Sonora Investment Management, LLC - Q2 2016 holdings

$436 Billion is the total value of Sonora Investment Management, LLC's 911 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 82.4% .

 Value Shares↓ Weighting
BuyIONIS PHARMA INCconvertible$20,706,980,000
+61.9%
29,330,000
+117.5%
4.75%
+54.4%
BuyNUANCE COMM INCconvertible$10,844,201,000
+2.0%
10,815,000
+1.3%
2.49%
-2.7%
BuyCEPHEID INCconvertible$10,683,428,000
+16.7%
12,263,000
+23.3%
2.45%
+11.4%
BuyL BRANDS INCconvertible$9,990,138,000
+14.7%
8,890,000
+17.7%
2.29%
+9.5%
BuyVERINT SYSTEMS INCconvertible$9,938,119,000
+13.7%
10,875,000
+12.7%
2.28%
+8.5%
BuyTHE GAP INCconvertible$8,887,178,000
+2.7%
8,520,000
+4.7%
2.04%
-2.0%
BuyQUIDEL CORPconvertible$8,387,448,000
+11.7%
9,025,000
+14.7%
1.92%
+6.6%
BuyATLAS AIR WORLDWIDE HOLDINGS INCconvertible$8,307,117,000
+93.5%
8,575,000
+66.2%
1.91%
+84.6%
BuyTOLL BROTHERS INCconvertible$8,275,781,000
+1.4%
8,025,000
+2.0%
1.90%
-3.2%
BuyM/I HOMES INCconvertible$7,555,382,000
+8.5%
7,708,000
+6.9%
1.73%
+3.5%
BuySPECTRUM PHARMA INCconvertible$7,474,872,000
-1.0%
8,250,000
+2.5%
1.72%
-5.5%
BuyVECTOR GROUP LTDconvertible$7,220,522,000
+10.8%
6,535,000
+6.6%
1.66%
+5.7%
AAPL BuyAPPLE INCequities$6,809,347,000
-8.5%
71,227
+0.6%
1.56%
-12.7%
BuyJUNIPER NETWORKS INCconvertible$6,537,699,000
+39.7%
6,190,000
+34.0%
1.50%
+33.3%
BuyVALERO ENERGY CORPconvertible$5,646,796,000
+14.9%
5,040,000
+14.5%
1.30%
+9.6%
WFC BuyWELLS FARGO & COequities$5,533,337,000
-0.2%
116,910
+6.5%
1.27%
-4.8%
VZ BuyVERIZON COMM INCequities$5,210,970,000
+16.8%
93,320
+6.1%
1.20%
+11.4%
JNJ BuyJOHNSON & JOHNSONequities$4,725,865,000
+7.1%
38,960
+0.2%
1.08%
+2.2%
RSG BuyREPUBLIC SERVICES INCequities$4,322,315,000
+24.3%
84,239
+10.8%
0.99%
+18.5%
BuyLIVE NATION ENTERTAINMENT INCconvertible$3,852,959,000
+4.8%
3,815,000
+1.9%
0.88%0.0%
XOM BuyEXXON MOBIL CORPequities$3,304,355,000
+15.3%
35,250
+7.4%
0.76%
+9.9%
HD BuyHOME DEPOT INCequities$3,034,430,000
+4.2%
23,764
+10.7%
0.70%
-0.4%
PFE BuyPFIZER INCequities$3,022,371,000
+17.9%
85,838
+11.2%
0.69%
+12.5%
IONS BuyIONIS PHARMACEUTICALS INCequities$2,877,899,000
-45.7%
123,568
+0.5%
0.66%
-48.1%
MOS BuyMOSAIC COequities$2,751,073,000
+145.3%
105,083
+164.9%
0.63%
+133.7%
PG BuyPROCTOR & GAMBLE COequities$2,745,931,000
+5.4%
32,431
+1.4%
0.63%
+0.5%
MSFT BuyMICROSOFT CORPequities$2,579,237,000
+17.6%
50,405
+19.7%
0.59%
+12.1%
WFCPRR BuyWELLS FARGO & CO PFDpfds, reits,$2,299,109,000
+268.7%
77,255
+260.9%
0.53%
+252.0%
PNCPRP BuyPNC FINL SVCSpfds, reits,$2,299,314,000
+256.4%
75,910
+242.9%
0.53%
+240.6%
SLB BuySCHLUMBERGER LTDequities$2,145,498,000
