$143 Billion is the total value of LPL Financial LLC's 4684 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GREK | Exit | GLOBAL X FDSmsci greece etf | $0 | – | -7,322 | -100.0% | 0.00% | – |
| TMAT | Exit | NORTHERN LTS FD TR IVmain thematc in | $0 | – | -12,808 | -100.0% | 0.00% | – |
| Exit | GLOBAL X FDSemerging mark | $0 | – | -12,691 | -100.0% | 0.00% | – | |
| GSBC | Exit | GREAT SOUTHN BANCORP INC | $0 | – | -4,491 | -100.0% | 0.00% | – |
| AMRS | Exit | AMYRIS INC | $0 | – | -85,505 | -100.0% | 0.00% | – |
| BSET | Exit | BASSETT FURNITURE INDS INC | $0 | – | -10,385 | -100.0% | 0.00% | – |
| YELL | Exit | YELLOW CORP | $0 | – | -163,726 | -100.0% | 0.00% | – |
| Exit | RENEW ENERGY GLOBAL PLC | $0 | – | -22,344 | -100.0% | 0.00% | – | |
| Exit | LEONARDO DRS INC | $0 | – | -10,795 | -100.0% | 0.00% | – | |
| PRTK | Exit | PARATEK PHARMACEUTICALS INC | $0 | – | -10,605 | -100.0% | 0.00% | – |
| ACNB | Exit | ACNB CORP | $0 | – | -8,833 | -100.0% | 0.00% | – |
| UIHC | Exit | UNITED INS HLDGS CORP | $0 | – | -15,145 | -100.0% | 0.00% | – |
| WWW | Exit | WOLVERINE WORLD WIDE INC | $0 | – | -16,912 | -100.0% | 0.00% | – |
| TUP | Exit | TUPPERWARE BRANDS CORP | $0 | – | -12,016 | -100.0% | 0.00% | – |
| Exit | DIGITALBRIDGE GROUP INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| FRBK | Exit | REPUBLIC FIRST BANCORP INC | $0 | – | -16,016 | -100.0% | 0.00% | – |
| EPRPRE | Exit | EPR PPTYSconv pfd 9% sr e | $0 | – | -8,028 | -100.0% | 0.00% | – |
| C | Exit | CITIGROUP INCput | $0 | – | -8,000 | -100.0% | 0.00% | – |
| SCHL | Exit | SCHOLASTIC CORP | $0 | – | -5,654 | -100.0% | 0.00% | – |
| WD | Exit | WALKER & DUNLOP INC | $0 | – | -2,655 | -100.0% | 0.00% | – |
| ALGT | Exit | ALLEGIANT TRAVEL CO | $0 | – | -3,167 | -100.0% | 0.00% | – |
| SCU | Exit | SCULPTOR CAP MGMT | $0 | – | -10,531 | -100.0% | 0.00% | – |
| SOHO | Exit | SOTHERLY HOTELS INC | $0 | – | -118,501 | -100.0% | 0.00% | – |
| ECON | Exit | COLUMBIA ETF TR IIemrg markets etf | $0 | – | -10,855 | -100.0% | 0.00% | – |
| FOX | Exit | FOX CORP | $0 | – | -6,779 | -100.0% | 0.00% | – |
| CIZN | Exit | CITIZENS HLDG CO MISS | $0 | – | -12,647 | -100.0% | 0.00% | – |
| UDN | Exit | INVESCO DB US DLR INDEX TRbearish fd | $0 | – | -21,382 | -100.0% | 0.00% | – |
| AKTX | Exit | AKARI THERAPEUTICS PLCsponsored adr | $0 | – | -134,453 | -100.0% | 0.00% | – |
| HLX | Exit | HELIX ENERGY SOLUTIONS GRP I | $0 | – | -10,693 | -100.0% | 0.00% | – |
| DXLG | Exit | DESTINATION XL GROUP INC | $0 | – | -30,675 | -100.0% | 0.00% | – |
| Exit | SUPER GROUP SGHC LIMITED | $0 | – | -10,307 | -100.0% | 0.00% | – | |
| OCX | Exit | ONCOCYTE CORP | $0 | – | -127,459 | -100.0% | 0.00% | – |
| LSXMA | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -7,944 | -100.0% | 0.00% | – |
| PTRA | Exit | PROTERRA INC | $0 | – | -14,617 | -100.0% | 0.00% | – |
