$875 Million is the total value of Simplify Asset Management Inc.'s 122 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 34.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | Sell | ISHARES TRcore s&p500 etf | $278,397,322 | -11.1% | 648,295 | -7.7% | 31.83% | -22.8% |
| SPY | New | SPDR S&P 500 ETF TRput | $112,982,964 | – | 264,300 | +100.0% | 12.92% | – |
| EFA | Sell | ISHARES TRput | $81,973,448 | -5.4% | 1,189,400 | -0.5% | 9.37% | -17.9% |
| Buy | SIMPLIFY EXCHANGE TRADED FUNaggregate bond e | $58,377,096 | +626.7% | 2,736,854 | +667.0% | 6.67% | +530.8% | |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $38,825,853 | +1119.7% | 380,571 | +1192.8% | 4.44% | +959.4% |
| IWM | New | ISHARES TRput | $23,347,354 | – | 132,100 | +100.0% | 2.67% | – |
| PAGP | Buy | PLAINS GP HLDGS L Pltd partnr int a | $22,122,443 | +42.7% | 1,372,360 | +31.3% | 2.53% | +23.9% |
| IEFA | Sell | ISHARES TRcore msci eafe | $15,337,050 | -8.3% | 238,338 | -3.8% | 1.75% | -20.4% |
| EEM | Sell | ISHARES TRput | $14,701,830 | -9.6% | 387,400 | -5.7% | 1.68% | -21.5% |
| NVDA | NVIDIA CORPORATIONput | $13,354,193 | +2.8% | 30,700 | 0.0% | 1.53% | -10.7% | |
| Buy | SIMPLIFY EXCHANGE TRADED FUNshort term trea | $9,941,109 | +24.4% | 455,179 | +29.2% | 1.14% | +8.0% | |
| TSLA | Buy | TESLA INCcall | $9,608,448 | +208.5% | 38,400 | +222.7% | 1.10% | +167.8% |
| MBB | Buy | ISHARES TRmbs etf | $6,868,414 | +117.7% | 77,347 | +128.7% | 0.78% | +89.2% |
| AGG | Buy | ISHARES TRcore us aggbd et | $6,479,356 | +586.6% | 68,900 | +615.1% | 0.74% | +497.6% |
| APLT | Buy | APPLIED THERAPEUTICS INC | $6,019,587 | +97.4% | 2,417,505 | +1.5% | 0.69% | +71.1% |
| Sell | SIMPLIFY EXCHANGE TRADED FUNhigh yield plus | $5,905,656 | -39.9% | 273,410 | -39.2% | 0.68% | -47.8% | |
| Sell | SIMPLIFY EXCHANGE TRADED FUNmanaged futures | $5,140,114 | -27.6% | 186,574 | -33.0% | 0.59% | -37.0% | |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $4,933,564 | +362.3% | 66,923 | +370.8% | 0.56% | +300.0% |
| VMBS | Buy | VANGUARD SCOTTSDALE FDSmtg-bkd secs etf | $4,848,848 | +54.0% | 111,100 | +61.9% | 0.55% | +33.8% |
| TLT | New | ISHARES TRcall | $4,425,631 | – | 49,900 | +100.0% | 0.51% | – |
| TLT | New | ISHARES TR20 yr tr bd etf | $4,425,631 | – | 49,900 | +100.0% | 0.51% | – |
| LTPZ | New | PIMCO ETF TR15+ yr us tips | $4,309,100 | – | 82,000 | +100.0% | 0.49% | – |
| PFIX | Sell | SIMPLIFY EXCHANGE TRADED FUNsimplify interst | $4,035,298 | +21.5% | 42,250 | -20.1% | 0.46% | +5.5% |
| IEMG | Sell | ISHARES INCcore msci emkt | $3,867,116 | -4.5% | 81,259 | -1.1% | 0.44% | -17.1% |
| New | OAKTREE SPECIALTY LENDING CO | $3,775,619 | – | 187,655 | +100.0% | 0.43% | – | |
