Nantahala Capital Management, LLC Q1 2020

Nantahala Capital Management, LLC holdings Q1 2020
Name ValueChangeSharesChangeWeightingChange
ISHARES TR (PUT)russell 2000 etf$515,070
-28.53%
4,500,000
3.45%
19.29%
-13.11%
ISHARES TR (CALL)russell 2000 etfNew $320,4882,800,00012.00%
ISHARES TR (PUT)iboxx hi yd etfNew $192,6752,500,0007.22%
CARVANA CO (CALL)cl a$100,589
-29.53%
1,825,900
17.75%
3.77%
-14.32%
UNIQURE NV$81,105
-15.02%
1,709,272
28.34%
3.04%
3.32%
WAYFAIR INCcl a$69,893
113.13%
1,307,870
260.42%
2.62%
159.12%
CODEXIS INC$59,856
-30.21%
5,363,4840.00%2.24%
-15.15%
WAYFAIR INC (CALL)cl a$59,495
119.45%
1,113,300
271.10%
2.23%
166.80%
MARRIOTT VACTINS WORLDWID CO$53,639
-36.72%
965,079
46.61%
2.01%
-23.06%
AKEBIA THERAPEUTICS INC$49,721
16.77%
6,559,478
-2.64%
1.86%
41.97%
RH$48,043
1164.62%
478,180
2587.46%
1.80%
1437.50%
QAD INCcl a$46,873
-26.41%
1,173,868
-6.14%
1.76%
-10.54%
SCIENTIFIC GAMES CORP (CALL)$45,382
-71.71%
4,678,600
-21.90%
1.70%
-65.61%
DOLBY LABORATORIES INC$45,357
26.37%
836,693
60.38%
1.70%
53.64%
UNIQURE NV (CALL)$43,298
-47.69%
912,500
-21.00%
1.62%
-36.40%
HCA HEALTHCARE INC (PUT)$42,230
-10.72%
470,000
46.88%
1.58%
8.55%
META FINL GROUP INC$39,090
-40.51%
1,799,7270.00%1.46%
-27.67%
APTOSE BIOSCIENCES INC$37,417
9.01%
6,299,196
4.05%
1.40%
32.53%
CUE BIOPHARMA INC$35,529
59.30%
2,503,840
78.22%
1.33%
93.68%
TENET HEALTHCARE CORP (CALL)$34,596
-65.00%
2,402,500
-7.56%
1.30%
-57.45%
LUXFER HOLDINGS PLC$34,396
-23.61%
2,432,5310.00%1.29%
-7.12%
SPDR SER TR (PUT)s&p regl bkgNew $32,5901,000,0001.22%
VONAGE HLDGS CORPNew $31,2394,320,8001.17%
TENET HEALTHCARE CORP$30,689
-26.77%
2,131,171
93.41%
1.15%
-10.96%
HCA HEALTHCARE INCNew $28,701319,4341.07%
ESTABLISHMENT LABS HLDGS INC$27,824
15.37%
1,925,569
120.84%
1.04%
40.27%
INTERNATIONAL MNY EXPRESS IN$26,535
-12.28%
2,906,378
15.68%
0.99%
6.64%
WORLD ACCEP CORP DEL$20,047
-26.75%
367,088
15.89%
0.75%
-10.94%
DXP ENTERPRISES INC NEW$19,646
-69.20%
1,602,4330.00%0.74%
-62.56%
BIODELIVERY SCIENCES INTL IN$18,964
-38.08%
5,003,631
3.25%
0.71%
-24.72%
MEDIFAST INC$17,060
19.76%
272,957
109.97%
0.64%
45.60%
FRANCHISE GROUP INC$16,657
-61.87%
1,910,2470.00%0.62%
-53.64%
BANCORP INC DEL$16,292
-53.20%
2,683,9380.00%0.61%
-43.10%
GOLDEN ENTMT INC$16,193
-65.61%
2,449,7130.00%0.61%
-58.19%
UNITED AIRLS HLDGS INC (CALL)New $15,775500,0000.59%
WYNDHAM DESTINATIONS INCNew $14,986690,6200.56%
AIMMUNE THERAPEUTICS INCNew $14,4961,005,3020.54%
SCIENTIFIC GAMES CORP$14,380
-62.38%
1,482,465
3.85%
0.54%
-54.27%
UPLAND SOFTWARE INCNew $13,875517,3460.52%
