$1.19 Billion is the total value of SHUFRO ROSE & CO LLC's 288 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 23.4% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
NEAR | Buy | ISHARES U S ETF TRblackrock st mat | $62,756,000 | +2.3% | 1,250,860 | +2.2% | 5.26% | -10.9% |
RSP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $54,474,000 | +14.0% | 427,110 | -3.4% | 4.57% | -0.8% |
GLW | Sell | CORNING INC | $54,094,000 | +9.3% | 1,502,606 | -1.6% | 4.54% | -4.8% |
IGSB | Buy | ISHARES TR | $44,023,000 | +577.8% | 797,958 | +574.6% | 3.69% | +490.4% |
USMV | Buy | ISHARES TRmsci usa min vol | $38,303,000 | +11.4% | 564,280 | +4.6% | 3.21% | -3.0% |
TMO | Sell | THERMO FISHER SCIENTIFIC INC | $35,322,000 | +4.6% | 75,833 | -0.9% | 2.96% | -8.9% |
AAPL | Buy | APPLE INC | $34,974,000 | +19.8% | 263,579 | +4.6% | 2.93% | +4.3% |
AVY | Buy | AVERY DENNISON CORP | $34,753,000 | +22.6% | 224,055 | +1.1% | 2.91% | +6.8% |
INTC | Sell | INTEL CORP | $33,475,000 | -5.6% | 671,925 | -1.9% | 2.81% | -17.8% |
TXN | Buy | TEXAS INSTRS INC | $33,137,000 | +14.9% | 201,898 | +0.0% | 2.78% | +0.1% |
SPSB | Buy | SPDR SER TRportfolio short | $29,373,000 | +63.7% | 935,431 | +63.6% | 2.46% | +42.6% |
MSFT | Sell | MICROSOFT CORP | $28,688,000 | +4.2% | 128,983 | -1.5% | 2.40% | -9.3% |
BMY | Sell | BRISTOL-MYERS SQUIBB CO | $27,450,000 | +1.7% | 442,528 | -1.1% | 2.30% | -11.4% |
JPM | Sell | JPMORGAN CHASE & CO | $25,617,000 | +30.6% | 201,601 | -1.0% | 2.15% | +13.7% |
BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $23,730,000 | -3.4% | 102,341 | -11.3% | 1.99% | -15.9% |
QCOM | Buy | QUALCOMM INC | $22,206,000 | +29.9% | 145,768 | +0.3% | 1.86% | +13.1% |
SLQD | Buy | ISHARES TR0-5yr invt gr cp | $21,581,000 | +72.8% | 413,275 | +72.4% | 1.81% | +50.5% |
UNH | Sell | UNITEDHEALTH GROUP INC | $21,421,000 | +3.4% | 61,084 | -8.1% | 1.80% | -10.0% |
CSCO | Sell | CISCO SYS INC | $20,931,000 | +9.8% | 467,736 | -3.4% | 1.76% | -4.4% |
JCI | Sell | JOHNSON CTLS INTL PLC | $20,588,000 | +11.5% | 441,906 | -2.2% | 1.73% | -2.9% |
SON | Sell | SONOCO PRODS CO | $20,515,000 | +15.9% | 346,247 | -0.1% | 1.72% | +0.9% |
CEF | Sell | SPROTT PHYSICAL GOLD & SILVEtr unit | $20,374,000 | -31.4% | 1,052,908 | -34.9% | 1.71% | -40.2% |
LEN | Sell | LENNAR CORPcl a | $17,976,000 | -13.5% | 235,816 | -7.3% | 1.51% | -24.6% |
QUAL | Buy | ISHARES TRmsci usa qlt fct | $16,705,000 | +15.8% | 143,748 | +3.3% | 1.40% | +0.8% |
IIVI | Sell | II-VI INC | $15,852,000 | +36.6% | 208,690 | -27.1% | 1.33% | +19.0% |
BWA | Sell | BORGWARNER INC | $15,832,000 | -6.2% | 409,719 | -6.0% | 1.33% | -18.3% |
SBUX | Sell | STARBUCKS CORP | $14,788,000 | +17.2% | 138,229 | -5.9% | 1.24% | +2.1% |
BSV | Buy | VANGUARD BD INDEX FDSshort trm bond | $14,315,000 | +573.3% | 172,674 | +574.5% | 1.20% | +485.4% |
WD | Sell | WALKER & DUNLOP INC | $13,160,000 | +33.5% | 143,013 | -23.1% | 1.10% | +16.2% |
AMGN | Sell | AMGEN INC | $12,223,000 | -22.4% | 53,164 | -14.2% | 1.02% | -32.4% |
BSCM | Sell | INVESCO EXCH TRD SLF IDX FD | $12,034,000 | -1.4% | 553,296 | -1.0% | 1.01% | -14.1% |
GLD | Buy | SPDR GOLD TR | $11,625,000 | +4846.8% | 65,178 | +4819.1% | 0.97% | +4134.8% |
CRM | Buy | SALESFORCE COM INC | $11,079,000 | -6.1% | 49,787 | +6.1% | 0.93% | -18.2% |
ARCC | Buy | ARES CAPITAL CORP | $10,866,000 | +25.7% | 643,315 | +3.8% | 0.91% | +9.5% |
KMT | Sell | KENNAMETAL INC | $10,732,000 | +19.9% | 296,130 | -4.3% | 0.90% | +4.4% |
Y | Sell | ALLEGHANY CORP DEL | $10,225,000 | -20.7% | 16,938 | -31.7% | 0.86% | -31.0% |
DIS | Sell | DISNEY WALT CO | $9,209,000 | +41.2% | 50,829 | -3.3% | 0.77% | +22.9% |
ABBV | Sell | ABBVIE INC | $8,816,000 | +17.4% | 82,275 | -4.1% | 0.74% | +2.2% |
