$108 Million is the total value of Raffles Associates's 52 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 16.7% . Raffles Associates is a hedge fund.
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PROV | PROVIDENT FINL HLDGS INC | $8,031,000 | +4.6% | 483,500 | 0.0% | 7.46% | -6.4% | |
| EGO | Buy | ELDORADO GOLD CORP NEW | $6,161,000 | +15.2% | 913,385 | +5.8% | 5.72% | +3.0% |
| FLY | Buy | FLY LEASING LTDsponsored adr | $4,837,000 | +492.0% | 348,506 | +618.5% | 4.49% | +430.0% |
| SMBC | Sell | SOUTHERN MO BANCORP INC | $4,704,000 | +0.1% | 176,860 | -3.3% | 4.37% | -10.4% |
| RLH | RED LION HOTELS CORP | $4,609,000 | -13.7% | 874,487 | 0.0% | 4.28% | -22.8% | |
| STND | STANDARD FINL CORP MD | $4,371,000 | -4.2% | 239,508 | 0.0% | 4.06% | -14.3% | |
| EOX | EMERALD OIL INC | $4,064,000 | +4.8% | 565,284 | 0.0% | 3.78% | -6.2% | |
| GST | Sell | GASTAR EXPL LTD | $3,388,000 | +36.1% | 857,604 | -8.0% | 3.15% | +21.7% |
| AER | AERCAP HOLDINGS NV | $3,264,000 | +11.5% | 167,723 | 0.0% | 3.03% | -0.3% | |
| MLVF | MALVERN BANCORP INC | $3,069,000 | +6.4% | 240,900 | 0.0% | 2.85% | -4.8% | |
| REIS | REIS INC | $2,991,000 | -12.7% | 185,209 | 0.0% | 2.78% | -21.9% | |
| CHFN | CHARTER FINL CORP MD | $2,946,000 | +7.1% | 272,800 | 0.0% | 2.74% | -4.2% | |
| OBAF | OBA FINL SVCS INC | $2,801,000 | +3.1% | 147,407 | 0.0% | 2.60% | -7.8% | |
| MAG | Buy | MAG SILVER CORP | $2,733,000 | +10.3% | 463,100 | +9.5% | 2.54% | -1.3% |
| LMCA | LIBERTY MEDIA CORP DELAWAREcl a | $2,631,000 | +16.1% | 17,878 | 0.0% | 2.44% | +3.9% | |
| NVSL | NAUGATUCK VY FINL CORP MD | $2,527,000 | +4.1% | 330,321 | 0.0% | 2.35% | -6.9% | |
| CNX | CONSOL ENERGY INC | $2,524,000 | +24.2% | 75,000 | 0.0% | 2.34% | +11.1% | |
| CIFC | Buy | CIFC CORP | $2,278,000 | +5.7% | 288,716 | +1.1% | 2.12% | -5.5% |
| VPG | VISHAY PRECISION GROUP INC | $2,183,000 | -3.9% | 150,000 | 0.0% | 2.03% | -14.0% | |
| AIGWS | AMERICAN INTL GROUP INC*w exp 01/19/202 | $2,179,000 | +3.9% | 115,000 | 0.0% | 2.02% | -7.1% | |
| WBKC | WOLVERINE BANCORP INC | $1,994,000 | +5.1% | 100,700 | 0.0% | 1.85% | -6.0% | |
| SLW | Sell | SILVER WHEATON CORP | $1,858,000 | -5.3% | 75,000 | -25.0% | 1.73% | -15.3% |
| WFCWS | WELLS FARGO & CO NEW*w exp 10/28/201 | $1,668,000 | +2.7% | 118,800 | 0.0% | 1.55% | -8.1% | |
| AYR | AIRCASTLE LTD | $1,607,000 | +8.9% | 92,300 | 0.0% | 1.49% | -2.6% | |
| AAVVF | ADVANTAGE OIL & GAS LTD | $1,537,000 | -2.7% | 400,000 | 0.0% | 1.43% | -13.0% | |
| MHRCQ | Sell | MAGNUM HUNTER RES CORP DEL | $1,512,000 | +47.9% | 245,000 | -12.5% | 1.40% | +32.4% |
| PNCWS | PNC FINL SVCS GROUP INC*w exp 12/31/201 | $1,498,000 | +2.0% | 97,300 | 0.0% | 1.39% | -8.8% | |
| HTS | New | HATTERAS FINL CORP | $1,497,000 | – | 80,000 | +100.0% | 1.39% | – |
| VXX | New | IPATH S&P500 VIXtr unit | $1,470,000 | – | 100,000 | +100.0% | 1.37% | – |
