$59.6 Million is the total value of Ground Swell Capital, LLC's 55 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 140.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | New | ISHARES TRrussell 2000 etf | $18,997,638 | – | 106,489 | +100.0% | 31.86% | – |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $18,309,968 | +274.0% | 44,725 | +249.4% | 30.71% | +41.3% |
| TLT | Buy | ISHARES TR20 yr tr bd etf | $13,293,484 | +181.7% | 124,974 | +163.7% | 22.29% | +6.4% |
| TXN | Buy | TEXAS INSTRS INC | $1,152,332 | +285.5% | 6,195 | +242.5% | 1.93% | +45.6% |
| AGG | New | ISHARES TRcore us aggbd et | $608,302 | – | 6,105 | +100.0% | 1.02% | – |
| ASML | New | ASML HOLDING N V | $556,140 | – | 817 | +100.0% | 0.93% | – |
| ADI | Sell | ANALOG DEVICES INC | $530,719 | -6.8% | 2,691 | -22.5% | 0.89% | -64.8% |
| HZNP | New | HORIZON THERAPEUTICS PUB L | $488,620 | – | 4,477 | +100.0% | 0.82% | – |
| ATVI | Sell | ACTIVISION BLIZZARD INC | $466,551 | -37.6% | 5,451 | -44.2% | 0.78% | -76.4% |
| AMGN | New | AMGEN INC | $375,680 | – | 1,554 | +100.0% | 0.63% | – |
| ANSS | New | ANSYS INC | $362,086 | – | 1,088 | +100.0% | 0.61% | – |
| CBSH | New | COMMERCE BANCSHARES INC | $328,977 | – | 5,638 | +100.0% | 0.55% | – |
| NVR | New | NVR INC | $323,187 | – | 58 | +100.0% | 0.54% | – |
| SQ | New | BLOCK INCcl a | $300,962 | – | 4,384 | +100.0% | 0.50% | – |
| AMD | New | ADVANCED MICRO DEVICES INC | $300,205 | – | 3,063 | +100.0% | 0.50% | – |
| FIVN | New | FIVE9 INC | $290,389 | – | 4,017 | +100.0% | 0.49% | – |
| BKNG | New | BOOKING HOLDINGS INC | $275,851 | – | 104 | +100.0% | 0.46% | – |
| BIIB | New | BIOGEN INC | $275,528 | – | 991 | +100.0% | 0.46% | – |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $263,727 | – | 2,581 | +100.0% | 0.44% | – |
| PALL | New | ABRDN PALLADIUM ETF TRUSTphysical palladm | $258,467 | – | 1,914 | +100.0% | 0.43% | – |
| ZM | New | ZOOM VIDEO COMMUNICATIONS INcl a | $225,877 | – | 3,059 | +100.0% | 0.38% | – |
| UFPI | New | UFP INDUSTRIES INC | $221,960 | – | 2,793 | +100.0% | 0.37% | – |
| New | UBS AG LONDON BRANCHen lg cp grwth | $208,921 | – | 434 | +100.0% | 0.35% | – | |
| DECK | New | DECKERS OUTDOOR CORP | $207,692 | – | 462 | +100.0% | 0.35% | – |
| QS | New | QUANTUMSCAPE CORP | $127,322 | – | 15,565 | +100.0% | 0.21% | – |
| New | FORAFRIC GLOBAL PLCordinary shares | $125,248 | – | 11,233 | +100.0% | 0.21% | – | |
| NXE | New | NEXGEN ENERGY LTD | $81,579 | – | 21,300 | +100.0% | 0.14% | – |
| JQC | New | NUVEEN CR STRATEGIES INCOME | $67,610 | – | 13,231 | +100.0% | 0.11% | – |
| New | NU HLDGS LTD | $62,028 | – | 13,031 | +100.0% | 0.10% | – | |