AMZN | Sell | AMAZON COM INC | $8,712,000 | +2.0% | 2,675 | -1.4% | 0.73% | -11.2% |
GSEW | Buy | GOLDMAN SACHS ETF TRequal weight us | $7,839,000 | +37.1% | 135,603 | +17.9% | 0.66% | +19.5% |
LLY | Sell | LILLY ELI & CO | $7,792,000 | +13.5% | 46,153 | -0.5% | 0.65% | -1.2% |
GDX | New | VANECK VECTORS ETF TRgold miners etf | $7,626,000 | – | 211,711 | +100.0% | 0.64% | – |
LSXMK | Sell | LIBERTY MEDIA CORP DEL | $7,593,000 | +28.8% | 174,504 | -2.1% | 0.64% | +12.1% |
ITW | Sell | ILLINOIS TOOL WKS INC | $7,180,000 | -15.3% | 35,218 | -19.7% | 0.60% | -26.2% |
AZO | Sell | AUTOZONE INC | $6,546,000 | -23.0% | 5,522 | -23.5% | 0.55% | -33.0% |
IEFA | Buy | ISHARES TRcore msci eafe | $6,332,000 | +210.4% | 91,645 | +170.8% | 0.53% | +170.9% |
NTR | Sell | NUTRIEN LTD | $6,260,000 | -11.3% | 129,984 | -27.8% | 0.52% | -22.8% |
ABB | Buy | ABB LTDsponsored adr | $6,156,000 | +10.0% | 220,168 | +0.1% | 0.52% | -4.3% |
JPST | New | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $5,598,000 | – | 110,219 | +100.0% | 0.47% | – |
AON | AON PLC | $5,176,000 | +2.4% | 24,500 | 0.0% | 0.43% | -10.9% | |
MMM | Sell | 3M CO | $4,968,000 | -0.7% | 28,425 | -9.0% | 0.42% | -13.7% |
BRKA | BERKSHIRE HATHAWAY INC DELcl a | $4,869,000 | +8.7% | 14 | 0.0% | 0.41% | -5.3% | |
SAFM | Sell | SANDERSON FARMS INC | $4,430,000 | -13.4% | 33,508 | -22.8% | 0.37% | -24.7% |
MET | Sell | METLIFE INC | $4,325,000 | +18.6% | 92,130 | -6.1% | 0.36% | +3.4% |
XOM | Sell | EXXON MOBIL CORP | $4,044,000 | -11.9% | 98,114 | -26.6% | 0.34% | -23.3% |
EL | Sell | LAUDER ESTEE COS INCcl a | $3,811,000 | +21.7% | 14,317 | -0.2% | 0.32% | +6.0% |
JNJ | Sell | JOHNSON & JOHNSON | $3,482,000 | -13.5% | 22,125 | -18.1% | 0.29% | -24.5% |
DD | Sell | DUPONT DE NEMOURS INC | $3,445,000 | +26.5% | 48,442 | -1.4% | 0.29% | +10.3% |
TER | Sell | TERADYNE INC | $3,415,000 | +5.3% | 28,486 | -30.2% | 0.29% | -8.3% |
UL | Buy | UNILEVER PLCspon adr new | $3,279,000 | +4.5% | 54,319 | +6.7% | 0.28% | -8.9% |
PFE | Sell | PFIZER INC | $3,236,000 | -4.5% | 87,899 | -4.8% | 0.27% | -16.9% |
EMR | Sell | EMERSON ELEC CO | $2,897,000 | +20.2% | 36,049 | -2.0% | 0.24% | +4.7% |
GM | Sell | GENERAL MTRS CO | $2,857,000 | +40.0% | 68,601 | -0.5% | 0.24% | +21.9% |
JJSF | Sell | J & J SNACK FOODS CORP | $2,781,000 | +18.7% | 17,900 | -0.4% | 0.23% | +3.1% |
J | Sell | JACOBS ENGR GROUP INC | $2,689,000 | +15.1% | 24,680 | -2.0% | 0.22% | 0.0% |
CM | Sell | CANADIAN IMP BK COMM | $2,514,000 | -22.8% | 29,410 | -32.5% | 0.21% | -32.6% |
GIS | Sell | GENERAL MLS INC | $2,491,000 | -5.7% | 42,367 | -1.1% | 0.21% | -17.7% |
BSCL | Sell | INVESCO EXCH TRD SLF IDX FD | $2,483,000 | -0.8% | 117,079 | -0.2% | 0.21% | -13.7% |
D | Sell | DOMINION ENERGY INC | $2,434,000 | -5.1% | 32,364 | -0.5% | 0.20% | -17.4% |
BSCN | Buy | INVESCO EXCH TRD SLF IDX FD | $2,391,000 | +2.0% | 109,195 | +1.5% | 0.20% | -11.5% |
LBRDK | Buy | LIBERTY BROADBAND CORP | $2,334,000 | +15.3% | 14,735 | +4.0% | 0.20% | +0.5% |
EQIX | Sell | EQUINIX INC | $2,330,000 | -15.5% | 3,262 | -10.1% | 0.20% | -26.4% |
BND | New | VANGUARD BD INDEX FDStotal bnd mrkt | $2,262,000 | – | 25,647 | +100.0% | 0.19% | – |
WEN | Sell | WENDYS CO | $2,226,000 | -2.5% | 101,538 | -0.8% | 0.19% | -15.0% |
VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $2,218,000 | +0.6% | 26,642 | +0.2% | 0.19% | -12.3% |
LNG | Buy | CHENIERE ENERGY INC | $2,021,000 | +29.8% | 33,665 | +0.0% | 0.17% | +12.7% |
MERC | MERCER INTL INC | $1,895,000 | +55.3% | 184,900 | 0.0% | 0.16% | +35.9% | |
MRK | Buy | MERCK & CO. INC | $1,803,000 | +0.3% | 22,037 | +1.7% | 0.15% | -12.7% |
AGG | Buy | ISHARES TRcore us aggbd et | $1,748,000 | +19.6% | 14,791 | +19.4% | 0.15% | +4.3% |
