Nantahala Capital Management, LLC Q2 2018

Nantahala Capital Management, LLC holdings Q2 2018
Name ValueChangeSharesChangeWeightingChange
ISHARES TR (PUT)russell 2000 etf$327,540
-19.20%
2,000,000
-25.09%
13.26%
-27.42%
FIAT CHRYSLER AUTOMOBILES N (CALL)$136,008
107.13%
7,200,000
125.00%
5.51%
86.06%
SCIENTIFIC GAMES CORP (CALL)$111,890
-28.18%
2,276,500
-39.22%
4.53%
-35.49%
EXACT SCIENCES CORP (PUT)$111,736
45.82%
1,868,800
-1.64%
4.52%
30.99%
CODEXIS INC$96,191
30.91%
6,679,9540.00%3.89%
17.59%
SPDR S&P 500 ETF TR (PUT)tr unit$94,948
3.09%
350,0000.00%3.84%
-7.40%
ALTABA INC$85,779
-1.12%
1,171,6910.00%3.47%
-11.18%
WORLD ACCEP CORP DEL$68,460
34.06%
616,705
27.17%
2.77%
20.42%
UNIQURE NV (CALL)$68,040
479.06%
1,800,000
260.00%
2.75%
420.16%
ARQULE INC$67,588
92.01%
12,222,1300.00%2.74%
72.48%
UNIQURE NV$66,393
53.56%
1,756,439
-4.53%
2.69%
37.94%
TENET HEALTHCARE CORP$53,857
33.90%
1,604,325
-3.28%
2.18%
20.28%
GOLDEN ENTMT INC$52,833
23.31%
1,957,510
6.14%
2.14%
10.77%
SPDR SERIES TRUST (PUT)s&p biotech$52,355
198.39%
550,000
175.00%
2.12%
168.04%
RH (CALL)$48,350
-7.08%
346,100
-36.62%
1.96%
-16.53%
META FINL GROUP INC$46,734
-11.18%
479,814
-0.42%
1.89%
-20.21%
LUXFER HOLDINGS PLC$46,248
36.56%
2,645,7490.00%1.87%
22.67%
AKEBIA THERAPEUTICS INC$45,141
39.89%
4,523,111
33.58%
1.83%
25.66%
DOLBY LABORATORIES INC$38,573
23.28%
625,270
27.02%
1.56%
10.74%
SODASTREAM INTERNATIONAL LTD (CALL)$38,385
-7.11%
450,0000.00%1.55%
-16.56%
QAD INCcl a$34,444
20.41%
686,8140.00%1.39%
8.16%
PARTY CITY HOLDCO INC$32,595
16.25%
2,137,401
18.92%
1.32%
4.42%
EXELA TECHNOLOGIES INC$31,647
25.68%
6,662,582
46.32%
1.28%
12.89%
NUTRI SYS INC NEW (PUT)New $30,800800,0001.25%
CURO GROUP HLDGS CORP$30,688
79.21%
1,229,999
23.54%
1.24%
60.98%
DXP ENTERPRISES INC NEW$29,563
18.98%
773,900
21.31%
1.20%
6.87%
SPDR S&P 500 ETF TR (CALL)tr unit$27,128
-74.23%
100,000
-75.00%
1.10%
-76.85%
ON DECK CAP INC$26,252
25.22%
3,750,2700.00%1.06%
12.49%
SCIENTIFIC GAMES CORP$25,809
12.80%
525,100
-4.53%
1.04%
1.33%
AEGLEA BIOTHERAPEUTICS INC$23,414
27.95%
2,213,052
19.97%
0.95%
14.94%
ARMSTRONG FLOORING INC$23,208
19.74%
1,653,016
15.73%
0.94%
7.56%
GLOBAL EAGLE ENTMT INC$22,687
71.43%
9,002,6290.00%0.92%
53.99%
SODASTREAM INTERNATIONAL LTD$20,882
19.69%
244,810
28.85%
0.85%
7.51%
HCA HEALTHCARE INC (PUT)$20,520
5.77%
200,0000.00%0.83%
-4.99%
SYNERGY PHARMACEUTICALS DEL$20,147
-4.92%
11,578,5680.00%0.82%
-14.59%
JAMBA INC$19,541
24.13%
1,834,8350.00%0.79%
11.50%
TENET HEALTHCARE CORP (CALL)$18,464
-61.93%
550,000
-72.50%
0.75%
-65.80%
BLOCK H & R INC (PUT)$18,224
-10.35%
800,0000.00%0.74%
-19.47%
BANCORP INC DEL$17,901
1.15%
1,711,379
4.44%
0.72%
-9.14%
ADT INC (CALL)New $17,3002,000,0000.70%
WORLD ACCEP CORP DEL (CALL)$17,218
-43.50%
155,100
-46.41%
0.70%
-49.25%
CRH MEDICAL CORP$15,396
55.37%
4,919,614
25.46%
0.62%
39.57%
SIGA TECHNOLOGIES INC$14,653
-60.23%
2,466,840
-58.96%
0.59%
-64.27%
BRIDGEPOINT ED INC$13,885
191.15%
2,126,338
200.48%
0.56%
161.54%
HERTZ GLOBAL HLDGS INC (CALL)$12,272
-22.72%
800,0000.00%0.50%
-30.58%
FINTECH ACQUISITION CORP II$12,045
100.45%
1,204,498
99.26%
0.49%
80.06%
GENERAL MTRS CO (PUT)New $11,820300,0000.48%
OWENS RLTY MTG INC$11,119
