$548 Million is the total value of TFG Asset Management GP Ltd's 50 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 13.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PALO ALTO NETWORKS INCnote 0.375% 6/0 | $58,937,625 | -8.4% | 25,000,000 | 0.0% | 10.75% | +23.7% | ||
| PATH | Sell | UIPATH INCcl a | $56,463,000 | +2.4% | 3,300,000 | -0.9% | 10.30% | +38.3% |
| LYFT | Sell | LYFT INC | $35,836,000 | -3.9% | 3,400,000 | -12.6% | 6.54% | +29.7% |
| New | CYTOKINETICS INCnote 3.500% 7/0 | $30,100,000 | – | 35,000,000 | +100.0% | 5.49% | – | |
| TAK | TAKEDA PHARMACEUTICAL CO LTDsponsored ads | $29,449,652 | -1.5% | 1,903,662 | 0.0% | 5.37% | +33.0% | |
| AUTL | AUTOLUS THERAPEUTICS PLCspon ads | $27,960,000 | -2.1% | 12,000,000 | 0.0% | 5.10% | +32.2% | |
| NICE SYS INCnote 1.250% 1/1 | $27,523,240 | -17.8% | 13,495,000 | 0.0% | 5.02% | +10.9% | ||
| CXM | SPRINKLR INCcl a | $26,296,000 | +0.1% | 1,900,000 | 0.0% | 4.80% | +35.2% | |
| Buy | LITHIUM AMERS CORP NEWnote 1.750% 1/1 | $19,401,056 | +52.9% | 26,000,000 | +62.5% | 3.54% | +106.5% | |
| CHART INDS INCnote 1.000%11/1 | $19,253,266 | +4.8% | 6,602,000 | 0.0% | 3.51% | +41.5% | ||
| AYX | Buy | ALTERYX INC | $18,845,000 | +18.6% | 500,000 | +42.9% | 3.44% | +60.2% |
| CRWD | Sell | CROWDSTRIKE HLDGS INCcl a | $18,411,800 | -21.6% | 110,000 | -31.2% | 3.36% | +5.8% |
| MICROSTRATEGY INCnote 0.750%12/1 | $18,397,542 | -0.5% | 17,000,000 | 0.0% | 3.36% | +34.5% | ||
| NCL CORP LTDnote 6.000% 5/1 | $17,973,419 | -18.9% | 13,312,000 | 0.0% | 3.28% | +9.6% | ||
| BALY | BALLYS CORPORATION | $14,421,000 | -15.7% | 1,100,000 | 0.0% | 2.63% | +13.8% | |
| Sell | CUTERA INCnote 2.250% 6/0 | $13,728,700 | -24.5% | 23,000,000 | -20.7% | 2.50% | +2.0% | |
| Sell | OATLY GROUP ABdebt 9.250% 9/1 | $12,925,416 | -28.7% | 17,000,000 | -3.4% | 2.36% | -3.8% | |
| GUARDANT HEALTH INCnote 11/1 | $12,153,748 | -4.1% | 17,614,000 | 0.0% | 2.22% | +29.5% | ||
| TARS | Buy | TARSUS PHARMACEUTICALS INC | $10,928,550 | +266.5% | 615,000 | +272.7% | 1.99% | +394.5% |
| ATI INCnote 3.500% 6/1 | $10,811,222 | -6.6% | 4,000,000 | 0.0% | 1.97% | +26.1% | ||
| Sell | INFORMATICA INC | $10,188,483 | +0.7% | 483,554 | -11.6% | 1.86% | +36.0% | |
| EAGLE BULK SHIPPING INCnote 5.000% 8/0 | $9,884,414 | -10.5% | 7,031,000 | 0.0% | 1.80% | +20.9% | ||
| CORENERGY INFRASTRUCTURE TRnote 5.875% 8/1 | $8,168,236 | -4.7% | 9,773,000 | 0.0% | 1.49% | +28.8% | ||
| HYG | Buy | ISHARES TRiboxx hi yd etf | $6,965,066 | +1.1% | 94,480 | +3.0% | 1.27% | +36.6% |
| SPOTIFY USA INCnote 3/1 | $6,195,536 | +0.0% | 7,275,000 | 0.0% | 1.13% | +35.2% | ||
| Sell | BRIDGEBIO PHARMA INCnote 2.500% 3/1 | $5,622,500 | -28.4% | 5,850,000 | -41.5% | 1.02% | -3.3% | |
| CUTERA INCnote 2.250% 3/1 | $5,549,000 | -16.2% | 7,750,000 | 0.0% | 1.01% | +13.2% | ||
| HTZZW | Sell | HERTZ GLOBAL HLDGS INC*w exp 06/30/205 | $4,437,392 | -57.0% | 725,064 | -29.1% | 0.81% | -41.9% |
| 2U INCnote 2.250% 5/0 | $3,633,810 | -9.9% | 6,000,000 | 0.0% | 0.66% | +21.9% | ||
| OTLY | Buy | OATLY GROUP ABsponsored ads | $1,871,856 | -54.3% | 2,088,892 | +4.4% | 0.34% | -38.4% |
| SNOW | SNOWFLAKE INCcl a | $1,527,700 | -13.2% | 10,000 | 0.0% | 0.28% | +17.2% | |
