$87.3 Million is the total value of CETERA INVESTMENT MANAGEMENT LLC's 99 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 26.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HEFA | Sell | ISHARES TRhdg msci eafe | $4,995,000 | -0.5% | 181,498 | -5.5% | 5.72% | +52.1% |
| SHY | Sell | ISHARES TR1-3 yr tr bd etf | $4,941,000 | -34.1% | 58,457 | -34.2% | 5.66% | +0.7% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $3,780,000 | -12.6% | 32,059 | -13.2% | 4.33% | +33.5% |
| MBB | Sell | ISHARES TRmbs etf | $3,719,000 | -44.5% | 34,904 | -44.6% | 4.26% | -15.1% |
| ACWI | Sell | ISHARES TRmsci acwi etf | $2,601,000 | -61.3% | 41,115 | -63.8% | 2.98% | -40.9% |
| IEF | Buy | ISHARES TR7-10yr tr bd etf | $2,276,000 | +50.7% | 21,559 | +49.7% | 2.61% | +130.3% |
| VTIP | Sell | VANGUARD MALVERN FDSstrm infproidx | $2,223,000 | -38.1% | 44,941 | -38.5% | 2.55% | -5.5% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $2,199,000 | -34.9% | 41,258 | -41.0% | 2.52% | -0.6% |
| DWX | Sell | SPDR INDEX SHS FDSs&p intl etf | $1,977,000 | -29.1% | 51,929 | -32.8% | 2.26% | +8.4% |
| DBEF | Sell | DBX ETF TRxtrak msci eafe | $1,871,000 | -34.8% | 63,228 | -38.2% | 2.14% | -0.4% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $1,730,000 | -49.0% | 44,021 | -52.6% | 1.98% | -22.1% |
| PGX | Sell | POWERSHARES ETF TR IIpfd portfolio | $1,539,000 | -30.9% | 103,854 | -33.7% | 1.76% | +5.6% |
| VNQ | New | VANGUARD INDEX FDSreit etf | $1,520,000 | – | 18,399 | +100.0% | 1.74% | – |
| VPL | New | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $1,510,000 | – | 23,870 | +100.0% | 1.73% | – |
| MINT | New | PIMCO ETF TRenhan shrt ma ac | $1,499,000 | – | 14,749 | +100.0% | 1.72% | – |
| AAPL | Sell | APPLE INC | $1,472,000 | -25.4% | 10,248 | -39.8% | 1.69% | +14.0% |
| PG | Sell | PROCTER AND GAMBLE CO | $1,355,000 | -17.1% | 15,079 | -22.4% | 1.55% | +26.7% |
| VFH | Sell | VANGUARD WORLD FDSfinancials etf | $1,351,000 | -36.6% | 22,334 | -37.8% | 1.55% | -3.1% |
| CWB | Sell | SPDR SERIES TRUSTblmbrg brc cnvrt | $1,234,000 | -27.3% | 25,664 | -31.0% | 1.41% | +11.2% |
| MUB | Sell | ISHARES TRnational mun etf | $1,109,000 | -47.7% | 10,183 | -48.1% | 1.27% | -20.2% |
| VTV | New | VANGUARD INDEX FDSvalue etf | $1,088,000 | – | 11,403 | +100.0% | 1.25% | – |
| HYG | Sell | ISHARES TRiboxx hi yd etf | $1,083,000 | -27.3% | 12,336 | -28.3% | 1.24% | +11.1% |
| CSCO | Sell | CISCO SYS INC | $1,064,000 | -23.1% | 31,484 | -31.3% | 1.22% | +17.6% |
| JNK | Sell | SPDR SERIES TRUSTbloomberg brclys | $881,000 | -28.0% | 23,845 | -29.0% | 1.01% | +10.0% |
| PZA | Sell | POWERSHARES ETF TR IIinsur natl mun | $818,000 | -32.9% | 32,680 | -33.3% | 0.94% | +2.5% |
| JPM | Sell | JPMORGAN CHASE & CO | $777,000 | -45.2% | 8,841 | -46.2% | 0.89% | -16.2% |
| BA | Sell | BOEING CO | $746,000 | -32.3% | 4,216 | -40.5% | 0.86% | +3.5% |
