$1.89 Billion is the total value of NorthRock Partners, LLC's 560 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 36.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | Sell | ISHARES TRcore s&p500 etf | $23,834,000 | -12.7% | 73,734 | -19.4% | 1.26% | -66.2% |
| HDV | Sell | ISHARES TRcore high dv etf | $21,812,000 | -17.3% | 222,409 | -20.6% | 1.15% | -68.0% |
| VYM | Sell | VANGUARD WHITEHALL FDS INChigh div yld | $18,598,000 | -25.4% | 104,411 | -62.8% | 0.98% | -71.1% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $14,684,000 | +28.2% | 143,861 | -37.3% | 0.78% | -50.3% |
| ACWV | Sell | ISHARES INCmin vol gbl etf | $13,476,000 | -35.1% | 140,621 | -35.9% | 0.71% | -74.9% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $11,024,000 | -0.3% | 60,513 | -9.0% | 0.58% | -61.4% |
| IWR | Sell | ISHARES TRrus mid cap etf | $10,026,000 | -4.8% | 168,158 | -10.7% | 0.53% | -63.1% |
| ITOT | Sell | ISHARES TRcore s&p ttl stk | $6,768,000 | -26.1% | 93,108 | -31.8% | 0.36% | -71.4% |
| EFAV | Sell | ISHARES TRmin vol eafe etf | $5,902,000 | -22.7% | 79,177 | -24.1% | 0.31% | -70.1% |
| BLV | Sell | VANGUARD BD INDEX FD INClong term bond | $5,526,000 | -42.1% | 55,068 | -40.7% | 0.29% | -77.6% |
| BND | Sell | VANGUARD BD INDEX FD INCtotal bnd mrkt | $4,482,000 | -20.5% | 28,147 | -57.9% | 0.24% | -69.2% |
| VYMI | Sell | VANGUARD WHITEHALL FDS INCintl high etf | $3,658,000 | -24.6% | 57,348 | -29.8% | 0.19% | -70.8% |
| SCHO | Sell | SCHWAB STRATEGIC TRsht tm us tres | $3,384,000 | -31.1% | 67,037 | -31.0% | 0.18% | -73.3% |
| VGIT | Sell | VANGUARD SCOTTSDALE FDSinter term treas | $3,090,000 | -34.9% | 46,894 | -34.2% | 0.16% | -74.8% |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $3,050,000 | -23.2% | 36,036 | -23.1% | 0.16% | -70.3% |
| BNDX | Sell | VANGUARD CHARLOTTE FDSintl bd idx etf | $2,754,000 | -28.8% | 48,666 | -25.9% | 0.14% | -72.5% |
| CWB | Sell | SPDR SERIES TRUSTblmbrg brc cnvrt | $2,624,000 | -28.7% | 47,271 | -32.6% | 0.14% | -72.3% |
| EMB | Sell | ISHARES TRjpmorgan usd emg | $2,450,000 | -33.1% | 11,257 | -65.2% | 0.13% | -74.1% |
| VIGI | Sell | VANGUARD WHITEHALL FDS INCintl dvd etf | $782,000 | +1.4% | 10,853 | -6.3% | 0.04% | -61.0% |
| AES | Sell | AES CORP | $636,000 | +4.1% | 31,958 | -14.5% | 0.03% | -59.0% |
| ETN | Sell | EATON CORP PLC | $636,000 | +7.3% | 6,712 | -5.9% | 0.03% | -58.0% |
| WHR | Sell | WHIRLPOOL CORP | $632,000 | -13.3% | 4,286 | -6.9% | 0.03% | -66.7% |
| CFG | Sell | CITIZENS FINL GROUP INC | $634,000 | 0.0% | 15,606 | -12.9% | 0.03% | -61.6% |
| TTE | Sell | TOTAL S Asponsored ads | $604,000 | -7.4% | 10,920 | -11.9% | 0.03% | -64.0% |
| MGA | Sell | MAGNA INTL INC | $598,000 | -7.9% | 9,657 | -20.6% | 0.03% | -63.6% |
| CMI | Sell | CUMMINS INC | $560,000 | -2.8% | 3,132 | -11.5% | 0.03% | -62.0% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $540,000 | -8.8% | 6,666 | -8.7% | 0.03% | -64.2% |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $542,000 | +4.0% | 9,299 | -16.6% | 0.03% | -59.2% |
| VT | Sell | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $458,000 | +54.7% | 2,976 | -24.8% | 0.02% | -40.0% |
| CEM | Sell | CLEARBRIDGE MLP AND MIDSTRM | $414,000 | -30.2% | 36,758 | -29.5% | 0.02% | -72.8% |
| VERBW | Exit | VERB TECHNOLOGY CO INC*w exp 03/14/202 | $0 | – | -52,500 | -100.0% | -0.00% | – |
| ACB | Exit | AURORA CANNABIS INC | $0 | – | -13,879 | -100.0% | -0.01% | – |
| LUMN | Exit | CENTURYLINK INC | $0 | – | -10,719 | -100.0% | -0.02% | – |
| AMLP | Exit | ALPS ETF TRalerian mlp | $0 | – | -21,100 | -100.0% | -0.03% | – |
| TTSH | Exit | TILE SHOP HLDGS INC | $0 | – | -62,055 | -100.0% | -0.03% | – |
| SCHX | Exit | SCHWAB STRATEGIC TRus lrg cap etf | $0 | – | -2,843 | -100.0% | -0.03% | – |
| DON | Exit | WISDOMTREE TRus midcap divid | $0 | – | -5,988 | -100.0% | -0.03% | – |
| CELC | Exit | CELCUITY INC | $0 | – | -12,930 | -100.0% | -0.03% | – |
| CME | Exit | CME GROUP INC | $0 | – | -1,109 | -100.0% | -0.03% | – |
| CELG | Exit | CELGENE CORP | $0 | – | -3,135 | -100.0% | -0.04% | – |
| DSI | Exit | ISHARES TRmsci kld400 soc | $0 | – | -2,992 | -100.0% | -0.04% | – |
| ORI | Exit | OLD REP INTL CORP | $0 | – | -14,976 | -100.0% | -0.05% | – |
| CCEP | Exit | COCA COLA EUROPEAN PARTNERS | $0 | – | -6,359 | -100.0% | -0.05% | – |
| SABR | Exit | SABRE CORP | $0 | – | -18,916 | -100.0% | -0.06% | – |
| GNSS | Exit | LRAD CORP | $0 | – | -219,257 | -100.0% | -0.10% | – |
| ARCC | Exit | ARES CAP CORP | $0 | – | -126,327 | -100.0% | -0.32% | – |
| FSK | Exit | FS KKR CAPITAL CORP | $0 | – | -1,122,220 | -100.0% | -0.92% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 39 | Q2 2024 | 34.3% |
| ISHARES TR | 39 | Q2 2024 | 14.2% |
| ISHARES TR | 39 | Q2 2024 | 13.7% |
| AMERIPRISE FINL INC | 39 | Q2 2024 | 30.2% |
| TARGET CORP | 39 | Q2 2024 | 7.8% |
| APPLE INC | 39 | Q2 2024 | 6.8% |
| MICROSOFT CORP | 39 | Q2 2024 | 2.5% |
| 3M CO | 39 | Q2 2024 | 1.9% |
| PROCTER & GAMBLE CO | 39 | Q2 2024 | 0.6% |
| HAWKINS INC | 39 | Q2 2024 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-08-06 |
| N-PX | 2024-07-30 |
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.