AMERIPRISE FINANCIAL INC - Q3 2023 holdings

$305 Billion is the total value of AMERIPRISE FINANCIAL INC's 11163 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 0.0% .

 Value Shares↓ Weighting
 DISH NETWORK CORPconv bnd$86,119,516
+18.3%
143,250,0000.0%0.03%
+21.7%
 COLUMBIA SHORT DURATION BOND$46,111,507
-1.2%
2,586,3930.0%0.02%0.0%
 DISH NETWORK CORPconv bnd$34,629,232
+26.2%
51,879,0000.0%0.01%
+22.2%
 BILL.COM HOLDINGS INCconv bnd$22,662,500
-1.3%
28,000,0000.0%0.01%0.0%
 BENTLEY SYSTEMS INCORPORATEDconv bnd$14,688,000
-4.3%
17,000,0000.0%0.01%0.0%
 ZSCALER INCconv bnd$13,895,570
+3.0%
11,570,0000.0%0.01%
+25.0%
 HALOZYME THERAPEUTICS INCconv bnd$13,829,882
+1.6%
16,390,0000.0%0.01%
+25.0%
CLVTPRA  CLVT 5 1/4 06/01/24prf$16,378,028
-28.9%
559,5500.0%0.01%
-28.6%
 COLUMBIA SELIG SEMICON AN TE$12,424,928
-5.8%
640,8500.0%0.00%0.0%
 ENVESTNET INCconv bnd$11,050,546
+0.4%
12,000,0000.0%0.00%
+33.3%
 LITHIUM AMERICAS CORPconv bnd$12,165,500
-6.6%
16,780,0000.0%0.00%0.0%
 BIGCOMMERCE HOLDINGS INCconv bnd$13,197,470
+0.6%
16,780,0000.0%0.00%0.0%
 JETBLUE AIRWAYS COconv bnd$12,122,208
-5.9%
15,680,0000.0%0.00%0.0%
 IMAX CORPORATIONconv bnd$8,392,500
+2.0%
9,000,0000.0%0.00%0.0%
 TELADOC HEALTH INCconv bnd$9,562,800
+0.2%
12,000,0000.0%0.00%0.0%
 EVERBRIDGE INCconv bnd$9,982,000
+2.1%
10,850,0000.0%0.00%0.0%
 CABLE ONE INCconv bnd$10,416,000
-1.1%
14,000,0000.0%0.00%0.0%
 BANDWIDTH INCconv bnd$7,970,000
+2.0%
10,000,0000.0%0.00%
+50.0%
 PEABODY ENERGY CORPORATIONconv bnd$9,045,000
+12.2%
6,000,0000.0%0.00%0.0%
 ACCOLADE INCconv bnd$7,470,000
-0.0%
9,000,0000.0%0.00%0.0%
 ESPERION THERAPEUTICS INCconv bnd$7,158,500
+5.8%
13,900,0000.0%0.00%0.0%
 DOUBLEDOWN INTERACTIVE -ADRadr$2,363,786
-12.1%
279,7380.0%0.00%0.0%
EIGR  EIGER BIOPHARMACEUTICALS INC$2,620,704
-56.7%
8,592,4710.0%0.00%
-50.0%
PROV  PROVIDENT FINANCIAL HLDGS$3,860,319
+1.3%
294,9060.0%0.00%0.0%
 REDWOOD TRUST INCconv bnd$2,683,125
+6.3%
3,000,0000.0%0.00%0.0%
NGM  NGM BIOPHARMACEUTICALS INC$87,110
-58.7%
81,4110.0%0.00%
MOFG  MIDWESTONE FINANCIAL GROUP I$327,313
-4.9%
16,1000.0%0.00%
MSBI  MIDLAND STATES BANCORP INC$1,063,972
+3.2%
51,8000.0%0.00%
OMER  OMEROS CORP$340,811
-46.3%
116,7160.0%0.00%
NMI  NUVEEN MUNICIPAL INCOME FUND$126,960
-8.8%
14,7630.0%0.00%
NECB  NORTHEAST COMMUNITY BANCORP$379,332
-0.8%
25,7000.0%0.00%
LBC  LUTHER BURBANK CORP$347,760
-5.8%
41,4000.0%0.00%
SENS  SENSEONICS HOLDINGS INC$8,938
-20.9%
14,8000.0%0.00%
KULR  KULR TECHNOLOGY GROUP INC$5,384
-43.9%
15,0000.0%0.00%
KRNY  KEARNY FINANCIAL CORP/MD$619,646
-1.7%
89,4150.0%0.00%
SMBK  SMARTFINANCIAL INC$223,017
-0.7%
10,4360.0%0.00%
ISR  PERSPECTIVE THERAPEUTICS INC$4,106
-59.0%
15,0000.0%0.00%
SGU  STAR GROUP LPlp$126,315
-11.9%
10,5000.0%0.00%
 INVESCO BULLETSHARES 2032 MU$1,190,602
-5.8%
49,7120.0%0.00%
ISTR  INVESTAR HOLDING CORP$171,081
-12.6%
16,1550.0%0.00%
TLYS  TILLY'S INC-CLASS A SHRS$192,728
+15.8%
23,7350.0%0.00%
INFU  INFUSYSTEM HOLDINGS INC$114,089
+0.1%
11,8350.0%0.00%
HBM  HUDBAY MINERALS INC$99,645