UMH | Buy | UMH PPTYS INC | $1,739,000 | +22.1% | 117,450 | +11.7% | 0.15% | +6.6% |
IBM | Sell | INTERNATIONAL BUSINESS MACHS | $1,683,000 | -9.6% | 13,368 | -12.7% | 0.14% | -21.2% |
CVX | Sell | CHEVRON CORP NEW | $1,669,000 | -27.1% | 19,759 | -37.8% | 0.14% | -36.4% |
BLDR | Sell | BUILDERS FIRSTSOURCE INC | $1,673,000 | +3.8% | 41,000 | -17.0% | 0.14% | -9.7% |
SYF | Sell | SYNCHRONY FINANCIAL | $1,620,000 | +31.2% | 46,675 | -1.1% | 0.14% | +14.3% |
VPG | Sell | VISHAY PRECISION GROUP INC | $1,621,000 | -51.1% | 51,488 | -60.7% | 0.14% | -57.4% |
CHTR | Buy | CHARTER COMMUNICATIONS INC Ncl a | $1,606,000 | +12.2% | 2,428 | +5.8% | 0.14% | -2.2% |
AL | Buy | AIR LEASE CORPcl a | $1,580,000 | +51.8% | 35,575 | +0.6% | 0.13% | +32.0% |
BAC | Sell | BK OF AMERICA CORP | $1,561,000 | +11.2% | 51,497 | -11.7% | 0.13% | -3.0% |
SENEA | Sell | SENECA FOODS CORP NEWcl a | $1,556,000 | +11.4% | 39,000 | -0.3% | 0.13% | -3.0% |
PSTG | Buy | PURE STORAGE INCcl a | $1,537,000 | +64.6% | 68,000 | +12.0% | 0.13% | +43.3% |
GOOG | Buy | ALPHABET INCcap stk cl c | $1,501,000 | +35.1% | 857 | +13.4% | 0.13% | +17.8% |
LSXMA | Sell | LIBERTY MEDIA CORP DEL | $1,502,000 | -10.2% | 34,782 | -31.0% | 0.13% | -21.7% |
HSIC | HENRY SCHEIN INC | $1,496,000 | +13.8% | 22,375 | 0.0% | 0.12% | -1.6% | |
PDCE | Buy | PDC ENERGY INC | $1,493,000 | +96.7% | 72,700 | +18.8% | 0.12% | +71.2% |
ICLN | New | ISHARES TRgl clean ene etf | $1,436,000 | – | 50,854 | +100.0% | 0.12% | – |
XYL | Sell | XYLEM INC | $1,280,000 | -18.4% | 12,574 | -32.6% | 0.11% | -29.1% |
IWM | Buy | ISHARES TRrussell 2000 etf | $1,199,000 | +34.7% | 6,118 | +3.0% | 0.10% | +17.4% |
KELYA | Sell | KELLY SVCS INCcl a | $1,194,000 | +19.3% | 58,069 | -1.1% | 0.10% | +4.2% |
ICSH | Sell | ISHARES TRblackrock ultra | $1,183,000 | -9.8% | 23,415 | -9.6% | 0.10% | -21.4% |
XBI | Sell | SPDR SER TRs&p biotech | $1,175,000 | +22.0% | 8,344 | -3.5% | 0.10% | +5.4% |
NLOK | Sell | NORTONLIFELOCK INC | $1,108,000 | -16.7% | 53,323 | -16.5% | 0.09% | -27.3% |
MDT | Buy | MEDTRONIC PLC | $1,102,000 | +18.4% | 9,406 | +5.0% | 0.09% | +2.2% |
MPW | Sell | MEDICAL PPTYS TRUST INC | $1,098,000 | +15.6% | 50,400 | -6.5% | 0.09% | +1.1% |
UNP | Sell | UNION PAC CORP | $1,100,000 | -16.9% | 5,284 | -21.4% | 0.09% | -27.6% |
HASI | Sell | HANNON ARMSTRONG SUST INFR C | $1,072,000 | +27.0% | 16,905 | -15.3% | 0.09% | +11.1% |
MNR | Sell | MONMOUTH REAL ESTATE INVT COcl a | $1,058,000 | +24.0% | 61,100 | -0.8% | 0.09% | +8.5% |
CBRE | Sell | CBRE GROUP INCcl a | $1,065,000 | +31.6% | 16,975 | -1.5% | 0.09% | +14.1% |
NWLI | Sell | NATIONAL WESTN LIFE GROUP INcl a | $1,064,000 | -81.0% | 5,153 | -83.2% | 0.09% | -83.5% |
PPR | Sell | VOYA PRIME RATE TRsh ben int | $1,053,000 | +1.2% | 235,500 | -0.2% | 0.09% | -12.0% |
SYK | Sell | STRYKER CORPORATION | $1,025,000 | -23.8% | 4,182 | -35.3% | 0.09% | -33.8% |
LAND | GLADSTONE LD CORP | $1,013,000 | -2.5% | 69,200 | 0.0% | 0.08% | -15.0% | |
MNTX | Buy | MANITEX INTL INC | $1,009,000 | +34.0% | 195,500 | +8.3% | 0.08% | +18.1% |
CVS | Buy | CVS HEALTH CORP | $993,000 | +18.9% | 14,546 | +1.8% | 0.08% | +3.8% |
C | Sell | CITIGROUP INC | $915,000 | -68.9% | 14,844 | -78.2% | 0.08% | -72.8% |
MDY | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $915,000 | +24.0% | 2,179 | 0.0% | 0.08% | +8.5% | |
GOOGL | Buy | ALPHABET INCcap stk cl a | $918,000 | +53.5% | 524 | +28.4% | 0.08% | +32.8% |
DGX | QUEST DIAGNOSTICS INC | $907,000 | +4.0% | 7,615 | 0.0% | 0.08% | -9.5% | |
ALK | Sell | ALASKA AIR GROUP INC | $910,000 | +2.0% | 17,500 | -28.2% | 0.08% | -11.6% |
DAN | DANA INC | $890,000 | +58.4% | 45,600 | 0.0% | 0.08% | +38.9% | |