| QMCO | Exit | QUANTUM CORP | $0 | – | -170,642 | -100.0% | 0.00% | – |
| Exit | MULLEN AUTOMOTIVE INC | $0 | – | -12,977 | -100.0% | 0.00% | – | |
| BGCP | Exit | BGC PARTNERS INCcl a | $0 | – | -33,234 | -100.0% | 0.00% | – |
| FRG | Exit | FRANCHISE GROUP INC | $0 | – | -15,782 | -100.0% | 0.00% | – |
| XXII | Exit | 22ND CENTY GROUP INC | $0 | – | -129,754 | -100.0% | 0.00% | – |
| HDG | Exit | PROSHARES TRhd replication | $0 | – | -4,376 | -100.0% | 0.00% | – |
| FWONA | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -8,596 | -100.0% | 0.00% | – |
| NATI | Exit | NATIONAL INSTRS CORP | $0 | – | -3,598 | -100.0% | 0.00% | – |
| IDEX | Exit | IDEANOMICS INC | $0 | – | -17,385 | -100.0% | 0.00% | – |
| Exit | ORGANIGRAM HLDGS INC | $0 | – | -28,286 | -100.0% | 0.00% | – | |
| MODN | Exit | MODEL N INC | $0 | – | -7,699 | -100.0% | 0.00% | – |
| KRTX | Exit | KARUNA THERAPEUTICS INC | $0 | – | -1,071 | -100.0% | 0.00% | – |
| RFEM | Exit | FIRST TR EXCH TRADED FD IIIrivr frnt dyn | $0 | – | -3,701 | -100.0% | 0.00% | – |
| NOVA | Exit | SUNNOVA ENERGY INTL INC. | $0 | – | -29,996 | -100.0% | 0.00% | – |
| MTA | Exit | METALLA RTY & STREAMING LTD | $0 | – | -50,383 | -100.0% | 0.00% | – |
| HBCP | Exit | HOME BANCORP INC | $0 | – | -6,155 | -100.0% | 0.00% | – |
| CET | Exit | CENTRAL SECS CORP | $0 | – | -5,617 | -100.0% | 0.00% | – |
| EVH | Exit | EVOLENT HEALTH INCcl a | $0 | – | -7,895 | -100.0% | 0.00% | – |
| MXL | Exit | MAXLINEAR INC | $0 | – | -6,588 | -100.0% | 0.00% | – |
| CAL | Exit | CALERES INC | $0 | – | -8,459 | -100.0% | 0.00% | – |
| NNBR | Exit | NN INC | $0 | – | -11,830 | -100.0% | 0.00% | – |
| Exit | DIMENSIONAL ETF TRUSTemerging mkts va | $0 | – | -10,429 | -100.0% | 0.00% | – | |
| Exit | CORE & MAIN INCcl a | $0 | – | -6,948 | -100.0% | 0.00% | – | |
| AEVA | Exit | AEVA TECHNOLOGIES INC | $0 | – | -15,872 | -100.0% | 0.00% | – |
| ARGT | Exit | GLOBAL X FDSgb msci ar etf | $0 | – | -7,968 | -100.0% | 0.00% | – |
| Exit | SONO GROUP N V | $0 | – | -18,000 | -100.0% | 0.00% | – | |
| PRPL | Exit | PURPLE INNOVATION INC | $0 | – | -12,657 | -100.0% | 0.00% | – |
| Exit | SIENTRA INC | $0 | – | -10,497 | -100.0% | 0.00% | – | |
| WFC | Exit | WELLS FARGO CO NEWput | $0 | – | -5,500 | -100.0% | 0.00% | – |
| SSSS | Exit | SURO CAPITAL CORP | $0 | – | -14,955 | -100.0% | 0.00% | – |
| VRTV | Exit | VERITIV CORP | $0 | – | -1,866 | -100.0% | 0.00% | – |
| ARNC | Exit | ARCONIC CORPORATION | $0 | – | -7,577 | -100.0% | 0.00% | – |
| REX | Exit | REX AMERICAN RES CORP | $0 | – | -14,255 | -100.0% | 0.00% | – |
| TRVI | Exit | TREVI THERAPEUTICS INC | $0 | – | -10,000 | -100.0% | 0.00% | – |
| FTK | Exit | FLOTEK INDS INC DEL | $0 | – | -12,590 | -100.0% | 0.00% | – |
| SRTS | Exit | SENSUS HEALTHCARE INC | $0 | – | -41,074 | -100.0% | 0.00% | – |
