BASSO CAPITAL MANAGEMENT, L.P.

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$652 Million is the total value of BASSO CAPITAL MANAGEMENT, L.P.'s 115 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 61.7% .

All

			Value		Shares		↓ Weighting
	Sell	OMNICARE INCnote 3.750% 4/0	$33,281,000	-16.2%	21,300,000	-10.9%	5.10%	-22.8%
	Sell	NOVELLUS SYS INCnote 2.625% 5/1	$26,602,000	+5.3%	12,168,000	-2.7%	4.08%	-3.0%
	Sell	STARWOOD PPTY TR INCnote 4.000% 1/1	$16,400,000	-11.4%	15,150,000	-6.2%	2.51%	-18.4%
	Sell	SANDISK CORPnote 1.500% 8/1	$9,160,000	-54.2%	4,763,000	-51.2%	1.40%	-57.8%
	Sell	HERCULES TECH GROWTH CAP INCnote 6.000% 4/1	$8,709,000	-21.4%	6,992,000	-12.5%	1.34%	-27.6%
	Sell	TAKE-TWO INTERACTIVE SOFTWARnote 1.750%12/0	$7,660,000	-13.4%	5,770,000	-14.8%	1.17%	-20.2%
	Sell	HORSEHEAD HLDG CORPnote 3.800% 7/0	$7,182,000	-22.0%	5,644,000	-15.1%	1.10%	-28.1%
	Sell	NATIONAL HEALTH INVS INCnote 3.250% 4/0	$4,850,000	-33.6%	5,000,000	-31.0%	0.74%	-38.8%
BLVDU	Sell	BOULEVARD ACQUISITION CORPunit 99/99/9999	$1,453,000	-15.2%	143,258	-15.6%	0.22%	-21.8%
DCUB	Sell	DOMINION RES INC VA NEWunit 07/01/2016	$1,443,000	-22.2%	25,750	-19.5%	0.22%	-28.5%
	Sell	CAL DIVE INTL INC DELnote 5.000% 7/1	$941,000	-79.4%	1,450,000	-73.6%	0.14%	-81.1%
AKAM	Sell	AKAMAI TECHNOLOGIES INC	$317,000	-50.5%	5,300	-49.5%	0.05%	-54.2%
FLDM	Sell	FLUIDIGM CORP DEL	$272,000	-58.3%	11,100	-50.0%	0.04%	-61.5%
QTETR	Sell	QUARTET MERGER CORPright 99/99/9999	$144,000	+20.0%	169,600	-5.6%	0.02%	+10.0%
CACGW	Sell	CHART ACQUISITION CORPw exp 12/19/201	$125,000	-0.8%	227,700	-4.2%	0.02%	-9.5%
EAGLW	Sell	SILVER EAGLE ACQUISITION CORw exp 07/26/202	$97,000	-31.2%	215,875	-0.2%	0.02%	-34.8%
EPRPRC	Sell	EPR PPTYS PFD Ccnv 5.75%	$84,000	-84.3%	3,855	-83.8%	0.01%	-85.4%
CWSA	Sell	CITIGROUP INCw exp 01/04/201	$77,000	-24.5%	81,500	-51.1%	0.01%	-29.4%
AQUUW	Exit	AQUASITION CORPw exp 10/25/201	$0	–	-200,000	-100.0%	-0.01%	–
GLRIW	Exit	GLORI ENERGY INCw exp 04/14/201	$0	–	-48,450	-100.0%	-0.01%	–
BACWSB	Exit	BANK OF AMERICA CORPORATIONw exp 10/28/201	$0	–	-91,600	-100.0%	-0.01%	–
QPACW	Exit	QUINPARIO ACQUISITION CORPw exp 09/27/201	$0	–	-52,500	-100.0%	-0.01%	–
JE	Exit	JUST ENERGY GROUP INC	$0	–	-20,000	-100.0%	-0.02%	–
QPAC	Exit	QUINPARIO ACQUISITION CORP	$0	–	-26,844	-100.0%	-0.05%	–
YHOO	Exit	YAHOO INC	$0	–	-8,400	-100.0%	-0.05%	–
AKAM	Exit	AKAMAI TECHNOLOGIES INCput	$0	–	-5,000	-100.0%	-0.05%	–
BMRN	Exit	BIOMARIN PHARMACEUTICAL INC	$0	–	-5,800	-100.0%	-0.06%	–
5100PS	Exit	VOLCANO CORPORATION	$0	–	-29,400	-100.0%	-0.09%	–
DDR	Exit	DDR CORPcall	$0	–	-30,000	-100.0%	-0.09%	–
CRM	Exit	SALESFORCE COM INC	$0	–	-14,000	-100.0%	-0.14%	–
CPHD	Exit	CEPHEID	$0	–	-20,100	-100.0%	-0.16%	–
	Exit	HOME INNS & HOTELS MGMT INCnote 2.000%12/1	$0	–	-1,000,000	-100.0%	-0.16%	–
PSEC	Exit	PROSPECT CAPITAL CORPORATIONput	$0	–	-100,000	-100.0%	-0.18%	–
HOSSQ	Exit	HORNBECK OFFSHORE SVCS INC N	$0	–	-24,000	-100.0%	-0.19%	–
HLX	Exit	HELIX ENERGY SOLUTIONS GRP I	$0	–	-48,000	-100.0%	-0.21%	–
PCLN	Exit	PRICELINE GRP INC	$0	–	-1,050	-100.0%	-0.21%	–
	Exit	RAIT FINANCIAL TRUSTnote 7.000% 4/0	$0	–	-1,000,000	-100.0%	-0.22%	–
VXX	Exit	BARCLAYS BK PLC IPATHcall	$0	–	-50,000	-100.0%	-0.24%	–
LRCX	Exit	LAM RESEARCH CORP	$0	–	-22,800	-100.0%	-0.26%	–
	Exit	BOTTOMLINE TECH DEL INCnote 1.500%12/0	$0	–	-1,500,000	-100.0%	-0.30%	–
HCACU	Exit	HENNESSY CAP ACQUISITION CORunit 99/99/9999	$0	–	-190,000	-100.0%	-0.32%	–
SPY	Exit	SPDR S&P 500 ETFput	$0	–	-15,000	-100.0%	-0.49%	–
	Exit	DEVELOPERS DIVERSIFIED RLTYnote 1.750%11/1	$0	–	-3,000,000	-100.0%	-0.60%	–
SKM	Exit	SK TELECOM LTDsponsored adr	$0	–	-333,000,000	-100.0%	-0.98%	–
	Exit	INTERMUNE INCnote 2.500% 9/1	$0	–	-4,000,000	-100.0%	-1.00%	–
	Exit	LIONS GATE ENTMT INCnote 3.625% 3/1	$0	–	-12,831,000	-100.0%	-7.40%	–
	Exit	MYLAN INCnote 3.750% 9/1	$0	–	-13,000,000	-100.0%	-8.39%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-11-13