| Buy | TELESAT CORP | $3,729,168 | +146.2% | 260,781 | +62.2% | 0.43% | +114.1% | |
| AMGN | Buy | AMGEN INC | $3,638,742 | +1097.2% | 13,539 | +889.0% | 0.42% | +940.0% |
| REGN | Buy | REGENERON PHARMACEUTICALS | $3,540,374 | +32.5% | 4,302 | +15.7% | 0.40% | +15.1% |
| CRNX | New | CRINETICS PHARMACEUTICALS IN | $3,420,100 | – | 115,000 | +100.0% | 0.39% | – |
| BSX | Buy | BOSTON SCIENTIFIC CORP | $3,226,925 | +405.1% | 61,116 | +417.4% | 0.37% | +339.3% |
| SNY | Sell | SANOFIsponsored adr | $3,183,963 | -26.9% | 59,358 | -26.5% | 0.36% | -36.5% |
| AKRO | AKERO THERAPEUTICS INC | $3,023,521 | +8.3% | 59,777 | 0.0% | 0.35% | -5.7% | |
| ATHA | ATHIRA PHARMA INC | $3,015,440 | -31.5% | 1,492,792 | 0.0% | 0.34% | -40.5% | |
| TSCAN THERAPEUTICS INC | $2,680,105 | +2.4% | 1,046,916 | 0.0% | 0.31% | -11.3% | ||
| LLY | Sell | ELI LILLY & CO | $2,639,994 | -9.0% | 4,915 | -20.6% | 0.30% | -20.9% |
| CI | Buy | THE CIGNA GROUP | $2,605,239 | +39.8% | 9,107 | +37.1% | 0.30% | +21.6% |
| VRTX | Sell | VERTEX PHARMACEUTICALS INC | $2,581,970 | -2.1% | 7,425 | -0.9% | 0.30% | -15.0% |
| REPL | REPLIMUNE GROUP INC | $2,566,500 | -26.3% | 150,000 | 0.0% | 0.29% | -36.2% | |
| ABBV | Buy | ABBVIE INC | $2,552,205 | +47.8% | 17,122 | +33.6% | 0.29% | +28.6% |
| FULC | Sell | FULCRUM THERAPEUTICS INC | $2,533,104 | +10.2% | 570,519 | -18.1% | 0.29% | -4.3% |
| JNJ | Sell | JOHNSON & JOHNSON | $2,517,699 | -36.0% | 16,165 | -32.0% | 0.29% | -44.4% |
| PHAT | PHATHOM PHARMACEUTICALS INC | $2,467,386 | -27.6% | 237,935 | 0.0% | 0.28% | -37.2% | |
| SAGE | Buy | SAGE THERAPEUTICS INC | $2,470,217 | +5.0% | 120,030 | +139.9% | 0.28% | -9.0% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $2,412,549 | +403.5% | 4,785 | +379.9% | 0.28% | +338.1% |
| MDT | Sell | MEDTRONIC PLC | $2,308,956 | -44.8% | 29,466 | -38.0% | 0.26% | -52.1% |
| Sell | SIMPLIFY EXCHANGE TRADED FUN | $2,242,223 | -30.9% | 88,056 | -33.0% | 0.26% | -40.0% | |
| MIRM | MIRUM PHARMACEUTICALS INC | $2,212,000 | +22.1% | 70,000 | 0.0% | 0.25% | +6.3% | |
| ISRG | Buy | INTUITIVE SURGICAL INC | $2,169,084 | +3.8% | 7,421 | +21.4% | 0.25% | -9.8% |
| DAWN | New | DAY ONE BIOPHARMACEUTICALS I | $2,147,471 | – | 175,018 | +100.0% | 0.25% | – |
| IBDP | ISHARES TRibonds dec24 etf | $2,112,981 | +0.4% | 85,442 | 0.0% | 0.24% | -12.6% | |
| ICSH | ISHARES TRblackrock ultra | $2,107,547 | +0.2% | 41,833 | 0.0% | 0.24% | -13.0% | |
| IBDO | ISHARES TRibonds dec23 etf | $2,109,622 | +0.3% | 83,187 | 0.0% | 0.24% | -13.0% | |
| SPSB | SPDR SER TRportfolio short | $2,092,862 | -0.4% | 71,380 | 0.0% | 0.24% | -13.7% | |
| SLQD | ISHARES TR0-5yr invt gr cp | $2,091,190 | -0.4% | 43,571 | 0.0% | 0.24% | -13.7% | |