| RDWR | Exit | RADWARE LTDord | $0 | – | -15,513 | -100.0% | 0.00% | – |
| MINC | Exit | ADVISORSHARES TRnewflt mulsinc | $0 | – | -9,167 | -100.0% | 0.00% | – |
| HUM | Exit | HUMANA INCput | $0 | – | -1,100 | -100.0% | 0.00% | – |
| MSFT | Exit | MICROSOFT CORPcall | $0 | – | -1,300 | -100.0% | 0.00% | – |
| DDS | Exit | DILLARDS INCcl a | $0 | – | -818 | -100.0% | 0.00% | – |
| IMKTA | Exit | INGLES MKTS INCcl a | $0 | – | -3,799 | -100.0% | 0.00% | – |
| Exit | VITA COCO CO INC | $0 | – | -16,257 | -100.0% | 0.00% | – | |
| VCIF | Exit | VERTICAL CAP INCOME FD | $0 | – | -12,085 | -100.0% | 0.00% | – |
| LPTH | Exit | LIGHTPATH TECHNOLOGIES INC | $0 | – | -34,000 | -100.0% | 0.00% | – |
| Exit | CI&T INC | $0 | – | -16,519 | -100.0% | 0.00% | – | |
| SILK | Exit | SILK RD MED INC | $0 | – | -14,790 | -100.0% | 0.00% | – |
| Exit | AIM ETF PRODUCTS TRUSTus lrgcp b20 nov | $0 | – | -7,494 | -100.0% | 0.00% | – | |
| NRGX | Exit | PIMCO ENERGY & TACTICAL CR O | $0 | – | -16,514 | -100.0% | 0.00% | – |
| OKTA | Exit | OKTA INCcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| BH | Exit | BIGLARI HLDGS INC | $0 | – | -1,376 | -100.0% | 0.00% | – |
| Exit | RUBICON TECHNOLOGIES INC | $0 | – | -17,000 | -100.0% | 0.00% | – | |
| TSP | Exit | TUSIMPLE HLDGS INCcl a | $0 | – | -12,085 | -100.0% | 0.00% | – |
| Exit | TEAM INCnote 5.000% 8/0 | $0 | – | -35,000 | -100.0% | 0.00% | – | |
| CLBK | Exit | COLUMBIA FINL INC | $0 | – | -10,550 | -100.0% | 0.00% | – |
| PDCE | Exit | PDC ENERGY INC | $0 | – | -8,819 | -100.0% | 0.00% | – |
| ULH | Exit | UNIVERSAL LOGISTICS HLDGS IN | $0 | – | -11,989 | -100.0% | 0.00% | – |
| Exit | REGULUS THERAPEUTICS INC | $0 | – | -18,502 | -100.0% | 0.00% | – | |
| NEX | Exit | NEXTIER OILFIELD SOLUTIONS | $0 | – | -22,442 | -100.0% | 0.00% | – |
| TGNA | Exit | TEGNA INC | $0 | – | -10,554 | -100.0% | 0.00% | – |
| ATER | Exit | ATERIAN INC | $0 | – | -13,874 | -100.0% | 0.00% | – |
| WATT | Exit | ENERGOUS CORP | $0 | – | -30,346 | -100.0% | 0.00% | – |
| DWAT | Exit | ARROW INVTS TRdwa tactical mac | $0 | – | -12,187 | -100.0% | 0.00% | – |
| SUPN | Exit | SUPERNUS PHARMACEUTICALS INC | $0 | – | -7,406 | -100.0% | 0.00% | – |
| ISTR | Exit | INVESTAR HLDG CORP | $0 | – | -31,692 | -100.0% | 0.00% | – |
| Exit | MOMENTUS INC | $0 | – | -32,356 | -100.0% | 0.00% | – | |
| VSEC | Exit | VSE CORP | $0 | – | -5,896 | -100.0% | 0.00% | – |
| GEFB | Exit | GREIF INCcl b | $0 | – | -2,781 | -100.0% | 0.00% | – |
| Exit | ABSCI CORPORATION | $0 | – | -11,800 | -100.0% | 0.00% | – | |
| ASTR | Exit | ASTRA SPACE INC | $0 | – | -24,494 | -100.0% | 0.00% | – |
| RYI | Exit | RYERSON HLDG CORP | $0 | – | -15,582 | -100.0% | 0.00% | – |
| BNGO | Exit | BIONANO GENOMICS INC | $0 | – | -41,340 | -100.0% | 0.00% | – |
| SHCR | Exit | SHARECARE INC | $0 | – | -13,028 | -100.0% | 0.00% | – |
