$3.17 Billion is the total value of Nantahala Capital Management's 130 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 121.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Buy | ISHARES TRput | $481,250,000 | +4.9% | 2,200,000 | +10.0% | 15.17% | +16.4% |
| ESTA | Buy | ESTABLISHMENT LABS HLDGS INC | $147,243,000 | -12.5% | 2,057,039 | +6.7% | 4.64% | -3.0% |
| CAR | New | AVIS BUDGET GROUPput | $64,081,000 | – | 550,000 | +100.0% | 2.02% | – |
| XBI | Buy | SPDR SER TRput | $62,855,000 | +16.1% | 500,000 | +25.0% | 1.98% | +28.7% |
| CASH | Buy | META FINL GROUP INC | $60,420,000 | +11.1% | 1,151,305 | +7.2% | 1.90% | +23.2% |
| MLHR | Buy | MILLER HERMAN INC | $55,314,000 | -14.1% | 1,468,766 | +7.5% | 1.74% | -4.8% |
| TNL | New | TRAVEL PLUS LEISURE COcall | $54,530,000 | – | 1,000,000 | +100.0% | 1.72% | – |
| IMAX | Buy | IMAX CORP | $53,457,000 | +13.5% | 2,816,492 | +28.5% | 1.68% | +25.8% |
| TNL | Buy | TRAVEL PLUS LEISURE CO | $50,838,000 | +3.0% | 932,294 | +12.3% | 1.60% | +14.3% |
| SNDX | Buy | SYNDAX PHARMACEUTICALS INC | $50,778,000 | +14.0% | 2,657,159 | +2.5% | 1.60% | +26.5% |
| MRK | New | MERCK & CO INCcall | $45,066,000 | – | 600,000 | +100.0% | 1.42% | – |
| GDEN | Buy | GOLDEN ENTMT INC | $44,242,000 | +36.0% | 901,237 | +24.1% | 1.39% | +50.9% |
| LXFR | Buy | LUXFER HOLDINGS PLC | $41,473,000 | -10.9% | 2,112,728 | +0.9% | 1.31% | -1.2% |
| IMTX | Buy | IMMATICS N.V | $34,417,000 | +16.5% | 2,647,449 | +4.0% | 1.08% | +29.3% |
| IMAX | Buy | IMAX CORPcall | $34,164,000 | +164.8% | 1,800,000 | +200.0% | 1.08% | +193.5% |
| KROS | Buy | KEROS THERAPEUTICS INC | $30,081,000 | +18.3% | 760,383 | +27.0% | 0.95% | +31.1% |
| FBIO | Buy | FORTRESS BIOTECH INC | $26,213,000 | -2.5% | 8,140,794 | +8.1% | 0.83% | +8.1% |
| RHP | New | RYMAN HOSPITALITY PPTYS INCput | $25,110,000 | – | 300,000 | +100.0% | 0.79% | – |
| TSHA | Buy | TAYSHA GENE THERAPIES INC | $23,262,000 | +154.0% | 1,249,309 | +189.1% | 0.73% | +181.9% |
| APEN | Buy | APOLLO ENDOSURGERY INC | $22,780,000 | +21.4% | 2,514,328 | +8.5% | 0.72% | +34.7% |
| IWM | New | ISHARES TRrussell 2000 etf | $21,786,000 | – | 99,593 | +100.0% | 0.69% | – |
| CRIS | Buy | CURIS INC | $19,279,000 | +14.7% | 2,462,248 | +18.2% | 0.61% | +27.2% |
| AUTL | Buy | AUTOLUS THERAPEUTICS PLCspon ads | $19,236,000 | +61.5% | 2,936,791 | +63.7% | 0.61% | +79.3% |
| SMLR | New | SEMLER SCIENTIFIC INC | $18,182,000 | – | 145,419 | +100.0% | 0.57% | – |
| RDI | Buy | READING INTL INCcl a | $17,560,000 | +8.7% | 3,470,315 | +49.8% | 0.55% | +20.5% |
| Buy | AKUMIN INC | $15,675,000 | -20.0% | 6,320,740 | +1.6% | 0.49% | -11.3% | |
| New | AVALO THERAPEUTICS INC | $15,156,000 | – | 6,952,401 | +100.0% | 0.48% | – | |
| EXAS | Buy | EXACT SCIENCES CORPput | $14,318,000 | +15.2% | 150,000 | +50.0% | 0.45% | +27.8% |
| FTCV | New | FINTECH ACQUISITION CORP V | $10,043,000 | – | 991,432 | +100.0% | 0.32% | – |
| New | ARYA SCIENCES ACQUISITN CORP | $9,880,000 | – | 1,000,000 | +100.0% | 0.31% | – | |
| IIII | New | INSU ACQUISITION CORP III | $9,820,000 | – | 999,996 | +100.0% | 0.31% | – |
| HERA | New | FTAC HERA ACQUISITION CORP | $9,740,000 | – | 999,991 | +100.0% | 0.31% | – |
| ZGNX | Buy | ZOGENIX INC | $7,318,000 | +9.5% | 481,782 | +24.6% | 0.23% | +21.6% |
| ATHN | New | ATHENA TECHNOLOGY ACQUISI CO | $4,959,000 | – | 499,586 | +100.0% | 0.16% | – |
| IMV | New | IMV INC | $3,765,000 | – | 2,268,030 | +100.0% | 0.12% | – |
| IDWM | New | IDW MEDIA HLDGS INCcl b | $3,528,000 | – | 1,242,243 | +100.0% | 0.11% | – |
| New | FARADAY FUTRE INTLGT ELCTR I | $3,304,000 | – | 350,000 | +100.0% | 0.10% | – | |
| New | TMC THE METALS COMPANY INC | $3,199,000 | – | 700,000 | +100.0% | 0.10% | – | |
| New | IN8BIO INC | $2,569,000 | – | 375,000 | +100.0% | 0.08% | – | |
| New | GUARDFORCE AI CO LTD | $2,111,000 | – | 533,128 | +100.0% | 0.07% | – | |
| New | UNICYCIVE THERAPEUTICS INC | $1,981,000 | – | 700,000 | +100.0% | 0.06% | – | |
| New | CARIBOU BIOSCIENCES INC | $1,347,000 | – | 56,418 | +100.0% | 0.04% | – | |
| New | TANGO THERAPEUTICS INC | $1,293,000 | – | 100,000 | +100.0% | 0.04% | – | |
| TACT | New | TRANSACT TECHNOLOGIES INC | $1,065,000 | – | 76,583 | +100.0% | 0.03% | – |
| FTCVW | New | FINTECH ACQUISITION CORP V*w exp 12/31/202 | $697,000 | – | 333,331 | +100.0% | 0.02% | – |
| KTRA | Buy | KINTARA THERAPEUTICS INC | $582,000 | -51.0% | 663,279 | +26.8% | 0.02% | -47.1% |
| New | GUARDFORCE AI CO LTD*w exp 09/01/202 | $480,000 | – | 600,000 | +100.0% | 0.02% | – | |
| IIIIW | New | INSU ACQUISITION CORP III*w exp 12/31/202 | $292,000 | – | 333,332 | +100.0% | 0.01% | – |
| HERAW | New | FTAC HERA ACQUISITION CORP*w exp 02/28/202 | $257,000 | – | 249,997 | +100.0% | 0.01% | – |
| ROCRW | New | ROTH CH ACQUISITION III CO*w exp 02/26/202 | $128,000 | – | 99,749 | +100.0% | 0.00% | – |
| RGS | New | REGIS CORP MINN | $53,000 | – | 15,268 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-15
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.