| MDGL | MADRIGAL PHARMACEUTICALS INC | $2,087,496 | -36.8% | 14,294 | 0.0% | 0.24% | -45.1% | |
| BSV | Sell | VANGUARD BD INDEX FDSshort trm bond | $2,078,349 | -34.2% | 27,712 | -33.8% | 0.24% | -42.8% |
| MRK | Buy | MERCK & CO INC | $1,934,122 | +341.4% | 18,787 | +394.8% | 0.22% | +281.0% |
| IAU | Sell | ISHARES GOLD TRishares new | $1,897,438 | -35.5% | 54,228 | -33.0% | 0.22% | -44.1% |
| Sell | SIMPLIFY EXCHANGE TRADED FUNintmd term trsry | $1,742,744 | -42.0% | 137,116 | -33.0% | 0.20% | -49.7% | |
| ZBH | Sell | ZIMMER BIOMET HOLDINGS INC | $1,703,387 | -40.0% | 15,179 | -22.1% | 0.20% | -47.9% |
| Sell | SIMPLIFY EXCHANGE TRADED FUNmarket neutral | $1,663,659 | -32.4% | 67,056 | -32.9% | 0.19% | -41.4% | |
| PCT | Buy | PURECYCLE TECHNOLOGIES INC | $1,592,931 | +3.8% | 283,945 | +97.9% | 0.18% | -9.9% |
| AN | Sell | AUTONATION INCput | $1,514,000 | -38.7% | 10,000 | -33.3% | 0.17% | -46.8% |
| ARGX | Sell | ARGENX SEsponsored adr | $1,493,572 | +24.7% | 3,038 | -1.1% | 0.17% | +8.2% |
| BDX | Sell | BECTON DICKINSON & CO | $1,472,328 | -3.2% | 5,695 | -1.1% | 0.17% | -16.0% |
| EMD | New | WESTERN ASSET EMERGING MKTS | $1,373,650 | – | 165,500 | +100.0% | 0.16% | – |
| GILD | Buy | GILEAD SCIENCES INC | $1,346,972 | +55.9% | 17,974 | +60.3% | 0.15% | +35.1% |
| MCRB | SERES THERAPEUTICS INC | $1,310,490 | -50.3% | 550,626 | 0.0% | 0.15% | -56.8% | |
| BTAL | New | AGF INVTS TRus market netrl | $1,282,797 | – | 64,592 | +100.0% | 0.15% | – |
| SAR | New | SARATOGA INVT CORP | $1,246,450 | – | 48,500 | +100.0% | 0.14% | – |
| KYN | KAYNE ANDERSON ENERGY INFRST | $1,236,548 | +3.3% | 147,033 | 0.0% | 0.14% | -10.8% | |
| SYK | Sell | STRYKER CORPORATION | $1,211,679 | -11.4% | 4,434 | -1.1% | 0.14% | -22.8% |
| MARINUS PHARMACEUTICALS INC | $1,207,500 | -25.9% | 150,000 | 0.0% | 0.14% | -35.5% | ||
| ANNX | Sell | ANNEXON INC | $1,162,524 | -49.5% | 492,595 | -24.6% | 0.13% | -56.1% |
| HYG | New | ISHARES TRcall | $1,105,800 | – | 15,000 | +100.0% | 0.13% | – |
| DAL | New | DELTA AIR LINES INC DELput | $925,000 | – | 25,000 | +100.0% | 0.11% | – |
| HUM | Buy | HUMANA INC | $873,303 | +212.0% | 1,795 | +186.7% | 0.10% | +170.3% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $868,082 | -48.9% | 1,715 | -47.4% | 0.10% | -55.8% |
| EIGR | Buy | EIGER BIOPHARMACEUTICALS INC | $823,500 | +6.4% | 2,700,000 | +145.5% | 0.09% | -7.8% |
| RNA | AVIDITY BIOSCIENCES INC | $797,500 | -42.5% | 125,000 | 0.0% | 0.09% | -50.3% | |
| ALLO | ALLOGENE THERAPEUTICS INC | $776,650 | -36.2% | 245,000 | 0.0% | 0.09% | -44.4% | |
| AAL | New | AMERICAN AIRLS GROUP INCput | $768,600 | – | 60,000 | +100.0% | 0.09% | – |
| GNRC | New | GENERAC HLDGS INCcall | $762,720 | – | 7,000 | +100.0% | 0.09% | – |
