$109 Million is the total value of Raffles Associates's 46 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 52.0% . Raffles Associates is a hedge fund.
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BPOP | POPULAR INC | $13,448,000 | +13.4% | 262,400 | 0.0% | 12.33% | +19.7% | |
| DVMT | Buy | DELL TECHNOLOGIES INC | $12,140,000 | +19.6% | 125,000 | +4.2% | 11.13% | +26.3% |
| SMBC | SOUTHERN MO BANCORP INC | $9,502,000 | -4.5% | 254,958 | 0.0% | 8.71% | +0.9% | |
| GDP | GOODRICH PETE CORP | $8,537,000 | +13.5% | 608,034 | 0.0% | 7.83% | +19.9% | |
| AER | AERCAP HOLDINGS NV | $6,771,000 | +6.2% | 117,723 | 0.0% | 6.21% | +12.2% | |
| PROV | PROVIDENT FINL HLDGS INC | $6,577,000 | -4.1% | 359,394 | 0.0% | 6.03% | +1.3% | |
| STND | New | STANDARD AVB FINL CORP | $6,348,000 | – | 204,108 | +100.0% | 5.82% | – |
| NVTRQ | Sell | NUVECTRA CORP | $4,697,000 | +4.6% | 213,675 | -2.3% | 4.31% | +10.5% |
| CNX | CNX RESOURCES CORPORATION | $3,077,000 | -19.5% | 215,000 | 0.0% | 2.82% | -15.0% | |
| MAG | Buy | MAG SILVER CORP | $2,943,000 | -18.2% | 362,900 | +9.0% | 2.70% | -13.6% |
| NSSC | NAPCO SEC TECHNOLOGIES INC | $2,484,000 | +2.0% | 166,186 | 0.0% | 2.28% | +7.7% | |
| AGI | Sell | ALAMOS GOLD INC NEW | $2,305,000 | -33.4% | 500,000 | -17.8% | 2.11% | -29.7% |
| FLY | FLY LEASING LTDsponsored adr | $2,247,000 | +0.1% | 159,350 | 0.0% | 2.06% | +5.7% | |
| KL | New | KIRKLAND LAKE GOLD LTD | $1,899,000 | – | 100,000 | +100.0% | 1.74% | – |
| MAYS | MAYS J W INC | $1,777,000 | -1.7% | 44,939 | 0.0% | 1.63% | +3.8% | |
| JO | Buy | BARCLAYS BK PLCipath b coffee | $1,741,000 | +95.8% | 45,000 | +125.0% | 1.60% | +106.7% |
| CBS | New | CBS CORP NEWcl b | $1,724,000 | – | 30,000 | +100.0% | 1.58% | – |
| LSXMK | LIBERTY MEDIA CORP DELAWARE | $1,554,000 | -4.2% | 35,756 | 0.0% | 1.42% | +1.2% | |
| MIND | Buy | MITCHAM INDS INC | $1,381,000 | +8.8% | 332,700 | +5.4% | 1.27% | +14.9% |
| VXX | New | BARCLAYS BK PLCipath s&p500 vix | $1,334,000 | – | 50,000 | +100.0% | 1.22% | – |
| TWTR | New | TWITTER INC | $1,281,000 | – | 45,000 | +100.0% | 1.17% | – |
| AMBC | AMBAC FINL GROUP INC | $1,021,000 | +2.9% | 50,000 | 0.0% | 0.94% | +8.7% | |
| AMAL | New | AMALGAMATED BK NEW YORK N Yclass a | $984,000 | – | 51,000 | +100.0% | 0.90% | – |
| HPR | New | HIGHPOINT RES CORP | $927,000 | – | 190,000 | +100.0% | 0.85% | – |
| CCR | Sell | CONSOL COAL RES LP | $900,000 | -6.9% | 50,146 | -21.9% | 0.82% | -1.7% |
| MFNC | Sell | MACKINAC FINL CORP | $866,000 | -22.4% | 53,474 | -20.5% | 0.79% | -18.1% |
| CLBK | COLUMBIA FINL INC | $835,000 | +0.8% | 50,000 | 0.0% | 0.76% | +6.4% | |
| FSM | FORTUNA SILVER MINES INC | $830,000 | -23.1% | 190,000 | 0.0% | 0.76% | -18.8% | |
| CEIX | CONSOL ENERGY INC NEW | $811,000 | +6.4% | 19,875 | 0.0% | 0.74% | +12.2% | |
| LSXMA | LIBERTY MEDIA CORP DELAWARE | $777,000 | -3.5% | 17,878 | 0.0% | 0.71% | +1.9% | |
| LBRDK | LIBERTY BROADBAND CORP | $754,000 | +11.4% | 8,939 | 0.0% | 0.69% | +17.5% | |