SCHN | Sell | SCHNITZER STEEL INDS INCcl a | $900,000 | +57.6% | 28,200 | -5.1% | 0.08% | +36.4% |
ADP | Sell | AUTOMATIC DATA PROCESSING IN | $891,000 | +15.3% | 5,059 | -8.8% | 0.08% | +1.4% |
PFF | Buy | ISHARES TRpfd and incm sec | $850,000 | +23.7% | 22,085 | +17.3% | 0.07% | +7.6% |
COP | Sell | CONOCOPHILLIPS | $839,000 | +9.2% | 20,975 | -10.3% | 0.07% | -5.4% |
KLAC | Sell | KLA CORP | $822,000 | +30.7% | 3,174 | -2.3% | 0.07% | +13.1% |
FB | Buy | FACEBOOK INCcl a | $822,000 | +27.8% | 3,011 | +22.6% | 0.07% | +11.3% |
GSST | Buy | GOLDMAN SACHS ETF TRaces ultra shr | $800,000 | +69.5% | 15,750 | +69.3% | 0.07% | +48.9% |
GE | Sell | GENERAL ELECTRIC CO | $770,000 | +49.2% | 71,298 | -14.0% | 0.06% | +30.0% |
BSCO | INVESCO EXCH TRD SLF IDX FD | $766,000 | +0.9% | 34,229 | 0.0% | 0.06% | -12.3% | |
ENB | Buy | ENBRIDGE INC | $758,000 | +48.3% | 23,693 | +35.4% | 0.06% | +30.6% |
FRD | Sell | FRIEDMAN INDS INC | $748,000 | +15.6% | 108,991 | -2.2% | 0.06% | +1.6% |
FRA | Sell | BLACKROCK FLOATING RATE INCO | $739,000 | +4.4% | 61,050 | -0.8% | 0.06% | -8.8% |
MPC | Buy | MARATHON PETE CORP | $730,000 | +58.0% | 17,662 | +12.1% | 0.06% | +38.6% |
IWF | ISHARES TRrus 1000 grw etf | $714,000 | +11.2% | 2,961 | 0.0% | 0.06% | -3.2% | |
BSJM | Buy | INVESCO EXCH TRD SLF IDX FD | $706,000 | +12.6% | 30,235 | +10.2% | 0.06% | -1.7% |
QQQ | INVESCO QQQ TRunit ser 1 | $701,000 | +12.9% | 2,234 | 0.0% | 0.06% | -1.7% | |
RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $708,000 | +3.8% | 9,901 | -16.5% | 0.06% | -10.6% |
PPT | Sell | PUTNAM PREMIER INCOME TRsh ben int | $678,000 | +4.1% | 145,800 | -0.3% | 0.06% | -9.5% |
VIAC | Buy | VIACOMCBS INCcl b | $681,000 | +34.1% | 18,281 | +0.7% | 0.06% | +16.3% |
AWF | ALLIANCEBERNSTEIN GLOBAL HIG | $674,000 | +12.0% | 57,300 | 0.0% | 0.06% | -3.4% | |
VZ | Buy | VERIZON COMMUNICATIONS INC | $666,000 | -0.9% | 11,344 | +0.5% | 0.06% | -13.8% |
SEB | SEABOARD CORP DEL | $661,000 | +7.0% | 218 | 0.0% | 0.06% | -6.8% | |
FLDR | Buy | FIDELITY MERRIMACK STR TRlow durtin etf | $653,000 | +8.3% | 12,800 | +8.5% | 0.06% | -5.2% |
O | Buy | REALTY INCOME CORP | $654,000 | +10.1% | 10,520 | +7.7% | 0.06% | -3.5% |
VLGEA | VILLAGE SUPER MKT INCcl a new | $640,000 | -10.4% | 29,000 | 0.0% | 0.05% | -21.7% | |
AFT | Buy | APOLLO SR FLOATING RATE FD I | $641,000 | +13.7% | 44,500 | +1.1% | 0.05% | 0.0% |
LOAN | MANHATTAN BRDG CAP INC | $605,000 | +19.6% | 116,125 | 0.0% | 0.05% | +4.1% | |
NYCB | Buy | NEW YORK CMNTY BANCORP INC | $612,000 | +102.6% | 58,050 | +58.8% | 0.05% | +75.9% |
PPIH | Buy | PERMA-PIPE INTL HLDGS INC | $594,000 | +43.5% | 97,591 | +33.3% | 0.05% | +25.0% |
LNC | LINCOLN NATL CORP IND | $578,000 | +60.6% | 11,480 | 0.0% | 0.05% | +37.1% | |
IXUS | Buy | ISHARES TRcore msci total | $571,000 | +15.1% | 8,496 | +0.0% | 0.05% | 0.0% |
BSJN | Buy | INVESCO EXCH TRD SLF IDX FD | $569,000 | +12.7% | 22,400 | +8.7% | 0.05% | -2.0% |
LHX | Sell | L3HARRIS TECHNOLOGIES INC | $571,000 | -8.3% | 3,020 | -17.7% | 0.05% | -20.0% |
MS | Sell | MORGAN STANLEY | $563,000 | +36.7% | 8,220 | -3.5% | 0.05% | +17.5% |
KO | COCA COLA CO | $555,000 | +11.2% | 10,113 | 0.0% | 0.05% | -2.1% | |
EUSA | Buy | ISHARES INCmsci equal weite | $557,000 | +77.4% | 7,713 | +50.2% | 0.05% | +56.7% |
SPY | Buy | SPDR S&P 500 ETF TRtr unit | $562,000 | +15.4% | 1,504 | +3.4% | 0.05% | 0.0% |
BA | New | BOEING CO | $549,000 | – | 2,567 | +100.0% | 0.05% | – |
PEG | Sell | PUBLIC SVC ENTERPRISE GRP IN | $552,000 | +0.7% | 9,473 | -5.0% | 0.05% | -13.2% |
ILF | Sell | ISHARES TRlatn amer 40 etf | $543,000 | +39.2% | 18,490 | -0.2% | 0.05% | +21.1% |
WMT | Buy | WALMART INC | $541,000 | +24.7% | 3,751 | +21.0% | 0.04% | +7.1% |
V | Buy | VISA INC | $524,000 | +73.5% | 2,397 | +58.6% | 0.04% | +51.7% |
