Q3 2018Q3 20181
Versant Capital Management, Inc 110.00%0.00%0.00%Q2 2023Q2 20231
BOARDMAN BAY CAPITAL MANAGEMENT LLC 110.38%0.38%0.38%Q2 2018Q2 20181
Sigma Planning Corp 110.01%0.01%0.01%Q4 2020Q4 20201
AFFINITY INVESTMENT ADVISORS, LLC 110.03%0.03%0.03%Q4 2017Q4 20171
COLDSTREAM CAPITAL MANAGEMENT INC 110.01%0.01%0.01%Q1 2016Q1 20161
FNY Investment Advisers, LLC 110.06%0.06%0.06%Q2 2018Q2 20181
ELLINGTON MANAGEMENT GROUP LLC 110.01%0.01%0.01%Q1 2017Q1 20171
Amalgamated Financial Corp. 110.00%0.00%0.00%Q1 2022Q1 20221
Counterpoint Mutual Funds LLC 110.48%0.48%0.48%Q3 2022Q3 20221
Y-Intercept (Hong Kong) Ltd 110.02%0.02%0.02%Q2 2023Q2 20231
MERCER GLOBAL ADVISORS INC /ADV 110.00%0.00%0.00%Q3 2020Q3 20201
CENTAURUS FINANCIAL, INC. 110.00%0.00%0.00%Q2 2018Q2 20181
Zebra Capital Management LLC 110.03%0.03%0.03%Q1 2019Q1 20191
Sepio Capital, LP 110.02%0.02%0.02%Q4 2018Q4 20181
USA FINANCIAL FORMULAS 110.22%0.22%0.22%Q4 2020Q4 20201
MAPLELANE CAPITAL, LLC 110.01%0.01%0.01%Q1 2017Q1 20171
Clear Harbor Asset Management, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
BNC WEALTH MANAGEMENT, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
Rockefeller Capital Management L.P. 110.00%0.00%0.00%Q1 2021Q1 20211
ARS Wealth Advisors Group, LLC 110.02%0.02%0.02%Q4 2021Q4 20211
ZACKS INVESTMENT MANAGEMENT 110.00%0.00%0.00%Q2 2020Q2 20201
MEEDER ASSET MANAGEMENT INC 110.00%0.00%0.00%Q1 2021Q1 20211
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 110.00%0.00%0.00%Q3 2023Q3 20231
COWEN INC. 110.02%0.02%0.02%Q2 2013Q2 20131
CAPITAL FUND MANAGEMENT S.A. 110.00%0.00%0.00%Q4 2017Q4 20171
WEDBUSH SECURITIES INC 110.00%0.00%0.00%Q3 2023Q3 20231
FOX RUN MANAGEMENT, L.L.C. 110.04%0.04%0.04%Q3 2018Q3 20181
Eidelman Virant Capital 110.03%0.03%0.03%Q2 2019Q2 20191
NOMURA HOLDINGS INC 110.00%0.00%0.00%Q3 2018Q3 20181
DALTON GREINER HARTMAN MAHER & CO 110.01%0.01%0.01%Q3 2019Q3 20191
Jefferies Group LLC 110.00%0.00%0.00%Q2 2019Q2 20191
BECKER CAPITAL MANAGEMENT INC 110.00%0.00%0.00%Q3 2014Q3 20141
DRW Securities, LLC 110.00%0.00%0.00%Q2 2023Q2 20231
DENALI ADVISORS LLC 110.00%0.00%0.00%Q4 2019Q4 20191
Pinz Capital Management, LP 110.05%0.05%0.05%Q3 2021Q3 20211
Wealthcare Advisory Partners LLC 110.00%0.00%0.00%Q1 2021Q1 20211
GENESEE VALLEY TRUST CO 110.04%0.04%0.04%Q1 2018Q1 20181
Laurion Capital Management LP 110.00%0.00%0.00%Q2 2023Q2 20231
Covestor Ltd 110.00%0.00%0.00%Q3 2022Q3 20221
Graham Capital Management, L.P. 110.02%0.02%0.02%Q3 2022Q3 20221
Daiwa Securities Group Inc. 110.00%0.00%0.00%Q1 2021Q1 20211
Delta Investment Management, LLC 110.18%0.18%0.18%Q4 2018Q4 20181
Cetera Advisor Networks LLC 110.00%0.00%0.00%Q2 2020Q2 20201
Islet Management, LP 110.09%0.09%0.09%Q2 2021Q2 20211
OLD MISSION CAPITAL LLC 110.00%0.00%0.00%Q2 2023Q2 20231
Darwin Wealth Management, LLC 110.00%0.00%0.00%Q1 2020Q1 20201
Castleview Partners, LLC 110.05%0.05%0.05%Q4 2021Q4 20211
Bogart Wealth, LLC 110.00%0.00%0.00%Q3 2022Q3 20221
Quantitative Systematic Strategies LLC 110.02%0.02%0.02%Q4 2018Q4 20181
Engineers Gate Manager LP 110.00%0.00%0.00%Q4 2019Q4 20191
CLEAR STREET MARKETS LLC 110.00%0.00%0.00%Q3 2022Q3 20221
PIEDMONT INVESTMENT ADVISORS INC 110.00%0.00%0.00%Q2 2018Q2 20181
PDT Partners, LLC 110.01%0.01%0.01%Q2 2021Q2 20211
BlueCrest Capital Management Ltd 110.01%0.01%0.01%Q1 2017Q1 20171
GRUBER & MCBAINE CAPITAL MANAGEMENT LLC 110.07%0.07%0.07%Q2 2013Q2 20131
Adirondack Funds 110.20%0.20%0.20%Q3 2015Q3 20151
GLOBEFLEX CAPITAL L P 110.00%0.00%0.00%Q4 2016Q4 20161
SYMMETRY PEAK MANAGEMENT LLC 110.23%0.23%0.23%Q3 2020Q3 20201
TOMPKINS FINANCIAL CORP 110.00%0.00%0.00%Q4 2020Q4 20201
Kovack Advisors, Inc. 110.01%0.01%0.01%Q1 2023Q1 20231
GLG Partners LP 110.01%0.01%0.01%Q1 2017Q1 20171
Capital Analysts, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
Bordeaux Wealth Advisors LLC 110.65%0.65%0.65%Q4 2020Q4 20201
Weil Company, Inc. 110.01%0.01%0.01%Q3 2019Q3 20191
Cooper Financial Group 110.07%0.07%0.07%Q4 2020Q4 20201
INGALLS & SNYDER LLC 110.01%0.01%0.01%Q1 2020Q1 20201
External links

This page lists all the filers that currently own AXT INC or have owned AXT INC in the past.