$211 Million is the total value of Claybrook Capital, LLC's 130 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 16.0% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
SPY | Buy | SPDR S&P 500 ETF TRtr unit | $17,643,000 | +14.9% | 37,147 | +3.8% | 8.28% | +6.7% |
NRK | NUVEEN NEW YORK AMT QLT MUNI | $10,927,000 | -0.3% | 792,367 | 0.0% | 5.13% | -7.4% | |
QQQ | Buy | INVESCO QQQ TRunit ser 1 | $9,651,000 | +16.8% | 24,259 | +5.1% | 4.53% | +8.4% |
NAN | NUVEEN NEW YORK QLT MUN INC | $7,189,000 | +0.5% | 486,078 | 0.0% | 3.38% | -6.7% | |
AMZN | Buy | AMAZON COM INC | $6,185,000 | +5.9% | 1,855 | +4.3% | 2.90% | -1.7% |
MO | Buy | ALTRIA GROUP INC | $4,987,000 | +115.3% | 105,226 | +106.9% | 2.34% | +100.0% |
MYN | BLACKROCK MUNIYIELD N Y QUAL | $4,708,000 | +2.2% | 334,110 | 0.0% | 2.21% | -5.1% | |
PNF | PIMCO NEW YORK MUN INCOME FD | $4,176,000 | -5.3% | 386,487 | 0.0% | 1.96% | -12.1% | |
MHN | BLACKROCK MUNIHLDGS NY QLTY | $3,981,000 | -1.7% | 278,561 | 0.0% | 1.87% | -8.7% | |
BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $3,931,000 | +9.6% | 13,146 | 0.0% | 1.85% | +1.8% | |
PML | PIMCO MUN INCOME FD II | $3,922,000 | -0.9% | 268,457 | 0.0% | 1.84% | -7.9% | |
NEA | NUVEEN AMT FREE QLTY MUN INC | $3,878,000 | +2.7% | 248,583 | 0.0% | 1.82% | -4.6% | |
MSFT | Sell | MICROSOFT CORP | $3,869,000 | +10.6% | 11,505 | -7.3% | 1.82% | +2.7% |
EPRT | Sell | ESSENTIAL PPTYS RLTY TR INC | $3,817,000 | -0.5% | 132,412 | -3.6% | 1.79% | -7.6% |
IQI | INVESCO QUALITY MUN INCOME T | $3,323,000 | +3.1% | 244,543 | 0.0% | 1.56% | -4.3% | |
VT | Sell | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $3,207,000 | +3.8% | 29,850 | -1.7% | 1.51% | -3.6% |
PNI | PIMCO NEW YORK MUN FD II | $3,039,000 | -2.3% | 267,713 | 0.0% | 1.43% | -9.3% | |
MVF | BLACKROCK MUNIVEST FD INC | $2,790,000 | +1.1% | 291,550 | 0.0% | 1.31% | -6.2% | |
COP | Sell | CONOCOPHILLIPS | $2,724,000 | -6.8% | 37,742 | -12.5% | 1.28% | -13.5% |
MOAT | VANECK ETF TRUSTmrngstr wde moat | $2,706,000 | +3.9% | 35,550 | 0.0% | 1.27% | -3.5% | |
BA | Buy | BOEING CO | $2,657,000 | -4.9% | 13,200 | +3.9% | 1.25% | -11.6% |
SSO | New | PROSHARES TR | $2,635,000 | – | 18,000 | +100.0% | 1.24% | – |
NVG | NUVEEN AMT FREE MUN CR INC F | $2,580,000 | +4.5% | 143,897 | 0.0% | 1.21% | -3.0% | |
CRM | Sell | SALESFORCE COM INC | $2,540,000 | -23.2% | 9,995 | -18.1% | 1.19% | -28.7% |
NZF | NUVEEN MUNICIPAL CREDIT INC | $2,534,000 | +2.3% | 148,183 | 0.0% | 1.19% | -5.0% | |
AAPL | Buy | APPLE INC | $2,365,000 | +26.0% | 13,320 | +0.4% | 1.11% | +17.0% |
SKYY | Buy | FIRST TR EXCHANGE TRADED FD | $2,356,000 | +1.0% | 22,589 | +2.1% | 1.11% | -6.2% |
VTN | INVESCO TR INVT GRADE NEW YO | $2,287,000 | -0.6% | 170,381 | 0.0% | 1.07% | -7.7% | |