+1.5%
20,4610.0%0.00%
HBCP  HOME BANCORP INC$338,268
-4.0%
10,6140.0%0.00%
HONE  HARBORONE BANCORP INC$444,175
+9.7%
46,6570.0%0.00%
 UBER TECHNOLOGIES INCconv bnd$261,217
+2.3%
280,0000.0%0.00%
AJX  GREAT AJAX CORP$352,081
+5.1%
54,6710.0%0.00%
GORO  GOLD RESOURCE CORP$5,617
-32.1%
13,1230.0%0.00%
VOXX  VOXX INTERNATIONAL CORP$107,459
-36.1%
13,4660.0%0.00%
HAP  VANECK NATURAL RESOURCES ETF$1,078,261
+1.9%
21,9610.0%0.00%
IVOV  VANGUARD S&P MID-CAP 400 VAL$1,066,411
-5.4%
13,6870.0%0.00%
DIBS  1STDIBS.COM INC$45,715
-2.7%
12,5590.0%0.00%
FBIZ  FIRST BUSINESS FINANCIAL SER$325,489
+1.8%
10,8460.0%0.00%
FSBW  FS BANCORP INC$316,830
-1.9%
10,7400.0%0.00%
EVCM  EVERCOMMERCE INC$425,122
-15.3%
42,3850.0%0.00%
EEX  EMERALD HOLDING INC$427,140
+10.2%
94,5000.0%0.00%
EHTH  EHEALTH INC$233,167
-8.0%
31,5090.0%0.00%
DJCO  DAILY JOURNAL CORP$236,670
+1.6%
8050.0%0.00%
CMLS  Cumulus$48,437
+13.2%
10,4390.0%0.00%
 CUE HEALTH INC$13,422
+19.9%
30,3450.0%0.00%
CFB  CROSSFIRST BANKSHARES INC$352,141
+0.9%
34,9000.0%0.00%
CACC  CREDIT ACCEPTANCE CORP$1,206,434
-9.4%
2,6220.0%0.00%
CIG  CIA ENERGETICA DE-SPON ADRadr$90,411
-8.1%
37,3010.0%0.00%
CCO  CLEAR CHANNEL OUTDOOR HOLDIN$316,517
+15.3%
200,3270.0%0.00%
IPSC  CENTURY THERAPEUTICS INC$36,800
-36.7%
18,4000.0%0.00%
CGAU  CENTERRA GOLD INC$73,451
-18.3%
14,9900.0%0.00%
CLS  CELESTICA INC$730,990
+69.1%
29,8120.0%0.00%
CVM  CEL-SCI CORP$19,400
-48.1%
15,5200.0%0.00%
DMO  WESTERN ASSET MORT DEF OPP$135,117
+1.2%
12,6160.0%0.00%
WDI  WESTERN ASSET DIVERS INC$532,910
-1.7%
40,2500.0%0.00%
 WESTERN DIGITAL CORPORATIONconv bnd$130,739
+1.4%
133,0000.0%0.00%
CARE  CARTER BANKSHARES INC$215,178
-15.3%
17,1730.0%0.00%
CSTR  CAPSTAR FINANCIAL HOLDINGS I$233,099
+15.6%
16,4270.0%0.00%
CAC  CAMDEN NATIONAL CORP$701,126
-8.9%
24,8450.0%0.00%
BY  BYLINE BANCORP INC$555,704
+9.0%
28,1940.0%0.00%
DDWM  WISDOMTREE DY CUR HDG INTL$240,634
-2.5%
7,9000.0%0.00%
BV  BRIGHTVIEW HOLDINGS INC$249,814
+7.9%
32,2340.0%0.00%
BVH  BLUEGREEN VACATIONS HOLDING$242,088
+2.9%
6,6000.0%0.00%
MHN  BLACKROCK MUNIHOLDINGS NY QU$124,944
-12.9%
13,6850.0%0.00%
BFZ  BLACKROCK CALIFOR MUNI IN TR$205,800
-13.2%
20,0000.0%0.00%
 BETTER THERAPEUTICS INC$5,490
-66.1%
15,0000.0%0.00%
 BAUSCH LOMB CORP$217,384
-15.5%
12,8250.0%0.00%
BGSF  BGSF INC$164,475
+0.8%
17,1150.0%0.00%
ATHA  ATHIRA PHARMA INC$30,906
-31.5%
15,3000.0%0.00%
ABUS  ARBUTUS BIOPHARMA CORP$198,940
-11.7%
98,0000.0%0.00%
CGEN  COMPUGEN LTD$9,500
-18.4%
10,2150.0%0.00%
RBB  RBB BANCORP$430,967
+7.0%
33,7220.0%0.00%
QMCO  QUANTUM CORP$25,628
-43.5%
42,0130.0%0.00%
PVBC  PROVIDENT BANCORP INC$130,175
+17.0%
13,4340.0%0.00%
RSI  RUSH STREET INTERACTIVE INC$90,215
+48.1%
19,5270.0%0.00%
PWP  PERELLA WEINBERG PARTNERS$846,162
+22.2%
83,1200.0%0.00%
PKBK  PARKE BANCORP INC$234,658
-4.1%
14,4050.0%0.00%
PZG  PARAMOUNT GOLD NEVADA CORP$12,203
-9.9%
43,0000.0%0.00%
PCB  PCB BANCORP$369,255
+5.0%
23,9000.0%0.00%
ONTF  ON24 INC$107,350
-22.0%
16,9590.0%0.00%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

