LPL Financial LLC - Q3 2023 holdings

$143 Billion is the total value of LPL Financial LLC's 4684 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 0.0% .

 Value Shares↓ Weighting
OLED  UNIVERSAL DISPLAY CORPcall$784,950
+8.9%
5,0000.0%0.00%0.0%
WYNN  WYNN RESORTS LTDcall$924,100
-12.5%
10,0000.0%0.00%0.0%
ACEL  ACCEL ENTERTAINMENT INC$806,544
+3.7%
73,6570.0%0.00%0.0%
DSKE  DASEKE INC$105,463
-28.1%
20,5580.0%0.00%
PLTR  PALANTIR TECHNOLOGIES INCcall$160,000
+4.4%
10,0000.0%0.00%
VTNR  VERTEX ENERGY INC$51,624
-28.8%
11,6010.0%0.00%
 DEXCOM INCnote 0.250%11/1$10,332
-11.8%
11,0000.0%0.00%
AREC  AMERICAN RES CORPcl a$30,561
-14.8%
18,3000.0%0.00%
PTRS  PARTNERS BANCORP$258,122
+25.2%
33,3060.0%0.00%
 PENNYMAC CORPnote 5.500%11/0$50,911
+4.0%
52,0000.0%0.00%
VKTX  VIKING THERAPEUTICS INCcall$182,655
-31.7%
16,5000.0%0.00%
SZC  NXG NEXTGEN INFRASTR INCM FD$208,725
-2.5%
5,5660.0%0.00%
CUE  CUE BIOPHARMA INC$24,311
-37.0%
10,5700.0%0.00%
BJUL  INNOVATOR ETFS TRus eqty bufr jul$478,685
-2.3%
13,8870.0%0.00%
VVOS  VIVOS THERAPEUTICS INC$6,816
-62.3%
35,4840.0%0.00%
EMTY  PROSHARES TRdecline retail$182,943
+11.5%
10,8250.0%0.00%
TARA  PROTARA THERAPEUTICS INC$16,700
-30.1%
10,0000.0%0.00%
 ALTUS POWER INC$80,462
-2.8%
15,3260.0%0.00%
 WAYFAIR INCnote 0.625%10/0$18,074
+0.4%
21,0000.0%0.00%
 CORENERGY INFRASTRUCTURE TRnote 5.875% 8/1$8,005
-3.5%
10,0000.0%0.00%
LODE  COMSTOCK INC$34,073
-43.8%
83,1250.0%0.00%
REAX  THE REAL BROKERAGE INC$21,032
-24.1%
14,5050.0%0.00%
RVP  RETRACTABLE TECHNOLOGIES INC$97,938
+3.5%
82,3010.0%0.00%
RIGL  RIGEL PHARMACEUTICALS INC$29,349
-16.3%
27,1750.0%0.00%
REI  RING ENERGY INC$81,368
+14.0%
41,7270.0%0.00%
RMI  RIVERNORTH OPPORTUNISTIC MUN$194,133
-12.3%
13,5190.0%0.00%
GLO  CLOUGH GLOBAL OPPORTUNITIESsh ben int$93,353
-11.6%
21,0730.0%0.00%
CLNN  CLENE INC$9,723
-43.6%
19,6070.0%0.00%
CVEO  CIVEO CORP CDA$501,003
+6.4%
24,1680.0%0.00%
CERS  CERUS CORP$29,176
-34.1%
18,0100.0%0.00%
 ALGOMA STL GROUP INC*w exp 10/19/202$15,375
+0.8%
12,6000.0%0.00%
 AKAMAI TECHNOLOGIES INCnote 0.125% 5/0$17,799
+10.7%
15,0000.0%0.00%
AGE  AGEX THERAPEUTICS INC$8,359
-23.9%
12,2930.0%0.00%
 SEASTAR MEDICAL HOLDING CORP$2,640
-49.2%
10,0000.0%0.00%
SHOP  SHOPIFY INCcall$272,850
-15.5%
5,0000.0%0.00%
SNOW  SNOWFLAKE INCcall$305,540
-13.2%
2,0000.0%0.00%
BLDE  BLADE AIR MOBILITY INC$77,516
-34.3%
29,9290.0%0.00%
 SOUTHWEST AIRLS COnote 1.250% 5/0$15,987
-13.1%
16,0000.0%0.00%
ZYXI  ZYNEX INC$179,160
-16.6%
22,3950.0%0.00%
IMUX  IMMUNIC INC$16,170
-41.4%
11,0000.0%0.00%
 T ROWE PRICE ETF INCqm us bond etf$366,716
-4.4%
9,0070.0%0.00%
GLDG  GOLDMINING INC$8,248
-12.8%
10,5000.0%0.00%
 TENAX THERAPEUTICS INC$5,980
-0.3%
20,0000.0%0.00%
GCI  GANNETT CO INC$26,135
+8.9%
10,6680.0%0.00%
GALT  GALECTIN THERAPEUTICS INC$99,479
+33.3%
51,8120.0%0.00%
GSM  FERROGLOBE PLC$58,828
+9.0%
11,3130.0%0.00%
FLL  FULL HSE RESORTS INC$61,608
-36.3%
14,4280.0%0.00%
 374WATER INC$13,878
-48.1%
11,1920.0%0.00%
TMST  TIMKENSTEEL CORPORATION$608,920
+0.7%
28,0350.0%0.00%
TRUE  TRUECAR INC$82,800
-8.4%
40,0000.0%0.00%
HY  HYSTER YALE MATLS HANDLING Icl a$440,423
-20.2%
9,8790.0%0.00%
NCLH  NORWEGIAN CRUISE LINE HLDG Lcall$222,480
-24.3%
