Nantahala Capital Management, LLC Q4 2018

Nantahala Capital Management, LLC holdings Q4 2018
Name ValueChangeSharesChangeWeightingChange
ISHARES TR (PUT)russell 2000 etf$619,916
-16.41%
4,629,700
5.22%
19.07%
-4.42%
ISHARES TR (PUT)u.s. real es etf$224,820
-6.35%
3,000,0000.00%6.92%
7.09%
ISHARES TR (CALL)russell 2000 etfNew $207,8931,552,6006.40%
FIAT CHRYSLER AUTOMOBILES N (CALL)$129,706
-7.06%
8,970,000
12.55%
3.99%
6.28%
SCIENTIFIC GAMES CORP (CALL)$124,593
-24.26%
6,968,300
7.59%
3.83%
-13.40%
CODEXIS INC$109,382
-4.52%
6,549,800
-1.95%
3.37%
9.18%
HCA HEALTHCARE INC (PUT)$87,115
-10.54%
700,0000.00%2.68%
2.29%
RH (CALL)$81,250
4.04%
678,100
13.76%
2.50%
18.96%
WORLD ACCEP CORP DEL$75,871
-8.79%
741,945
2.00%
2.33%
4.29%
SPDR SERIES TRUST (PUT)s&p biotech$71,750
-25.16%
1,000,0000.00%2.21%
-14.42%
UNIQURE NV$71,435
4.28%
2,478,667
31.67%
2.20%
19.24%
EXACT SCIENCES CORP (PUT)$70,041
-70.21%
1,110,000
-62.74%
2.15%
-65.93%
SPDR S&P 500 ETF TR (PUT)tr unitNew $62,480250,0001.92%
MARRIOTT VACATIONS WRLDWDE CNew $55,992794,0961.72%
TENET HEALTHCARE CORP (CALL)$50,992
40.52%
2,975,000
133.33%
1.57%
60.68%
ALTABA INC$49,993
-37.36%
862,841
-26.36%
1.54%
-28.38%
CARVANA CO (CALL)cl aNew $47,4301,450,0001.46%
LUXFER HOLDINGS PLC$46,468
-24.46%
2,635,749
-0.38%
1.43%
-13.62%
PARTY CITY HOLDCO INC$43,710
36.18%
4,379,789
84.89%
1.34%
55.71%
TENET HEALTHCARE CORP$42,389
-29.36%
2,473,112
17.30%
1.30%
-19.22%
GOLDEN ENTMT INC$40,494
-29.91%
2,527,713
5.05%
1.25%
-19.86%
QAD INCcl a$39,672
-15.92%
1,008,709
21.10%
1.22%
-3.86%
META FINL GROUP INC$34,596
-22.41%
1,784,227
230.71%
1.06%
-11.28%
ARQULE INC$33,522
-51.06%
12,101,8790.00%1.03%
-44.04%
EXELA TECHNOLOGIES INC$32,683
-31.20%
8,401,832
26.10%
1.01%
-21.33%
DXP ENTERPRISES INC NEW$31,959
-17.52%
1,147,964
18.71%
0.98%
-5.69%
UNIQURE NV (CALL)$31,702
-51.60%
1,100,000
-38.89%
0.98%
-44.66%
CARVANA COcl a$28,775
-33.81%
879,714
19.58%
0.89%
-24.31%
CURO GROUP HLDGS CORP$28,116
-37.03%
2,962,738
100.60%
0.87%
-27.99%
AKEBIA THERAPEUTICS INC$28,004
-32.87%
5,064,089
7.19%
0.86%
-23.24%
DOLBY LABORATORIES INC$26,356
-14.77%
426,193
-3.56%
0.81%
-2.54%
INTERNATIONAL MNY EXPRESS IN$25,996
21.45%
2,173,556
22.06%
0.80%
38.88%
ARMSTRONG FLOORING INC$24,270
-24.52%
2,049,813
15.38%
0.75%
-13.69%
ON DECK CAP INC$24,048
-16.40%
4,075,942
7.26%
0.74%
-4.41%
HERTZ GLOBAL HLDGS INC (CALL)$24,012
-18.31%
1,759,100
-2.27%
0.74%
-6.59%
GTT COMMUNICATIONS INC$20,977
128.36%
886,581
318.87%
0.65%
161.12%
CAESARS ENTMT CORP (CALL)$20,370
-20.51%
3,000,000
20.00%
