$51 Million is the total value of Nichols Asset Management LLC's 64 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 10.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PFF | I Shares S&P Preferred Index | $5,445,000 | -5.8% | 146,333 | 0.0% | 10.68% | -1.1% | |
| JNK | Barclay's High Yield | $5,365,000 | -0.7% | 147,188 | 0.0% | 10.53% | +4.2% | |
| SPY | SPDR Trust Series 1 S&P 500 | $2,659,000 | +3.3% | 11,894 | 0.0% | 5.22% | +8.6% | |
| DIA | Dow Jones Industrial Avg ETF | $2,512,000 | +8.0% | 12,718 | 0.0% | 4.93% | +13.5% | |
| QQQ | Sell | Power Shares QQQ Trust - Nasda | $2,330,000 | -16.8% | 19,668 | -16.7% | 4.57% | -12.7% |
| DVY | iShares Select Dividend ETF | $1,644,000 | +3.3% | 18,565 | 0.0% | 3.22% | +8.5% | |
| MMC | Marsh & McLennan | $1,596,000 | +0.5% | 23,610 | 0.0% | 3.13% | +5.6% | |
| IGSB | I Shares Barclays 1-3 Credit B | $1,369,000 | -0.8% | 13,044 | 0.0% | 2.69% | +4.2% | |
| INTC | Intel Corp. | $1,008,000 | -3.9% | 27,782 | 0.0% | 1.98% | +0.9% | |
| MMM | 3 M Corporation | $1,007,000 | +1.3% | 5,640 | 0.0% | 1.98% | +6.4% | |
| JNJ | Buy | Johnson & Johnson | $968,000 | -1.5% | 8,405 | +1.0% | 1.90% | +3.4% |
| CNC | Centene Corp Deluxe | $953,000 | -15.6% | 16,856 | 0.0% | 1.87% | -11.3% | |
| MCD | McDonalds Corp. | $923,000 | +5.6% | 7,580 | 0.0% | 1.81% | +10.9% | |
| BDX | Becton Dickenson & Co. | $813,000 | -7.9% | 4,912 | 0.0% | 1.60% | -3.3% | |
| GE | General Electric | $807,000 | +6.7% | 25,530 | 0.0% | 1.58% | +12.1% | |
| UTX | United Technologies | $774,000 | +7.8% | 7,065 | 0.0% | 1.52% | +13.3% | |
| NVS | Novartis | $750,000 | -7.6% | 10,290 | 0.0% | 1.47% | -3.0% | |
| PEP | Pepsi | $718,000 | -3.9% | 6,865 | 0.0% | 1.41% | +1.0% | |
| NSRGY | Nestle ADR | $709,000 | -9.1% | 9,877 | 0.0% | 1.39% | -4.5% | |
| GIS | General Mills | $634,000 | -3.4% | 10,270 | 0.0% | 1.24% | +1.6% | |
| ROP | Roper Technologies | $629,000 | +0.3% | 3,435 | 0.0% | 1.23% | +5.4% | |
| ABBV | Abbvie | $612,000 | -0.8% | 9,780 | 0.0% | 1.20% | +4.2% | |
| TJX | TJX Co. Inc | $609,000 | +0.5% | 8,110 | 0.0% | 1.20% | +5.6% | |
| SF | Stifel Financial Corp | $586,000 | +29.9% | 11,730 | 0.0% | 1.15% | +36.6% | |
| TMO | Thermo Fisher Scientific | $585,000 | -11.2% | 4,146 | 0.0% | 1.15% | -6.7% | |
| IWM | iShares Russell 2000 Index | $568,000 | +8.4% | 4,215 | 0.0% | 1.11% | +13.8% | |
| PUK | Prudential Corp ADR | $549,000 | +11.4% | 13,810 | 0.0% | 1.08% | +16.9% | |
| UNP | Union Pacific | $546,000 | +6.4% | 5,265 | 0.0% | 1.07% | +11.8% | |
| BASFY | BASF AG - ADR | $538,000 | +8.2% | 5,814 | 0.0% | 1.06% | +13.8% | |
| WPP | WPP Plc ADR | $530,000 | -5.9% | 4,785 | 0.0% | 1.04% | -1.1% | |
| ES | Eversource Energy | $525,000 | +1.9% | 9,508 | 0.0% | 1.03% | +7.1% | |
| BIIB | Biogen Idec | $523,000 | -9.5% | 1,845 | 0.0% | 1.03% | -5.0% | |
| MSFT | Microsoft | $522,000 | +7.9% | 8,400 | 0.0% | 1.02% | +13.3% | |
| SYY | Sysco | $516,000 | +12.9% | 9,325 | 0.0% | 1.01% | +18.5% | |
| WMT | Wal-Mart Stores, Inc. | $504,000 | -4.2% | 7,295 | 0.0% | 0.99% | +0.6% | |
| KMB | Kimberly-Clark Corp | $502,000 | -9.5% | 4,400 | 0.0% | 0.98% | -5.0% | |
| AMT | American Tower Corp | $476,000 | -6.7% | 4,500 | 0.0% | 0.93% | -2.0% | |
| AMZN | Amazon.com | $450,000 | -10.4% | 600 | 0.0% | 0.88% | -5.9% | |
| SYT | Syngenta AG | $447,000 | -9.7% | 5,650 | 0.0% | 0.88% | -5.2% | |
