$95.8 Million is the total value of Raffles Associates's 50 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 30.8% . Raffles Associates is a hedge fund.
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PROV | PROVIDENT FINL HLDGS INC | $7,253,000 | -9.7% | 483,500 | 0.0% | 7.57% | +1.5% | |
| EGO | Buy | ELDORADO GOLD CORP NEW | $5,741,000 | -6.8% | 1,013,385 | +10.9% | 5.99% | +4.7% |
| SMBC | Sell | SOUTHERN MO BANCORP INC | $5,422,000 | +15.3% | 162,979 | -7.8% | 5.66% | +29.5% |
| GST | Sell | GASTAR EXPL INC | $5,381,000 | +58.8% | 777,582 | -9.3% | 5.62% | +78.5% |
| RLH | RED LION HOTELS CORP | $5,291,000 | +14.8% | 874,487 | 0.0% | 5.52% | +29.0% | |
| AER | Sell | AERCAP HOLDINGS NV | $4,515,000 | +38.3% | 117,723 | -29.8% | 4.71% | +55.4% |
| EOX | Sell | EMERALD OIL INC | $3,806,000 | -6.3% | 496,843 | -12.1% | 3.97% | +5.2% |
| REIS | REIS INC | $3,562,000 | +19.1% | 185,209 | 0.0% | 3.72% | +33.8% | |
| CHFN | CHARTER FINL CORP MD | $2,938,000 | -0.3% | 272,800 | 0.0% | 3.07% | +12.1% | |
| MLVF | MALVERN BANCORP INC | $2,650,000 | -13.7% | 240,900 | 0.0% | 2.77% | -3.0% | |
| LMCA | LIBERTY MEDIA CORP DELAWAREcl a | $2,615,000 | -0.6% | 17,878 | 0.0% | 2.73% | +11.7% | |
| GDPMQ | New | GOODRICH PETE CORP | $2,553,000 | – | 150,000 | +100.0% | 2.66% | – |
| MAG | MAG SILVER CORP | $2,393,000 | -12.4% | 463,100 | 0.0% | 2.50% | -1.6% | |
| AIGWS | AMERICAN INTL GROUP INC*w exp 01/19/202 | $2,329,000 | +6.9% | 115,000 | 0.0% | 2.43% | +20.1% | |
| CIFC | Sell | CIFC CORP | $2,175,000 | -4.5% | 279,516 | -3.2% | 2.27% | +7.3% |
| ARR | Buy | ARMOUR RESIDENTIAL REIT INC | $2,105,000 | +54.2% | 525,000 | +61.5% | 2.20% | +73.3% |
| NVSL | Sell | NAUGATUCK VY FINL CORP MD | $2,102,000 | -16.8% | 290,321 | -12.1% | 2.19% | -6.6% |
| TRQ | Buy | TURQUOISE HILL RES LTD | $1,979,000 | +49.4% | 600,000 | +100.0% | 2.07% | +67.8% |
| MAYS | Sell | MAYS J W INC | $1,796,000 | +29.1% | 53,620 | -1.8% | 1.88% | +45.1% |
| VPG | Sell | VISHAY PRECISION GROUP INC | $1,787,000 | -18.1% | 120,000 | -20.0% | 1.86% | -8.0% |
| PNCWS | PNC FINL SVCS GROUP INC*w exp 12/31/201 | $1,727,000 | +15.3% | 97,300 | 0.0% | 1.80% | +29.5% | |
| WFCWS | Sell | WELLS FARGO & CO NEW*w exp 10/28/201 | $1,684,000 | +1.0% | 105,900 | -10.9% | 1.76% | +13.4% |
| FLY | Sell | FLY LEASING LTDsponsored adr | $1,552,000 | -67.9% | 96,563 | -72.3% | 1.62% | -64.0% |
| HK | New | HALCON RES CORP | $1,544,000 | – | 400,000 | +100.0% | 1.61% | – |
| AAVVF | Sell | ADVANTAGE OIL & GAS LTD | $1,516,000 | -1.4% | 350,000 | -12.5% | 1.58% | +10.8% |
| SLW | SILVER WHEATON CORP | $1,511,000 | -18.7% | 75,000 | 0.0% | 1.58% | -8.6% | |
| PLG | Sell | PLATINUM GROUP METALS LTD | $1,511,000 | +5.7% | 1,266,450 | -10.6% | 1.58% | +18.8% |
| WBKC | Sell | WOLVERINE BANCORP INC | $1,399,000 | -29.8% | 65,700 | -34.8% | 1.46% | -21.2% |
