$291 Million is the total value of Rock Point Advisors, LLC's 90 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 18.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KW | Buy | Kennedy-Wilson Holdings | $18,226,000 | +32.5% | 1,018,788 | +7.5% | 6.26% | +2.8% |
| C | Buy | Citigroup | $17,168,000 | +55.2% | 278,433 | +8.5% | 5.90% | +20.5% |
| FBP | Sell | First BanCorp PR | $11,908,000 | +60.2% | 1,291,498 | -9.3% | 4.09% | +24.4% |
| LUMN | New | Lumen Technologies | $11,330,000 | – | 1,162,071 | +100.0% | 3.89% | – |
| CB | Sell | Chubb Corporation | $10,996,000 | +28.1% | 71,437 | -3.4% | 3.78% | -0.5% |
| JEF | Sell | Jefferies Financial Group | $10,985,000 | +19.2% | 446,565 | -12.7% | 3.78% | -7.4% |
| PUK | Sell | Prudential PLCadr | $10,635,000 | +27.9% | 287,990 | -1.0% | 3.66% | -0.7% |
| VIAC | Sell | ViacomCBS Inc.cl b | $10,549,000 | +20.1% | 283,123 | -9.7% | 3.63% | -6.7% |
| AAPL | Buy | Apple Computer | $9,663,000 | +15.5% | 72,822 | +0.8% | 3.32% | -10.3% |
| APTV | Sell | Aptiv Plc | $9,330,000 | +37.8% | 71,611 | -3.1% | 3.21% | +6.9% |
| UFS | Sell | Domtar Corporation | $9,186,000 | +13.4% | 290,237 | -5.9% | 3.16% | -12.0% |
| EVH | Sell | Evolent Health Inccl a | $8,523,000 | +22.3% | 531,705 | -5.3% | 2.93% | -5.0% |
| ACN | Sell | Accenture | $8,192,000 | +15.3% | 31,362 | -0.2% | 2.82% | -10.4% |
| AVGO | Sell | Broadcom Ltd | $7,991,000 | +15.7% | 18,251 | -3.7% | 2.75% | -10.2% |
| GLDD | Sell | Great Lakes Dredge & Dock Corp | $6,873,000 | +36.5% | 521,835 | -1.4% | 2.36% | +6.0% |
| TJX | Sell | TJX Companies | $6,100,000 | +22.4% | 89,326 | -0.2% | 2.10% | -4.9% |
| SP | New | Sp Plus Corporation | $5,970,000 | – | 207,090 | +100.0% | 2.05% | – |
| NLY | Buy | Annaly Capital Mgmt | $5,944,000 | +19.3% | 703,431 | +0.5% | 2.04% | -7.4% |
| ICFI | Buy | ICF International Inc | $5,197,000 | +31.1% | 69,914 | +8.5% | 1.79% | +1.8% |
| BPOP | Sell | Popular | $5,153,000 | +50.3% | 91,492 | -3.2% | 1.77% | +16.7% |
| DFIN | Sell | Donnelley Financial Solutions Inc | $5,120,000 | +17.6% | 301,726 | -7.4% | 1.76% | -8.7% |
| SYK | Sell | Stryker | $5,102,000 | +14.6% | 20,820 | -2.5% | 1.75% | -11.0% |
| ASR | Buy | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $4,857,000 | +42.8% | 29,446 | +0.4% | 1.67% | +10.8% |
| GVA | Sell | Granite Construction Inc | $4,787,000 | +30.6% | 179,237 | -13.9% | 1.64% | +1.4% |
| TPIC | Sell | TPI Composites Inc | $4,666,000 | +46.7% | 88,400 | -19.5% | 1.60% | +13.9% |
| CSCO | Buy | Cisco Systems | $4,546,000 | +66.4% | 101,581 | +46.5% | 1.56% | +29.2% |
| WLDN | Sell | Willdan Group Inc | $4,240,000 | +49.2% | 101,680 | -8.7% | 1.46% | +15.8% |
| ING | Sell | ING Groep NV Adrsponsored adr | $4,047,000 | -42.7% | 428,750 | -57.0% | 1.39% | -55.5% |
| AES | Sell | AES | $3,881,000 | +23.2% | 165,160 | -5.0% | 1.33% | -4.4% |
| AIG | Sell | American International Group | $3,797,000 | +11.3% | 100,293 | -19.1% | 1.30% | -13.6% |
| INTC | New | Intel | $3,461,000 | – | 69,473 | +100.0% | 1.19% | – |
| ALB | Sell | Albemarle Corp | $3,332,000 | -5.4% | 22,587 | -42.8% | 1.14% | -26.6% |