KREF | Buy | KKR REAL ESTATE FIN TR INC | $2,259,000 | +6.0% | 108,454 | +7.4% | 1.06% | -1.5% |
MRK | Buy | MERCK & CO INC | $2,254,000 | +2.4% | 29,409 | +0.3% | 1.06% | -4.9% |
APD | Buy | AIR PRODS & CHEMS INC | $2,168,000 | +21.4% | 7,125 | +2.2% | 1.02% | +12.7% |
FSK | Buy | FS KKR CAP CORP | $2,138,000 | +74.2% | 102,125 | +83.4% | 1.00% | +61.9% |
BDX | Buy | BECTON DICKINSON & CO | $2,094,000 | +4.2% | 8,325 | +1.8% | 0.98% | -3.2% |
JPC | Buy | NUVEEN PFD & INCOME OPPORTUN | $2,033,000 | +8.3% | 208,330 | +9.8% | 0.96% | +0.5% |
STWD | STARWOOD PPTY TR INC | $2,000,000 | -0.4% | 82,313 | 0.0% | 0.94% | -7.6% | |
HEGD | LISTED FD TRswan hedged eqty | $1,756,000 | +6.9% | 90,000 | 0.0% | 0.82% | -0.8% | |
CMU | MFS HIGH YIELD MUN TRsh ben int | $1,729,000 | -1.5% | 382,584 | 0.0% | 0.81% | -8.6% | |
KMI | Buy | KINDER MORGAN INC DEL | $1,661,000 | -4.5% | 104,745 | +0.7% | 0.78% | -11.4% |
BMY | New | BRISTOL-MYERS SQUIBB CO | $1,641,000 | – | 26,320 | +100.0% | 0.77% | – |
FB | Buy | FACEBOOK INCcl a | $1,614,000 | +14.1% | 4,800 | +15.1% | 0.76% | +6.0% |
GFF | GRIFFON CORP | $1,611,000 | +15.8% | 56,551 | 0.0% | 0.76% | +7.5% | |
VIAC | Sell | VIACOMCBS INCcl b | $1,544,000 | -26.3% | 51,148 | -3.6% | 0.72% | -31.6% |
ARI | Buy | APOLLO COML REAL EST FIN INC | $1,484,000 | +64.9% | 112,755 | +85.9% | 0.70% | +53.2% |
SNSR | Buy | GLOBAL X FDSinternet of thng | $1,471,000 | +11.2% | 37,595 | +3.2% | 0.69% | +3.3% |
XLE | Sell | SELECT SECTOR SPDR TRenergy | $1,425,000 | -9.4% | 25,675 | -14.9% | 0.67% | -15.8% |
RC | Buy | READY CAPITAL CORP | $1,420,000 | +17.1% | 90,820 | +8.0% | 0.67% | +8.8% |
TPVG | Buy | TRIPLEPOINT VENTURE GROWTH B | $1,362,000 | +56.6% | 75,818 | +38.0% | 0.64% | +45.5% |
GLD | Sell | SPDR GOLD TR | $1,341,000 | -13.5% | 7,845 | -16.9% | 0.63% | -19.6% |
VEA | Buy | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $1,320,000 | +15.0% | 25,856 | +13.7% | 0.62% | +6.9% |
DTEC | Buy | ALPS ETF TRdisruptive tech | $1,277,000 | +3.0% | 26,405 | +3.3% | 0.60% | -4.3% |
QQQJ | Buy | INVESCO EXCH TRADED FD TR IInasdaqnxtgen100 | $1,275,000 | +10.0% | 37,994 | +8.4% | 0.60% | +2.2% |
VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $1,248,000 | +11.0% | 25,237 | +12.3% | 0.59% | +3.2% |
OCSL | Buy | OAKTREE SPECIALTY LENDING CO | $1,241,000 | +96.1% | 166,410 | +85.5% | 0.58% | +82.2% |
GOOGL | ALPHABET INCcap stk cl a | $1,223,000 | +8.4% | 422 | 0.0% | 0.57% | +0.7% | |
GOOG | Buy | ALPHABET INCcap stk cl c | $1,207,000 | +9.9% | 417 | +1.2% | 0.57% | +2.2% |
XFLT | Buy | XAI OCTAGON FLOATING RATE & | $1,159,000 | +14.2% | 129,933 | +9.8% | 0.54% | +6.0% |