| KEY | Sell | KEYCORP NEW | $727,000 | -47.4% | 40,901 | -45.9% | 0.83% | -19.6% |
| NOV | Sell | NATIONAL OILWELL VARCO INC | $726,000 | -34.4% | 18,116 | -38.7% | 0.83% | +0.4% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $724,000 | -37.0% | 2,318 | -39.1% | 0.83% | -3.7% |
| JNJ | Sell | JOHNSON & JOHNSON | $721,000 | -34.9% | 5,788 | -39.8% | 0.83% | -0.5% |
| DPS | Sell | DR PEPPER SNAPPLE GROUP INC | $709,000 | -32.3% | 7,236 | -37.3% | 0.81% | +3.4% |
| MRK | Sell | MERCK & CO INC | $707,000 | -30.1% | 11,119 | -35.3% | 0.81% | +6.7% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $689,000 | -42.6% | 3,957 | -45.3% | 0.79% | -12.2% |
| EDIV | Sell | SPDR INDEX SHS FDSs&p em mkt div | $674,000 | -27.0% | 22,927 | -34.3% | 0.77% | +11.6% |
| GPS | New | GAP INC DEL | $661,000 | – | 27,203 | +100.0% | 0.76% | – |
| EPR | Sell | EPR PPTYS | $660,000 | -34.9% | 8,960 | -36.6% | 0.76% | -0.5% |
| SLB | Sell | SCHLUMBERGER LTD | $659,000 | -40.3% | 8,444 | -35.8% | 0.76% | -8.7% |
| FFIV | Sell | F5 NETWORKS INC | $654,000 | -42.1% | 4,584 | -41.2% | 0.75% | -11.5% |
| PFE | Sell | PFIZER INC | $648,000 | -29.5% | 18,945 | -33.1% | 0.74% | +7.7% |
| EMR | Sell | EMERSON ELEC CO | $647,000 | -33.4% | 10,811 | -38.0% | 0.74% | +1.6% |
| HST | Sell | HOST HOTELS & RESORTS INC | $641,000 | -36.5% | 34,357 | -35.9% | 0.73% | -2.9% |
| LYB | New | LYONDELLBASELL INDUSTRIES N | $630,000 | – | 6,905 | +100.0% | 0.72% | – |
| SON | Sell | SONOCO PRODS CO | $627,000 | -36.1% | 11,846 | -36.4% | 0.72% | -2.3% |
| COH | Sell | COACH INC | $626,000 | -16.0% | 15,149 | -28.8% | 0.72% | +28.5% |
| VLO | Sell | VALERO ENERGY CORP NEW | $623,000 | -38.3% | 9,404 | -36.3% | 0.71% | -5.6% |
| MNA | Sell | INDEXIQ ETF TRiq mrgr arb etf | $623,000 | -37.6% | 20,783 | -39.0% | 0.71% | -4.7% |
| IYE | Sell | ISHARES TRu.s. energy etf | $620,000 | -42.6% | 16,088 | -38.1% | 0.71% | -12.3% |
| USB | Sell | US BANCORP DEL | $620,000 | -36.0% | 12,047 | -36.1% | 0.71% | -2.2% |
| STT | Sell | STATE STR CORP | $618,000 | -37.1% | 7,762 | -38.7% | 0.71% | -3.9% |
| SO | Sell | SOUTHERN CO | $610,000 | -31.8% | 12,257 | -32.6% | 0.70% | +4.2% |
| FRC | Sell | FIRST REP BK SAN FRANCISCO C | $586,000 | -43.0% | 6,247 | -44.0% | 0.67% | -13.0% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $586,000 | -40.2% | 12,020 | -34.5% | 0.67% | -8.7% |
| GIS | Sell | GENERAL MLS INC | $580,000 | -47.7% | 9,833 | -45.2% | 0.66% | -20.1% |
| MSFT | Sell | MICROSOFT CORP | $565,000 | -42.8% | 8,575 | -46.1% | 0.65% | -12.7% |
| RLJ | New | RLJ LODGING TR | $560,000 | – | 23,809 | +100.0% | 0.64% | – |
| GILD | Sell | GILEAD SCIENCES INC | $543,000 | -34.8% | 7,992 | -31.3% | 0.62% | -0.3% |
| AGG | Sell | ISHARES TRcore us aggbd et | $514,000 | -72.9% | 4,736 | -73.0% | 0.59% | -58.6% |
| MMM | Sell | 3M CO | $514,000 | -33.8% | 2,687 | -38.2% | 0.59% | +1.2% |