| OC | Sell | Owens Corning Inc | $3,167,000 | +7.9% | 41,806 | -1.9% | 1.09% | -16.2% |
| GILD | Buy | Gilead Sciences Inc | $3,063,000 | +56.2% | 52,575 | +69.4% | 1.05% | +21.3% |
| PFE | Buy | Pfizer | $3,059,000 | +513.0% | 83,104 | +510.9% | 1.05% | +375.6% |
| CWENA | Sell | Clearway Energy Inccl a | $3,021,000 | +14.5% | 102,242 | -4.3% | 1.04% | -11.1% |
| WPC | Buy | W. P. Carey | $2,981,000 | +10.2% | 42,234 | +1.7% | 1.02% | -14.4% |
| SAP | New | SAPspon adr | $2,836,000 | – | 21,750 | +100.0% | 0.98% | – |
| GOOGL | Sell | Googlecap stk cl a | $2,778,000 | +18.0% | 1,585 | -1.3% | 0.96% | -8.3% |
| TGI | Sell | Triumph Group Inc | $2,651,000 | +30.6% | 211,072 | -32.3% | 0.91% | +1.3% |
| AMRC | Sell | Amerescocl a | $1,756,000 | -46.4% | 33,605 | -65.7% | 0.60% | -58.3% |
| MUI | Buy | BlackRock Muni Intermediate Duration Fund | $1,668,000 | +29.6% | 112,176 | +22.3% | 0.57% | +0.5% |
| MSFT | Sell | Microsoft | $1,546,000 | +3.8% | 6,949 | -1.9% | 0.53% | -19.5% |
| EMO | Sell | ClearBridge Energy MLP Fund Inc | $1,404,000 | +7.7% | 104,576 | -29.6% | 0.48% | -16.3% |
| GBIL | Sell | Goldman Sachs Access Treasury 0-1 Yr ETFacces treasury | $1,245,000 | -4.9% | 12,436 | -4.6% | 0.43% | -26.2% |
| PZN | New | Pzena Investment Managementclass a | $1,065,000 | – | 145,880 | +100.0% | 0.37% | – |
| JNJ | Sell | Johnson & Johnson | $1,023,000 | +5.0% | 6,499 | -0.7% | 0.35% | -18.3% |
| FLRN | Buy | SPDR Inv Grade Floating Rateinv grd flt rt | $844,000 | +2.7% | 27,600 | +2.7% | 0.29% | -20.3% |
| WIA | Sell | West Claymore Inflation-Linked Securities | $834,000 | -52.5% | 61,175 | -57.5% | 0.29% | -63.1% |
| EVV | Buy | Eaton Vance Ltd Duration | $815,000 | +96.4% | 65,033 | +77.3% | 0.28% | +52.2% |
| PG | Sell | Procter & Gamble | $801,000 | -1.1% | 5,758 | -1.3% | 0.28% | -23.4% |
| NEA | Buy | Nuveen AMT Free Mun Income Fd | $731,000 | +5.3% | 48,440 | +0.1% | 0.25% | -18.2% |
| PEP | Sell | Pepsico | $684,000 | +5.1% | 4,611 | -1.8% | 0.24% | -18.4% |
| BSV | Buy | Vanguard Short-Term Bondshort trm bond | $587,000 | +0.5% | 7,080 | +0.7% | 0.20% | -22.0% |
| SHM | SPDR Nuveen Barclays ST Muninuveen blmbrg sr | $525,000 | -0.2% | 10,550 | 0.0% | 0.18% | -22.7% | |
| DIS | Walt Disney | $518,000 | +46.3% | 2,857 | 0.0% | 0.18% | +13.4% | |
| MFL | BlackRock MuniHoldings Inv Qty | $509,000 | +5.2% | 36,120 | 0.0% | 0.18% | -18.2% | |
| SCHA | Schwab US Small-Cap ETFus sml cap etf | $461,000 | +30.2% | 5,183 | 0.0% | 0.16% | +0.6% | |
| GIM | Buy | Templeton Global Income | $412,000 | +7.0% | 74,974 | +4.2% | 0.14% | -16.5% |
| SCHM | Schwab US Mid-Cap ETFus mid-cap etf | $411,000 | +22.7% | 6,035 | 0.0% | 0.14% | -4.7% | |
| WPM | Wheaton Precious Metals | $377,000 | -15.1% | 9,040 | 0.0% | 0.13% | -34.0% | |
| SCHX | Schwab US Large Cap ETFus lrg cap etf | $373,000 | +13.0% | 4,098 | 0.0% | 0.13% | -12.3% | |
| CVX | Buy | ChevronTexaco | $353,000 | +18.1% | 4,176 | +0.6% | 0.12% | -8.3% |
| GE | Sell | General Electric | $326,000 | +71.6% | 30,160 | -1.1% | 0.11% | +33.3% |
| SCHO | Schwab Short-Term U.S. Treasury ETFsht tm us tres | $315,000 | -0.3% | 6,138 | 0.0% | 0.11% | -22.9% | |