BRMK | BROADMARK RLTY CAP INC | $1,139,000 | -4.4% | 120,772 | 0.0% | 0.54% | -11.1% | |
JETS | Buy | ETF SER SOLUTIONSus glb jets | $1,134,000 | +6.7% | 53,750 | +19.4% | 0.53% | -0.9% |
LADR | LADDER CAP CORPcl a | $1,059,000 | +8.5% | 88,349 | 0.0% | 0.50% | +0.8% | |
EWL | Sell | ISHARES INCmsci switzerland | $1,055,000 | -39.6% | 20,000 | -46.7% | 0.50% | -43.9% |
BNY | BLACKROCK N Y MUN INCOME TRUsh ben int | $1,047,000 | -3.6% | 70,821 | 0.0% | 0.49% | -10.4% | |
PFF | ISHARES TRpfd and incm sec | $1,040,000 | +1.6% | 26,380 | 0.0% | 0.49% | -5.8% | |
BIZD | Buy | VANECK ETF TRUST | $990,000 | +49.1% | 57,498 | +48.6% | 0.46% | +38.4% |
PDI | New | PIMCO DYNAMIC INCOME FD | $969,000 | – | 37,383 | +100.0% | 0.46% | – |
PNNT | PENNANTPARK INVT CORP | $931,000 | +6.8% | 134,312 | 0.0% | 0.44% | -0.9% | |
GSBD | GOLDMAN SACHS BDC INC | $904,000 | +4.4% | 47,200 | 0.0% | 0.42% | -3.2% | |
EARN | Buy | ELLINGTON RESIDENTIAL MTG RE | $899,000 | -2.2% | 86,536 | +5.1% | 0.42% | -9.2% |
GPMT | Buy | GRANITE PT MTG TR INC | $887,000 | -6.4% | 75,760 | +5.3% | 0.42% | -13.2% |
PFE | Buy | PFIZER INC | $872,000 | +38.0% | 14,760 | +0.5% | 0.41% | +27.8% |
ET | Buy | ENERGY TRANSFER L P | $860,000 | +29.1% | 104,500 | +50.4% | 0.40% | +19.9% |
BXMT | BLACKSTONE MTG TR INC | $856,000 | +1.1% | 27,943 | 0.0% | 0.40% | -6.1% | |
ARCC | Buy | ARES CAPITAL CORP | $837,000 | +6.1% | 39,519 | +1.8% | 0.39% | -1.5% |
NKX | NUVEEN CALIFORNIA AMT QLT MU | $778,000 | -3.5% | 49,160 | 0.0% | 0.36% | -10.5% | |
PMT | Buy | PENNYMAC MTG INVT TR | $760,000 | +47.0% | 43,850 | +66.9% | 0.36% | +36.8% |
PFFA | ETFIS SER TR Ivirtus infrcap | $724,000 | +0.8% | 28,840 | 0.0% | 0.34% | -6.3% | |
DX | New | DYNEX CAP INC | $713,000 | – | 42,670 | +100.0% | 0.34% | – |
XLF | Sell | SELECT SECTOR SPDR TRfinancial | $703,000 | -25.1% | 18,000 | -28.0% | 0.33% | -30.4% |
SLRC | Buy | SLR INVESTMENT CORP | $699,000 | +21.1% | 37,908 | +25.8% | 0.33% | +12.3% |
ACRE | ARES COML REAL ESTATE CORP | $679,000 | -3.6% | 46,675 | 0.0% | 0.32% | -10.4% | |
SDY | SPDR SER TRs&p divid etf | $646,000 | +9.9% | 5,000 | 0.0% | 0.30% | +2.0% | |
TBT | Buy | PROSHARES TR | $644,000 | +18.2% | 38,100 | +28.3% | 0.30% | +9.4% |
NCV | VIRTUS ALLIANZGI CONVERTIBLE | $638,000 | -2.1% | 109,425 | 0.0% | 0.30% | -9.1% | |
BSV | Buy | VANGUARD BD INDEX FDSshort trm bond | $614,000 | +13.5% | 7,600 | +15.2% | 0.29% | +5.1% |
NRZ | Buy | NEW RESIDENTIAL INVT CORP | $601,000 | +4.9% | 56,160 | +7.8% | 0.28% | -2.8% |
ANET | Buy | ARISTA NETWORKS INC | $575,000 | +67.2% | 4,000 | +300.0% | 0.27% | +55.2% |
VZ | New | VERIZON COMMUNICATIONS INC | $571,000 | – | 10,991 | +100.0% | 0.27% | – |
TSLX | SIXTH STREET SPECIALTY LENDN | $553,000 | +5.3% | 23,660 | 0.0% | 0.26% | -1.9% | |
