$398 Million is the total value of DAFNA Capital Management LLC's 87 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 23.8% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
STXS | STEREOTAXIS INC | $84,819,000 | +15.2% | 13,680,554 | 0.0% | 21.33% | +9.2% | |
BPMC | BLUEPRINT MEDICINES CORP | $22,162,000 | +4.2% | 206,911 | 0.0% | 5.57% | -1.3% | |
FATE | Buy | FATE THERAPEUTICS INC | $21,775,000 | +6.7% | 372,160 | +8.1% | 5.48% | +1.1% |
ACET | Buy | ADICET BIO INC | $12,823,000 | +334.7% | 733,172 | +94.8% | 3.22% | +311.7% |
XENE | Sell | XENON PHARMACEUTICALS INC | $12,579,000 | +102.5% | 402,667 | -1.0% | 3.16% | +91.9% |
ARNA | ARENA PHARMACEUTICALS INC | $11,117,000 | +56.1% | 119,615 | 0.0% | 2.80% | +47.9% | |
IDYA | IDEAYA BIOSCIENCES INC | $10,876,000 | -7.3% | 460,061 | 0.0% | 2.74% | -12.1% | |
DXCM | Sell | DEXCOM INC | $9,739,000 | -15.8% | 18,138 | -14.2% | 2.45% | -20.1% |
KRTX | Sell | KARUNA THERAPEUTICS INC | $9,487,000 | +4.0% | 72,423 | -2.9% | 2.39% | -1.4% |
NRIX | NURIX THERAPEUTICS INC | $8,868,000 | -3.4% | 306,320 | 0.0% | 2.23% | -8.4% | |
MORF | MORPHIC HLDG INC | $8,598,000 | -16.3% | 181,467 | 0.0% | 2.16% | -20.7% | |
BHVN | Sell | BIOHAVEN PHARMACTL HLDG CO L | $8,007,000 | -34.6% | 58,100 | -34.1% | 2.01% | -38.0% |
SAGE | SAGE THERAPEUTICS INC | $7,670,000 | -4.0% | 180,306 | 0.0% | 1.93% | -9.0% | |
MRUS | Buy | MERUS N V | $7,190,000 | +147.7% | 226,089 | +71.3% | 1.81% | +134.8% |
NBIX | Sell | NEUROCRINE BIOSCIENCES INC | $7,125,000 | -12.2% | 83,655 | -1.2% | 1.79% | -16.8% |
SNDX | Buy | SYNDAX PHARMACEUTICALS INC | $6,491,000 | +320.9% | 296,535 | +267.4% | 1.63% | +299.0% |
IBB | ISHARES TR NASDAQ BIOTECHetf | $6,242,000 | -5.6% | 40,900 | 0.0% | 1.57% | -10.5% | |
CYTK | Sell | CYTOKINETICS INC | $6,112,000 | -2.3% | 134,094 | -23.4% | 1.54% | -7.4% |
CBAY | Buy | CYMABAY THERAPEUTICS INC | $6,042,000 | +215.7% | 1,787,569 | +241.0% | 1.52% | +199.0% |
CSII | Buy | CARDIOVASCULAR SYS INC | $5,390,000 | -15.3% | 286,988 | +48.1% | 1.36% | -19.7% |
RVMD | Buy | REVOLUTION MEDICINES INC | $5,342,000 | -7.4% | 212,231 | +1.2% | 1.34% | -12.3% |
ATRC | ATRICURE INC | $5,008,000 | -0.0% | 72,029 | 0.0% | 1.26% | -5.3% | |
RCUS | Sell | ARCUS BIOSCIENCES INC | $4,743,000 | +10.0% | 117,200 | -5.3% | 1.19% | +4.3% |
MEIP | Buy | MEI PHARMA INC | $4,712,000 | +166.4% | 1,764,846 | +175.3% | 1.18% | +152.7% |
ISEE | Buy | IVERIC BIO INC | $4,614,000 | +31.3% | 275,976 | +27.6% | 1.16% | +24.5% |
