$143 Billion is the total value of LPL Financial LLC's 4684 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 0.0% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
OLED | UNIVERSAL DISPLAY CORPcall | $784,950 | +8.9% | 5,000 | 0.0% | 0.00% | 0.0% | |
WYNN | WYNN RESORTS LTDcall | $924,100 | -12.5% | 10,000 | 0.0% | 0.00% | 0.0% | |
ACEL | ACCEL ENTERTAINMENT INC | $806,544 | +3.7% | 73,657 | 0.0% | 0.00% | 0.0% | |
DSKE | DASEKE INC | $105,463 | -28.1% | 20,558 | 0.0% | 0.00% | – | |
PLTR | PALANTIR TECHNOLOGIES INCcall | $160,000 | +4.4% | 10,000 | 0.0% | 0.00% | – | |
VTNR | VERTEX ENERGY INC | $51,624 | -28.8% | 11,601 | 0.0% | 0.00% | – | |
DEXCOM INCnote 0.250%11/1 | $10,332 | -11.8% | 11,000 | 0.0% | 0.00% | – | ||
AREC | AMERICAN RES CORPcl a | $30,561 | -14.8% | 18,300 | 0.0% | 0.00% | – | |
PTRS | PARTNERS BANCORP | $258,122 | +25.2% | 33,306 | 0.0% | 0.00% | – | |
PENNYMAC CORPnote 5.500%11/0 | $50,911 | +4.0% | 52,000 | 0.0% | 0.00% | – | ||
VKTX | VIKING THERAPEUTICS INCcall | $182,655 | -31.7% | 16,500 | 0.0% | 0.00% | – | |
SZC | NXG NEXTGEN INFRASTR INCM FD | $208,725 | -2.5% | 5,566 | 0.0% | 0.00% | – | |
CUE | CUE BIOPHARMA INC | $24,311 | -37.0% | 10,570 | 0.0% | 0.00% | – | |
BJUL | INNOVATOR ETFS TRus eqty bufr jul | $478,685 | -2.3% | 13,887 | 0.0% | 0.00% | – | |
VVOS | VIVOS THERAPEUTICS INC | $6,816 | -62.3% | 35,484 | 0.0% | 0.00% | – | |
EMTY | PROSHARES TRdecline retail | $182,943 | +11.5% | 10,825 | 0.0% | 0.00% | – | |
TARA | PROTARA THERAPEUTICS INC | $16,700 | -30.1% | 10,000 | 0.0% | 0.00% | – | |
ALTUS POWER INC | $80,462 | -2.8% | 15,326 | 0.0% | 0.00% | – | ||
WAYFAIR INCnote 0.625%10/0 | $18,074 | +0.4% | 21,000 | 0.0% | 0.00% | – | ||
CORENERGY INFRASTRUCTURE TRnote 5.875% 8/1 | $8,005 | -3.5% | 10,000 | 0.0% | 0.00% | – | ||
LODE | COMSTOCK INC | $34,073 | -43.8% | 83,125 | 0.0% | 0.00% | – | |
REAX | THE REAL BROKERAGE INC | $21,032 | -24.1% | 14,505 | 0.0% | 0.00% | – | |
RVP | RETRACTABLE TECHNOLOGIES INC | $97,938 | +3.5% | 82,301 | 0.0% | 0.00% | – | |
RIGL | RIGEL PHARMACEUTICALS INC | $29,349 | -16.3% | 27,175 | 0.0% | 0.00% | – | |
REI | RING ENERGY INC | $81,368 | +14.0% | 41,727 | 0.0% | 0.00% | – | |
RMI | RIVERNORTH OPPORTUNISTIC MUN | $194,133 | -12.3% | 13,519 | 0.0% | 0.00% | – | |
GLO | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $93,353 | -11.6% | 21,073 | 0.0% | 0.00% | – | |
CLNN | CLENE INC | $9,723 | -43.6% | 19,607 | 0.0% | 0.00% | – | |
CVEO | CIVEO CORP CDA | $501,003 | +6.4% | 24,168 | 0.0% | 0.00% | – | |
CERS | CERUS CORP | $29,176 | -34.1% | 18,010 | 0.0% | 0.00% | – | |
ALGOMA STL GROUP INC*w exp 10/19/202 | $15,375 | +0.8% | 12,600 | 0.0% | 0.00% | – | ||
AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $17,799 | +10.7% | 15,000 | 0.0% | 0.00% | – | ||
AGE | AGEX THERAPEUTICS INC | $8,359 | -23.9% | 12,293 | 0.0% | 0.00% | – | |
SEASTAR MEDICAL HOLDING CORP | $2,640 | -49.2% | 10,000 | 0.0% | 0.00% | – | ||
SHOP | SHOPIFY INCcall | $272,850 | -15.5% | 5,000 | 0.0% | 0.00% | – | |