UPS | Sell | UNITED PARCEL SERVICE INCcl b | $509,000 | -18.0% | 3,025 | -18.8% | 0.04% | -28.3% |
NVS | Buy | NOVARTIS AGsponsored adr | $488,000 | +8.9% | 5,168 | +0.3% | 0.04% | -4.7% |
BIV | VANGUARD BD INDEX FDSintermed term | $472,000 | -0.8% | 5,088 | 0.0% | 0.04% | -13.0% | |
HD | Sell | HOME DEPOT INC | $472,000 | -23.3% | 1,776 | -19.8% | 0.04% | -32.2% |
MCK | MCKESSON CORP | $470,000 | +16.9% | 2,700 | 0.0% | 0.04% | 0.0% | |
BSJL | INVESCO EXCH TRD SLF IDX FD | $451,000 | +0.7% | 19,533 | 0.0% | 0.04% | -11.6% | |
ANTM | Sell | ANTHEM INC | $458,000 | +17.7% | 1,425 | -1.7% | 0.04% | +2.7% |
REFR | Buy | RESEARCH FRONTIERS INC | $457,000 | +6.0% | 162,750 | +1.9% | 0.04% | -7.3% |
CMCSA | Buy | COMCAST CORP NEWcl a | $439,000 | +42.5% | 8,378 | +26.0% | 0.04% | +23.3% |
ICE | Sell | INTERCONTINENTAL EXCHANGE IN | $427,000 | -22.4% | 3,704 | -32.7% | 0.04% | -32.1% |
PFL | PIMCO INCOME STRATEGY FD | $424,000 | +13.1% | 37,100 | 0.0% | 0.04% | 0.0% | |
AON | New | AON PLCcall | $423,000 | – | 2,000 | +100.0% | 0.04% | – |
AME | Sell | AMETEK INC | $420,000 | +15.1% | 3,474 | -5.4% | 0.04% | 0.0% |
REGN | Buy | REGENERON PHARMACEUTICALS | $401,000 | +19.3% | 830 | +38.3% | 0.03% | +6.2% |
ESGV | VANGUARD WORLD FDesg us stk etf | $407,000 | +13.7% | 5,800 | 0.0% | 0.03% | 0.0% | |
HCSG | HEALTHCARE SVCS GROUP INC | $410,000 | +30.6% | 14,575 | 0.0% | 0.03% | +13.3% | |
IAC | New | IAC INTERACTIVECORP NEW | $388,000 | – | 2,051 | +100.0% | 0.03% | – |
JBLU | Sell | JETBLUE AWYS CORP | $396,000 | -11.6% | 27,250 | -31.0% | 0.03% | -23.3% |
VTI | New | VANGUARD INDEX FDStotal stk mkt | $391,000 | – | 2,009 | +100.0% | 0.03% | – |
BIG | Sell | BIG LOTS INC | $386,000 | -13.5% | 9,000 | -10.0% | 0.03% | -25.6% |
T | Buy | AT&T INC | $387,000 | +3.2% | 13,464 | +2.3% | 0.03% | -11.1% |
VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $371,000 | – | 7,412 | +100.0% | 0.03% | – |
FEIM | FREQUENCY ELECTRS INC | $375,000 | +8.7% | 34,161 | 0.0% | 0.03% | -6.1% | |
EFR | EATON VANCE SR FLTNG RTE TR | $369,000 | +9.5% | 29,000 | 0.0% | 0.03% | -3.1% | |
KEX | New | KIRBY CORP | $373,000 | – | 7,200 | +100.0% | 0.03% | – |
EFT | EATON VANCE FLTING RATE INC | $370,000 | +10.8% | 28,100 | 0.0% | 0.03% | -3.1% | |
MTB | Sell | M & T BK CORP | $355,000 | +16.4% | 2,786 | -15.8% | 0.03% | +3.4% |
PFN | PIMCO INCOME STRATEGY FD II | $354,000 | +9.3% | 35,650 | 0.0% | 0.03% | -3.2% | |
CAT | Sell | CATERPILLAR INC | $358,000 | -0.3% | 1,965 | -18.4% | 0.03% | -14.3% |
IJR | Buy | ISHARES TRcore s&p scp etf | $362,000 | +31.2% | 3,938 | +0.1% | 0.03% | +11.1% |
PG | New | PROCTER AND GAMBLE CO | $361,000 | – | 2,597 | +100.0% | 0.03% | – |
ADP | New | AUTOMATIC DATA PROCESSING INput | $352,000 | – | 2,000 | +100.0% | 0.03% | – |
GILD | Sell | GILEAD SCIENCES INC | $340,000 | -15.2% | 5,839 | -7.9% | 0.03% | -25.6% |
NVCR | Sell | NOVOCURE LTD | $346,000 | +35.2% | 2,000 | -13.0% | 0.03% | +16.0% |
KMB | KIMBERLY-CLARK CORP | $340,000 | -8.6% | 2,521 | 0.0% | 0.03% | -19.4% | |
HURC | HURCO COMPANIES INC | $348,000 | +5.8% | 11,600 | 0.0% | 0.03% | -9.4% | |
GATX | GATX CORP | $349,000 | +30.2% | 4,200 | 0.0% | 0.03% | +11.5% | |
CVET | Sell | COVETRUS INC | $348,000 | -47.7% | 12,100 | -55.6% | 0.03% | -54.7% |
GIM | TEMPLETON GLOBAL INCOME FD | $347,000 | +3.0% | 63,000 | 0.0% | 0.03% | -9.4% | |
SJM | SMUCKER J M CO | $333,000 | +0.3% | 2,877 | 0.0% | 0.03% | -12.5% | |
EXPE | EXPEDIA GROUP INC | $337,000 | +44.6% | 2,542 | 0.0% | 0.03% | +27.3% | |
RDSA | Sell | ROYAL DUTCH SHELL PLCspons adr a | $323,000 | +0.3% | 9,200 | -28.1% | 0.03% | -12.9% |
XLK | Sell | SELECT SECTOR SPDR TRtechnology | $320,000 | +7.0% | 2,460 | -3.9% | 0.03% | -6.9% |