OTIC | Sell | OTONOMY INC | $4,577,000 | +0.2% | 2,200,297 | -7.5% | 1.15% | -5.0% |
NTUS | Buy | NATUS MED INC | $4,524,000 | +88.6% | 190,635 | +99.3% | 1.14% | +78.9% |
ARAY | ACCURAY INC | $4,492,000 | +20.8% | 941,800 | 0.0% | 1.13% | +14.5% | |
RADIUS HEALTH INCnote 3.000% 9/0 | $3,860,000 | +6.3% | 4,000,000 | 0.0% | 0.97% | +0.8% | ||
New | PARDES BIOSCIENCES INC | $3,822,000 | – | 233,500 | +100.0% | 0.96% | – | |
FSTX | F-STAR THERAPEUTICS INC | $3,483,000 | -31.4% | 693,785 | 0.0% | 0.88% | -35.0% | |
ALEC | Buy | ALECTOR INC | $3,206,000 | +30.8% | 155,247 | +44.5% | 0.81% | +24.0% |
AFMD | Sell | AFFIMED N V | $3,153,000 | -47.1% | 571,282 | -40.8% | 0.79% | -49.9% |
AXGN | New | AXOGEN INC | $3,112,000 | – | 332,103 | +100.0% | 0.78% | – |
KALV | Buy | KALVISTA PHARMACEUTICALS INC | $2,522,000 | -23.6% | 190,663 | +0.8% | 0.63% | -27.6% |
ITOS | Sell | ITEOS THERAPEUTICS INC | $2,518,000 | +12.3% | 54,090 | -34.9% | 0.63% | +6.4% |
GLPG | Sell | GALAPAGOS NVspon adr | $2,353,000 | -42.4% | 42,675 | -45.1% | 0.59% | -45.4% |
BMEA | New | BIOMEA FUSION INC | $2,339,000 | – | 313,923 | +100.0% | 0.59% | – |
RIGL | Buy | RIGEL PHARMACEUTICALS INC | $2,329,000 | -20.7% | 879,000 | +8.7% | 0.59% | -24.8% |
TPTX | Buy | TURNING POINT THERAPEUTICS I | $2,216,000 | -20.5% | 46,452 | +10.7% | 0.56% | -24.6% |
ATHA | ATHIRA PHARMA INC | $2,098,000 | +38.9% | 160,983 | 0.0% | 0.53% | +31.7% | |
VKTX | VIKING THERAPEUTICS INC | $2,058,000 | -26.8% | 447,400 | 0.0% | 0.52% | -30.6% | |
AERI | AERIE PHARMACEUTICALS INC | $2,029,000 | -38.4% | 289,040 | 0.0% | 0.51% | -41.6% | |
COGT | COGENT BIOSCIENCES INC | $1,918,000 | +2.0% | 223,554 | 0.0% | 0.48% | -3.4% | |
ETNB | Buy | 89BIO INC | $1,891,000 | -23.8% | 144,653 | +14.2% | 0.48% | -27.7% |
KNTE | KINNATE BIOPHARMA INC | $1,886,000 | -23.1% | 106,453 | 0.0% | 0.47% | -27.1% | |
MREO | MEREO BIOPHARMA GROUP PLCads | $1,803,000 | -33.9% | 1,126,613 | 0.0% | 0.45% | -37.3% | |
RGLS | New | REGULUS THERAPEUTICS INC | $1,750,000 | – | 5,555,555 | +100.0% | 0.44% | – |
VERO | Sell | VENUS CONCEPT INC | $1,659,000 | -40.6% | 975,687 | -12.4% | 0.42% | -43.7% |
IPSC | Buy | CENTURY THERAPEUTICS INC | $1,588,000 | -21.1% | 100,135 | +25.2% | 0.40% | -25.3% |
KURA | Buy | KURA ONCOLOGY INC | $1,552,000 | -17.8% | 110,829 | +9.9% | 0.39% | -22.2% |
BWAY | BRAINSWAY LTDsponsored ads | $1,540,000 | -4.5% | 200,000 | 0.0% | 0.39% | -9.6% | |
SURF | New | SURFACE ONCOLOGY INC | $1,506,000 | – | 315,000 | +100.0% | 0.38% | – |
ASND | New | ASCENDIS PHARMA A/Ssponsored adr | $1,480,000 | – | 11,000 | +100.0% | 0.37% | – |