SNOW | SNOWFLAKE INCcall | $305,540 | -13.2% | 2,000 | 0.0% | 0.00% | – | |
BLDE | BLADE AIR MOBILITY INC | $77,516 | -34.3% | 29,929 | 0.0% | 0.00% | – | |
SOUTHWEST AIRLS COnote 1.250% 5/0 | $15,987 | -13.1% | 16,000 | 0.0% | 0.00% | – | ||
ZYXI | ZYNEX INC | $179,160 | -16.6% | 22,395 | 0.0% | 0.00% | – | |
IMUX | IMMUNIC INC | $16,170 | -41.4% | 11,000 | 0.0% | 0.00% | – | |
T ROWE PRICE ETF INCqm us bond etf | $366,716 | -4.4% | 9,007 | 0.0% | 0.00% | – | ||
GLDG | GOLDMINING INC | $8,248 | -12.8% | 10,500 | 0.0% | 0.00% | – | |
TENAX THERAPEUTICS INC | $5,980 | -0.3% | 20,000 | 0.0% | 0.00% | – | ||
GCI | GANNETT CO INC | $26,135 | +8.9% | 10,668 | 0.0% | 0.00% | – | |
GALT | GALECTIN THERAPEUTICS INC | $99,479 | +33.3% | 51,812 | 0.0% | 0.00% | – | |
GSM | FERROGLOBE PLC | $58,828 | +9.0% | 11,313 | 0.0% | 0.00% | – | |
FLL | FULL HSE RESORTS INC | $61,608 | -36.3% | 14,428 | 0.0% | 0.00% | – | |
374WATER INC | $13,878 | -48.1% | 11,192 | 0.0% | 0.00% | – | ||
TMST | TIMKENSTEEL CORPORATION | $608,920 | +0.7% | 28,035 | 0.0% | 0.00% | – | |
TRUE | TRUECAR INC | $82,800 | -8.4% | 40,000 | 0.0% | 0.00% | – | |
HY | HYSTER YALE MATLS HANDLING Icl a | $440,423 | -20.2% | 9,879 | 0.0% | 0.00% | – | |
NCLH | NORWEGIAN CRUISE LINE HLDG Lcall | $222,480 | -24.3% | 13,500 | 0.0% | 0.00% | – | |
ITI | ITERIS INC NEW | $304,273 | +4.5% | 73,496 | 0.0% | 0.00% | – | |
OSMT | RVL PHARMACEUTICALS PLC | $1,837 | -84.5% | 21,210 | 0.0% | 0.00% | – | |
JPM | JPMORGAN CHASE & COcall | $652,590 | -0.3% | 4,500 | 0.0% | 0.00% | – | |
BRN | BARNWELL INDS INC | $26,350 | +3.3% | 10,000 | 0.0% | 0.00% | – | |
FINV | FINVOLUTION GROUPsponsored ads | $158,762 | +8.3% | 31,880 | 0.0% | 0.00% | – | |
UAA | UNDER ARMOUR INCcall | $82,200 | -5.1% | 12,000 | 0.0% | 0.00% | – | |
BAC | BANK AMERICA CORPcall | $410,700 | -4.6% | 15,000 | 0.0% | 0.00% | – | |
TDSE | EXCHANGE LISTED FDS TRcabana target 16 | $275,441 | -3.1% | 12,746 | 0.0% | 0.00% | – | |
UPHEALTH INC | $138,296 | -47.9% | 141,147 | 0.0% | 0.00% | – | ||
UPSTART HLDGS INCnote 0.250% 8/1 | $9,857 | -3.8% | 15,000 | 0.0% | 0.00% | – | ||
KULR | KULR TECHNOLOGY GROUP INC | $18,331 | -43.9% | 51,076 | 0.0% | 0.00% | – | |
VACASA INC | $7,378 | -32.0% | 16,000 | 0.0% | 0.00% | – | ||
ETWO | E2OPEN PARENT HOLDINGS INC | $570,546 | -18.9% | 125,671 | 0.0% | 0.00% | -100.0% | |
VALE | VALE S Acall | $397,980 | -0.1% | 29,700 | 0.0% | 0.00% | – | |
DMF | BNY MELLON MUN INCOME INC | $216,356 | -9.9% | 38,158 | 0.0% | 0.00% | – | |
LIBERTY MEDIA CORP DELdeb 4.000%11/1 | $7,482 | +4.0% | 33,000 | 0.0% | 0.00% | – | ||
LIBERTY MEDIA CORP DELnote 1.375%10/1 | $10,913 | -4.9% | 10,000 | 0.0% | 0.00% | – | ||
LDI | LOANDEPOT INC | $59,705 | -18.9% | 34,712 | 0.0% | 0.00% | – | |
ARDAGH METAL PACKAGING S A | $42,493 | -16.8% | 13,576 | 0.0% | 0.00% | – | ||
MFA FINL INCnote 6.250% 6/1 | $89,255 | -0.6% | 91,000 | 0.0% | 0.00% | – | ||
TUSK | MAMMOTH ENERGY SVCS INC | $72,996 | -3.9% | 15,732 | 0.0% | 0.00% | – | |
ADSK | AUTODESK INCcall | $413,820 | +1.1% | 2,000 | 0.0% | 0.00% | – | |