ABT | Sell | ABBOTT LABS | $325,000 | -10.5% | 2,972 | -10.9% | 0.03% | -22.9% |
OUNZ | Buy | VANECK MERK GOLD TRgold trust | $326,000 | +3.5% | 17,617 | +3.0% | 0.03% | -10.0% |
AFG | Sell | AMERICAN FINL GROUP INC OHIO | $311,000 | +10.7% | 3,550 | -15.5% | 0.03% | -3.7% |
BP | Buy | BP PLCsponsored adr | $314,000 | +26.1% | 15,290 | +7.1% | 0.03% | +8.3% |
NCLH | Sell | NORWEGIAN CRUISE LINE HLDG L | $315,000 | -16.7% | 12,400 | -43.9% | 0.03% | -27.8% |
ED | CONSOLIDATED EDISON INC | $313,000 | -7.1% | 4,336 | 0.0% | 0.03% | -18.8% | |
MTUM | New | ISHARES TRmsci usa mmentm | $298,000 | – | 1,849 | +100.0% | 0.02% | – |
VLY | Sell | VALLEY NATL BANCORP | $299,000 | +41.0% | 30,700 | -1.0% | 0.02% | +25.0% |
ICCC | IMMUCELL CORP | $301,000 | +9.5% | 50,670 | 0.0% | 0.02% | -3.8% | |
VLO | Buy | VALERO ENERGY CORP | $294,000 | +30.7% | 5,203 | +0.1% | 0.02% | +13.6% |
HWM | Sell | HOWMET AEROSPACE INC | $304,000 | -80.4% | 10,644 | -88.5% | 0.02% | -83.2% |
GSLC | New | GOLDMAN SACHS ETF TRactivebeta us lg | $297,000 | – | 3,930 | +100.0% | 0.02% | – |
SNY | SANOFIsponsored adr | $300,000 | -3.2% | 6,180 | 0.0% | 0.02% | -16.7% | |
GENC | GENCOR INDS INC | $290,000 | +11.5% | 23,608 | 0.0% | 0.02% | -4.0% | |
BHB | Sell | BAR HBR BANKSHARES | $285,000 | -15.4% | 12,609 | -23.0% | 0.02% | -25.0% |
REZ | ISHARES TRresidential mult | $278,000 | +11.2% | 4,100 | 0.0% | 0.02% | -4.2% | |
RAND | Sell | RAND CAP CORP | $272,000 | +52.8% | 15,444 | -3.7% | 0.02% | +35.3% |
MHN | Buy | BLACKROCK MUNIHLDGS NY QLTY | $271,000 | +20.4% | 19,200 | +15.0% | 0.02% | +4.5% |
VEA | New | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $274,000 | – | 5,801 | +100.0% | 0.02% | – |
NEE | New | NEXTERA ENERGY INC | $272,000 | – | 3,532 | +100.0% | 0.02% | – |
TRN | Sell | TRINITY INDS INC | $264,000 | -24.8% | 10,000 | -44.4% | 0.02% | -35.3% |
FCT | Sell | FIRST TR SR FLG RTE INCM FD | $268,000 | -14.4% | 23,100 | -18.9% | 0.02% | -26.7% |
FCO | ABERDEEN GLOBAL INCOME FD IN | $252,000 | +15.6% | 31,900 | 0.0% | 0.02% | 0.0% | |
ALL | New | ALLSTATE CORP | $246,000 | – | 2,235 | +100.0% | 0.02% | – |
BDJ | BLACKROCK ENHANCED EQUITY DI | $248,000 | +15.9% | 29,285 | 0.0% | 0.02% | 0.0% | |
NVDA | Sell | NVIDIA CORPORATION | $240,000 | -69.6% | 460 | -68.5% | 0.02% | -73.7% |
NFLX | Sell | NETFLIX INC | $235,000 | -49.8% | 435 | -53.5% | 0.02% | -55.6% |
EPD | ENTERPRISE PRODS PARTNERS L | $240,000 | +24.4% | 12,250 | 0.0% | 0.02% | +5.3% | |
DOW | Sell | DOW INC | $240,000 | +10.6% | 4,333 | -5.9% | 0.02% | -4.8% |
UTF | COHEN & STEERS INFRASTRUCTUR | $235,000 | +16.3% | 9,100 | 0.0% | 0.02% | +5.3% | |
MYN | Buy | BLACKROCK MUNIYIELD N Y QUAL | $241,000 | +21.7% | 18,100 | +16.0% | 0.02% | +5.3% |
BDX | BECTON DICKINSON & CO | $238,000 | +7.7% | 950 | 0.0% | 0.02% | -4.8% | |
VGM | INVESCO TR INVT GRADE MUNS | $223,000 | +6.2% | 16,900 | 0.0% | 0.02% | -5.0% | |
CRM | New | SALESFORCE COM INCcall | $223,000 | – | 1,000 | +100.0% | 0.02% | – |
MA | Buy | MASTERCARD INCORPORATEDcl a | $228,000 | +8.6% | 639 | +3.1% | 0.02% | -5.0% |
NVCR | Buy | NOVOCURE LTDput | $225,000 | +102.7% | 1,300 | +30.0% | 0.02% | +72.7% |
AFL | New | AFLAC INC | $214,000 | – | 4,818 | +100.0% | 0.02% | – |
BSTZ | New | BLACKROCK SCIENCE & TECH TR | $215,000 | – | 5,911 | +100.0% | 0.02% | – |
DG | New | DOLLAR GEN CORP NEW | $210,000 | – | 1,000 | +100.0% | 0.02% | – |
SPGI | S&P GLOBAL INC | $219,000 | -9.1% | 667 | 0.0% | 0.02% | -21.7% | |
VMI | New | VALMONT INDS INC | $210,000 | – | 1,200 | +100.0% | 0.02% | – |
DEO | New | DIAGEO PLCspon adr new | $206,000 | – | 1,300 | +100.0% | 0.02% | – |
HON | New | HONEYWELL INTL INC | $204,000 | – | 961 | +100.0% | 0.02% | – |