QRTEA | New | QURATE RETAIL INC | $544,000 | – | 71,618 | +100.0% | 0.26% | – |
HTGC | HERCULES CAPITAL INC | $541,000 | -0.2% | 32,620 | 0.0% | 0.25% | -7.3% | |
AINV | Buy | APOLLO INVT CORP | $522,000 | +51.3% | 40,837 | +53.5% | 0.24% | +40.8% |
IGD | VOYA GLBL EQTY DIV & PREM OP | $522,000 | +5.2% | 84,000 | 0.0% | 0.24% | -2.4% | |
VIG | VANGUARD SPECIALIZED FUNDSdiv app etf | $515,000 | +11.7% | 3,000 | 0.0% | 0.24% | +3.9% | |
RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $500,000 | +0.8% | 5,813 | +0.7% | 0.24% | -6.4% |
VRT | VERTIV HOLDINGS CO | $493,000 | +3.6% | 19,760 | 0.0% | 0.23% | -4.1% | |
BGB | BLACKSTONE STRATEGIC CREDIT | $485,000 | -2.6% | 35,988 | 0.0% | 0.23% | -9.5% | |
BCSF | BAIN CAP SPECIALTY FIN INC | $483,000 | +2.5% | 31,750 | 0.0% | 0.23% | -4.6% | |
V | Buy | VISA INC | $482,000 | -2.0% | 2,222 | +0.7% | 0.23% | -9.2% |
INTC | Buy | INTEL CORP | $481,000 | -2.4% | 9,348 | +1.1% | 0.23% | -9.2% |
MRCC | MONROE CAP CORP | $446,000 | +8.0% | 39,753 | 0.0% | 0.21% | 0.0% | |
HES | Sell | HESS CORP | $444,000 | -48.3% | 6,000 | -45.5% | 0.21% | -52.1% |
REM | ISHARES TRmortge rel etf | $432,000 | -4.6% | 12,521 | 0.0% | 0.20% | -11.4% | |
CSTL | CASTLE BIOSCIENCES INC | $430,000 | -35.5% | 10,026 | 0.0% | 0.20% | -40.1% | |
EAD | WELLS FARGO ADVANTAGE INCOMEwf inc oppty fd | $422,000 | +4.2% | 46,050 | 0.0% | 0.20% | -3.4% | |
XLY | New | SELECT SECTOR SPDR TRsbi cons discr | $420,000 | – | 2,052 | +100.0% | 0.20% | – |
MPLX | Buy | MPLX LP | $403,000 | +17.5% | 13,616 | +13.0% | 0.19% | +9.2% |
STZ | Buy | CONSTELLATION BRANDS INCcl a | $384,000 | +30.6% | 1,529 | +9.6% | 0.18% | +20.8% |
GBDC | GOLUB CAP BDC INC | $371,000 | -2.4% | 24,060 | 0.0% | 0.17% | -9.4% | |
EFC | Buy | ELLINGTON FINANCIAL INC | $364,000 | +6.4% | 21,325 | +14.0% | 0.17% | -1.2% |
AMUB | UBS AG LONDON BRANCHetracs 2xm etn | $356,000 | +0.6% | 18,658 | 0.0% | 0.17% | -6.7% | |
MORT | VANECK ETF TRUSTmortgage reit | $342,000 | -5.5% | 19,030 | 0.0% | 0.16% | -12.0% | |
GCI | GANNETT CO INC | $322,000 | -20.1% | 60,338 | 0.0% | 0.15% | -26.0% | |
GLV | CLOUGH GLOBAL DIVID & INCOME | $320,000 | -3.3% | 29,870 | 0.0% | 0.15% | -10.2% | |
XOM | New | EXXON MOBIL CORP | $317,000 | – | 5,181 | +100.0% | 0.15% | – |
JNJ | Buy | JOHNSON & JOHNSON | $314,000 | +15.9% | 1,834 | +9.2% | 0.15% | +7.3% |
PCT | Sell | PURECYCLE TECHNOLOGIES INC | $312,000 | -43.5% | 32,650 | -21.4% | 0.15% | -47.7% |
BLOK | New | AMPLIFY ETF TRblockchain ldr | $301,000 | – | 7,500 | +100.0% | 0.14% | – |
NYMT | Buy | NEW YORK MTG TR INC | $298,000 | +2.4% | 80,026 | +17.0% | 0.14% | -4.8% |
KYN | Buy | KAYNE ANDERSON ENERGY INFRST | $295,000 | +15.2% | 37,846 | +18.5% | 0.14% | +7.8% |