| WDC | New | WESTERN DIGITAL CORP.put | $752,895 | – | 16,500 | +100.0% | 0.09% | – |
| KURA | KURA ONCOLOGY INC | $729,600 | -13.8% | 80,000 | 0.0% | 0.08% | -25.2% | |
| CZR | New | CAESARS ENTERTAINMENT INC NEput | $695,250 | – | 15,000 | +100.0% | 0.08% | – |
| EXAS | Sell | EXACT SCIENCES CORP | $657,300 | -68.4% | 9,635 | -56.5% | 0.08% | -72.6% |
| QTRX | New | QUANTERIX CORP | $643,707 | – | 23,718 | +100.0% | 0.07% | – |
| ESTA | Sell | ESTABLISHMENT LABS HLDGS INC | $624,808 | -29.3% | 12,733 | -1.1% | 0.07% | -38.8% |
| CVNA | New | CARVANA COput | $621,304 | – | 14,800 | +100.0% | 0.07% | – |
| AGNC | New | AGNC INVT CORP | $623,040 | – | 66,000 | +100.0% | 0.07% | – |
| IDXX | Sell | IDEXX LABS INC | $616,988 | -13.9% | 1,411 | -1.1% | 0.07% | -24.5% |
| New | ANNALY CAPITAL MANAGEMENT IN | $605,682 | – | 32,200 | +100.0% | 0.07% | – | |
| ATRC | Sell | ATRICURE INC | $504,532 | -12.3% | 11,519 | -1.1% | 0.06% | -23.7% |
| TSLA | Buy | TESLA INC | $474,918 | -2.5% | 1,898 | +2.0% | 0.05% | -15.6% |
| CCL | New | CARNIVAL CORPput | $445,900 | – | 32,500 | +100.0% | 0.05% | – |
| HRTX | Buy | HERON THERAPEUTICS INC | $444,538 | +36.1% | 431,590 | +53.3% | 0.05% | +18.6% |
| XFOR | X4 PHARMACEUTICALS INC | $436,000 | -43.8% | 400,000 | 0.0% | 0.05% | -51.0% | |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $428,142 | +4.5% | 4,164 | +15.7% | 0.05% | -9.3% |
| NVDA | Sell | NVIDIA CORPORATION | $426,290 | -24.1% | 980 | -26.2% | 0.05% | -33.8% |
| STRO | SUTRO BIOPHARMA INC | $416,400 | -25.4% | 120,000 | 0.0% | 0.05% | -34.2% | |
| KYMR | Buy | KYMERA THERAPEUTICS INC | $424,158 | +75.2% | 30,515 | +189.7% | 0.05% | +50.0% |
| Sell | SIMPLIFY EXCHANGE TRADED FUNenhanced inm etf | $409,798 | -85.3% | 16,471 | -85.2% | 0.05% | -87.2% | |
| ABT | Sell | ABBOTT LABS | $410,935 | -82.4% | 4,243 | -80.2% | 0.05% | -84.7% |
| STOK | Sell | STOKE THERAPEUTICS INC | $405,761 | -68.9% | 102,985 | -16.1% | 0.05% | -73.3% |
| IQV | Sell | IQVIA HLDGS INC | $385,630 | -13.4% | 1,960 | -1.1% | 0.04% | -25.4% |
| CEE | New | CENTRAL & EASTERN EUROPE FD | $335,030 | – | 38,957 | +100.0% | 0.04% | – |
| TECH | Sell | BIO-TECHNE CORP | $311,488 | -17.5% | 4,576 | -1.1% | 0.04% | -28.0% |
| MSFT | Sell | MICROSOFT CORP | $315,750 | -32.6% | 1,000 | -27.3% | 0.04% | -41.9% |
| FLRN | Sell | SPDR SER TRbloomberg invt | $284,682 | -87.6% | 9,267 | -87.7% | 0.03% | -89.1% |
| Sell | QUIDELORTHO CORP | $282,957 | -12.8% | 3,874 | -1.1% | 0.03% | -25.6% | |
| PKI | Sell | REVVITY INC | $265,126 | -7.8% | 2,395 | -1.1% | 0.03% | -21.1% |
| CLXPF | CYBIN INC | $265,700 | +40.6% | 500,000 | 0.0% | 0.03% | +20.0% | |
| ZTS | Sell | ZOETIS INCcl a | $248,269 | -0.1% | 1,427 | -1.1% | 0.03% | -15.2% |