| FMNB | Buy | FARMERS NATL BANC CORP | $1,361,000 | +12.0% | 207,827 | +7.9% | 1.42% | +25.9% |
| AWX | Sell | AVALON HLDGS CORPcl a | $1,196,000 | -4.5% | 229,969 | -1.3% | 1.25% | +7.2% |
| CYNI | New | CYAN INC | $1,178,000 | – | 222,600 | +100.0% | 1.23% | – |
| NSSC | Sell | NAPCO SEC TECHNOLOGIES INC | $1,176,000 | +12.3% | 187,186 | -5.1% | 1.23% | +26.2% |
| MHRCQ | Sell | MAGNUM HUNTER RES CORP DEL | $1,097,000 | -27.4% | 150,000 | -38.8% | 1.14% | -18.5% |
| USEG | Sell | U S ENERGY CORP WYO | $1,063,000 | +72.0% | 282,670 | -3.5% | 1.11% | +93.4% |
| WAYN | WAYNE SVGS BANCSHARES INC NE | $1,024,000 | +2.0% | 94,005 | 0.0% | 1.07% | +14.6% | |
| COWN | COWEN GROUP INC NEWcl a | $880,000 | +13.7% | 225,000 | 0.0% | 0.92% | +27.8% | |
| SOQ | Sell | SONDE RES CORP | $800,000 | -31.2% | 1,166,886 | -2.5% | 0.84% | -22.7% |
| CYS | CYS INVTS INC | $741,000 | -8.9% | 100,000 | 0.0% | 0.77% | +2.4% | |
| CHEV | CHEVIOT FINL CORP NEW | $721,000 | -5.3% | 70,000 | 0.0% | 0.75% | +6.5% | |
| WLFC | Sell | WILLIS LEASE FINANCE CORP | $680,000 | -12.0% | 39,169 | -20.3% | 0.71% | -1.1% |
| AGNC | AMERICAN CAPITAL AGENCY CORP | $675,000 | -14.6% | 35,000 | 0.0% | 0.70% | -4.0% | |
| AYR | Sell | AIRCASTLE LTD | $580,000 | -63.9% | 30,254 | -67.2% | 0.60% | -59.5% |
| AXU | ALEXCO RESOURCE CORP | $462,000 | -12.3% | 366,914 | 0.0% | 0.48% | -1.6% | |
| NSU | NEVSUN RES LTD | $353,000 | +7.6% | 100,000 | 0.0% | 0.37% | +20.7% | |
| AMRI | New | ALBANY MOLECULAR RESH INC | $252,000 | – | 25,000 | +100.0% | 0.26% | – |
| FSC | New | FIFTH STREET FINANCE CORP | $231,000 | – | 25,000 | +100.0% | 0.24% | – |
| VCON | VICON INDS INC | $195,000 | +17.5% | 63,196 | 0.0% | 0.20% | +32.5% | |
| MDM | MOUNTAIN PROV DIAMONDS INC | $132,000 | -3.6% | 25,000 | 0.0% | 0.14% | +8.7% | |
| FULL | New | FULL CIRCLE CAP CORP | $106,000 | – | 15,000 | +100.0% | 0.11% | – |
| GROW | New | U S GLOBAL INVS INCcl a | $64,000 | – | 25,000 | +100.0% | 0.07% | – |
| AMTG | Exit | APOLLO RESIDENTIAL MTG INC | $0 | – | -50,000 | -100.0% | -0.68% | – |
| NUGT | Exit | DIREXION SHS DAILY GOLD MINERetf tr | $0 | – | -15,000 | -100.0% | -0.70% | – |
| PPBI | Exit | PACIFIC PREMIER BANCORP | $0 | – | -70,173 | -100.0% | -0.88% | – |
| AMIC | Exit | AMERICAN INDEPENDENCE CORP | $0 | – | -140,835 | -100.0% | -1.30% | – |
| VXX | Exit | IPATH S&P500 VIXtr unit | $0 | – | -100,000 | -100.0% | -1.37% | – |
| HTS | Exit | HATTERAS FINL CORP | $0 | – | -80,000 | -100.0% | -1.39% | – |
| CNX | Exit | CONSOL ENERGY INC | $0 | – | -75,000 | -100.0% | -2.34% | – |
| OBAF | Exit | OBA FINL SVCS INC | $0 | – | -147,407 | -100.0% | -2.60% | – |
| STND | Exit | STANDARD FINL CORP MD | $0 | – | -239,508 | -100.0% | -4.06% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-14
About Raffles Associates