+24.5%
27,131
+24.0%
0.49%
+18.6%
MMM Buy3M COequities$2,110,757,000
+6.6%
12,053
+2.5%
0.48%
+1.9%
COST BuyCOSTCO WHOLESALE CORPequities$2,094,374,000
+16.4%
13,337
+12.3%
0.48%
+11.1%
PNC BuyPNC FINL SVCS GRP INCequities$1,947,337,000
+2.5%
23,926
+10.5%
0.45%
-2.2%
CVS BuyCVS HEALTH CORPequities$1,931,555,000
+37.6%
20,175
+46.5%
0.44%
+31.1%
CSCO BuyCISCO SYSTEMS INCequities$1,635,569,000
+250.3%
57,008
+244.7%
0.38%
+234.8%
CINF BuyCINCINNATI FINANCIAL CORPequities$1,334,240,000
+198.0%
17,816
+156.9%
0.31%
+183.3%
RTN BuyRAYTHEON COequities$1,316,812,000
+86.1%
9,686
+71.8%
0.30%
+77.6%
USB BuyUS BANCORPequities$1,240,349,000
+11.6%
30,755
+19.1%
0.28%
+6.7%
BuyADVANCED AUTO PARTS INCconvertible$1,216,541,000
+11.4%
1,095,000
+9.5%
0.28%
+6.1%
BRKB BuyBERKSHIRE HATHAWAY INC Bequities$957,062,000
+2.1%
6,610
+3.1%
0.22%
-2.2%
T BuyAT&T INCequities$920,632,000
+26.9%
21,306
+12.2%
0.21%
+20.6%
VLO BuyVALERO ENERGY CORPequities$910,870,000
-14.0%
17,860
+4.1%
0.21%
-18.0%
LMT BuyLOCKHEED MARTIN CORPequities$730,612,000
+16.0%
2,944
+5.7%
0.17%
+10.5%
NYCBPRU BuyNEW YORK CMTY BANCORP PFDpfds, reits,$711,234,000
+88.7%
14,095
+88.1%
0.16%
+79.1%
PM BuyPHILIP MORRIS INTL INCequities$609,608,000
+5.8%
5,993
+1.4%
0.14%
+0.7%
BuyCORNING INCconvertible$527,496,000
+1650.7%
515,000
+1616.7%
0.12%
+1628.6%
BuyLOWES CO INCconvertible$448,252,000
+131.2%
325,000
+124.1%
0.10%
+119.1%
BA BuyBOEING COequities$411,205,000
+160.7%
3,166
+162.5%
0.09%
+147.4%
ORCL BuyORACLE CORPequities$398,534,000
+4.7%
9,736
+4.3%
0.09%
-1.1%
CAH BuyCARDINAL HEALTH INCequities$296,126,000
+1384.6%
3,796
+1543.3%
0.07%
+1260.0%
NewHATTERAS FINL CORPequities$246,000,00015,000
+100.0%
0.06%
KMI BuyKINDER MORGAN INCequities$169,229,000
+10.7%
9,040
+3.4%
0.04%
+5.4%
BuyVERIZON COMMUNICATIONS INCconvertible$158,561,000
+7.0%
136,000
+4.6%
0.04%0.0%
GIS BuyGENERAL MILLS INCequities$140,144,000
+25.1%
1,965
+7.1%
0.03%
+18.5%
MPW BuyMEDICAL PROP TRUST INCpfds, reits,$123,581,000
+76.8%
8,125
+53.3%
0.03%
+64.7%
BuyKIMBERLY-CLARK CORPconvertible$123,202,000
+21.4%
92,000
+19.5%
0.03%
+16.7%
BuyWASTE MANAGEMENT INCconvertible$114,192,000
+21.1%
80,000
+14.3%
0.03%
+13.0%
BuyRAYTHEON COconvertible$114,017,000
+84.4%
80,000
+77.8%
0.03%
+73.3%
BuyMERITAGE HOMES CORPconvertible$107,375,000
+66.5%
100,000
+66.7%
0.02%
+56.2%
IPGP BuyIPG PHOTONICS CORPequities$106,640,000
+64.5%
1,333
+102.6%
0.02%
+50.0%
VV BuyVANGUARD LC ETFequities$88,933,000
+0.9%
927
+0.3%
0.02%
-4.8%
BuyQUALCOMM INCconvertible$89,240,000
+187.0%
85,000
+183.3%
0.02%
+185.7%
BUD BuyANHEUSER BUSCH INBEV SA/NVequities$74,926,000
