This page lists the SEC filings reported by GLICKENHAUS & CO.
Type | Filed | |
---|---|---|
13F-HR | 2013-01-02 | EDGAR |
13F-HR | 2012-11-06 | EDGAR |
13F-HR | 2012-07-30 | EDGAR |
13F-HR | 2012-04-26 | EDGAR |
13F-HR | 2012-01-26 | EDGAR |
13F-HR | 2011-10-28 | EDGAR |
13F-HR | 2011-08-01 | EDGAR |
13F-HR | 2011-04-20 | EDGAR |
13F-HR | 2011-01-14 | EDGAR |
13F-HR | 2010-10-25 | EDGAR |
13F-HR | 2010-07-22 | EDGAR |
13F-HR | 2010-04-27 | EDGAR |
13F-HR | 2010-01-22 | EDGAR |
13F-HR | 2009-10-26 | EDGAR |
13F-HR | 2009-07-27 | EDGAR |
13F-HR | 2009-04-23 | EDGAR |
13F-HR | 2009-01-28 | EDGAR |
13F-HR | 2008-10-23 | EDGAR |
13F-HR | 2008-07-24 | EDGAR |
13F-HR | 2008-04-29 | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.