| COO | Sell | COOPER COS INC | $238,826 | -84.5% | 751 | -81.4% | 0.03% | -86.7% |
| LIVN | Sell | LIVANOVA PLC | $227,437 | +1.7% | 4,301 | -1.1% | 0.03% | -10.3% |
| DXCM | Sell | DEXCOM INC | $216,549 | -90.1% | 2,321 | -86.4% | 0.02% | -91.3% |
| ASML | New | ASML HOLDING N V | $212,506 | – | 361 | +100.0% | 0.02% | – |
| LMND | Buy | LEMONADE INC | $191,474 | +2.3% | 16,478 | +48.4% | 0.02% | -12.0% |
| SNDX | Sell | SYNDAX PHARMACEUTICALS INC | $183,896 | -31.4% | 12,665 | -1.1% | 0.02% | -40.0% |
| ATAI | ATAI LIFE SCIENCES NV | $180,600 | -25.0% | 140,000 | 0.0% | 0.02% | -34.4% | |
| ADAP | ADAPTIMMUNE THERAPEUTICS PLCsponds adr | $117,000 | -15.7% | 150,000 | 0.0% | 0.01% | -27.8% | |
| Exit | SONDER HOLDINGS INC | $0 | – | -145,685 | -100.0% | -0.01% | – | |
| HCA | Exit | HCA HEALTHCARE INC | $0 | – | -719 | -100.0% | -0.03% | – |
| BAX | Exit | BAXTER INTL INC | $0 | – | -5,351 | -100.0% | -0.03% | – |
| BIIB | Exit | BIOGEN INC | $0 | – | -2,989 | -100.0% | -0.11% | – |
| THC | Exit | TENET HEALTHCARE CORP | $0 | – | -10,617 | -100.0% | -0.11% | – |
| KDNY | Exit | CHINOOK THERAPEUTICS INC | $0 | – | -25,000 | -100.0% | -0.13% | – |
| SCHP | Exit | SCHWAB STRATEGIC TRus tips etf | $0 | – | -20,327 | -100.0% | -0.14% | – |
| PEN | Exit | PENUMBRA INC | $0 | – | -3,479 | -100.0% | -0.16% | – |
| FLOT | Exit | ISHARES TRfltg rate nt etf | $0 | – | -31,437 | -100.0% | -0.21% | – |
| JPST | Exit | J P MORGAN EXCHANGE TRADED Fultra shrt inc | $0 | – | -31,942 | -100.0% | -0.21% | – |
| SVOL | Exit | SIMPLIFY EXCHANGE TRADED FUNvolatility prem | $0 | – | -119,401 | -100.0% | -0.36% | – |
| Exit | SIMPLIFY EXCHANGE TRADED FUNstable incm etf | $0 | – | -112,062 | -100.0% | -0.37% | – | |
| PAA | Exit | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $0 | – | -650,000 | -100.0% | -1.21% | – |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -69,000 | -100.0% | -4.03% | – |
| QQQ | Exit | INVESCO QQQ TRput | $0 | – | -150,700 | -100.0% | -7.33% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 12 | Q3 2023 | 96.5% |
| TESLA INC | 12 | Q3 2023 | 0.2% |
| Invesco QQQ Trust Series 1 | 10 | Q1 2023 | 6.4% |
| TESLA INC | 10 | Q3 2023 | 9.1% |
| Crowdstrike Holdings Inc | 10 | Q1 2023 | 0.2% |
| SPDR S&P 500 ETF TRUST | 9 | Q2 2023 | 6.2% |
| CLOUDFLARE INC | 9 | Q1 2023 | 0.1% |
| Simplify Volatility Premium ETF | 8 | Q2 2023 | 2.4% |
| SIMPLIFY RISK PARITY TREASUR | 8 | Q3 2023 | 1.6% |
| CLOUDFLARE INC - CLASS A | 8 | Q1 2023 | 1.3% |
View Simplify Asset Management Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-10 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View Simplify Asset Management Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.