$3.97 Billion is the total value of UBS OCONNOR LLC's 552 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 0.0% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
OXYWS | OCCIDENTAL*wexp | $42,990,000 | +16.6% | 1,000,000 | 0.0% | 1.08% | -7.0% | |
SCREAMINGclass | $26,070,201 | +1.3% | 2,492,371 | 0.0% | 0.66% | -19.1% | ||
LENDINGTREnote0 | $23,700,000 | +2.6% | 30,000,000 | 0.0% | 0.60% | -18.1% | ||
GORES HOLDclass | $23,541,579 | +1.4% | 2,265,792 | 0.0% | 0.59% | -19.1% | ||
BANDWIDTHnote0 | $22,662,500 | +2.0% | 35,000,000 | 0.0% | 0.57% | -18.5% | ||
NEW PROVIDclass | $20,134,921 | +3.0% | 1,857,465 | 0.0% | 0.51% | -17.7% | ||
PETIQ INCnote4 | $19,512,243 | +7.7% | 20,000,000 | 0.0% | 0.49% | -14.0% | ||
ACORDA THEnote6 | $19,200,000 | +0.5% | 30,000,000 | 0.0% | 0.48% | -19.7% | ||
TRAVERE THnote2 | $16,144,712 | -20.9% | 25,000,000 | 0.0% | 0.41% | -36.8% | ||
APPLIED OPnote5 | $14,987,500 | +24.1% | 15,000,000 | 0.0% | 0.38% | -0.8% | ||
BEYOND MEAnote3 | $10,683,750 | +1.0% | 40,700,000 | 0.0% | 0.27% | -19.5% | ||
CVII | CHURCHILL | $9,629,915 | +1.3% | 921,523 | 0.0% | 0.24% | -19.0% | |
SK GROWTHclass | $9,564,844 | +1.5% | 890,167 | 0.0% | 0.24% | -18.9% | ||
SPOTIFY USnote3 | $8,550,000 | +0.6% | 10,000,000 | 0.0% | 0.22% | -19.8% | ||
CCVI | CHURCHILL | $8,066,982 | +1.5% | 771,960 | 0.0% | 0.20% | -19.1% | |
EVOLV TECH | $6,738,929 | -19.0% | 1,386,611 | 0.0% | 0.17% | -35.1% | ||
CFIV | CF ACQUISI | $5,840,198 | +1.7% | 546,835 | 0.0% | 0.15% | -18.8% | |
CARTESIANclass | $5,768,280 | +1.2% | 534,100 | 0.0% | 0.14% | -19.4% | ||
NABORS ENEclaco | $5,061,123 | +3.0% | 462,203 | 0.0% | 0.13% | -17.4% | ||
CCV | CHURCHILL | $5,098,777 | +2.3% | 490,267 | 0.0% | 0.13% | -18.5% | |
RIGEL RESOclaor | $5,033,391 | +1.6% | 462,203 | 0.0% | 0.13% | -18.6% | ||
ROSS | ROSS ACQUI | $4,960,382 | +2.0% | 461,002 | 0.0% | 0.12% | -18.3% | |
BEARD ENERclaco | $4,924,696 | 0.0% | 475,816 | 0.0% | 0.12% | -20.0% | ||
LEARN CW Iclaor | $4,920,151 | +1.3% | 462,203 | 0.0% | 0.12% | -19.0% | ||
BIOPLUS ACclass | $4,907,701 | +1.7% | 453,158 | 0.0% | 0.12% | -18.4% | ||
PROOF ACQUclaco | $4,866,917 | +0.9% | 453,158 | 0.0% | 0.12% | -19.1% | ||
TORTOISEEC | $4,843,887 | +1.0% | 462,203 | 0.0% | 0.12% | -19.2% | ||
CHENGHE ACclass | $4,820,249 | +1.2% | 445,083 | 0.0% | 0.12% | -19.3% | ||
PROTALIX Bnote7 | $4,382,000 | -8.4% | 4,000,000 | 0.0% | 0.11% | -27.2% | ||
PRPC | CC NEUBERG | $4,364,044 | +1.0% | 400,371 | 0.0% | 0.11% | -19.1% | |
SILVERBOX | $4,051,448 | +1.2% | 396,036 | 0.0% | 0.10% | -19.0% | ||
ACEL | ACCEL ENTE | $4,051,029 | +3.7% | 369,957 | 0.0% | 0.10% | -17.1% | |
FOCUS IMPAclass | $4,011,929 | -2.4% | 369,763 | 0.0% | 0.10% | -22.3% | ||
NCLH | NORWEGIAN | $3,922,751 | -24.3% | 238,031 | 0.0% | 0.10% | -39.3% | |
PATRIA LATclass | $3,913,176 | +2.3% | 356,067 | 0.0% | 0.10% | -18.2% | ||
ALPHA PARTclass | $3,913,941 | +1.8% | 369,763 | 0.0% | 0.10% | -18.2% | ||
CF ACQUISIclass | $3,879,039 | +0.5% | 362,527 | 0.0% | 0.10% | -19.7% | ||
NUBIA BRANclass | $3,859,766 | +1.8% | 356,067 | 0.0% | 0.10% | -19.2% | ||
EVEREST COclaco | $3,432,223 | +1.6% | 317,211 | 0.0% | 0.09% | -19.6% | ||
APX ACQUISclass | $2,982,688 | +1.9% | 271,895 | 0.0% | 0.08% | -18.5% | ||
AP ACQUISIclaor | $2,986,767 | +2.1% | 271,895 | 0.0% | 0.08% | -18.5% | ||
