Nantahala Capital Management, LLC Q4 2017

Nantahala Capital Management, LLC holdings Q4 2017
Name ValueChangeSharesChangeWeightingChange
ISHARES TR (PUT)russell 2000 etf$463,478
-15.01%
3,040,000
-17.39%
20.60%
-22.96%
SCIENTIFIC GAMES CORP (CALL)cl a$172,060
19.51%
3,354,000
6.82%
7.65%
8.33%
EXACT SCIENCES CORP (PUT)$110,334
11.50%
2,100,0000.00%4.90%
1.07%
SPDR S&P 500 ETF TR (CALL)tr unit$106,744
-29.19%
400,000
-33.33%
4.74%
-35.81%
SPDR S&P 500 ETF TR (PUT)tr unit$106,744
-39.30%
400,000
-42.86%
4.74%
-44.98%
ISHARES TR (PUT)iboxx hi yd etfNew $87,2601,000,0003.88%
ALTABA INC$81,843
20.93%
1,171,691
14.68%
3.64%
9.62%
RH (CALL)$76,520
-9.32%
887,600
-26.03%
3.40%
-17.80%
SPDR SERIES TRUST (PUT)s&p biotechNew $71,978848,1003.20%
FIAT CHRYSLER AUTOMOBILES N (CALL)$57,088
44.89%
3,200,000
45.45%
2.54%
31.33%
CODEXIS INC$55,778
29.03%
6,679,954
2.76%
2.48%
16.95%
WORLD ACCEP CORP DEL$41,950
13.26%
519,699
16.30%
1.86%
2.66%
META FINL GROUP INC$41,503
18.18%
447,9520.00%1.84%
7.12%
LUXFER HOLDINGS PLCNew $40,8802,587,3411.82%
UNIQURE NV$36,847
242.73%
1,880,890
67.95%
1.64%
210.66%
GOLDEN ENTMT INC$35,632
33.92%
1,091,3290.00%1.58%
21.39%
SODASTREAM INTERNATIONAL LTD (CALL)$31,653
58.78%
450,000
50.00%
1.41%
43.92%
TENET HEALTHCARE CORP (CALL)New $30,3202,000,0001.35%
AKEBIA THERAPEUTICS INC$28,757
6.87%
1,933,867
41.37%
1.28%
-3.13%
WORLD ACCEP CORP DEL (CALL)$28,252
-2.62%
350,0000.00%1.26%
-11.73%
SODASTREAM INTERNATIONAL LTD$28,136
-15.32%
400,000
-20.00%
1.25%
-23.24%
QAD INCcl a$26,789
1.16%
689,531
-10.56%
1.19%
-8.31%
TENET HEALTHCARE CORPNew $24,9721,647,2001.11%
DOLBY LABORATORIES INC$24,501
-44.99%
395,170
-48.97%
1.09%
-50.14%
ARMSTRONG FLOORING INC$23,744
21.51%
1,403,321
13.11%
1.06%
10.14%
BANCORP INC DEL$22,329
8.00%
2,260,013
-9.60%
0.99%
-2.11%
BLOCK H & R INC (PUT)$20,976
-0.98%
800,0000.00%0.93%
-10.25%
ARQULE INC$20,167
77.43%
12,222,130
19.36%
0.90%
60.83%
GLOBAL EAGLE ENTMT INC$19,925
-22.61%
8,700,979
15.58%
0.89%
-29.85%
DXP ENTERPRISES INC NEWNew $18,267617,7500.81%
PETMED EXPRESS INC (PUT)$18,200
37.25%
400,0000.00%0.81%
24.41%
PARTY CITY HOLDCO INCNew $18,1211,298,9960.81%
HERTZ GLOBAL HLDGS INC (CALL)$17,680
-1.16%
800,0000.00%0.79%
-10.41%
HCA HEALTHCARE INC (PUT)New $17,568200,0000.78%
SYNERGY PHARMACEUTICALS DELNew $15,6107,000,0000.69%
ON DECK CAP INC$13,110
40.44%
2,284,020
14.26%
0.58%
27.30%
ASCENT CAP GROUP INC$12,837
41.96%
1,117,232
61.10%
0.57%
28.67%
JAMBA INC$11,968
6.23%
1,484,835
13.87%
0.53%
-3.71%
ELEVATE CREDIT INC$11,544
216.53%
1,533,044
156.83%
0.51%
186.91%
COGENTIX MED INC$11,466
23.05%
3,639,8530.00%0.51%
11.54%
RED ROCK RESORTS INC (PUT)cl aNew $10,966325,0000.49%
OWENS RLTY MTG INC$10,065
-9.67%
628,697
2.75%
0.45%
-18.12%
OSPREY ENERGY ACQUISITION COunit 07/21/2022$9,990
0.30%
1,000,0000.00%0.44%
-9.08%