| GD | Sell | GENERAL DYNAMICS CORP | $503,000 | -39.3% | 2,687 | -43.9% | 0.58% | -7.2% |
| ORCL | Sell | ORACLE CORP | $492,000 | -28.8% | 11,019 | -38.7% | 0.56% | +8.9% |
| WTMF | Sell | WISDOMTREE TRfutre strat fd | $484,000 | -41.3% | 12,172 | -38.8% | 0.55% | -10.4% |
| HUM | Sell | HUMANA INC | $479,000 | -41.6% | 2,322 | -42.2% | 0.55% | -10.7% |
| OUSA | Sell | FQF TRoshars ftse us | $477,000 | -22.4% | 16,535 | -26.1% | 0.55% | +18.4% |
| ACWX | Sell | ISHARES TRmsci acwi ex us | $473,000 | -19.0% | 10,834 | -25.3% | 0.54% | +23.7% |
| IP | Sell | INTL PAPER CO | $472,000 | -43.1% | 9,294 | -40.5% | 0.54% | -12.9% |
| DISCA | Sell | DISCOVERY COMMUNICATNS NEW | $463,000 | -33.2% | 15,913 | -37.0% | 0.53% | +2.1% |
| CHRW | Sell | C H ROBINSON WORLDWIDE INC | $458,000 | -34.0% | 5,924 | -37.4% | 0.52% | +1.0% |
| BEN | Sell | FRANKLIN RES INC | $455,000 | -34.2% | 10,791 | -38.3% | 0.52% | +0.4% |
| MOS | Sell | MOSAIC CO NEW | $454,000 | -41.3% | 15,554 | -41.1% | 0.52% | -10.3% |
| HEZU | Sell | ISHARES TRcur hd eurzn etf | $452,000 | -16.1% | 15,755 | -22.3% | 0.52% | +28.2% |
| VFC | New | V F CORP | $449,000 | – | 8,165 | +100.0% | 0.51% | – |
| AFL | Sell | AFLAC INC | $449,000 | -36.2% | 6,202 | -38.7% | 0.51% | -2.7% |
| TGT | New | TARGET CORP | $448,000 | – | 8,113 | +100.0% | 0.51% | – |
| TIP | Sell | ISHARES TRtips bd etf | $445,000 | -78.7% | 3,884 | -79.0% | 0.51% | -67.5% |
| AMGN | Sell | AMGEN INC | $436,000 | -30.6% | 2,656 | -38.2% | 0.50% | +5.9% |
| CTXS | Sell | CITRIX SYS INC | $429,000 | -43.6% | 5,144 | -39.6% | 0.49% | -13.9% |
| WMT | Sell | WAL-MART STORES INC | $426,000 | -30.7% | 5,911 | -33.5% | 0.49% | +5.9% |
| ABC | Sell | AMERISOURCEBERGEN CORP | $414,000 | -27.4% | 4,677 | -35.9% | 0.47% | +11.0% |
| DXJ | Sell | WISDOMTREE TRjapn hedge eqt | $400,000 | -21.3% | 7,902 | -22.9% | 0.46% | +20.2% |
| PEP | Sell | PEPSICO INC | $398,000 | -42.6% | 3,554 | -46.3% | 0.46% | -12.1% |
| MCK | Sell | MCKESSON CORP | $395,000 | -32.9% | 2,661 | -36.6% | 0.45% | +2.7% |
| GLD | Sell | SPDR GOLD TRUST | $393,000 | -68.5% | 3,314 | -70.9% | 0.45% | -51.9% |
| ABBV | Sell | ABBVIE INC | $384,000 | -36.6% | 5,895 | -39.1% | 0.44% | -3.1% |
| SCHF | Sell | SCHWAB STRATEGIC TRintl eqty etf | $380,000 | -53.7% | 12,713 | -57.1% | 0.44% | -29.3% |
| ETR | Sell | ENTERGY CORP NEW | $365,000 | -35.1% | 4,802 | -37.2% | 0.42% | -0.7% |
| EFAV | Buy | ISHARES TRmin vol eafe etf | $352,000 | +32.3% | 5,337 | +23.1% | 0.40% | +102.5% |
| OMC | Sell | OMNICOM GROUP INC | $344,000 | -37.3% | 3,996 | -38.0% | 0.39% | -4.4% |
| XLP | New | SELECT SECTOR SPDR TRsbi cons stpls | $341,000 | – | 6,245 | +100.0% | 0.39% | – |
| IWB | Sell | ISHARES TRrus 1000 etf | $339,000 | +3.7% | 2,586 | -1.5% | 0.39% | +58.4% |
| XLF | Sell | SELECT SECTOR SPDR TRsbi int-finl | $323,000 | -50.3% | 13,626 | -51.2% | 0.37% | -24.0% |