13,5000.0%0.00%
ITI  ITERIS INC NEW$304,273
+4.5%
73,4960.0%0.00%
OSMT  RVL PHARMACEUTICALS PLC$1,837
-84.5%
21,2100.0%0.00%
JPM  JPMORGAN CHASE & COcall$652,590
-0.3%
4,5000.0%0.00%
BRN  BARNWELL INDS INC$26,350
+3.3%
10,0000.0%0.00%
FINV  FINVOLUTION GROUPsponsored ads$158,762
+8.3%
31,8800.0%0.00%
UAA  UNDER ARMOUR INCcall$82,200
-5.1%
12,0000.0%0.00%
BAC  BANK AMERICA CORPcall$410,700
-4.6%
15,0000.0%0.00%
TDSE  EXCHANGE LISTED FDS TRcabana target 16$275,441
-3.1%
12,7460.0%0.00%
 UPHEALTH INC$138,296
-47.9%
141,1470.0%0.00%
 UPSTART HLDGS INCnote 0.250% 8/1$9,857
-3.8%
15,0000.0%0.00%
KULR  KULR TECHNOLOGY GROUP INC$18,331
-43.9%
51,0760.0%0.00%
 VACASA INC$7,378
-32.0%
16,0000.0%0.00%
ETWO  E2OPEN PARENT HOLDINGS INC$570,546
-18.9%
125,6710.0%0.00%
-100.0%
VALE  VALE S Acall$397,980
-0.1%
29,7000.0%0.00%
DMF  BNY MELLON MUN INCOME INC$216,356
-9.9%
38,1580.0%0.00%
 LIBERTY MEDIA CORP DELdeb 4.000%11/1$7,482
+4.0%
33,0000.0%0.00%
 LIBERTY MEDIA CORP DELnote 1.375%10/1$10,913
-4.9%
10,0000.0%0.00%
LDI  LOANDEPOT INC$59,705
-18.9%
34,7120.0%0.00%
 ARDAGH METAL PACKAGING S A$42,493
-16.8%
13,5760.0%0.00%
 MFA FINL INCnote 6.250% 6/1$89,255
-0.6%
91,0000.0%0.00%
TUSK  MAMMOTH ENERGY SVCS INC$72,996
-3.9%
15,7320.0%0.00%
ADSK  AUTODESK INCcall$413,820
+1.1%
2,0000.0%0.00%
SPOT  SPOTIFY TECHNOLOGY S Acall$386,600
-3.7%
2,5000.0%0.00%
ALLT  ALLOT LTD$32,918
-31.0%
15,1000.0%0.00%
MESO  MESOBLAST LTDspons adr$15,836
-68.5%
12,8750.0%0.00%
HUSA  HOUSTON AMERN ENERGY CORP$26,832
-8.5%
13,7600.0%0.00%
 NEOGENOMICS INCnote 0.250% 1/1$7,094
-3.2%
10,0000.0%0.00%
 ARES CAPITAL CORPnote 4.625% 3/0$46,139
+1.1%
45,0000.0%0.00%
NWFL  NORWOOD FINL CORP$238,924
-12.8%
9,2750.0%0.00%
NMG  NOUVEAU MONDE GRAPHITE INC$29,040
-13.2%
11,0000.0%0.00%
EMX  EMX RTY CORP$18,405
-6.3%
10,3400.0%0.00%
NVVEW  NUVVE HOLDING CORP*w exp 03/19/202$278
-53.7%
10,0000.0%0.00%
 DOUGLAS ELLIMAN INC$30,448
+1.8%
13,4730.0%0.00%
NULC  NUSHARES ETF TResg large cap$475,662
-2.9%
13,5040.0%0.00%
 DISH NETWORK CORPORATIONnote 3.375% 8/1$26,944
+22.9%
44,0000.0%0.00%
ONCT  ONCTERNAL THERAPEUTICS INC$51,438
-13.0%
171,4590.0%0.00%
ORGO  ORGANOGENESIS HLDGS INC$52,607
-4.2%
16,5430.0%0.00%
VRME  VERIFYME INC$57,085
-15.2%
48,7780.0%0.00%
 OUSTER INC*w exp 09/29/202$299
-34.6%
14,8050.0%0.00%
OTLK  OUTLOOK THERAPEUTICS INC$22,365
-87.3%
101,2000.0%0.00%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-11-13
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
SPDR S&P 500 ETF TR42Q3 20234.5%
VANGUARD TOTAL42Q3 20233.2%
ISHARES TR42Q3 20232.9%
ISHARES TR42Q3 20233.0%
APPLE INC42Q3 20232.2%
SPDR S&P MIDCAP 400 ETF TR42Q3 20234.1%
ISHARES TR42Q3 20232.3%
ISHARES TR42Q3 20232.3%
ISHARES TR42Q3 20231.5%
ISHARES TR42Q3 20231.7%

View LPL Financial LLC's complete holdings history.

Latest significant ownerships (13-D/G)

View LPL Financial LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-02-14
SC 13G/A2024-02-09
SC 13G/A2024-02-09
SC 13G/A2024-02-09
SC 13G/A2024-02-09
SC 13G/A2024-02-09
SC 13G/A2024-02-09
13F-HR2023-11-13
13F-HR2023-07-31
13F-HR2023-05-10

View LPL Financial LLC's complete filings history.

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