$1.71 Billion is the total value of Castle Creek Arbitrage, LLC's 79 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 76.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | Micron Technology Incnote 2.375% 5/0 | $119,404,000 | +80.2% | 33,366,000 | +73.4% | 6.96% | +66.0% | |
| Buy | Micron Technology Incnote 3.125% 5/0 | $110,649,000 | +23.3% | 31,615,000 | +18.8% | 6.45% | +13.5% | |
| Buy | United Therapeutics Corpnote 1.000% 9/1 | $106,078,000 | +80.3% | 39,384,000 | +26.2% | 6.19% | +66.1% | |
| Buy | SanDisk Corpnote 1.500% 8/1 | $101,990,000 | +142.9% | 52,994,000 | +158.5% | 5.95% | +123.8% | |
| Buy | Cadence Design Systems Incnote 2.625% 6/0 | $99,931,000 | +30.4% | 43,734,000 | +32.7% | 5.83% | +20.1% | |
| New | Micron Technology Incnote 1.625% 2/1 | $81,897,000 | – | 26,126,000 | +100.0% | 4.78% | – | |
| FXI | New | iShares Trput | $53,592,000 | – | 1,400,000 | +100.0% | 3.12% | – |
| Buy | Tesla Mtrs Incnote 1.500% 6/0 | $47,172,000 | +60.5% | 23,377,000 | +60.9% | 2.75% | +47.8% | |
| GM | Buy | General Mtrs Cocall | $43,598,000 | +14.2% | 1,365,000 | +29.8% | 2.54% | +5.2% |
| COFWS | Buy | Capital One Finl Corp*w exp 11/14/201 | $40,026,000 | +41.2% | 490,400 | +42.9% | 2.33% | +30.1% |
| SEMGWS | Buy | SemGroup Corp*w exp 11/30/201 | $34,292,000 | +10.8% | 411,816 | +4.9% | 2.00% | +2.0% |
| Buy | Tesla Mtrs Incnote 0.250% 3/0 | $31,906,000 | +33.5% | 33,500,000 | +36.7% | 1.86% | +23.0% | |
| Buy | Chesapeake Energy Corpnote 2.750%11/1 | $22,511,000 | +23.1% | 22,219,000 | +28.8% | 1.31% | +13.4% | |
| FXI | New | iShares Trchina lg-cap etf | $22,509,000 | – | 588,000 | +100.0% | 1.31% | – |
| New | Molina Healthcare Incdbcv 1.625% 8/1 | $20,538,000 | – | 20,500,000 | +100.0% | 1.20% | – | |
| ZIONW | Buy | Zions Bancorporation*w exp 05/22/202 | $15,597,000 | +1.6% | 536,700 | +3.1% | 0.91% | -6.3% |
| Buy | Cobalt Intl Energy Incnote 2 .625%12/0 | $14,716,000 | -6.6% | 17,750,000 | +4.4% | 0.86% | -14.0% | |
| TSLA | Buy | Tesla Mtrs Incput | $12,425,000 | +1162.7% | 51,200 | +1148.8% | 0.72% | +1069.4% |
| New | Volcano Corpnote 1.750%12/0 | $11,419,000 | – | 13,203,000 | +100.0% | 0.67% | – | |
| HPQ | New | Hewlett Packard Coput | $10,641,000 | – | 300,000 | +100.0% | 0.62% | – |
| CMAWS | Buy | Comerica Inc*w exp 11/14/201 | $6,537,000 | +4.3% | 131,100 | +4.9% | 0.38% | -4.0% |
| New | TESARO Incnote 3.000%10/0 | $6,269,000 | – | 6,000,000 | +100.0% | 0.37% | – | |
| ASBWS | Buy | Associated Banc Corp*w exp 11/21/201 | $6,164,000 | -1.0% | 353,833 | +2.8% | 0.36% | -8.9% |
| TRTLU | New | Terrapin 3 Acquisition Corpunit 06/27/2019 | $6,030,000 | – | 600,000 | +100.0% | 0.35% | – |
| CATYW | Buy | Cathay Gen Bancorp*w exp 12/05/201 | $5,749,000 | -1.1% | 231,534 | +1.8% | 0.34% | -9.0% |