Signatures

The EDGAR filing(s) were signed by:

Marc Seidenberg — General Counsel and Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SPDR S&P 500 ETF TRUST	19	Q2 2024	26.0%
ZIONS BANCORPORATION	18	Q3 2017	0.1%
SANOFI RIGHT 12/31/2020	18	Q3 2017	0.0%
CITIGROUP INC	18	Q4 2017	0.0%
BANK OF AMERICA CORPORATION	17	Q3 2017	0.0%
MOLINA HEALTHCARE INC	16	Q1 2018	4.2%
NATIONAL HEALTH INVS INC	16	Q1 2018	1.8%
MICROCHIP TECHNOLOGY INC	15	Q4 2016	8.1%
J2 GLOBAL INC	15	Q2 2018	2.3%
VECTOR GROUP LTD	15	Q2 2018	1.7%

View BASSO CAPITAL MANAGEMENT, L.P.'s complete holdings history.

Latest significant ownerships (13-D/G)

BASSO CAPITAL MANAGEMENT, L.P. Q3 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Compass Digital Acquisition Corp.^{Sold out}	February 10, 2023	0	0.0%
EdtechX Holdings Acquisition Corp. II^{Sold out}	February 10, 2023	0	0.0%
Eve Holding, Inc.^{Sold out}	February 10, 2023	0	0.0%
FoxWayne Enterprises Acquisition Corp.^{Sold out}	February 10, 2023	0	0.0%
Tastemaker Acquisition Corp.^{Sold out}	February 10, 2023	0	0.0%
ACKRELL SPAC Partners I Co.	February 11, 2022	994,246	5.5%
AGBA Acquisition Ltd	February 11, 2022	83,878	1.7%
Airspan Networks Holdings Inc.^{Sold out}	February 11, 2022	0	0.0%
Benessere Capital Acquisition Corp.^{Sold out}	February 11, 2022	0	0.0%
Dune Acquisition Corp	February 11, 2022	222,524	1.3%

View BASSO CAPITAL MANAGEMENT, L.P.'s complete significant-ownership history.

Latest filings

Type	Filed
N-PX	2024-08-15
13F-HR	2024-08-14
13F-HR	2024-05-13
13F-HR	2024-02-14
13F-HR	2023-11-14
13F-HR	2023-08-14
13F-HR	2023-05-15
13F-HR	2023-02-14
SC 13G/A	2023-02-10
SC 13G/A	2023-02-10

View BASSO CAPITAL MANAGEMENT, L.P.'s complete filings history.

All filings

View complete filings history.

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