| PLG | Buy | PLATINUM GROUP METALS LTD | $1,430,000 | +24.0% | 1,416,450 | +7.6% | 1.33% | +10.9% |
| AMIC | Buy | AMERICAN INDEPENDENCE CORP | $1,404,000 | +46.4% | 140,835 | +1.9% | 1.30% | +30.9% |
| MAYS | MAYS J W INC | $1,391,000 | +5.0% | 54,620 | 0.0% | 1.29% | -6.1% | |
| ARR | ARMOUR RESIDENTIAL REIT INC | $1,365,000 | -10.8% | 325,000 | 0.0% | 1.27% | -20.3% | |
| TRQ | New | TURQUOISE HILL RES LTD | $1,325,000 | – | 300,000 | +100.0% | 1.23% | – |
| AWX | AVALON HLDGS CORPcl a | $1,253,000 | +49.3% | 232,969 | 0.0% | 1.16% | +33.6% | |
| FMNB | Buy | FARMERS NATL BANC CORP | $1,215,000 | +24.9% | 192,601 | +24.3% | 1.13% | +11.8% |
| SOQ | SONDE RES CORP | $1,162,000 | +15.9% | 1,197,386 | 0.0% | 1.08% | +3.6% | |
| NSSC | Sell | NAPCO SEC TECHNOLOGIES INC | $1,047,000 | +0.9% | 197,186 | -9.2% | 0.97% | -9.7% |
| WAYN | WAYNE SVGS BANCSHARES INC NE | $1,004,000 | +8.4% | 94,005 | 0.0% | 0.93% | -3.0% | |
| PPBI | Sell | PACIFIC PREMIER BANCORP | $942,000 | -15.0% | 70,173 | -22.6% | 0.88% | -24.0% |
| CYS | Sell | CYS INVTS INC | $813,000 | -55.9% | 100,000 | -50.0% | 0.76% | -60.5% |
| AGNC | New | AMERICAN CAPITAL AGENCY CORP | $790,000 | – | 35,000 | +100.0% | 0.73% | – |
| COWN | Buy | COWEN GROUP INC NEWcl a | $774,000 | +433.8% | 225,000 | +350.0% | 0.72% | +376.2% |
| WLFC | WILLIS LEASE FINANCE CORP | $773,000 | +16.4% | 49,169 | 0.0% | 0.72% | +4.1% | |
| CHEV | CHEVIOT FINL CORP NEW | $761,000 | -4.0% | 70,000 | 0.0% | 0.71% | -14.2% | |
| NUGT | New | DIREXION SHS DAILY GOLD MINERetf tr | $754,000 | – | 15,000 | +100.0% | 0.70% | – |
| AMTG | New | APOLLO RESIDENTIAL MTG INC | $730,000 | – | 50,000 | +100.0% | 0.68% | – |
| USEG | Sell | U S ENERGY CORP WYO | $618,000 | -6.1% | 292,970 | -7.9% | 0.57% | -16.0% |
| AXU | Sell | ALEXCO RESOURCE CORP | $527,000 | -32.8% | 366,914 | -47.9% | 0.49% | -39.8% |
| NSU | NEVSUN RES LTD | $328,000 | +5.5% | 100,000 | 0.0% | 0.30% | -5.6% | |
| VCON | VICON INDS INC | $166,000 | +1.2% | 63,196 | 0.0% | 0.15% | -9.4% | |
| MDM | MOUNTAIN PROV DIAMONDS INC | $137,000 | +4.6% | 25,000 | 0.0% | 0.13% | -6.6% | |
| NUGT | Exit | DIREXION SHS ETF TRdly glmnrbu3xnew | $0 | – | -200,000 | -100.0% | -1.22% | – |
| JMI | Exit | JAVELIN MTG INVT CORP | $0 | – | -177,000 | -100.0% | -2.59% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-15
About Raffles Associates
Raffles Associates is a well-known investment firm that has been providing financial services to its clients for over a decade. The company is headquartered in Singapore and has a team of experienced professionals who are dedicated to providing the best investment advice to their clients. The company's CEO, Mr. Tan, has been in the finance industry for over 20 years and has a wealth of experience in managing investments.