+16.1%
569
+13.8%
0.02%
+6.2%
TLLP NewTESORO LOGISTICS LPpfds, reits,$74,295,0001,500
+100.0%
0.02%
CPHD BuyCEPHEID INCequities$52,275,000
+3.9%
1,700
+21.4%
0.01%0.0%
NewREPUBLICBANKAZ NAequities$43,500,00010,000
+100.0%
0.01%
EXEL BuyEXELISIS INCequities$42,955,000
+163.4%
5,500
+57.1%
0.01%
+150.0%
NewVERIZON COMMUNICconvertible$40,528,00030,000
+100.0%
0.01%
BGS BuyB&G FOODS INCequities$33,740,000
+100.5%
700
+40.0%
0.01%
+100.0%
AB BuyALLIANCEBERNSTEIN HOLDING LPpfds, reits,$32,853,000
+9.9%
1,410
+15.1%
0.01%
+14.3%
CAPL BuyCROSSAMERICA LPpfds, reits,$36,780,000
+52.5%
1,500
+50.0%
0.01%
+33.3%
HAL BuyHALLIBURTON COequities$32,731,000
+13.6%
722
+0.3%
0.01%
+14.3%
VIAB NewVIACOM INC CL Bequities$29,651,000715
+100.0%
0.01%
NewNORTHROP GRUMMANconvertible$32,267,00030,000
+100.0%
0.01%
NewLOCKHEED MARTIN CORPconvertible$30,941,00030,000
+100.0%
0.01%
SHPG NewSHIRE PLCequities$32,582,000177
+100.0%
0.01%
NewMCDONALD CORPconvertible$31,295,00030,000
+100.0%
0.01%
ABBV BuyABBVIE INCequities$28,664,000
+33.9%
463
+31.9%
0.01%
+40.0%
NewFIRST TR COMBINED SERunit trusts$27,569,00030
+100.0%
0.01%
VOD NewVODAFONE GROUP PLCequities$24,712,000800
+100.0%
0.01%
CCP NewCARE CAPITAL PROPERTIESpfds, reits,$26,210,0001,000
+100.0%
0.01%
AMLP BuyALERIAN MLP ETFequities$25,204,000
+109.5%
1,981
+98.1%
0.01%
+100.0%
BuyMORGAN STANLEYconvertible$25,619,000
+24.3%
25,000
+25.0%
0.01%
+20.0%
TSLA BuyTESLA MOTORS INCequities$24,412,000
-15.0%
115
+0.9%
0.01%
-14.3%
BuyGENERAL CABLE CORPconvertible$22,828,000
+13.1%
40,000
+14.3%
0.01%0.0%
EBAY BuyEBAY INCequities$23,902,000
+585.3%
1,021
+609.0%
0.01%
+400.0%
ECL BuyECOLAB INCequities$20,755,000
+258.6%
175
+250.0%
0.01%
+400.0%
ARI BuyAPOLLO COMM REAL ESTATE FINANCE INCequities$22,498,000
+41.6%
1,400
+40.0%
0.01%
+25.0%
BRKR NewBRUKER BIOSCIENCES CORPequities$19,443,000855
+100.0%
0.00%
NewAZ BD REGENTS UNIVconvertible$16,832,00015,000
+100.0%
0.00%
CLNY NewCOLONY CAPITAL INCpfds, reits,$15,350,0001,000
+100.0%
0.00%
NewINDUSTRY CA PFA TAXconvertible$15,618,00015,000
+100.0%
0.00%
IMCB BuyISHARES MORNINGSTAR MC ETFequities$18,014,000
+7252.7%
120
+5900.0%
0.00%
NewLONE STAR CLG SYS Tconvertible$16,726,00015,000
+100.0%
0.00%
POT BuyPOTASH CORP SASK INCequities$17,896,000
+886.0%
1,102
+980.4%
0.00%
SDS BuyPROSHARES ULTRASHORT S&P 500equities$17,988,000
+9676.1%
1,010
+10000.0%
0.00%
DXD NewPROSHARES ULTRASHORT ETFequities$17,900,0001,000
+100.0%
0.00%
NewPR HFAconvertible$16,179,00015,000
+100.0%
0.00%
FNDX NewSCHWAB FUNDAENTAL USequities$17,489,000577
+100.0%
0.00%
SE BuySPECTRA ENERGY CORPequities$18,205,000