AEGLEA BIOTHERAPEUTICS INC$9,980
26.30%
1,844,673
15.08%
0.44%
14.48%
UNIQURE NV (CALL)New $9,795500,0000.44%
BRIDGEPOINT ED INC$6,778
-44.78%
816,609
-36.14%
0.30%
-49.95%
DOLBY LABORATORIES INC (CALL)$6,200
7.79%
100,0000.00%0.28%
-2.30%
FINTECH ACQUISITION CORP II$5,996
22.37%
604,498
20.90%
0.27%
10.92%
BLUEGREEN VACATIONS CORPNew $5,935325,0000.26%
NATURES SUNSHINE PRODUCTS IN$5,902
13.78%
510,9890.00%0.26%
3.14%
CHEMOCENTRYX INC$5,623
11.81%
945,074
39.44%
0.25%
1.35%
SEARS HOMETOWN & OUTLET STOR$5,579
38.92%
2,145,651
36.23%
0.25%
25.92%
GAMESTOP CORP NEW (PUT)cl a$5,385
-13.12%
300,0000.00%0.24%
-21.25%
CURO GROUP HLDGS CORPNew $5,280375,0000.23%
BRIDGEPOINT ED INC (CALL)$4,565
-13.54%
550,0000.00%0.20%
-21.63%
TILLYS INCcl a$4,501
67.39%
304,949
35.99%
0.20%
51.72%
EXELA TECHNOLOGIES INCNew $4,382850,7930.19%
LINCOLN EDL SVCS CORP$4,363
-14.03%
2,159,705
6.40%
0.19%
-22.07%
EMMIS COMMUNICATIONS CORP$3,847
6.01%
1,092,9510.00%0.17%
-3.91%
AMERICAS CAR MART INC$3,766
8.56%
84,3480.00%0.17%
-1.60%
GALMED PHARMACEUTICALS LTDNew $3,660400,0000.16%
MFC BANCORP LTD$3,643
145.65%
467,594
196.08%
0.16%
122.66%
SEARS HLDGS CORP (CALL)$3,580
-50.96%
1,000,0000.00%0.16%
-55.55%
SEARS HLDGS CORP (PUT)New $3,5801,000,0000.16%
DOVER MOTORSPORTS INC$3,365
-4.89%
1,725,7890.00%0.15%
-13.79%
TRANS WORLD ENTMT CORP$3,309
-9.14%
1,813,149
-0.43%
0.15%
-17.65%
LIBERTY TAX INCcl a$3,005
-10.51%
273,198
17.15%
0.13%
-18.89%
STREAMLINE HEALTH SOLUTIONS$2,975
14.95%
1,760,2970.00%0.13%
4.20%
RADIANT LOGISTICS INC$2,416
-26.18%
525,300
-14.78%
0.11%
-33.09%
DOVER DOWNS GAMING & ENTMT I$1,924
18.25%
1,886,458
19.42%
0.09%
7.19%
UNIVERSAL TECHNICAL INST INC$1,603
-30.85%
667,9460.00%0.07%
-37.32%
PAIN THERAPEUTICS INC$1,388
-1.77%
347,0530.00%0.06%
-10.96%
CRH MEDICAL CORPNew $1,258477,6880.06%
LEE ENTERPRISES INC$1,105
6.87%
470,0000.00%0.05%
-3.13%
FINTECH ACQUISITION CORP II*w exp 01/19/202$345
8.83%
249,9990.00%0.02%
-1.35%
REPUBLIC BANCORP KYcl a$280
-2.44%
7,3710.00%0.01%
-11.57%
FIRSTCASH INCSold $0-430,250-1.33%
MEDICINES CO (CALL)Sold $0-300,000-0.54%
EVOLUTION PETROLEUM CORPSold $0-130,615-0.05%
AVEXIS INC (PUT)Sold $0-100,000-0.47%
NOW INCSold $0-150,000-0.10%
SCIENTIFIC GAMES CORPcl aSold $0-500,000-1.12%
LUXFER HLDGS PLCsponsored adrSold $0-2,357,651-1.44%
Portfolio Information
QuarterQ4 2017
Total value$2,249,865,000
Holdings76
Managers
Wilmot B. Harkey
Daniel Mack
Quarters
2017-12-31
$2,249,865
2017-09-30
$2,039,333
2017-06-30
$1,260,495
2017-03-31
$897,743
2016-12-31
$963,285
2016-09-30
$829,395
2016-06-30
$922,450
2016-03-31
$972,075
2015-12-31
$766,548
2015-09-30
$736,677
2015-06-30
$681,602
2015-03-31
$601,046
2014-12-31
$712,513
2014-09-30
$814,589
2014-06-30
$679,845
2014-03-31
$622,660
2013-12-31
$616,665
2013-09-30
$446,748
2013-06-30
$431,777
SEC Filings