Raffles Associates offers a wide range of investment services, including portfolio management, wealth management, and financial planning. The company's Chief Investment Officer, Ms. Lee, is responsible for overseeing the investment strategies of the firm and ensuring that the clients' portfolios are well-diversified and optimized for their investment goals.
One of the key strengths of Raffles Associates is its focus on research and analysis. The company has a team of analysts who conduct in-depth research on various industries and companies to identify investment opportunities. This research is then used to develop investment strategies that are tailored to the specific needs of each client.
Overall, Raffles Associates is a reputable investment firm that has a strong track record of delivering solid returns to its clients. The company's experienced team, focus on research and analysis, and commitment to providing personalized investment advice make it a top choice for investors looking to grow their wealth.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SOUTHERN MO BANCORP INC | 40 | Q1 2023 | 12.6% |
| PROVIDENT FINL HLDGS INC | 40 | Q1 2023 | 9.9% |
| MAYS J W INC | 40 | Q1 2023 | 3.3% |
| NAPCO SECURITY SYSTEMS INC | 40 | Q1 2023 | 3.9% |
| AVALON HOLDINGS CORP-A | 34 | Q1 2023 | 1.2% |
| UNITED BANCORP INC/OHIO | 34 | Q1 2023 | 0.3% |
| POPULAR INC | 33 | Q1 2023 | 16.1% |
| MAG SILVER CORP | 33 | Q3 2022 | 4.8% |
| MACKINAC FINL CORP | 30 | Q2 2021 | 1.5% |
| AERCAP HOLDINGS NV | 29 | Q2 2020 | 7.0% |
View Raffles Associates's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEE Group Inc. | February 15, 2023 | 8,913,857 | 7.8% |
| PROVIDENT FINANCIAL HOLDINGS INC | February 15, 2023 | 381,349 | 5.3% |
| GOODRICH PETROLEUM CORP | January 21, 2021 | 10 | 5.4% |
| AVALON HOLDINGS CORP | February 08, 2018 | 158,448 | 4.9% |
| SOUTHERN MISSOURI BANCORP INC | February 14, 2014 | 162,979 | 4.9% |
| Standard Financial Corp. | February 14, 2014 | 219,508 | 7.3% |
| UNITED BANCORP INC /MI/ | February 14, 2014 | 10 | 4.5% |
| Red Lion Hotels CORP | February 14, 2013 | 889,487 | 4.6% |
| OPTI INC | February 14, 2012 | 10 | 6.1% |
| ROYAL FINANCIAL, INC. | March 16, 2010 | 172,129 | 6.7% |
View Raffles Associates's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-05-15 |
| D/A | 2023-03-13 |
| SC 13G/A | 2023-02-15 |
| SC 13G | 2023-02-15 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| D/A | 2022-03-09 |
| 13F-HR | 2022-02-15 |
View Raffles Associates's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.