AEGLEA BIOTHERAPEUTICS INC$13,106
-39.86%
2,852,2600.00%0.49%
-26.88%
CARVANA COcl a$11,726
21220.00%
212,851
35673.28%
0.44%
25820.46%
ALTA EQUIPMENT GROUP INCNew $10,2942,410,8870.39%
DHI GROUP INC$10,187
-30.07%
4,839,5950.00%0.38%
-14.98%
SOLENO THERAPEUTICS INC$10,181
-19.05%
4,277,9230.00%0.38%
-1.58%
FINTECH ACQUISITION CORP IIIunit 12/01/2023$9,995
9.75%
977,022
15.94%
0.37%
33.43%
SCIPLAY CORPcl a$9,535
-17.11%
1,001,032
6.95%
0.36%
0.78%
JOINT CORP$9,210
-32.78%
848,8810.00%0.34%
-18.27%
AVIS BUDGET GROUP (CALL)New $9,142657,7000.34%
WAVE LIFE SCIENCES LTDNew $9,131974,4720.34%
CRH MED CORP$9,063
-59.96%
6,777,905
3.73%
0.34%
-51.32%
EXACT SCIENCES CORP (PUT)$8,700
-76.94%
150,000
-63.24%
0.33%
-71.97%
SIGA TECHNOLOGIES INC$8,643
2.91%
1,808,163
2.69%
0.32%
25.11%
PAR TECHNOLOGY CORP$8,637
-55.26%
671,633
6.95%
0.32%
-45.61%
ON DECK CAP INC$8,574
-63.49%
5,659,644
-0.23%
0.32%
-55.61%
HERTZ GLOBAL HLDGS INC (CALL)$8,034
-61.98%
1,300,000
-3.11%
0.30%
-53.78%
PELOTON INTERACTIVE INCNew $7,965300,0000.30%
WYNDHAM DESTINATIONS INC (CALL)New $7,697354,7000.29%
PLANET FITNESS INCcl aNew $7,419152,3350.28%
CHEMBIO DIAGNOSTICS INC$7,332
29.68%
1,432,032
15.49%
0.27%
57.66%
VIEMED HEALTHCARE INC$7,131
-24.02%
1,498,1000.00%0.27%
-7.62%
CATALYST BIOSCIENCES INC$6,322
-13.39%
1,446,749
34.99%
0.24%
5.30%
RAFAEL HLDGS INC$6,099
-29.56%
485,3660.00%0.23%
-14.37%
HALLIBURTON CO (CALL)New $6,070886,2000.23%
ARYA SCIENCES ACQUISITION CONew $6,037556,5840.23%
EXELA TECHNOLOGIES INC$5,694
9.29%
27,777,887
117.39%
0.21%
32.87%
SCULLY ROYALTY LTD$5,677
-39.27%
753,8850.00%0.21%
-26.17%
INMODE LTDNew $5,665263,4990.21%
CAESARS ENTMT CORPNew $5,408800,0000.20%
LINCOLN EDL SVCS CORP$5,361
-24.14%
2,436,8050.00%0.20%
-7.77%
HERTZ GLOBAL HLDGS INC$5,247
-55.70%
849,052
12.91%
0.20%
-46.14%
INSURANCE ACQUISITION CORPunit 03/31/2024$5,190
-2.44%
500,0000.00%0.19%
18.61%
NATURES SUNSHINE PRODS INC$4,856
-8.96%
597,3100.00%0.18%
10.68%
GLOBAL EAGLE ENTMT INC$4,578
-68.46%
29,031,5420.00%0.17%
-61.66%
GALMED PHARMACEUTICALS LTD$4,511
-11.24%
1,303,652
48.28%
0.17%
7.92%
SELECT INTERIOR CONCEPTS INCcl a$4,444
-53.66%
2,147,039
101.27%
0.17%
-43.66%
ZOVIO INC$4,378
-19.89%
2,653,0870.00%0.16%
-2.60%
FALCON MINERALS CORP$4,180
-69.55%
1,944,1440.00%0.16%
-62.98%
SUNESIS PHARMACEUTICALS INC$3,969
34.09%
9,566,844
9.14%
0.15%
63.02%
PENN NATL GAMING INC (PUT)New $3,795300,0000.14%
APOLLO ENDOSURGERY INC$3,549
-32.76%
1,848,672
2.10%
0.13%
-18.25%
NEOS THERAPEUTICS INC$3,458
-50.32%
4,610,0000.00%0.13%
-39.60%