| THTX | Exit | THERATECHNOLOGIES INC | $0 | – | -17,790 | -100.0% | 0.00% | – |
| CZNC | Exit | CITIZENS & NORTHN CORP | $0 | – | -12,128 | -100.0% | 0.00% | – |
| CNXC | Exit | CONCENTRIX CORP | $0 | – | -3,208 | -100.0% | 0.00% | – |
| URG | Exit | UR-ENERGY INC | $0 | – | -18,533 | -100.0% | 0.00% | – |
| CCBG | Exit | CAPITAL CITY BK GROUP INC | $0 | – | -6,989 | -100.0% | 0.00% | – |
| UNL | Exit | UNITED STS 12 MONTH NAT GASunit ben int | $0 | – | -15,545 | -100.0% | 0.00% | – |
| VLO | Exit | VALERO ENERGY CORPput | $0 | – | -3,500 | -100.0% | 0.00% | – |
| TFC | Exit | TRUIST FINL CORPput | $0 | – | -17,100 | -100.0% | 0.00% | – |
| QQQ | Exit | INVESCO QQQ TRcall | $0 | – | -900 | -100.0% | 0.00% | – |
| BKSC | Exit | BANK SOUTH CAROLINA CORP | $0 | – | -38,634 | -100.0% | 0.00% | – |
| Exit | PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $0 | – | -50,000 | -100.0% | 0.00% | – | |
| PNC | Exit | PNC FINL SVCS GROUP INCcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| Exit | SOVOS BRANDS INC | $0 | – | -20,126 | -100.0% | 0.00% | – | |
| Exit | TILRAY BRANDS INCnote 5.000%10/0 | $0 | – | -100,000 | -100.0% | 0.00% | – | |
| VRTS | Exit | VIRTUS INVT PARTNERS INC | $0 | – | -1,367 | -100.0% | 0.00% | – |
| VRAY | Exit | VIEWRAY INC | $0 | – | -55,254 | -100.0% | 0.00% | – |
| AIZ | Exit | ASSURANT INC | $0 | – | -1,679 | -100.0% | 0.00% | – |
| MDGL | Exit | MADRIGAL PHARMACEUTICALS INC | $0 | – | -1,010 | -100.0% | 0.00% | – |
| Exit | DIMENSIONAL ETF TRUSTemerging mkts hi | $0 | – | -12,448 | -100.0% | 0.00% | – | |
| MNRO | Exit | MONRO INC | $0 | – | -5,078 | -100.0% | 0.00% | – |
| HYUP | Exit | DBX ETF TRxtrackers high | $0 | – | -6,940 | -100.0% | 0.00% | – |
| Exit | THOUGHTWORKS HOLDING INC | $0 | – | -26,741 | -100.0% | 0.00% | – | |
| CLFD | Exit | CLEARFIELD INC | $0 | – | -5,006 | -100.0% | 0.00% | – |
| MYY | Exit | PROSHARES TR | $0 | – | -9,146 | -100.0% | 0.00% | – |
| KRUS | Exit | KURA SUSHI USA INC | $0 | – | -2,568 | -100.0% | 0.00% | – |
| TDF | Exit | TEMPLETON DRAGON FD INC | $0 | – | -10,603 | -100.0% | 0.00% | – |
| PXJ | Exit | INVESCO EXCHANGE TRADED FD Tdynmc oil gas | $0 | – | -55,144 | -100.0% | 0.00% | – |
| BODY | Exit | THE BEACHBODY COMPANY INC | $0 | – | -15,952 | -100.0% | 0.00% | – |
| HHC | Exit | HOWARD HUGHES CORP | $0 | – | -3,965 | -100.0% | 0.00% | – |
| CRIS | Exit | CURIS INC | $0 | – | -108,554 | -100.0% | 0.00% | – |
| BIG | Exit | BIG LOTS INC | $0 | – | -15,729 | -100.0% | 0.00% | – |
| UYG | Exit | PROSHARES TRultra fncls new | $0 | – | -4,883 | -100.0% | 0.00% | – |
| SYBX | Exit | SYNLOGIC INC | $0 | – | -30,088 | -100.0% | 0.00% | – |
| ADBE | Exit | ADOBE SYSTEMS INCORPORATEDcall | $0 | – | -1,100 | -100.0% | 0.00% | – |
| ROG | Exit | ROGERS CORP | $0 | – | -2,056 | -100.0% | 0.00% | – |