0.63%
-9.10%
BLOCK H & R INC (PUT)$20,296
-1.48%
800,0000.00%0.62%
12.66%
SCIENTIFIC GAMES CORP$20,065
177.06%
1,122,185
293.61%
0.62%
216.81%
CRH MEDICAL CORP$20,028
-18.30%
6,534,155
6.15%
0.62%
-6.58%
GLOBAL EAGLE ENTMT INC$19,749
-22.21%
8,855,876
-1.63%
0.61%
-11.05%
BANCORP INC DEL$19,644
-15.67%
2,467,817
1.59%
0.60%
-3.58%
AEGLEA BIOTHERAPEUTICS INC$18,929
-21.74%
2,527,2600.00%0.58%
-10.51%
ACER THERAPEUTICS INC$18,178
-14.75%
903,455
30.67%
0.56%
-2.51%
SIGA TECHNOLOGIES INC$17,963
11.01%
2,273,738
-3.18%
0.55%
26.94%
BRIDGEPOINT ED INC$16,466
-16.12%
2,348,865
21.57%
0.51%
-4.08%
RH$14,758
45.67%
123,169
59.28%
0.45%
66.57%
ESTABLISHMENT LABS HLDGS INC$13,599
182.14%
495,958
147.98%
0.42%
222.61%
FALCON MINERALS CORP$12,526
-25.99%
1,473,608
-4.22%
0.39%
-15.37%
PAR TECHNOLOGY CORP$12,110
393.28%
556,799
403.87%
0.37%
464.04%
BANK OZKNew $11,415500,0000.35%
OWENS RLTY MTG INC$11,336
0.28%
603,282
-9.86%
0.35%
14.67%
BIODELIVERY SCIENCES INTL IN$10,114
116.71%
2,733,567
64.01%
0.31%
147.80%
GENERAL MTRS CO (PUT)$10,035
-0.65%
300,0000.00%0.31%
13.60%
JOINT CORP$9,391
7.19%
1,128,693
10.15%
0.29%
22.57%
GAMESTOP CORP NEWcl aNew $9,232731,5000.28%
SHOE CARNIVAL INC (PUT)New $9,044269,9000.28%
RUMBLEON INCcl b$8,793
222.32%
1,634,350
527.77%
0.27%
268.56%
FINTECH ACQUISITION CORP IIIunit 12/01/2023New $8,427842,7300.26%
LINCOLN EDL SVCS CORP$7,798
42.77%
2,436,805
0.83%
0.24%
63.25%
TILLYS INCcl a$7,733
-20.31%
712,103
39.05%
0.24%
-8.88%
NEOS THERAPEUTICS INCNew $7,4004,485,0000.23%
INTERNATIONAL GAME TECHNOLOG (CALL)New $7,315500,0000.23%
DHI GROUP INC$7,310
-24.12%
4,809,253
4.84%
0.22%
-13.23%
STRATA SKIN SCIENCES INC$7,197
-20.55%
2,768,001
8.17%
0.22%
-9.15%
ELEVATE CREDIT INC$7,089
98.29%
1,582,364
256.80%
0.22%
126.74%
VIVEVE MED INC$6,911
-34.68%
6,581,465
66.70%
0.21%
-25.31%
CHEMOCENTRYX INC$6,801
-16.37%
623,338
-3.11%
0.21%
-4.37%
CATALYST BIOSCIENCES INCNew $6,748855,2430.21%
FLWS/1-800 FLOWERScl a$6,228
-9.32%
509,217
-12.51%
0.19%
3.69%
APOLLO ENDOSURGERY INC$6,074
-28.93%
1,760,562
47.70%
0.19%
-18.74%
GALMED PHARMACEUTICALS LTD$5,699
-49.96%
834,401
-0.51%
0.18%
-42.78%
FTD COS INC$5,492
-43.72%
3,710,7630.00%0.17%
-35.65%
KIRKLANDS INC (PUT)$4,765
57.42%
500,000
66.67%
0.15%
80.00%
NATURES SUNSHINE PRODUCTS IN$4,756
-5.77%
583,510
1.16%
0.15%
7.75%
ARYA SCIENCES ACQUISITION CONew $4,683452,9440.14%
CHEMBIO DIAGNOSTICS INCNew $4,641820,0000.14%
GAIA INC NEWcl a$4,597
-28.58%
443,698
6.15%
0.14%
-18.34%
SEARS HOMETOWN & OUTLET STOR$4,550
-28.53%
2,136,251
-1.84%
0.14%