ACA | New | ARCOSA INC | $205,000 | – | 3,733 | +100.0% | 0.02% | – |
SANW | S&W SEED CO | $196,000 | +18.1% | 67,000 | 0.0% | 0.02% | 0.0% | |
RQI | COHEN & STEERS QUALITY INCOM | $184,000 | +12.2% | 14,800 | 0.0% | 0.02% | -6.2% | |
NAN | NUVEEN NEW YORK QLT MUN INC | $184,000 | +3.4% | 13,000 | 0.0% | 0.02% | -11.8% | |
MNP | WESTERN ASSET MUN PARTNERS F | $179,000 | +4.1% | 11,941 | 0.0% | 0.02% | -11.8% | |
JPS | NUVEEN PFD & INCM SECURTIES | $169,000 | +10.5% | 17,332 | 0.0% | 0.01% | -6.7% | |
RFI | New | COHEN & STEERS TOTAL RETURN | $166,000 | – | 12,500 | +100.0% | 0.01% | – |
TSQ | Sell | TOWNSQUARE MEDIA INCcl a | $170,000 | +15.6% | 25,500 | -19.0% | 0.01% | 0.0% |
JEQ | Sell | ABERDEEN JAPAN EQUITY FD INC | $157,000 | +9.0% | 16,625 | -4.3% | 0.01% | -7.1% |
AZEK | New | AZEK CO INCcall | $154,000 | – | 4,000 | +100.0% | 0.01% | – |
NUV | Sell | NUVEEN MUN VALUE FD INC | $149,000 | 0.0% | 13,400 | -4.3% | 0.01% | -14.3% |
EVN | EATON VANCE MUNI INCOME TRUSsh ben int | $134,000 | +4.7% | 10,000 | 0.0% | 0.01% | -8.3% | |
VMO | Sell | INVESCO MUN OPPORTUNITY TR | $128,000 | -32.3% | 10,000 | -35.5% | 0.01% | -38.9% |
HSIC | New | HENRY SCHEIN INCcall | $134,000 | – | 2,000 | +100.0% | 0.01% | – |
CERS | CERUS CORP | $114,000 | +10.7% | 16,500 | 0.0% | 0.01% | 0.0% | |
PSTG | New | PURE STORAGE INCcall | $113,000 | – | 5,000 | +100.0% | 0.01% | – |
CDE | Sell | COEUR MNG INC | $104,000 | -68.0% | 10,000 | -77.3% | 0.01% | -71.0% |
PED | PEDEVCO CORP | $107,000 | +0.9% | 71,095 | 0.0% | 0.01% | -10.0% | |
USAP | UNIVERSAL STAINLESS & ALLOY | $106,000 | +35.9% | 14,197 | 0.0% | 0.01% | +12.5% | |
EHI | New | WESTERN ASSET GLOBAL HIGH IN | $107,000 | – | 10,685 | +100.0% | 0.01% | – |
JPC | NUVEEN PFD & INCOME OPPORTUN | $95,000 | +11.8% | 10,000 | 0.0% | 0.01% | 0.0% | |
SFE | New | SAFEGUARD SCIENTIFICS INC | $96,000 | – | 15,100 | +100.0% | 0.01% | – |
F | Buy | FORD MTR CO DEL | $96,000 | +31.5% | 10,922 | +0.1% | 0.01% | +14.3% |
REGN | New | REGENERON PHARMACEUTICALSput | $97,000 | – | 200 | +100.0% | 0.01% | – |
AAME | Buy | ATLANTIC AMERN CORP | $87,000 | +20.8% | 41,992 | +16.7% | 0.01% | 0.0% |
AZEK | New | AZEK CO INCcl a | $88,000 | – | 2,300 | +100.0% | 0.01% | – |
OPK | Sell | OPKO HEALTH INC | $89,000 | -15.2% | 22,500 | -21.1% | 0.01% | -30.0% |
ACTG | Buy | ACACIA RESH CORP | $79,000 | +25.4% | 20,015 | +11.1% | 0.01% | +16.7% |
VHC | New | VIRNETX HLDG CORP | $85,000 | – | 16,800 | +100.0% | 0.01% | – |
RPT | Sell | RPT REALTYsh ben int | $87,000 | -77.0% | 10,000 | -85.6% | 0.01% | -80.6% |
ARTW | ARTS WAY MFG INC | $54,000 | +25.6% | 18,784 | 0.0% | 0.01% | +25.0% | |
BKCC | Buy | BLACKROCK CAP INVT CORP | $59,000 | +13.5% | 21,798 | +2.9% | 0.01% | 0.0% |
QCOM | New | QUALCOMM INCput | $61,000 | – | 400 | +100.0% | 0.01% | – |
PSEC | PROSPECT CAP CORP | $64,000 | +8.5% | 11,800 | 0.0% | 0.01% | -16.7% | |
BELLICUM PHARMACEUTICALS INC | $46,000 | -45.9% | 12,941 | 0.0% | 0.00% | -50.0% | ||
PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $47,000 | +4.4% | 11,000 | 0.0% | 0.00% | 0.0% | |
MAGS | Sell | MAGAL SECURITY SYS LTDord | $50,000 | -25.4% | 12,835 | -28.0% | 0.00% | -33.3% |
EQS | EQUUS TOTAL RETURN INC | $38,000 | +81.0% | 17,735 | 0.0% | 0.00% | +50.0% | |
REI | RING ENERGY INC | $33,000 | -2.9% | 50,000 | 0.0% | 0.00% | 0.0% | |
WTT | WIRELESS TELECOM GROUP INC | $40,000 | +29.0% | 22,726 | 0.0% | 0.00% | 0.0% | |
OPK | New | OPKO HEALTH INCput | $20,000 | – | 5,000 | +100.0% | 0.00% | – |
VVR | Exit | INVESCO SR INCOME TR | $0 | – | -10,000 | -100.0% | -0.00% | – |
PEIX | Exit | PACIFIC ETHANOL INCput | $0 | – | -7,500 | -100.0% | -0.01% | – |
PEIX | Exit | PACIFIC ETHANOL INCcall | $0 | – | -7,500 | -100.0% | -0.01% | – |