SPOT | SPOTIFY TECHNOLOGY S Acall | $386,600 | -3.7% | 2,500 | 0.0% | 0.00% | – | |
ALLT | ALLOT LTD | $32,918 | -31.0% | 15,100 | 0.0% | 0.00% | – | |
MESO | MESOBLAST LTDspons adr | $15,836 | -68.5% | 12,875 | 0.0% | 0.00% | – | |
HUSA | HOUSTON AMERN ENERGY CORP | $26,832 | -8.5% | 13,760 | 0.0% | 0.00% | – | |
NEOGENOMICS INCnote 0.250% 1/1 | $7,094 | -3.2% | 10,000 | 0.0% | 0.00% | – | ||
ARES CAPITAL CORPnote 4.625% 3/0 | $46,139 | +1.1% | 45,000 | 0.0% | 0.00% | – | ||
NWFL | NORWOOD FINL CORP | $238,924 | -12.8% | 9,275 | 0.0% | 0.00% | – | |
NMG | NOUVEAU MONDE GRAPHITE INC | $29,040 | -13.2% | 11,000 | 0.0% | 0.00% | – | |
EMX | EMX RTY CORP | $18,405 | -6.3% | 10,340 | 0.0% | 0.00% | – | |
NVVEW | NUVVE HOLDING CORP*w exp 03/19/202 | $278 | -53.7% | 10,000 | 0.0% | 0.00% | – | |
DOUGLAS ELLIMAN INC | $30,448 | +1.8% | 13,473 | 0.0% | 0.00% | – | ||
NULC | NUSHARES ETF TResg large cap | $475,662 | -2.9% | 13,504 | 0.0% | 0.00% | – | |
DISH NETWORK CORPORATIONnote 3.375% 8/1 | $26,944 | +22.9% | 44,000 | 0.0% | 0.00% | – | ||
ONCT | ONCTERNAL THERAPEUTICS INC | $51,438 | -13.0% | 171,459 | 0.0% | 0.00% | – | |
ORGO | ORGANOGENESIS HLDGS INC | $52,607 | -4.2% | 16,543 | 0.0% | 0.00% | – | |
VRME | VERIFYME INC | $57,085 | -15.2% | 48,778 | 0.0% | 0.00% | – | |
OUSTER INC*w exp 09/29/202 | $299 | -34.6% | 14,805 | 0.0% | 0.00% | – | ||
OTLK | OUTLOOK THERAPEUTICS INC | $22,365 | -87.3% | 101,200 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-13
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
SPDR S&P 500 ETF TR | 42 | Q3 2023 | 4.5% |
VANGUARD TOTAL | 42 | Q3 2023 | 3.2% |
ISHARES TR | 42 | Q3 2023 | 2.9% |
ISHARES TR | 42 | Q3 2023 | 3.0% |
APPLE INC | 42 | Q3 2023 | 2.2% |
SPDR S&P MIDCAP 400 ETF TR | 42 | Q3 2023 | 4.1% |
ISHARES TR | 42 | Q3 2023 | 2.3% |
ISHARES TR | 42 | Q3 2023 | 2.3% |
ISHARES TR | 42 | Q3 2023 | 1.5% |
ISHARES TR | 42 | Q3 2023 | 1.7% |
View LPL Financial LLC's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND | February 03, 2023 | 59,851,395 | 5.9% |
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | February 03, 2023 | 88,933,175 | 6.2% |
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND | February 03, 2023 | 45,649,140 | 5.3% |
Destra Multi-Alternative Fund | January 17, 2023 | 138,055,436 | 15.4% |
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II | January 17, 2023 | 199,823,912 | 7.7% |
NUVEEN FLOATING RATE INCOME FUND | January 17, 2023 | 318,850,320 | 5.6% |
Medley Capital Corp | October 10, 2019 | 300,857 | 0.6% |
FS KKR Capital Corp | January 10, 2019 | 1,430,266,712 | 6.0% |
Medley Capital Corp | January 10, 2019 | 6,068,612,005 | 11.1% |
LPL Financial LLC | January 12, 2016 | 9,083 | 0.1% |
View LPL Financial LLC's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-14 |
SC 13G/A | 2024-02-09 |
SC 13G/A | 2024-02-09 |
SC 13G/A | 2024-02-09 |
SC 13G/A | 2024-02-09 |
SC 13G/A | 2024-02-09 |
SC 13G/A | 2024-02-09 |
13F-HR | 2023-11-13 |
13F-HR | 2023-07-31 |
13F-HR | 2023-05-10 |
View LPL Financial LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.