-18.27%
RAFAEL HLDGS INC$4,500
21.46%
567,511
28.66%
0.14%
38.88%
MFC BANCORP LTD$4,402
-4.37%
846,555
12.18%
0.14%
9.35%
CUE BIOPHARMA INC$4,127
-46.55%
878,098
2.93%
0.13%
-38.88%
IOVANCE BIOTHERAPEUTICS INC$3,785
-44.08%
427,710
-28.92%
0.12%
-36.06%
PIERIS PHARMACEUTICALS INC$3,613
1.46%
1,358,100
113.59%
0.11%
16.02%
DOVER MOTORSPORTS INC$3,226
-13.05%
1,715,899
-0.57%
0.10%
-0.57%
DOVER DOWNS GAMING & ENTMT I$3,217
-2.46%
1,161,2330.00%0.10%
11.54%
TRAVELCENTERS AMER LLC$2,855
-34.05%
759,4010.00%0.09%
-24.59%
DARIOHEALTH CORPNew $2,6983,350,9810.08%
EMMIS COMMUNICATIONS CORP$2,621
-54.15%
821,783
-24.81%
0.08%
-47.57%
AKEBIA THERAPEUTICS INC (CALL)$2,289
-69.54%
414,000
-51.35%
0.07%
-65.17%
RADIANT LOGISTICS INC$2,233
-28.08%
525,3000.00%0.07%
-17.77%
MOTUS GI HLDGS INCNew $1,555500,0000.05%
STREAMLINE HEALTH SOLUTIONS$1,426
-32.77%
1,760,2970.00%0.04%
-23.12%
CHARDAN HEALTHCARE ACQUISITIunit 12/13/2023New $1,007100,0000.03%
ASCENT CAP GROUP INC$714
-77.52%
1,794,2600.00%0.02%
-74.29%
FALCON MINERALS CORP*w exp 07/21/202$527
-64.73%
878,0220.00%0.02%
-59.67%
ROADRUNNER TRNSN SVCS HLDG I$476
-80.69%
948,178
-67.85%
0.01%
-77.92%
REPUBLIC BANCORP KYcl a$285
-16.18%
7,3710.00%0.01%
-4.15%
ISHARES TR (PUT)nasdaq biotechSold $0-400,000-1.31%
SODASTREAM INTERNATIONAL LTD (CALL)Sold $0-440,600-1.70%
FORD MTR CO DEL (PUT)Sold $0-700,000-0.17%
SYNERGY PHARMACEUTICALS DELSold $0-8,263,335-0.38%
SEARS HLDGS CORPSold $0-789,201-0.02%
NUTRI SYS INC NEW (PUT)Sold $0-1,000,000-1.00%
INTERNATIONAL MNY EXPRESS IN*w exp 01/19/202Sold $0-249,999-0.02%
RED ROCK RESORTS INC (PUT)cl aSold $0-200,000-0.14%
SPDR S&P 500 ETF TR (CALL)tr unitSold $0-150,000-1.17%
ADT INC (CALL)Sold $0-2,000,000-0.51%
SEARS HLDGS CORP (CALL)Sold $0-1,000,000-0.03%
PAIN THERAPEUTICS INCSold $0-647,053-0.02%
PG&E CORPSold $0-205,000-0.25%
SEARS HLDGS CORP (PUT)Sold $0-1,000,000-0.03%
SODASTREAM INTERNATIONAL LTDSold $0-204,865-0.79%
Portfolio Information
QuarterQ4 2018
Total value$3,250,219,000
Holdings98
Managers
Wilmot B. Harkey
Daniel Mack
Quarters
2018-12-31
$3,250,219
2018-09-30
$3,716,492
2018-06-30
$2,470,048
2018-03-31
$2,218,800
2017-12-31
$2,249,865
2017-09-30
$2,039,333
2017-06-30
$1,260,495
2017-03-31
$897,743
2016-12-31
$963,285
2016-09-30
$829,395
2016-06-30
$922,450
2016-03-31
$972,075
2015-12-31
$766,548
2015-09-30
$736,677
2015-06-30
$681,602
2015-03-31
$601,046
2014-12-31
$712,513
2014-09-30
$814,589
2014-06-30
$679,845
2014-03-31
$622,660
2013-12-31
$616,665
2013-09-30
$446,748
2013-06-30
$431,777
SEC Filings