| WCFB | WCF BANCORP INC | $737,000 | +4.1% | 78,708 | 0.0% | 0.68% | +9.9% | |
| SAND | New | SANDSTORM GOLD LTD | $653,000 | – | 175,000 | +100.0% | 0.60% | – |
| RIVE | New | RIVERVIEW FINL CORP NEW | $642,000 | – | 47,204 | +100.0% | 0.59% | – |
| TUR | New | ISHARES INCmsci turkey etf | $595,000 | – | 25,000 | +100.0% | 0.54% | – |
| AXU | Buy | ALEXCO RESOURCE CORP | $591,000 | -11.1% | 573,400 | +15.0% | 0.54% | -6.1% |
| PBIP | PRUDENTIAL BANCORP INC NEW | $572,000 | -10.3% | 33,040 | 0.0% | 0.52% | -5.4% | |
| OTEL | Buy | OTELCO INCcl a new | $522,000 | +74.0% | 30,000 | +50.0% | 0.48% | +84.2% |
| SRCI | New | SRC ENERGY INC | $444,000 | – | 50,000 | +100.0% | 0.41% | – |
| VOXX | Buy | VOXX INTL CORPcl a | $390,000 | +44.4% | 75,000 | +50.0% | 0.36% | +53.0% |
| FWONK | LIBERTY MEDIA CORP DELAWARE | $332,000 | 0.0% | 8,939 | 0.0% | 0.30% | +5.6% | |
| SELF | GLOBAL SELF STORAGE INC | $324,000 | +0.9% | 77,294 | 0.0% | 0.30% | +6.5% | |
| LBRDA | LIBERTY BROADBAND CORP | $225,000 | +11.4% | 2,669 | 0.0% | 0.21% | +17.7% | |
| RAND | RAND CAP CORP | $204,000 | -10.9% | 85,000 | 0.0% | 0.19% | -6.0% | |
| UBCP | UNITED BANCORP INC OHIO | $197,000 | -2.5% | 15,000 | 0.0% | 0.18% | +3.4% | |
| SVM | SILVERCORP METALS INC | $185,000 | -7.5% | 75,000 | 0.0% | 0.17% | -2.3% | |
| BTX | Exit | BIOTIME INC | $0 | – | -45,000 | -100.0% | -0.08% | – |
| SYNC | Exit | SYNACOR INC | $0 | – | -80,139 | -100.0% | -0.14% | – |
| FBP | Exit | FIRST BANCORP P R | $0 | – | -30,000 | -100.0% | -0.20% | – |
| AWX | Exit | AVALON HLDGS CORPcl a | $0 | – | -155,448 | -100.0% | -0.29% | – |
| UPLCQ | Exit | ULTRA PETROLEUM CORP | $0 | – | -150,000 | -100.0% | -0.30% | – |
| SCO | Exit | PROSHARES TR IIulsht bloomb oil | $0 | – | -25,000 | -100.0% | -0.32% | – |
| LBTYA | Exit | LIBERTY GLOBAL PLC | $0 | – | -15,000 | -100.0% | -0.36% | – |
| AAVVF | Exit | ADVANTAGE OIL & GAS LTD | $0 | – | -259,636 | -100.0% | -0.70% | – |
| NUGT | Exit | DIREXION SHS ETF TRdly gold indx 3x | $0 | – | -50,000 | -100.0% | -1.06% | – |
| JNUG | Exit | DIREXION SHS ETF TRdaily jr bull 3x | $0 | – | -100,000 | -100.0% | -1.18% | – |
| EEM | Exit | ISHARES TRmsci emg mkt etf | $0 | – | -50,000 | -100.0% | -1.88% | – |
| NSU | Exit | NEVSUN RES LTD | $0 | – | -775,000 | -100.0% | -2.33% | – |
| REIS | Exit | REIS INC | $0 | – | -145,248 | -100.0% | -2.75% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -106,300 | -100.0% | -5.12% | – |
| TBT | Exit | PROSHARES TR | $0 | – | -175,000 | -100.0% | -5.46% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-14
About Raffles Associates
Raffles Associates is a well-known investment firm that has been providing financial services to its clients for over a decade. The company is headquartered in Singapore and has a team of experienced professionals who are dedicated to providing the best investment advice to their clients. The company's CEO, Mr. Tan, has been in the finance industry for over 20 years and has a wealth of experience in managing investments.