CHW | CALAMOS GBL DYN INCOME FUND | $292,000 | +4.3% | 29,265 | 0.0% | 0.14% | -3.5% | |
GLQ | CLOUGH GLOBAL EQUITY FD | $292,000 | -10.2% | 22,215 | 0.0% | 0.14% | -16.5% | |
CL | Buy | COLGATE PALMOLIVE CO | $285,000 | +14.5% | 3,340 | +1.2% | 0.13% | +6.3% |
AJX | New | GREAT AJAX CORP | $270,000 | – | 20,502 | +100.0% | 0.13% | – |
PG | Buy | PROCTER AND GAMBLE CO | $266,000 | +18.8% | 1,628 | +1.8% | 0.12% | +10.6% |
DRIV | Buy | GLOBAL X FDSautonmous ev etf | $250,000 | +24.4% | 8,191 | +12.0% | 0.12% | +14.7% |
ABBV | New | ABBVIE INC | $246,000 | – | 1,817 | +100.0% | 0.12% | – |
JPM | Buy | JPMORGAN CHASE & CO | $244,000 | +6.6% | 1,543 | +10.2% | 0.12% | -0.9% |
EFA | ISHARES TRmsci eafe etf | $235,000 | +0.9% | 2,981 | 0.0% | 0.11% | -6.8% | |
ABT | New | ABBOTT LABS | $225,000 | – | 1,600 | +100.0% | 0.11% | – |
TSLA | New | TESLA INC | $222,000 | – | 210 | +100.0% | 0.10% | – |
FINS | ANGEL OAK FINL STRATEGIES IN | $191,000 | 0.0% | 11,200 | 0.0% | 0.09% | -7.2% | |
OXLC | Buy | OXFORD LANE CAP CORP | $160,000 | +110.5% | 20,816 | +98.2% | 0.08% | +97.4% |
Exit | ANGEL OAK FINL STRATEGIES INright 10/14/2021 | $0 | – | -11,202 | -100.0% | -0.00% | – | |
SFIX | Exit | STITCH FIX INC | $0 | – | -5,895 | -100.0% | -0.12% | – |
PCI | Exit | PIMCO DYNAMIC CR INCOME FD | $0 | – | -45,673 | -100.0% | -0.49% | – |
XLU | Exit | SELECT SECTOR SPDR TRsbi int-utils | $0 | – | -16,075 | -100.0% | -0.52% | – |
LGO | Exit | LARGO RES LTD | $0 | – | -99,295 | -100.0% | -0.53% | – |
EWG | Exit | ISHARES INCmsci germany etf | $0 | – | -33,600 | -100.0% | -0.56% | – |
ROM | Exit | PROSHARES TR | $0 | – | -11,920 | -100.0% | -0.60% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-01-20
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
SPDR S&P 500 ETF TRUST UNIT SER 1 S&P | 24 | Q3 2023 | 9.4% |
AMAZON COM INC COM | 24 | Q3 2023 | 4.1% |
Nuveen AMT-Free Quality Muni Inc | 24 | Q3 2023 | 2.3% |
BERKSHIRE HATHAWAY INC DEL CL B NEW | 24 | Q3 2023 | 3.0% |
MICROSOFT CORP COM | 24 | Q3 2023 | 5.3% |
VANGUARD TOTAL WORLD STOCK INDEX FUND | 23 | Q3 2023 | 8.4% |
CONOCOPHILLIPS COM | 23 | Q3 2023 | 2.8% |
VANGUARD INTL EQUITY INDEX FUND INC FTSE EMERGING MARKETS ETF | 23 | Q3 2023 | 2.4% |
VANGUARD TAX-MANAGED INTL FD | 23 | Q3 2023 | 1.7% |
VANGUARD SPECIALIZED FUNDS | 23 | Q3 2023 | 0.3% |
View Claybrook Capital, LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2023-10-24 |
13F-HR | 2023-07-17 |
13F-HR | 2023-04-18 |
13F-HR | 2023-01-24 |
13F-HR | 2022-10-20 |
13F-HR | 2022-07-18 |
13F-HR | 2022-05-06 |
13F-HR | 2022-01-20 |
13F-HR | 2021-11-15 |
13F-HR | 2021-07-26 |
View Claybrook Capital, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.