| Exit | EXCHANGE LISTED FDS TRcabana aggressiv | $0 | – | -10,089 | -100.0% | 0.00% | – | |
| TTCF | Exit | TATTOOED CHEF INC | $0 | – | -24,120 | -100.0% | 0.00% | – |
| LBRDA | Exit | LIBERTY BROADBAND CORP | $0 | – | -2,524 | -100.0% | 0.00% | – |
| FEMY | Exit | FEMASYS INC | $0 | – | -21,032 | -100.0% | 0.00% | – |
| FRPT | Exit | FRESHPET INC | $0 | – | -4,053 | -100.0% | 0.00% | – |
| APPH | Exit | APPHARVEST INC | $0 | – | -54,628 | -100.0% | 0.00% | – |
| ZG | Exit | ZILLOW GROUP INCcl a | $0 | – | -5,397 | -100.0% | 0.00% | – |
| DVYA | Exit | ISHARES INCasia/pac div etf | $0 | – | -6,138 | -100.0% | 0.00% | – |
| GERM | Exit | ETF MANAGERS TRtreatments tstng | $0 | – | -38,780 | -100.0% | -0.00% | – |
| Exit | STARBOARD INVT TRrh tactical rot | $0 | – | -156,010 | -100.0% | -0.00% | – | |
| PSCE | Exit | INVESCO EXCH TRADED FD TR IIs&p smlcp engy | $0 | – | -111,157 | -100.0% | -0.00% | – |
| NSL | Exit | NUVEEN SR INCOME FD | $0 | – | -188,776 | -100.0% | -0.00% | – |
| DAX | Exit | GLOBAL X FDSdax germany etf | $0 | – | -53,032 | -100.0% | -0.00% | – |
| JSD | Exit | NUVEEN SHORT DURATION CR OPP | $0 | – | -112,391 | -100.0% | -0.00% | – |
| GOOGL | Exit | ALPHABET INCput | $0 | – | -7,700 | -100.0% | -0.00% | – |
| INTT | Exit | INTEST CORP | $0 | – | -37,475 | -100.0% | -0.00% | – |
| BKSB | Exit | BNY MELLON ETF TRUSTshrt dur corp bd | $0 | – | -44,169 | -100.0% | -0.00% | – |
| SCHW | Exit | SCHWAB CHARLES CORPput | $0 | – | -32,200 | -100.0% | -0.00% | – |
| AMR | Exit | ALPHA METALLURGICAL RESOUR I | $0 | – | -5,257 | -100.0% | -0.00% | – |
| XLK | Exit | SELECT SECTOR SPDR TRput | $0 | – | -7,500 | -100.0% | -0.00% | – |
| AMC | Exit | AMC ENTMT HLDGS INC | $0 | – | -300,309 | -100.0% | -0.00% | – |
| AU | Exit | ANGLOGOLD ASHANTI LIMITEDsponsored adr | $0 | – | -85,114 | -100.0% | -0.00% | – |
| OBNK | Exit | ORIGIN BANCORP INC | $0 | – | -29,390 | -100.0% | -0.00% | – |
| AJRD | Exit | AEROJET ROCKETDYNE HLDGS INC | $0 | – | -13,283 | -100.0% | -0.00% | – |
| FITB | Exit | FIFTH THIRD BANCORPput | $0 | – | -61,100 | -100.0% | -0.00% | – |
| FLSW | Exit | FRANKLIN TEMPLETON ETF TRfrankln swzlnd | $0 | – | -42,916 | -100.0% | -0.00% | – |
| LSXMK | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -27,440 | -100.0% | -0.00% | – |
| TRTN | Exit | TRITON INTL LTDcl a | $0 | – | -20,387 | -100.0% | -0.00% | – |
| HYLD | Exit | EXCHANGE LISTED FDS TRhigh yield etf | $0 | – | -45,114 | -100.0% | -0.00% | – |
| Exit | BELPOINTE PREP LLCunit rp ltd lb a | $0 | – | -15,440 | -100.0% | -0.00% | – | |
| BMY | Exit | BRISTOL-MYERS SQUIBB COput | $0 | – | -15,500 | -100.0% | -0.00% | – |
| BKI | Exit | BLACK KNIGHT INC | $0 | – | -24,145 | -100.0% | -0.00% | – |
| CRM | Exit | SALESFORCE INCput | $0 | – | -3,600 | -100.0% | -0.00% | – |
| JRO | Exit | NUVEEN FLOATING RATE INCOME | $0 | – | -95,057 | -100.0% | -0.00% | – |