| OXLC | New | OXFORD LANE CAP CORP | $54,810 | – | 10,480 | +100.0% | 0.09% | – |
| LU | New | LUFAX HOLDING LTD | $53,040 | – | 26,000 | +100.0% | 0.09% | – |
| SIRI | New | SIRIUS XM HOLDINGS INC | $44,504 | – | 11,210 | +100.0% | 0.08% | – |
| VVR | New | INVESCO SR INCOME TR | $40,060 | – | 10,886 | +100.0% | 0.07% | – |
| PLXP | Sell | PLX PHARMA INC | $27,191 | -24.3% | 208,998 | -4.5% | 0.05% | -71.1% |
| CANO | New | CANO HEALTH INC | $26,858 | – | 29,514 | +100.0% | 0.04% | – |
| AEVA | New | AEVA TECHNOLOGIES INC | $26,968 | – | 22,662 | +100.0% | 0.04% | – |
| SQFT | Sell | PRESIDIO PPTY TR INC | $26,338 | -26.6% | 25,325 | -29.4% | 0.04% | -72.3% |
| SGTX | New | SIGILON THERAPEUTICS INC | $23,848 | – | 25,640 | +100.0% | 0.04% | – |
| Buy | ZENTEK LTD | $23,567 | +41.8% | 15,303 | +38.1% | 0.04% | -45.9% | |
| MHLD | New | MAIDEN HOLDINGS LTD | $23,176 | – | 11,089 | +100.0% | 0.04% | – |
| New | NEUROSENSE THERAPEUTICS LTDordinary shares | $20,633 | – | 11,858 | +100.0% | 0.04% | – | |
| New | IMMIX BIOPHARMA INC | $19,459 | – | 10,692 | +100.0% | 0.03% | – | |
| FTEK | New | FUEL TECH INC | $17,850 | – | 13,945 | +100.0% | 0.03% | – |
| GOSS | New | GOSSAMER BIO INC | $16,931 | – | 13,437 | +100.0% | 0.03% | – |
| BYSI | New | BEYONDSPRING INC | $15,842 | – | 14,145 | +100.0% | 0.03% | – |
| New | BIT BROTHER LIMITED | $14,494 | – | 16,854 | +100.0% | 0.02% | – | |
| SNOA | New | SONOMA PHARMACEUTICALS INC | $13,013 | – | 13,329 | +100.0% | 0.02% | – |
| New | AKERNA CORP | $10,295 | – | 13,199 | +100.0% | 0.02% | – | |
| Sell | STRYVE FOODS INC | $9,677 | -58.9% | 19,953 | -38.3% | 0.02% | -84.8% | |
| LGHL | New | LION GROUP HOLDING LTDads | $9,086 | – | 29,030 | +100.0% | 0.02% | – |
| New | MULTIMETAVERSE HOLDINGS LTD*w exp 01/04/202 | $7,454 | – | 146,160 | +100.0% | 0.01% | – | |
| Buy | GETAROUND INC | $6,663 | -16.6% | 23,378 | +91.0% | 0.01% | -68.6% | |
| HYMCW | Sell | HYCROFT MINING HOLDING CORP*w exp 05/29/202 | $5,834 | -40.1% | 162,055 | -0.1% | 0.01% | -76.7% |
| New | EFFECTOR THERAPEUTICS INC | $4,230 | – | 11,752 | +100.0% | 0.01% | – | |
| TMKRW | Sell | TASTEMAKER ACQUISITION CORP*w exp 01/07/202 | $1,883 | +2.8% | 12,148 | -0.6% | 0.00% | -62.5% |
| Exit | FREIGHT TECHNOLOGIES INCordinary shares | $0 | – | -20,319 | -100.0% | -0.02% | – | |
| GLMD | Exit | GALMED PHARMACEUTICALS LTD | $0 | – | -10,359 | -100.0% | -0.02% | – |
| ZKIN | Exit | ZK INTL GROUP CO LTD | $0 | – | -13,746 | -100.0% | -0.02% | – |
| TOMZ | Exit | TOMI ENVIRONMENTAL SOLUTIONS | $0 | – | -11,368 | -100.0% | -0.02% | – |
| Exit | CORE SCIENTIFIC INC | $0 | – | -76,056 | -100.0% | -0.02% | – | |
| BTCY | Exit | BIOTRICITY INC | $0 | – | -12,257 | -100.0% | -0.02% | – |