| CAMBW | Buy | Cambridge Cap Acquisition Corp*w exp 12/17/201 | $5,606,000 | +20.9% | 575,000 | +21.1% | 0.33% | +11.6% |
| TFSCU | New | 1347 Cap Corpunit 99/99/9999 | $3,535,000 | – | 350,000 | +100.0% | 0.21% | – |
| WTFCW | Buy | Wintrust Finl Corp*w exp 12/19/201 | $3,482,000 | -2.8% | 77,949 | +0.0% | 0.20% | -10.6% |
| WLRHW | New | WL Ross Hldg Corp*w exp 06/11/201 | $2,967,000 | – | 300,000 | +100.0% | 0.17% | – |
| CIE | New | Cobalt International Energy Incput | $2,720,000 | – | 200,000 | +100.0% | 0.16% | – |
| STIWSA | Buy | SunTrust Bks Inc*w exp 12/31/201 | $2,734,000 | -17.6% | 71,900 | +2.7% | 0.16% | -24.3% |
| New | Auxilium Pharmaceuticals Incnote 1.500% 7/1 | $2,513,000 | – | 1,900,000 | +100.0% | 0.15% | – | |
| LEU | New | Centrus Energy Corpcl a | $1,130,000 | – | 110,700 | +100.0% | 0.07% | – |
| HIGWS | New | Hartford Finl Svcs Group Inc*w exp 05/25/201 | $629,000 | – | 16,882 | +100.0% | 0.04% | – |
| WAFDW | Buy | Washington Fed Inc*w exp 11/14/201 | $319,000 | +24.1% | 15,646 | +36.7% | 0.02% | +18.8% |
| ALRPRB | New | Alere Incperp ped conv se | $49,000 | – | 15,000 | +100.0% | 0.00% | – |
| TYFDL | New | Tyson Foods Incunit 99/99/9999 | $10,000 | – | 20,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICRON TECHNOLOGY INC | 26 | Q4 2019 | 31.5% |
| THERAVANCE INC | 24 | Q3 2020 | 1.7% |
| NATIONAL ENERGY SERVICES REU | 21 | Q1 2023 | 0.0% |
| Tesla Mtrs Inc | 19 | Q3 2018 | 1.9% |
| Zions Bancorporation | 19 | Q4 2017 | 1.5% |
| MICRON TECHNOLOGY INC | 18 | Q2 2018 | 33.8% |
| TESARO INC | 18 | Q4 2018 | 7.8% |
| ASSOCIATED BANC CORP | 18 | Q1 2018 | 0.4% |
| SunTrust Bks Inc | 18 | Q4 2017 | 0.2% |
| MICROCHIP TECHNOLOGY INC | 17 | Q1 2020 | 15.8% |
View Castle Creek Arbitrage, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Apeiron Capital Investment Corp.Sold out | January 10, 2024 | 0 | 0.0% |
| Athena Consumer Acquisition Corp.Sold out | January 10, 2024 | 0 | 0.0% |
| Carney Technology Acquisition Corp. IISold out | January 10, 2024 | 0 | 0.0% |
| Cascadia Acquisition Corp.Sold out | January 10, 2024 | 0 | 0.0% |
| Chain Bridge ISold out | January 10, 2024 | 0 | 0.0% |
| Edify Acquisition Corp.Sold out | January 10, 2024 | 0 | 0.0% |
| Focus Impact BH3 Acquisition CoSold out | January 10, 2024 | 0 | 0.0% |
| Gesher I Acquisition Corp.Sold out | January 10, 2024 | 0 | 0.0% |
| Healthwell Acquisition Corp. ISold out | January 10, 2024 | 0 | 0.0% |
| INTEGRATED RAIL & RESOURCES ACQUISITION CORPSold out | January 10, 2024 | 0 | 0.0% |
View Castle Creek Arbitrage, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-18 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
View Castle Creek Arbitrage, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.