| AMGN | Amgen Inc. | $416,000 | -12.2% | 2,842 | 0.0% | 0.82% | -7.8% | |
| FUJHY | Buy | Fuji Heavy Industry | $409,000 | +8.5% | 20,140 | +300.0% | 0.80% | +13.9% |
| FDX | $394,000 | +6.8% | 2,115 | 0.0% | 0.77% | +12.2% | ||
| ABT | Abbott Laboratories | $385,000 | -9.2% | 10,020 | 0.0% | 0.76% | -4.7% | |
| NEE | NextEra Energy Inc. | $382,000 | -2.3% | 3,200 | 0.0% | 0.75% | +2.6% | |
| TSM | Taiwan Semiconductor | $352,000 | -6.1% | 12,251 | 0.0% | 0.69% | -1.4% | |
| V | Sell | Visa Inc | $350,000 | -34.7% | 4,480 | -30.9% | 0.69% | -31.4% |
| Cisco System Inc | $333,000 | -4.9% | 11,030 | 0.0% | 0.65% | -0.2% | ||
| NGG | National Grid | $332,000 | -18.0% | 5,695 | 0.0% | 0.65% | -14.0% | |
| CVS | Sell | CVS Corporation | $330,000 | -43.6% | 4,176 | -36.5% | 0.65% | -40.8% |
| CVX | Chevron | $327,000 | +14.3% | 2,782 | 0.0% | 0.64% | +20.2% | |
| HGKGY | Power Assets ADR | $327,000 | -11.4% | 37,425 | 0.0% | 0.64% | -6.8% | |
| XOM | Exxon Mobil | $324,000 | +3.5% | 3,588 | 0.0% | 0.64% | +8.7% | |
| SIEGY | Siemens AG | $307,000 | +4.4% | 2,505 | 0.0% | 0.60% | +9.7% | |
| SO | Southern Company | $304,000 | -4.1% | 6,170 | 0.0% | 0.60% | +0.7% | |
| PG | Procter & Gamble Co. | $269,000 | -6.3% | 3,200 | 0.0% | 0.53% | -1.5% | |
| ADP | Automatic Data Processing | $267,000 | +16.6% | 2,600 | 0.0% | 0.52% | +22.4% | |
| CL | Sell | Colgate Palmolive | $262,000 | -36.9% | 4,000 | -28.6% | 0.51% | -33.7% |
| HENOY | Henkel AG & Co KGaA | $262,000 | -10.6% | 2,500 | 0.0% | 0.51% | -6.0% | |
| SKM | SK Telecom | $258,000 | -7.5% | 12,325 | 0.0% | 0.51% | -2.9% | |
| GILD | GILEAD Sciences Inc. | $255,000 | -9.3% | 3,555 | 0.0% | 0.50% | -4.8% | |
| IBM | Intl Business Machines Corp. | $252,000 | +4.6% | 1,520 | 0.0% | 0.49% | +9.8% | |
| QCOM | Qualcomm | $235,000 | -4.9% | 3,600 | 0.0% | 0.46% | 0.0% | |
| AAPL | Apple Computer | $226,000 | +2.7% | 1,950 | 0.0% | 0.44% | +7.8% | |
| COST | New | Costco | $210,000 | – | 1,310 | +100.0% | 0.41% | – |
| JASN | Exit | Jason Industries | $0 | – | -10,000 | -100.0% | -0.04% | – |
| SNMX | Exit | Senomyx Inc | $0 | – | -10,000 | -100.0% | -0.08% | – |
| SJM | Exit | JM Smucker | $0 | – | -1,500 | -100.0% | -0.38% | – |
| JCI | Exit | Johnson Controls Inc - Tyco me | $0 | – | -4,512 | -100.0% | -0.39% | – |
| NKE | Exit | NIKE | $0 | – | -4,460 | -100.0% | -0.44% | – |
| TEVA | Exit | TEVA Pharmaceutical | $0 | – | -10,130 | -100.0% | -0.87% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Barclay's High Yield | 15 | Q4 2016 | 10.5% |
| I Shares S&P Preferred Index | 15 | Q4 2016 | 10.8% |
| Power Shares QQQ Trust - Nasda | 15 | Q4 2016 | 5.2% |
| SPDR Trust Series 1 S&P 500 | 15 | Q4 2016 | 5.2% |
| Dow Jones Industrial Avg ETF | 15 | Q4 2016 | 4.9% |
| Marsh & McLennan | 15 | Q4 2016 | 3.1% |
| iShares Select Dividend ETF | 15 | Q4 2016 | 3.2% |
| I Shares Barclays 1-3 Credit B | 15 | Q4 2016 | 2.8% |
| 3 M Corporation | 15 | Q4 2016 | 2.0% |
| Intel Corp. | 15 | Q4 2016 | 2.0% |
View Nichols Asset Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2017-02-10 |
| 13F-HR | 2016-11-10 |
| 13F-HR | 2016-08-05 |
| 13F-HR | 2016-04-21 |
| 13F-HR | 2016-02-10 |
| 13F-HR | 2015-10-30 |
| 13F-HR | 2015-08-06 |
| 13F-HR | 2015-04-23 |
| 13F-HR | 2015-02-10 |
| 13F-HR | 2014-11-03 |
View Nichols Asset Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.