+26.3%
497
+6.2%
0.00%
+33.3%
NewUNIV CAconvertible$17,715,00015,000
+100.0%
0.00%
NewWAUKEGAN IIconvertible$15,715,00015,000
+100.0%
0.00%
NewWI S HLTH ED FAconvertible$17,868,00015,000
+100.0%
0.00%
NewRegl Tran Dst Co Coconvertible$12,103,00010,000
+100.0%
0.00%
DUK BuyDUKE ENERGY CORPequities$15,099,000
+31.1%
176
+17.3%
0.00%0.0%
SKX BuySKECHERS USA INCequities$13,374,000
+165.8%
450
+200.0%
0.00%
+200.0%
CSAL NewCOMMUNICATIONS SALES & LEASING INCequities$14,450,000500
+100.0%
0.00%
FNDF NewSCHWAB FUND INTL LG CO ETFequities$13,199,000556
+100.0%
0.00%
SCHX BuySCHWAB US LC ETFequities$12,343,000
+1145.5%
248
+1140.0%
0.00%
NewLOWER CO RIV AUTH Tconvertible$12,630,00010,000
+100.0%
0.00%
VMBS NewVANGUARD MORTGAGE BACKEDequities$13,032,000242
+100.0%
0.00%
NewPA ECODEV FA WSconvertible$15,152,00015,000
+100.0%
0.00%
SHYG NewISHARES HIGH YIELDequities$13,902,000300
+100.0%
0.00%
MUB NewISHARES NATL MUNI BDequities$12,418,000109
+100.0%
0.00%
NewLOUISVILLE ETC KY Mconvertible$11,929,00010,000
+100.0%
0.00%
NewAFLAC INCconvertible$10,305,00010,000
+100.0%
0.00%
NewKLA TENCOR CORP XXXequities$8,424,000115
+100.0%
0.00%
NewTN HSG DEV AGCYconvertible$10,233,00010,000
+100.0%
0.00%
MGP NewMGM GROWTH PPTYS LLCequities$6,670,000250
+100.0%
0.00%
CLX BuyCLOROX COequities$8,303,000
+1019.0%
60
+900.0%
0.00%
SCHH BuySCHWAB US REIT ETFequities$6,907,000
+959.4%
159
+893.8%
0.00%
SCHF NewSCHWAB INTL EQ ETFequities$7,482,000276
+100.0%
0.00%
IAU NewISHARES TR COMEX GOLDequities$10,106,000792
+100.0%
0.00%
FNDA NewSCHWAB FUND US SC ETFequities$9,304,000317
+100.0%
0.00%
BNDX NewVANGUARD TOTAL INTL BD ETFequities$7,687,000138
+100.0%
0.00%
EMLC NewVANECK VECTORS J Pequities$7,378,000391
+100.0%
0.00%
FNDC NewSCHWAB FUND INTL SC ETFequities$7,017,000260
+100.0%
0.00%
SCHA BuySCHWAB US SC ETFequities$9,239,000
+593.6%
171
+584.0%
0.00%
FNDE NewSCHWAB FUNDA EMG MKTSequities$7,809,000366
+100.0%
0.00%
NewNYC NY HDC MFHconvertible$10,414,00010,000
+100.0%
0.00%
NewUS TREASURYconvertible$10,534,00010,000
+100.0%
0.00%
WNRL BuyWESTERN REFINING LOG LPpfds, reits,$10,476,000
+41.6%
400
+33.3%
0.00%0.0%
TLK NewPERUSAHAAN PERSEROANequities$9,711,000158
+100.0%
0.00%
CHRW NewCH ROBINSON WORLDWIDE INCequities$8,242,000111
+100.0%
0.00%
UL NewUNILEVERequities$8,624,000180
+100.0%
0.00%
FIT NewFITBIT INCequities$3,666,000300
+100.0%
0.00%
LB NewL BRANDS INCequities$6,176,00092
+100.0%
0.00%
MET BuyMETLIFE INCequities$4,859,000
+5.1%
122
+22.0%
0.00%0.0%
NewMIAMI-DADE CN FLconvertible$5,585,0005,000
+100.0%
0.00%
NewNASDAQ INCconvertible$5,283,0005,000
+100.0%
0.00%