| SCHZ | Buy | Schwab US Aggregate Bond ETFus aggregate b | $303,000 | +8.2% | 5,409 | +8.5% | 0.10% | -16.1% |
| SCHP | Schwab US TIPS ETFus tips etf | $300,000 | +0.7% | 4,831 | 0.0% | 0.10% | -22.0% | |
| SCHF | Schwab International Equity ETFintl eqty etf | $293,000 | +14.9% | 8,132 | 0.0% | 0.10% | -10.6% | |
| RELX | Relx Plcsponsored adr | $289,000 | +10.3% | 11,704 | 0.0% | 0.10% | -14.7% | |
| SCHB | Sell | Schwab US Broad Mkt ETFus brd mkt etf | $284,000 | +10.9% | 3,120 | -2.8% | 0.10% | -13.3% |
| NVO | Novo Nordisk A/Sadr | $279,000 | +0.4% | 4,000 | 0.0% | 0.10% | -22.0% | |
| BRKB | Sell | Berkshire Hathaway Cl Bcl b new | $280,000 | +8.5% | 1,206 | -0.4% | 0.10% | -15.8% |
| BMY | Sell | Bristol-Myers Squibb | $273,000 | +1.9% | 4,401 | -1.1% | 0.09% | -21.0% |
| AMZN | Sell | Amazon.com | $270,000 | -1.5% | 83 | -4.6% | 0.09% | -23.1% |
| EFT | Buy | Eaton Vance Floating Rate | $270,000 | +21.1% | 20,500 | +9.0% | 0.09% | -6.1% |
| BMI | New | Badger Meter | $254,000 | – | 2,700 | +100.0% | 0.09% | – |
| XOM | Sell | Exxon Mobil | $253,000 | +19.3% | 6,129 | -1.0% | 0.09% | -7.4% |
| IBM | International Business Machines | $247,000 | +3.3% | 1,965 | 0.0% | 0.08% | -19.8% | |
| TMO | Buy | Thermo Fisher Scientific | $243,000 | +10.0% | 522 | +4.4% | 0.08% | -14.3% |
| LMT | Sell | Lockheed Martin Corp | $238,000 | -16.2% | 670 | -9.5% | 0.08% | -34.9% |
| EFR | New | Eaton Vance Sr. Floating Rate | $234,000 | – | 18,400 | +100.0% | 0.08% | – |
| TFC | New | Truist Finl Corp Com | $220,000 | – | 4,600 | +100.0% | 0.08% | – |
| CSX | New | CSX | $218,000 | – | 2,400 | +100.0% | 0.08% | – |
| NEM | Newmont Mining | $218,000 | -5.6% | 3,647 | 0.0% | 0.08% | -26.5% | |
| RGLD | Royal Gold Inc | $213,000 | -11.2% | 2,000 | 0.0% | 0.07% | -31.1% | |
| DD | New | Dupont De Nemours Inc | $209,000 | – | 2,936 | +100.0% | 0.07% | – |
| KO | New | Coca-Cola | $209,000 | – | 3,810 | +100.0% | 0.07% | – |
| MRK | Merck | $205,000 | -1.4% | 2,511 | 0.0% | 0.07% | -23.9% | |
| AUY | Yamana Gold | $137,000 | +0.7% | 24,000 | 0.0% | 0.05% | -21.7% | |
| MCR | MFS Charter Income Trustsh ben int | $96,000 | +10.3% | 10,900 | 0.0% | 0.03% | -15.4% | |
| CMO | Exit | Capstead Mortgage Corp | $0 | – | -11,600 | -100.0% | -0.03% | – |
| IVV | Exit | Ishares TRUST S&Pcore s&p500 etf | $0 | – | -705 | -100.0% | -0.10% | – |
| AMJ | Exit | JPM Alerian MLP Index ETNalerian ml etn | $0 | – | -34,940 | -100.0% | -0.17% | – |
| LUMN | Exit | Lumen Technologies | $0 | – | -1,054,316 | -100.0% | -4.71% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Apple Computer | 42 | Q3 2023 | 7.1% |
| TJX Companies | 42 | Q3 2023 | 5.0% |
| Accenture | 42 | Q3 2023 | 4.0% |
| W. P. Carey | 42 | Q3 2023 | 5.1% |
| Stryker | 42 | Q3 2023 | 3.5% |
| Cisco Systems | 42 | Q3 2023 | 3.4% |
| Microsoft | 42 | Q3 2023 | 4.3% |
| Pfizer | 42 | Q3 2023 | 1.5% |
| Procter & Gamble | 42 | Q3 2023 | 0.8% |
| Vanguard Short-Term Bond | 42 | Q3 2023 | 0.9% |
View Rock Point Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-10 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-02-09 |
| 13F-HR | 2021-11-05 |
View Rock Point Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.