MGNX | MACROGENICS INC | $1,445,000 | -23.3% | 90,000 | 0.0% | 0.36% | -27.4% | |
NGM | Buy | NGM BIOPHARMACEUTICALS INC | $1,425,000 | +3.6% | 80,485 | +22.9% | 0.36% | -1.9% |
STIM | NEURONETICS INC | $1,399,000 | -32.0% | 313,717 | 0.0% | 0.35% | -35.5% | |
RDUS | Buy | RADIUS HEALTH INC | $1,328,000 | +637.8% | 191,978 | +1224.0% | 0.33% | +595.8% |
AERIE PHARMACEUTICALS INCnote 1.500%10/0 | $1,243,000 | -9.6% | 1,500,000 | 0.0% | 0.31% | -14.2% | ||
New | THESEUS PHARMACEUTICALS INC | $1,236,000 | – | 97,500 | +100.0% | 0.31% | – | |
WVE | New | WAVE LIFE SCIENCES LTD | $1,225,000 | – | 390,161 | +100.0% | 0.31% | – |
NXTC | Buy | NEXTCURE INC | $1,126,000 | -9.0% | 187,696 | +2.3% | 0.28% | -13.7% |
BDTX | New | BLACK DIAMOND THERAPEUTICS I | $1,099,000 | – | 206,100 | +100.0% | 0.28% | – |
PHAS | Sell | PHASEBIO PHARMACEUTICALS INC | $988,000 | -47.3% | 378,611 | -37.2% | 0.25% | -50.1% |
MASI | MASIMO CORP | $878,000 | +8.1% | 3,000 | 0.0% | 0.22% | +2.8% | |
MRSN | MERSANA THERAPEUTICS INC | $872,000 | -34.1% | 140,263 | 0.0% | 0.22% | -37.6% | |
CGEN | COMPUGEN LTDord | $866,000 | -28.0% | 201,502 | 0.0% | 0.22% | -31.7% | |
FIELD TRIP HEALTH LTD | $839,000 | -46.4% | 340,900 | 0.0% | 0.21% | -49.2% | ||
ASLN | ASLAN PHARMACEUTICALS LTDads | $820,000 | -37.1% | 732,500 | 0.0% | 0.21% | -40.5% | |
HARP | HARPOON THERAPEUTICS INC | $794,000 | -4.5% | 105,163 | 0.0% | 0.20% | -9.1% | |
LVTX | LAVA THERAPEUTICS NV | $766,000 | -7.2% | 139,332 | 0.0% | 0.19% | -11.9% | |
LRMR | Buy | LARIMAR THERAPEUTICS INC | $757,000 | +1.7% | 70,177 | +8.8% | 0.19% | -3.6% |
HOOK | Sell | HOOKIPA PHARMA INC | $747,000 | -60.6% | 320,444 | -0.5% | 0.19% | -62.6% |
SCYX | New | SCYNEXIS INC | $740,000 | – | 121,242 | +100.0% | 0.19% | – |
PRQR | Sell | PROQR THERAPEUTICS N V | $685,000 | -72.4% | 85,476 | -71.2% | 0.17% | -73.9% |
STRO | Sell | SUTRO BIOPHARMA INC | $670,000 | -58.3% | 45,000 | -47.1% | 0.17% | -60.6% |
CMPX | New | COMPASS THERAPEUTICS INC | $622,000 | – | 196,091 | +100.0% | 0.16% | – |
INFI | INFINITY PHARMACEUTICALS INC | $531,000 | -34.3% | 236,160 | 0.0% | 0.13% | -37.4% | |
PHVS | Buy | PHARVARIS N V | $528,000 | -15.1% | 36,720 | +4.7% | 0.13% | -19.4% |
ADAP | New | ADAPTIMMUNE THERAPEUTICS PLCsponds adr | $511,000 | – | 136,266 | +100.0% | 0.13% | – |
INGN | INOGEN INC | $510,000 | -21.1% | 15,000 | 0.0% | 0.13% | -25.1% | |
BOLT | BOLT BIOTHERAPEUTICS INC | $490,000 | -61.3% | 100,000 | 0.0% | 0.12% | -63.4% | |