HBI NewHANESBRANDS INCequities$2,714,000108
+100.0%
0.00%
NewFAU FIN CORP FLconvertible$6,006,0005,000
+100.0%
0.00%
EBIX NewEBIX INCequities$4,790,000100
+100.0%
0.00%
NewROPER TECHNOLOGIESconvertible$6,199,0006,000
+100.0%
0.00%
SPIB NewSPDR BARCLY INTERMEDIATEequities$5,617,000161
+100.0%
0.00%
SCHE NewSCHWAB EMER MKT EQ ETFequities$5,535,000260
+100.0%
0.00%
SCHR NewSCHWAB INTERMEDIATE TERMequities$3,806,00068
+100.0%
0.00%
SCHC BuySCHWAB INTL SC EQ ETFequities$4,982,000
+171.4%
173
+179.0%
0.00%
NewCA ST PUB WKS Bconvertible$5,462,0005,000
+100.0%
0.00%
NewCVS HEALTH CORPconvertible$5,521,0005,000
+100.0%
0.00%
NewJP MORGAN CHASE &convertible$5,122,0005,000
+100.0%
0.00%
VNQI NewVANGUARD GLOBAL EX-US RE ETFequities$3,460,00064
+100.0%
0.00%
NewBANK OF AMERICAconvertible$5,292,0005,000
+100.0%
0.00%
NewWELLS FARGO BK NAconvertible$5,235,0005,000
+100.0%
0.00%
NewAMERICAN TOWER COconvertible$6,259,0006,000
+100.0%
0.00%
NewAMERICAN INTL GRconvertible$5,337,0005,000
+100.0%
0.00%
FAX NewABERDEEN ASIA-PACIFIC INC FDequities$5,010,0001,000
+100.0%
0.00%
M NewMACY'S INCequities$6,050,000180
+100.0%
0.00%
MFS NewMANITOWOC FOODSERVICE INCequities$3,542,000201
+100.0%
0.00%
MDC BuyMDC HLDG INCequities$2,420,000
-3.1%
99
+1.0%
0.00%0.0%
NewUNITY ONE CAPITALequities$01
+100.0%
0.00%
NewPRISM INC FDunit trusts$050,000
+100.0%
0.00%
NGBL NewNOTIS GLOBAL INCequities$0100
+100.0%
0.00%
SQ BuySQUARE INCequities$498,000
+144.1%
55
+266.7%
0.00%
MTW NewMANITOWOC COMPANY INCequities$1,101,000201
+100.0%
0.00%
SCHP NewSCHWAB US TIPS ELFequities$1,920,00034
+100.0%
0.00%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2016-07-15
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
MICROSOFT CORP25Q3 20214.7%
QUALCOMM INC25Q3 20213.6%
JOHNSON & JOHNSON25Q3 20211.6%
REPUBLIC SVCS INC25Q3 20211.7%
EMERSON ELECTRIC CO25Q3 20211.6%
CORNING INC25Q3 20211.7%
ADOBE SYSTEMS INCORPORATED25Q3 20211.7%
HOME DEPOT INC25Q3 20211.7%
PROCTOR & GAMBLE CO25Q3 20211.6%
PFIZER INC25Q3 20211.5%

View Sonora Investment Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)
Sonora Investment Management, LLC Q2 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
GTC BIOTHERAPEUTICS INCAugust 05, 2009535,0305.1%

View Sonora Investment Management, LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2021-11-12
13F-HR2021-10-20
13F-HR2021-04-28
13F-HR2021-01-13
13F-HR2020-10-26
13F-HR2020-08-13
13F-HR2020-04-29
13F-HR2020-01-17
13F-HR2019-10-15
13F-HR2019-07-19

View Sonora Investment Management, LLC's complete filings history.

Compare quarters

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