Raffles Associates offers a wide range of investment services, including portfolio management, wealth management, and financial planning. The company's Chief Investment Officer, Ms. Lee, is responsible for overseeing the investment strategies of the firm and ensuring that the clients' portfolios are well-diversified and optimized for their investment goals.
One of the key strengths of Raffles Associates is its focus on research and analysis. The company has a team of analysts who conduct in-depth research on various industries and companies to identify investment opportunities. This research is then used to develop investment strategies that are tailored to the specific needs of each client.
Overall, Raffles Associates is a reputable investment firm that has a strong track record of delivering solid returns to its clients. The company's experienced team, focus on research and analysis, and commitment to providing personalized investment advice make it a top choice for investors looking to grow their wealth.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SOUTHERN MO BANCORP INC | 40 | Q1 2023 | 12.6% |
| PROVIDENT FINL HLDGS INC | 40 | Q1 2023 | 9.9% |
| MAYS J W INC | 40 | Q1 2023 | 3.3% |
| NAPCO SECURITY SYSTEMS INC | 40 | Q1 2023 | 3.9% |
| AVALON HOLDINGS CORP-A | 34 | Q1 2023 | 1.2% |
| UNITED BANCORP INC/OHIO | 34 | Q1 2023 | 0.3% |
| POPULAR INC | 33 | Q1 2023 | 16.1% |
| MAG SILVER CORP | 33 | Q3 2022 | 4.8% |
| MACKINAC FINL CORP | 30 | Q2 2021 | 1.5% |
| AERCAP HOLDINGS NV | 29 | Q2 2020 | 7.0% |
View Raffles Associates's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEE Group Inc. | February 15, 2023 | 8,913,857 | 7.8% |
| PROVIDENT FINANCIAL HOLDINGS INC | February 15, 2023 | 381,349 | 5.3% |
| GOODRICH PETROLEUM CORP | January 21, 2021 | 10 | 5.4% |
| AVALON HOLDINGS CORP | February 08, 2018 | 158,448 | 4.9% |
| SOUTHERN MISSOURI BANCORP INC | February 14, 2014 | 162,979 | 4.9% |
| Standard Financial Corp. | February 14, 2014 | 219,508 | 7.3% |
| UNITED BANCORP INC /MI/ | February 14, 2014 | 10 | 4.5% |
| Red Lion Hotels CORP | February 14, 2013 | 889,487 | 4.6% |
| OPTI INC | February 14, 2012 | 10 | 6.1% |
| ROYAL FINANCIAL, INC. | March 16, 2010 | 172,129 | 6.7% |
View Raffles Associates's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-05-15 |
| D/A | 2023-03-13 |
| SC 13G/A | 2023-02-15 |
| SC 13G | 2023-02-15 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| D/A | 2022-03-09 |
| 13F-HR | 2022-02-15 |
View Raffles Associates's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.