PEIX | Exit | PACIFIC ETHANOL INC | $0 | – | -7,500 | -100.0% | -0.01% | – |
ORBC | Exit | ORBCOMM INC | $0 | – | -36,100 | -100.0% | -0.01% | – |
TURN | Exit | 180 DEGREE CAP CORP | $0 | – | -75,006 | -100.0% | -0.01% | – |
NAZ | Exit | NUVEEN ARIZONA QLTY MUN INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
MZA | Exit | BLACKROCK MUNIYIELD ARIZ FD | $0 | – | -10,000 | -100.0% | -0.01% | – |
BRX | Exit | BRIXMOR PPTY GROUP INC | $0 | – | -17,771 | -100.0% | -0.02% | – |
XLV | Exit | SELECT SECTOR SPDR TRsbi healthcare | $0 | – | -1,934 | -100.0% | -0.02% | – |
TPH | Exit | TRI POINTE GROUP INC | $0 | – | -11,500 | -100.0% | -0.02% | – |
CTO | Exit | CTO REALTY GROWTH INC | $0 | – | -5,000 | -100.0% | -0.02% | – |
NSC | Exit | NORFOLK SOUTHN CORP | $0 | – | -1,125 | -100.0% | -0.02% | – |
VOD | Exit | VODAFONE GROUP PLC NEWsponsored adr | $0 | – | -17,969 | -100.0% | -0.02% | – |
WORK | Exit | SLACK TECHNOLOGIES INC | $0 | – | -9,600 | -100.0% | -0.02% | – |
LBRDA | Exit | LIBERTY BROADBAND CORP | $0 | – | -2,050 | -100.0% | -0.03% | – |
LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -902 | -100.0% | -0.03% | – |
INGR | Exit | INGREDION INC | $0 | – | -4,915 | -100.0% | -0.04% | – |
MIN | Exit | MFS INTER INCOME TRsh ben int | $0 | – | -101,190 | -100.0% | -0.04% | – |
CMF | Exit | ISHARES TRcalif mun bd etf | $0 | – | -7,216 | -100.0% | -0.04% | – |
AAPL | Exit | APPLE INCput | $0 | – | -4,000 | -100.0% | -0.04% | – |
FDX | Exit | FEDEX CORP | $0 | – | -2,000 | -100.0% | -0.05% | – |
ADBE | Exit | ADOBE SYSTEMS INCORPORATED | $0 | – | -1,009 | -100.0% | -0.05% | – |
MSFT | Exit | MICROSOFT CORPput | $0 | – | -2,500 | -100.0% | -0.05% | – |
DHI | Exit | D R HORTON INC | $0 | – | -9,410 | -100.0% | -0.07% | – |
DAR | Exit | DARLING INGREDIENTS INC | $0 | – | -20,577 | -100.0% | -0.07% | – |
GV | Exit | GOLDFIELD CORP | $0 | – | -235,753 | -100.0% | -0.10% | – |
ANAT | Exit | AMERICAN NATIONAL GROUP INC | $0 | – | -15,137 | -100.0% | -0.10% | – |
DNKN | Exit | DUNKIN BRANDS GROUP INC | $0 | – | -14,500 | -100.0% | -0.11% | – |
AMRK | Exit | A-MARK PRECIOUS METALS INC | $0 | – | -43,500 | -100.0% | -0.14% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-03
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
CORNING INC | 43 | Q3 2023 | 5.2% |
INTEL CORP | 43 | Q3 2023 | 4.9% |
AVERY DENNISON CORP | 43 | Q3 2023 | 3.6% |
CISCO SYS INC | 43 | Q3 2023 | 4.2% |
TEXAS INSTRS INC | 43 | Q3 2023 | 3.3% |
JPMORGAN CHASE & CO | 43 | Q3 2023 | 2.6% |
MICROSOFT CORP | 43 | Q3 2023 | 3.9% |
EXXON MOBIL CORP | 43 | Q3 2023 | 4.4% |
THERMO FISHER SCIENTIFIC INC | 43 | Q3 2023 | 3.5% |
SONOCO PRODS CO | 43 | Q3 2023 | 3.2% |
View SHUFRO ROSE & CO LLC's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
Vishay Precision Group, Inc. | February 10, 2017 | 583,080 | 4.8% |
BAR HARBOR BANKSHARES | January 30, 2013 | 121,025 | 3.1% |
JAPAN EQUITY FUND INC | March 02, 2011 | 710,356 | 4.9% |
LAKELAND INDUSTRIES INC | March 02, 2011 | 255,997 | 4.7% |
SCHMITT INDUSTRIES INC | March 02, 2011 | 127,900 | 4.4% |
STRATTEC SECURITY CORP | March 02, 2011 | 146,630 | 4.5% |
MFRI INC | February 15, 2005 | 32,000 | 0.6% |
TWIN DISC INC | February 15, 2005 | 40,900 | 1.4% |
MILLBROOK PRESS INC | February 09, 2004 | ? | ? |
BALDWIN TECHNOLOGY CO INC | February 13, 2003 | 460,800 | 3.6% |
View SHUFRO ROSE & CO LLC's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-05 |
13F-HR | 2023-10-26 |
13F-HR | 2023-08-03 |
13F-HR | 2023-04-20 |
13F-HR | 2023-01-25 |
13F-HR | 2022-10-24 |
13F-HR | 2022-07-22 |
13F-HR | 2022-05-09 |
13F-HR | 2022-01-27 |
13F-HR | 2021-11-05 |
View SHUFRO ROSE & CO LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.