| ASML | Exit | ASML HOLDING N Vput | $0 | – | -1,300 | -100.0% | -0.00% | – |
| NEEPRQ | Exit | NEXTERA ENERGY INCunit 09/01/2023 | $0 | – | -18,446 | -100.0% | -0.00% | – |
| FB | Exit | META PLATFORMS INCput | $0 | – | -3,600 | -100.0% | -0.00% | – |
| WWE | Exit | WORLD WRESTLING ENTMT INCcl a | $0 | – | -10,398 | -100.0% | -0.00% | – |
| QDYN | Exit | FLEXSHARES TRqlt divdyn idx | $0 | – | -13,505 | -100.0% | -0.00% | – |
| BTU | Exit | PEABODY ENERGY CORPput | $0 | – | -78,100 | -100.0% | -0.00% | – |
| FWONK | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -29,937 | -100.0% | -0.00% | – |
| CRH | Exit | CRH PLCadr | $0 | – | -56,611 | -100.0% | -0.00% | – |
| SNLN | Exit | HIGHLAND FDS Ihi ld iboxx srln | $0 | – | -193,792 | -100.0% | -0.00% | – |
| Exit | STARBOARD INVT TRrh tactical outl | $0 | – | -197,652 | -100.0% | -0.00% | – | |
| AFIN | Exit | THE NECESSITY RETAIL REIT IN | $0 | – | -311,961 | -100.0% | -0.00% | – |
| UBA | Exit | URSTADT BIDDLE PPTYS INCcl a | $0 | – | -319,354 | -100.0% | -0.01% | – |
| EWH | Exit | ISHARES INCmsci hong kg etf | $0 | – | -353,339 | -100.0% | -0.01% | – |
| PSP | Exit | INVESCO EXCHANGE TRADED FD Tgbl listed pvt | $0 | – | -664,833 | -100.0% | -0.01% | – |
| LSI | Exit | LIFE STORAGE INC | $0 | – | -74,849 | -100.0% | -0.01% | – |
| EIDO | Exit | ISHARES TRmsci indonia etf | $0 | – | -408,186 | -100.0% | -0.01% | – |
| MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LP | $0 | – | -374,123 | -100.0% | -0.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 4.5% |
| VANGUARD TOTAL | 42 | Q3 2023 | 3.2% |
| ISHARES TR | 42 | Q3 2023 | 2.9% |
| ISHARES TR | 42 | Q3 2023 | 3.0% |
| APPLE INC | 42 | Q3 2023 | 2.2% |
| SPDR S&P MIDCAP 400 ETF TR | 42 | Q3 2023 | 4.1% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 2.3% |
| ISHARES TR | 42 | Q3 2023 | 1.5% |
| ISHARES TR | 42 | Q3 2023 | 1.7% |
View LPL Financial LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND | February 03, 2023 | 59,851,395 | 5.9% |
| FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | February 03, 2023 | 88,933,175 | 6.2% |
| MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND | February 03, 2023 | 45,649,140 | 5.3% |
| Destra Multi-Alternative Fund | January 17, 2023 | 138,055,436 | 15.4% |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND II | January 17, 2023 | 199,823,912 | 7.7% |
| NUVEEN FLOATING RATE INCOME FUND | January 17, 2023 | 318,850,320 | 5.6% |
| Medley Capital Corp | October 10, 2019 | 300,857 | 0.6% |
| FS KKR Capital Corp | January 10, 2019 | 1,430,266,712 | 6.0% |
| Medley Capital Corp | January 10, 2019 | 6,068,612,005 | 11.1% |
| LPL Financial LLC | January 12, 2016 | 9,083 | 0.1% |
View LPL Financial LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-10 |
View LPL Financial LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.