| SNGX | Exit | SOLIGENIX INC | $0 | – | -15,378 | -100.0% | -0.03% | – |
| JWEL | Exit | JOWELL GLOBAL LTD | $0 | – | -17,655 | -100.0% | -0.03% | – |
| ALZN | Exit | ALZAMEND NEURO INC | $0 | – | -13,619 | -100.0% | -0.03% | – |
| OUST | Exit | OUSTER INC | $0 | – | -11,432 | -100.0% | -0.04% | – |
| Exit | PHOENIX MTR INC | $0 | – | -10,143 | -100.0% | -0.05% | – | |
| Exit | INTELLIGENT LIVING APPLICATI | $0 | – | -13,672 | -100.0% | -0.06% | – | |
| KRKR | Exit | 36KR HOLDINGS INCsponsored ads | $0 | – | -13,263 | -100.0% | -0.06% | – |
| SGRP | Exit | SPAR GROUP INC | $0 | – | -11,031 | -100.0% | -0.06% | – |
| ZH | Exit | ZHIHU INCads | $0 | – | -11,789 | -100.0% | -0.07% | – |
| Exit | FORZA X1 INC | $0 | – | -12,277 | -100.0% | -0.07% | – | |
| SESN | Exit | SESEN BIO INC | $0 | – | -28,543 | -100.0% | -0.08% | – |
| SIFY | Exit | SIFY TECHNOLOGIES LTDsponsored ads | $0 | – | -16,094 | -100.0% | -0.08% | – |
| PPBT | Exit | PURPLE BIOTECH LTDsponsored ads | $0 | – | -14,719 | -100.0% | -0.09% | – |
| MNDO | Exit | MIND C T I LTDord | $0 | – | -10,511 | -100.0% | -0.10% | – |
| PHUN | Exit | PHUNWARE INC | $0 | – | -32,736 | -100.0% | -0.11% | – |
| REAX | Exit | THE REAL BROKERAGE INC | $0 | – | -26,233 | -100.0% | -0.12% | – |
| EVAX | Exit | EVAXION BIOTECH A Sads | $0 | – | -18,071 | -100.0% | -0.14% | – |
| Exit | SELINA HOSPITALITY PLCordinary shares | $0 | – | -13,036 | -100.0% | -0.16% | – | |
| Exit | NAAS TECHNOLOGY INCsponsored ads | $0 | – | -11,820 | -100.0% | -0.20% | – | |
| TIGR | Exit | UP FINTECH HLDG LTDsponsored ads | $0 | – | -14,176 | -100.0% | -0.22% | – |
| HIX | Exit | WESTERN ASSET HIGH INCOM FD | $0 | – | -10,749 | -100.0% | -0.23% | – |
| FSM | Exit | FORTUNA SILVER MINES INC | $0 | – | -15,866 | -100.0% | -0.26% | – |
| AEG | Exit | AEGON N V | $0 | – | -12,632 | -100.0% | -0.28% | – |
| LGVN | Exit | LONGEVERON INC | $0 | – | -23,511 | -100.0% | -0.34% | – |
| HTOO | Exit | FUSION FUEL GREEN PLCcl a | $0 | – | -40,537 | -100.0% | -0.80% | – |
| DLY | Exit | DOUBLELINE YIELD OPPORTUNITI | $0 | – | -14,986 | -100.0% | -0.87% | – |
| ADBE | Exit | ADOBE SYSTEMS INCORPORATED | $0 | – | -602 | -100.0% | -0.90% | – |
| SJNK | Exit | SPDR SER TRbloomberg sht te | $0 | – | -8,525 | -100.0% | -0.92% | – |
| HYMB | Exit | SPDR SER TRnuveen bloomberg | $0 | – | -4,225 | -100.0% | -0.92% | – |
| AVGO | Exit | BROADCOM INC | $0 | – | -374 | -100.0% | -0.93% | – |
| LRCX | Exit | LAM RESEARCH CORP | $0 | – | -499 | -100.0% | -0.93% | – |
| ODFL | Exit | OLD DOMINION FREIGHT LINE IN | $0 | – | -742 | -100.0% | -0.94% | – |
| NIMC | Exit | NISOURCE INCunit 12/01/2023 | $0 | – | -2,072 | -100.0% | -0.95% | – |