Raffles Associates is a well-known investment firm that has been providing financial services to its clients for over a decade. The company is headquartered in Singapore and has a team of experienced professionals who are dedicated to providing the best investment advice to their clients. The company's CEO, Mr. Tan, has been in the finance industry for over 20 years and has a wealth of experience in managing investments.
Raffles Associates offers a wide range of investment services, including portfolio management, wealth management, and financial planning. The company's Chief Investment Officer, Ms. Lee, is responsible for overseeing the investment strategies of the firm and ensuring that the clients' portfolios are well-diversified and optimized for their investment goals.
One of the key strengths of Raffles Associates is its focus on research and analysis. The company has a team of analysts who conduct in-depth research on various industries and companies to identify investment opportunities. This research is then used to develop investment strategies that are tailored to the specific needs of each client.
Overall, Raffles Associates is a reputable investment firm that has a strong track record of delivering solid returns to its clients. The company's experienced team, focus on research and analysis, and commitment to providing personalized investment advice make it a top choice for investors looking to grow their wealth.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SOUTHERN MO BANCORP INC | 42 | Q3 2023 | 12.6% |
| PROVIDENT FINL HLDGS INC | 42 | Q3 2023 | 9.9% |
| MAYS J W INC | 42 | Q3 2023 | 3.3% |
| NAPCO SECURITY SYSTEMS INC | 42 | Q3 2023 | 3.9% |
| AVALON HOLDINGS CORP-A | 36 | Q3 2023 | 1.2% |
| UNITED BANCORP INC/OHIO | 36 | Q3 2023 | 0.3% |
| POPULAR INC | 35 | Q3 2023 | 16.1% |
| MAG SILVER CORP | 33 | Q3 2022 | 4.8% |
| MACKINAC FINL CORP | 30 | Q2 2021 | 1.5% |
| AERCAP HOLDINGS NV | 29 | Q2 2020 | 7.0% |
View Raffles Associates's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GOODRICH PETROLEUM CORP | January 21, 2021 | 10 | 5.4% |
| AVALON HOLDINGS CORP | February 08, 2018 | 158,448 | 4.9% |
| SOUTHERN MISSOURI BANCORP INC | February 14, 2014 | 162,979 | 4.9% |
| Standard Financial Corp. | February 14, 2014 | 219,508 | 7.3% |
| UNITED BANCORP INC /MI/ | February 14, 2014 | 10 | 4.5% |
| Red Lion Hotels CORP | February 14, 2013 | 889,487 | 4.6% |
| OPTI INC | February 14, 2012 | 10 | 6.1% |
| ROYAL FINANCIAL, INC. | March 16, 2010 | 172,129 | 6.7% |
| GS FINANCIAL CORP | February 16, 2010 | 67,996 | 5.4% |
| NEOMAGIC CORP | January 30, 2009 | ? | ? |
View Raffles Associates's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| D/A | 2024-03-14 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| D/A | 2023-03-13 |
| SC 13G/A | 2023-02-15 |
| SC 13G | 2023-02-15 |
View Raffles Associates's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.