FORTRESS BIOTECH INC$3,456
230.09%
1,828,800
349.11%
0.13%
301.31%
TRAVELCENTERS OF AMERICA INC$3,298
-43.00%
337,3900.00%0.12%
-30.70%
PARTY CITY HOLDCO INC$3,269
-81.78%
7,133,136
-6.95%
0.12%
-77.84%
STRATA SKIN SCIENCES INC$3,088
-49.03%
3,251,001
14.03%
0.12%
-38.03%
CATASYS INCNew $2,987196,0950.11%
STREAMLINE HEALTH SOLUTIONS$2,341
-38.85%
2,753,5990.00%0.09%
-25.65%
CAESARS ENTMT CORP (CALL)$2,238
-95.06%
331,000
-90.06%
0.08%
-93.99%
ARMSTRONG FLOORING INC$2,226
-65.93%
1,556,435
1.72%
0.08%
-58.58%
TFF PHARMACEUTICALS INC$2,224
-20.83%
579,217
10.33%
0.08%
-3.74%
DIAMEDICA THERAPEUTICS INCNew $2,141750,0000.08%
DOVER MOTORSPORTS INC$2,119
-32.82%
1,695,5410.00%0.08%
-18.32%
ACER THERAPEUTICS INC$1,971
-50.39%
990,6550.00%0.07%
-39.69%
HTG MOLECULAR DIAGNOSTICS IN$1,645
-53.13%
5,060,160
1.20%
0.06%
-43.02%
MERRIMACK PHARMACEUTICALS IN$1,607
-31.76%
747,6350.00%0.06%
-17.04%
NELNET INCcl aNew $1,58534,9000.06%
EMMIS COMMUNICATIONS CORP$1,564
-50.36%
781,7830.00%0.06%
-39.65%
DARIOHEALTH CORP$1,454
3.56%
214,0910.00%0.05%
25.91%
PLAYAGS INCNew $1,097413,8040.04%
EBIX INCNew $1,01766,9970.04%
BIOMX INCunit 10/16/2024$585
-38.55%
87,299
-12.70%
0.02%
-25.29%
MEDIACO HLDG INCcl aNew $40198,8940.02%
ALTA EQUIPMENT GROUP INC*w exp 02/14/202New $314187,5000.01%
MOTUS GI HLDGS INC$273
-71.47%
417,7080.00%0.01%
-65.32%
FALCON MINERALS CORP*w exp 07/21/202$236
-79.95%
878,0220.00%0.01%
-75.62%
FIAT CHRYSLER AUTOMOBILES N (CALL)Sold $0-4,170,000-1.89%
ELEVATE CREDIT INCSold $0-483,068-0.07%
SPDR SERIES TRUST (PUT)s&p biotechSold $0-2,250,000-6.59%
ARQULE INCSold $0-6,544,347-4.02%
EVERI HLDGS INCSold $0-250,000-0.10%
CHEMOCENTRYX INC (CALL)Sold $0-300,000-0.37%
ARYA SCIENCES ACQUISITION COunit 10/04/2023Sold $0-452,944-0.16%
RH (CALL)Sold $0-269,500-1.77%
INTERNATIONAL GAME TECHNOLOG (CALL)Sold $0-500,000-0.23%
Portfolio Information
QuarterQ1 2020
Total value$2,670,017,000
Holdings105
Managers
Wilmot B. Harkey
Daniel Mack
Quarters
2020-03-31
$2,670,017
2019-12-31
$3,246,157
2019-09-30
$2,698,538
2019-06-30
$3,247,235
2019-03-31
$3,206,145
2018-12-31
$3,250,219
2018-09-30
$3,716,492
2018-06-30
$2,470,048
2018-03-31
$2,218,800
2017-12-31
$2,249,865
2017-09-30
$2,039,333
2017-06-30
$1,260,495
2017-03-31
$897,743
2016-12-31
$963,285
2016-09-30
$829,395
2016-06-30
$922,450
2016-03-31
$972,075
2015-12-31
$766,548
2015-09-30
$736,677
2015-06-30
$681,602
2015-03-31
$601,046
2014-12-31
$712,513
2014-09-30
$814,589
2014-06-30
$679,845
2014-03-31
$622,660
2013-12-31
$616,665
2013-09-30
$446,748
2013-06-30
$431,777
SEC Filings