| NXPI | Exit | NXP SEMICONDUCTORS N V | $0 | – | -1,363 | -100.0% | -0.96% | – |
| NTAP | Exit | NETAPP INC | $0 | – | -3,805 | -100.0% | -1.01% | – |
| DTD | Exit | WISDOMTREE TRus total dividnd | $0 | – | -3,898 | -100.0% | -1.05% | – |
| XEL | Exit | XCEL ENERGY INC | $0 | – | -3,382 | -100.0% | -1.05% | – |
| ORLY | Exit | OREILLY AUTOMOTIVE INC | $0 | – | -284 | -100.0% | -1.06% | – |
| FRC | Exit | FIRST REP BK SAN FRANCISCO C | $0 | – | -1,989 | -100.0% | -1.08% | – |
| DDOG | Exit | DATADOG INC | $0 | – | -3,300 | -100.0% | -1.08% | – |
| HOLX | Exit | HOLOGIC INC | $0 | – | -3,420 | -100.0% | -1.14% | – |
| TTEK | Exit | TETRA TECH INC NEW | $0 | – | -1,783 | -100.0% | -1.15% | – |
| NFLX | Exit | NETFLIX INC | $0 | – | -938 | -100.0% | -1.23% | – |
| SRPT | Exit | SAREPTA THERAPEUTICS INC | $0 | – | -2,288 | -100.0% | -1.32% | – |
| KDP | Exit | KEURIG DR PEPPER INC | $0 | – | -8,479 | -100.0% | -1.34% | – |
| FSLR | Exit | FIRST SOLAR INC | $0 | – | -2,080 | -100.0% | -1.38% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -3,186 | -100.0% | -1.40% | – |
| TSLA | Exit | TESLA INC | $0 | – | -2,641 | -100.0% | -1.44% | – |
| BACPRL | Exit | BK OF AMERICA CORP7.25%cnv pfd l | $0 | – | -288 | -100.0% | -1.48% | – |
| HON | Exit | HONEYWELL INTL INC | $0 | – | -1,612 | -100.0% | -1.53% | – |
| ICLR | Exit | ICON PLC | $0 | – | -1,783 | -100.0% | -1.54% | – |
| INTU | Exit | INTUIT | $0 | – | -947 | -100.0% | -1.64% | – |
| CQP | Exit | CHENIERE ENERGY PARTNERS LP | $0 | – | -6,509 | -100.0% | -1.64% | – |
| CDNS | Exit | CADENCE DESIGN SYSTEM INC | $0 | – | -2,305 | -100.0% | -1.64% | – |
| ADP | Exit | AUTOMATIC DATA PROCESSING IN | $0 | – | -1,661 | -100.0% | -1.76% | – |
| ENTG | Exit | ENTEGRIS INC | $0 | – | -6,509 | -100.0% | -1.90% | – |
| PEP | Exit | PEPSICO INC | $0 | – | -2,425 | -100.0% | -1.94% | – |
| KLAC | Exit | KLA CORP | $0 | – | -1,237 | -100.0% | -2.07% | – |
| FEZ | Exit | SPDR INDEX SHS FDSeuro stoxx 50 | $0 | – | -20,441 | -100.0% | -3.51% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 8 | Q3 2023 | 61.4% |
| APPLE INC | 8 | Q2 2023 | 55.8% |
| AUTOMATIC DATA PROCESSING IN | 8 | Q3 2023 | 2.2% |
| ACTIVISION BLIZZARD INC | 7 | Q1 2023 | 3.5% |
| PEPSICO INC | 7 | Q3 2023 | 2.4% |
| INTUIT | 7 | Q4 2022 | 1.8% |
| PLX PHARMA INC | 7 | Q1 2023 | 2.5% |
| HYCROFT MINING HOLDING CORP | 7 | Q3 2023 | 0.3% |
| TEXAS INSTRS INC | 6 | Q3 2023 | 4.3% |
| NVIDIA CORPORATION | 6 | Q3 2023 | 3.2% |
View Ground Swell Capital, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-15 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-02-09 |
View Ground Swell Capital, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.