| TECK | Buy | TECK RESOURCES LTDcl b | $1,185,837 | +36.5% | 27,520 | +33.4% | 0.22% | +84.6% |
| FREELINE THERAPEUTICS HLDGSsponsored ads | $1,146,664 | +66.7% | 266,666 | 0.0% | 0.21% | +124.7% | ||
| ALB | Buy | ALBEMARLE CORP | $832,686 | -23.5% | 4,897 | +0.3% | 0.15% | +3.4% |
| Sell | INSEEGO CORPnote 3.250% 5/0 | $420,782 | -51.1% | 1,000,000 | -50.0% | 0.08% | -33.6% | |
| SENS | Sell | SENSEONICS HLDGS INC | $360,632 | -72.6% | 597,171 | -65.4% | 0.07% | -62.9% |
| LTHM | Buy | LIVENT CORP | $287,196 | -12.7% | 15,600 | +30.0% | 0.05% | +18.2% |
| Sell | CAZOO GROUP LTDcl a | $223,464 | -56.6% | 409,949 | -6.1% | 0.04% | -41.4% | |
| Allego NV*w exp 03/16/202 | $10,229 | +45.0% | 24,328 | 0.0% | 0.00% | +100.0% | ||
| SKILWS | SKILLSOFT CORP*w exp 06/11/202 | $5,002 | -83.5% | 450,630 | 0.0% | 0.00% | -75.0% | |
| ROSSWS | ROSS ACQUISITION CORP II*w exp 02/01/202 | $5,593 | -34.1% | 50,164 | 0.0% | 0.00% | 0.0% | |
| SLAMW | SLAM CORP*w exp 02/23/202 | $3,140 | -34.0% | 25,020 | 0.0% | 0.00% | 0.0% | |
| JWSMWS | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $965 | -20.0% | 24,121 | 0.0% | 0.00% | – | |
| APGBWS | APOLLO STRATEGIC GRWT CPTL I*w exp 02/12/202 | $2,341 | -36.0% | 29,824 | 0.0% | 0.00% | – | |
| Exit | SPRINGBIG HOLDINGS INC*w exp 06/14/202 | $0 | – | -50,000 | -100.0% | 0.00% | – | |
| BLUAWS | BLUERIVER ACQUISITION CORP*w exp 01/04/202 | $890 | +58.4% | 16,639 | 0.0% | 0.00% | – | |
| SONDER HOLDINGS INC*w exp 01/18/202 | $302 | -54.3% | 18,898 | 0.0% | 0.00% | – | ||
| CGC | Exit | CANOPY GROWTH CORP | $0 | – | -2,394,839 | -100.0% | -0.12% | – |
| Exit | AURORA CANNABIS INCnote 5.500% 2/2 | $0 | – | -2,000,000 | -100.0% | -0.27% | – | |
| Exit | ANTERO RESOURCES CORPnote 4.250% 9/0 | $0 | – | -2,500,000 | -100.0% | -1.80% | – | |
| Exit | ENVISTA HOLDINGS CORPORATIONnote 2.375% 6/0 | $0 | – | -50,000,000 | -100.0% | -11.34% | – | |
| CHKEW | Exit | CHESAPEAKE ENERGY CORP*w exp 02/09/202 | $0 | – | -1,224,755 | -100.0% | -12.20% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LEXICON PHARMACEUTICALS INC | 24 | Q3 2021 | 95.6% |
| ALLEGHENY TECHNOLOGIES INC | 22 | Q4 2021 | 6.1% |
| AUTOLUS THERAPEUTICS PLC | 22 | Q3 2023 | 5.1% |
| TAKEDA PHARMACEUTICAL CO LTD | 19 | Q3 2023 | 5.4% |
| NICE SYS INC | 18 | Q3 2023 | 5.0% |
| TRULIA INC | 18 | Q3 2020 | 8.9% |
| WORLD WRESTLING ENTMT INC | 17 | Q1 2023 | 11.1% |
| RENEWABLE ENERGY GROUP INC | 16 | Q1 2021 | 11.2% |
| PRECIGEN INC | 16 | Q2 2022 | 1.5% |
| HOSTESS BRANDS INC | 15 | Q1 2021 | 0.3% |
View TFG Asset Management GP Ltd's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CorEnergy Infrastructure Trust, Inc. | February 03, 2020 | 260,000 | 1.9% |
| IMMUNOGEN INC | February 14, 2018 | 50 | 0.0% |
| SYNERGY PHARMACEUTICALS, INC.Sold out | February 13, 2017 | 0 | 0.0% |
| INOTEK PHARMACEUTICALS CORPSold out | February 12, 2016 | 0 | 0.0% |
| NextWave Wireless Inc.Sold out | January 30, 2013 | 0 | - |
| TRUMP ENTERTAINMENT RESORTS, INC. | June 24, 2011 | 2,525,432 | 23.6% |
View TFG Asset Management GP Ltd's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-15 |
View TFG Asset Management GP Ltd's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.