14.40%
666,6300.00%0.45%
2.77%
OSPREY ENERGY ACQUISITION COunit 07/21/2022$10,925
8.17%
1,000,0000.00%0.44%
-2.83%
VIVEVE MED INC$10,739
3.05%
3,948,132
38.67%
0.43%
-7.43%
IOVANCE BIOTHERAPEUTICS INCNew $10,560825,0000.43%
FTD COS INC$10,202
30.23%
2,198,663
2.16%
0.41%
16.98%
DHI GROUP INC$9,685
137.79%
4,121,092
69.48%
0.39%
113.60%
ELEVATE CREDIT INC$9,630
19.49%
1,138,3260.00%0.39%
7.34%
GALMED PHARMACEUTICALS LTD$8,819
413.03%
741,108
140.13%
0.36%
360.85%
AKEBIA THERAPEUTICS INC (CALL)$8,493
197.06%
851,000
183.67%
0.34%
166.85%
CHEMOCENTRYX INC$8,102
-0.80%
615,173
2.45%
0.33%
-10.89%
TILLYS INCcl a$7,758
34.06%
512,1030.00%0.31%
20.42%
FORD MTR CO DEL (PUT)New $7,749700,0000.31%
GAIA INC NEWcl a$7,047
13.44%
347,996
-13.17%
0.29%
1.90%
RED ROCK RESORTS INC (PUT)cl a$6,700
-29.59%
200,000
-38.46%
0.27%
-36.75%
LIBERTY TAX INCcl a$6,527
-4.83%
808,239
19.03%
0.26%
-14.51%
EMMIS COMMUNICATIONS CORP$5,782
14.74%
1,092,9510.00%0.23%
3.07%
ACER THERAPEUTICS INC$5,405
12.09%
250,2520.00%0.22%
0.69%
NATURES SUNSHINE PRODUCTS IN$5,391
-15.01%
576,6020.00%0.22%
-23.65%
ROADRUNNER TRNSN SVCS HLDG INew $5,3312,550,5000.22%
CUE BIOPHARMA INCNew $5,024423,5800.20%
ASCENT CAP GROUP INC$4,620
9.92%
1,644,260
43.96%
0.19%
-1.26%
SEARS HOMETOWN & OUTLET STOR$4,570
-30.00%
2,176,2510.00%0.19%
-37.12%
APOLLO ENDOSURGERY INCNew $4,537649,9410.18%
JOINT CORPNew $4,375534,8220.18%
STRATA SKIN SCIENCES INCNew $4,2612,078,5820.17%
RAFAEL HLDGS INCNew $4,054441,0920.16%
MFC BANCORP LTD$3,993
21.26%
674,555
27.34%
0.16%
8.92%
DOVER MOTORSPORTS INC$3,883
7.15%
1,725,7890.00%0.16%
-3.75%
LINCOLN EDL SVCS CORP$3,758
-12.56%
2,159,7050.00%0.15%
-21.46%
KIRKLANDS INC (PUT)New $3,492300,0000.14%
DOVER DOWNS GAMING & ENTMT I$3,358
33.84%
1,886,4580.00%0.14%
20.22%
TRAVELCENTERS AMER LLC$2,658
9.20%
759,401
12.32%
0.11%
-1.90%
STREAMLINE HEALTH SOLUTIONS$2,570
-20.65%
1,760,2970.00%0.10%
-28.73%
SEARS HLDGS CORP$2,494
-11.25%
1,052,4900.00%0.10%
-20.27%
SEARS HLDGS CORP (PUT)$2,370
-11.24%
1,000,0000.00%0.10%
-20.26%
SEARS HLDGS CORP (CALL)$2,370
-11.24%
1,000,0000.00%0.10%
-20.26%
RADIANT LOGISTICS INC$2,054
1.03%
525,3000.00%0.08%
-9.24%
TEAM INCNew $1,39560,4000.06%
PAIN THERAPEUTICS INC$1,333
-70.95%
647,0530.00%0.05%
-73.90%
TRANS WORLD ENTMT CORP$629
-66.67%
722,647
-52.12%
0.03%
-70.06%
FINTECH ACQUISITION CORP II*w exp 01/19/202$400
21.21%
249,9990.00%0.02%
8.88%
REPUBLIC BANCORP KYcl a$334
18.44%
7,3710.00%0.01%
6.39%
COGENTIX MED INCSold $0-3,639,853-0.63%
ISHARES TR (PUT)nasdaq biotechSold $0-100,000-0.48%
PLAYAGS INCSold $0-399,158-0.42%
AMERICAS CAR MART INCSold $0-16,348-0.04%
Portfolio Information
QuarterQ2 2018
Total value$2,470,048,000
Holdings89
Managers
Wilmot B. Harkey
Daniel Mack
Quarters
2018-06-30
$2,470,048
2018-03-31
$2,218,800
2017-12-31
$2,249,865
2017-09-30
$2,039,333
2017-06-30
$1,260,495
2017-03-31
$897,743
2016-12-31
$963,285
2016-09-30
$829,395
2016-06-30
$922,450
2016-03-31
$972,075
2015-12-31
$766,548
2015-09-30
$736,677
2015-06-30
$681,602
2015-03-31
$601,046
2014-12-31
$712,513
2014-09-30
$814,589
2014-06-30
$679,845
2014-03-31
$622,660
2013-12-31
$616,665
2013-09-30
$446,748
2013-06-30
$431,777
SEC Filings