MDGL | MADRIGAL PHARMACEUTICALS INC | $475,000 | +6.3% | 5,600 | 0.0% | 0.12% | 0.0% | |
SRGA | SURGALIGN HOLDINGS INC | $415,000 | -34.3% | 579,710 | 0.0% | 0.10% | -38.1% | |
ANNX | Buy | ANNEXON INC | $354,000 | -18.4% | 30,796 | +32.2% | 0.09% | -22.6% |
GNFT | Sell | GENFIT S Aads | $302,000 | -56.7% | 60,448 | -67.9% | 0.08% | -58.9% |
LCTX | New | LINEAGE CELL THERAPEUTICS IN | $196,000 | – | 80,000 | +100.0% | 0.05% | – |
VBLT | Exit | VASCULAR BIOGENICS LTD | $0 | – | -55,000 | -100.0% | -0.03% | – |
ALPN | Exit | ALPINE IMMUNE SCIENCES INC | $0 | – | -111,501 | -100.0% | -0.32% | – |
IFRX | Exit | INFLARX NV | $0 | – | -600,000 | -100.0% | -0.41% | – |
KDMN | Exit | KADMON HLDGS INC | $0 | – | -314,561 | -100.0% | -0.73% | – |
FSII | Exit | FS DEVELOPMENT CORP II | $0 | – | -299,950 | -100.0% | -0.79% | – |
DRNA | Exit | DICERNA PHARMACEUTICALS INC | $0 | – | -587,456 | -100.0% | -3.14% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-14
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
STEREOTAXIS INC | 42 | Q3 2023 | 27.6% |
ATRICURE INC | 42 | Q3 2023 | 11.4% |
MASIMO CORPORATION | 42 | Q3 2023 | 1.8% |
ASCENDIS PHARMA A S SPONSORED | 34 | Q3 2023 | 4.5% |
AERIE PHARMACEUTICALS INC | 33 | Q3 2022 | 4.2% |
GALAPAGOS NV-SPON ADR | 33 | Q3 2023 | 3.8% |
XENON PHARMACEUTICALS INC | 33 | Q3 2023 | 3.6% |
NEUROCRINE BIOSCIENCES INC | 32 | Q3 2023 | 2.9% |
JOHNSON AND JOHNSON | 32 | Q1 2021 | 1.2% |
ISHARES TR NASDQ BIOTECH | 30 | Q3 2023 | 4.0% |
View DAFNA Capital Management LLC's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
Stereotaxis, Inc. | March 08, 2018 | 13,680,554 | 23.4% |
SUNESIS PHARMACEUTICALS INC | February 14, 2018 | 983,000 | 2.9% |
SUNESIS PHARMACEUTICALS INC | February 14, 2017 | 1,133,583 | 5.4% |
WINDTREE THERAPEUTICS INC /DE/ | February 14, 2017 | 208,333 | 2.4% |
ANAVEX LIFE SCIENCES CORP.Sold out | February 16, 2016 | 0 | 0.0% |
DISCOVERY LABORATORIES INC /DE/ | February 16, 2016 | 10,658,699 | 9.2% |
PRECISION OPTICS CORPORATION, INC. | February 13, 2015 | 311,537 | 5.0% |
TearLab Corp | February 14, 2013 | 939,239 | 3.2% |
VIKING SYSTEMS INC | February 14, 2012 | 3,781,468 | 5.2% |
View DAFNA Capital Management LLC's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-14 |
SC 13G/A | 2024-02-14 |
SC 13G | 2024-02-14 |
13F-HR | 2023-11-14 |
13F-HR | 2023-08-14 |
13F-HR | 2023-05-15 |
SC 13G/A | 2023-02-14 |
13F-HR | 2023-02-14 |
13F-HR | 2022-11-14 |
13F-HR | 2022-08-15 |
View DAFNA Capital Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.