| XLI | Sell | SELECT SECTOR SPDR TRsbi int-inds | $318,000 | -48.3% | 4,881 | -50.6% | 0.36% | -21.0% |
| XLB | Sell | SELECT SECTOR SPDR TRsbi materials | $308,000 | -51.6% | 5,868 | -54.2% | 0.35% | -26.0% |
| XLY | Sell | SELECT SECTOR SPDR TRsbi cons discr | $304,000 | -51.6% | 3,455 | -55.2% | 0.35% | -26.1% |
| XLRE | New | SELECT SECTOR SPDR TRrl est sel sec | $300,000 | – | 9,478 | +100.0% | 0.34% | – |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $290,000 | -81.8% | 3,894 | -83.1% | 0.33% | -72.1% |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $286,000 | – | 5,570 | +100.0% | 0.33% | – |
| SJNK | Sell | SPDR SER TRbloomberg srt tr | $205,000 | -24.4% | 7,333 | -25.2% | 0.24% | +15.8% |
| MFG | Sell | MIZUHO FINL GROUP INCsponsored adr | $56,000 | -25.3% | 15,071 | -27.5% | 0.06% | +14.3% |
| IEFA | Exit | ISHARES TRcore msci eafe | $0 | – | -3,732 | -100.0% | -0.15% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -2,460 | -100.0% | -0.17% | – |
| VUG | Exit | VANGUARD INDEX FDSgrowth etf | $0 | – | -2,024 | -100.0% | -0.17% | – |
| FDN | Exit | FIRST TR EXCHANGE TRADED FDdj internt idx | $0 | – | -2,890 | -100.0% | -0.17% | – |
| SUB | Exit | ISHARES TRshrt nat mun etf | $0 | – | -2,210 | -100.0% | -0.17% | – |
| RTN | Exit | RAYTHEON CO | $0 | – | -2,038 | -100.0% | -0.22% | – |
| USIG | Exit | ISHARES TRus credit bd etf | $0 | – | -4,552 | -100.0% | -0.37% | – |
| XLE | Exit | SELECT SECTOR SPDR TRsbi int-energy | $0 | – | -8,536 | -100.0% | -0.48% | – |
| AGZ | Exit | ISHARES TRagency bond etf | $0 | – | -5,769 | -100.0% | -0.49% | – |
| GPC | Exit | GENUINE PARTS CO | $0 | – | -7,006 | -100.0% | -0.50% | – |
| STJ | Exit | ST JUDE MED INC | $0 | – | -9,415 | -100.0% | -0.57% | – |
| DOW | Exit | DOW CHEM CO | $0 | – | -15,140 | -100.0% | -0.65% | – |
| LLTC | Exit | LINEAR TECHNOLOGY CORP | $0 | – | -17,185 | -100.0% | -0.80% | – |
| VWOB | Exit | VANGUARD WHITEHALL FDS INCemerg mkt bd etf | $0 | – | -17,394 | -100.0% | -1.01% | – |
| VB | Exit | VANGUARD INDEX FDSsmall cp etf | $0 | – | -24,449 | -100.0% | -2.36% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 7 | Q2 2017 | 5.9% |
| ISHARES TR | 7 | Q2 2017 | 5.4% |
| ISHARES TR | 7 | Q2 2017 | 4.4% |
| ISHARES TR | 7 | Q2 2017 | 6.6% |
| VANGUARD MALVERN FDS | 7 | Q2 2017 | 3.2% |
| DBX ETF TR | 7 | Q2 2017 | 3.6% |
| VANGUARD TAX MANAGED INTL FD | 7 | Q2 2017 | 2.8% |
| SELECT SECTOR SPDR TR | 7 | Q2 2017 | 2.5% |
| SPDR INDEX SHS FDS | 7 | Q2 2017 | 2.3% |
| ISHARES TR | 7 | Q2 2017 | 2.2% |
View CETERA INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2018-02-08 |
| 13F-HR | 2017-11-14 |
| 13F-HR | 2017-08-14 |
| 13F-HR | 2017-05-15 |
| 13F-HR | 2017-02-13 |
| 13F-HR | 2016-11-15 |
| 13F-HR | 2016-08-15 |
| 13F-HR | 2016-05-12 |
| 13F-HR/A | 2016-04-19 |
| 13F-HR | 2016-02-16 |
View CETERA INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.