  • Columbia Management Investment Advisers, LLC #2
  • Ameriprise Trust Co #3
  • Ameriprise Certificate Co #4
  • RiverSource Life Insurance Co #5
  • RiverSource Life Insurance Co of New York #6
  • Threadneedle Asset Management Holdings LTD #10
  • Ameriprise Financial Services, LLC #16
  • Columbia Wanger Asset Management, LLC #17
  • Ameriprise Bank, FSB #18
  • Columbia Threadneedle Management Ltd #19
  • Pyrford International Ltd #20
  • Columbia Threadneedle (EM) Investments Ltd #22
  • Thames River Capital LLP #23
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-11-14
Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
MICROSOFT CORP42Q3 20233.8%
APPLE INC42Q3 20233.2%
AMAZON.COM INC42Q3 20232.5%
JPMORGAN CHASE & CO42Q3 20231.8%
JOHNSON & JOHNSON42Q3 20231.3%
META PLATFORMS INC-CLASS A42Q3 20231.6%
CISCO SYSTEMS INC42Q3 20231.3%
VISA INC-CLASS A SHARES42Q3 20231.1%
COMCAST CORP-CLASS A42Q3 20231.2%
CHEVRON CORPORATION42Q3 20231.2%

View AMERIPRISE FINANCIAL INC's complete holdings history.

Latest significant ownerships (13-D/G)
AMERIPRISE FINANCIAL INC Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
Quotient LtdFebruary 21, 202394,7550.4%
Afya LtdFebruary 14, 20231,435,0243.0%
AMEDISYS INCFebruary 14, 20231,100,7193.4%
Anika Therapeutics, Inc.February 14, 2023181,9431.2%
Doximity, Inc.February 14, 20232,294,6752.0%
IBEX LtdFebruary 14, 2023664,6673.6%
ICF International, Inc.February 14, 2023801,1524.3%
INTER PARFUMS INCFebruary 14, 2023595,7171.9%
Planet Fitness, Inc.February 14, 20232,273,7332.7%
REGIS CORPFebruary 14, 2023104,9550.2%

View AMERIPRISE FINANCIAL INC's complete significant-ownership history.

Latest filings
TypeFiled
1442024-03-27
1442024-03-26
ARS2024-03-15
DEF 14A2024-03-15
DEFA14A2024-03-15
42024-03-01
PRE 14A2024-03-01
1442024-02-28
42024-02-28
SC 13G/A2024-02-27

View AMERIPRISE FINANCIAL INC's complete filings history.

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