BURTECH ACclass | $2,873,930 | +1.2% | 271,895 | 0.0% | 0.07% | -20.0% | ||
SLAM | SLAM CORPclash | $2,856,398 | +0.8% | 264,972 | 0.0% | 0.07% | -19.1% | |
PYROPHYTEclaor | $2,781,941 | +2.3% | 254,990 | 0.0% | 0.07% | -18.6% | ||
VISION SENclass | $2,773,453 | +1.9% | 254,212 | 0.0% | 0.07% | -18.6% | ||
SIZZLE ACQ | $2,523,634 | +2.2% | 231,102 | 0.0% | 0.06% | -17.9% | ||
RCF ACQUISclaco | $2,528,256 | +2.2% | 231,102 | 0.0% | 0.06% | -17.9% | ||
DIRECT SELclaco | $2,546,882 | +2.5% | 232,911 | 0.0% | 0.06% | -17.9% | ||
ARES ACQUI | $2,542,051 | +1.1% | 247,522 | 0.0% | 0.06% | -19.0% | ||
CSTA | CONSTELLAT | $2,518,030 | +1.7% | 233,367 | 0.0% | 0.06% | -19.2% | |
PLMI | PLUM ACQUIclass | $2,488,969 | +2.4% | 231,102 | 0.0% | 0.06% | -18.2% | |
TLGY ACQUIclass | $2,491,236 | +2.0% | 226,579 | 0.0% | 0.06% | -18.2% | ||
TG VENTUREclass | $2,444,787 | +2.6% | 226,579 | 0.0% | 0.06% | -17.3% | ||
FINTECH ECclass | $2,461,236 | +0.8% | 231,102 | 0.0% | 0.06% | -19.5% | ||
SDCL EDGEclaor | $2,449,681 | +1.6% | 231,102 | 0.0% | 0.06% | -18.4% | ||
INVESTCORPclass | $2,465,180 | +2.0% | 226,579 | 0.0% | 0.06% | -18.4% | ||
BATTERY FUclaor | $2,465,180 | +2.6% | 226,579 | 0.0% | 0.06% | -18.4% | ||
CSLM ACQUIclass | $2,424,395 | +2.0% | 226,579 | 0.0% | 0.06% | -18.7% | ||
PEARL HOLDclass | $2,428,927 | +1.5% | 226,579 | 0.0% | 0.06% | -18.7% | ||
HNR ACQUIS | $2,425,708 | +2.6% | 222,542 | 0.0% | 0.06% | -18.7% | ||
AROGO CAPIclass | $2,417,598 | +1.3% | 226,579 | 0.0% | 0.06% | -18.7% | ||
ACCRETION | $2,421,949 | +0.7% | 231,102 | 0.0% | 0.06% | -19.7% | ||
COLISEUM Aclass | $2,435,815 | +4.4% | 231,102 | 0.0% | 0.06% | -17.6% | ||
CLEAN EARTclass | $2,352,269 | +0.9% | 222,542 | 0.0% | 0.06% | -20.3% | ||
AXTA | AXALTA COA | $2,293,225 | -18.0% | 85,250 | 0.0% | 0.06% | -34.1% | |
FINNOVATEclass | $2,267,113 | +2.8% | 207,992 | 0.0% | 0.06% | -18.6% | ||
ANAB | ANAPTYSBIO | $2,235,355 | -11.7% | 124,463 | 0.0% | 0.06% | -30.0% | |
PERCEPTIONclass | $2,141,723 | +1.4% | 192,601 | 0.0% | 0.05% | -19.4% | ||
FORBION EUclass | $1,992,080 | +2.4% | 181,263 | 0.0% | 0.05% | -18.0% | ||
HCM ACQUISclass | $1,993,893 | +3.1% | 181,263 | 0.0% | 0.05% | -18.0% | ||
INTEGRATEDordsh | $1,986,642 | +2.3% | 181,263 | 0.0% | 0.05% | -18.0% | ||
ENPHYS ACQclaor | $1,869,346 | +1.1% | 178,033 | 0.0% | 0.05% | -19.0% | ||
AXSM | AXSOME THE | $1,798,619 | -2.7% | 25,735 | 0.0% | 0.04% | -22.4% | |
BCYC | BICYCLE THspons | $1,565,051 | -21.3% | 77,902 | 0.0% | 0.04% | -38.1% | |
ALCHEMY INunit1 | $1,566,000 | +2.0% | 150,000 | 0.0% | 0.04% | -18.8% | ||
LBPH | LONGBOARD | $1,458,193 | -24.3% | 262,265 | 0.0% | 0.04% | -39.3% | |
VRNA | VERONA PHAspons | $1,428,336 | -22.9% | 87,628 | 0.0% | 0.04% | -37.9% | |
ADT | ADT INC DE | $1,377,642 | -0.5% | 229,607 | 0.0% | 0.04% | -20.5% | |
TRISTAR ACclaor | $1,249,768 | +2.2% | 116,910 | 0.0% | 0.03% | -20.5% | ||
JUPITER ACcla | $1,235,378 | +0.1% | 120,173 | 0.0% | 0.03% | -20.5% | ||
ZURA BIO Lclass | $1,103,302 | -19.5% | 167,167 | 0.0% | 0.03% | -34.9% | ||
DISH | DISH NETWOput | $1,074,260 | -0.6% | 126,400 | 0.0% | 0.03% | -20.6% | |
PRAX | PRAXIS PRE | $997,860 | +48.7% | 583,544 | 0.0% | 0.02% | +19.0% | |
ACAH | ATLANTIC Cclass | $965,231 | +3.1% | 90,632 | 0.0% | 0.02% | -20.0% | |
SLN | SILENCE THads | $966,545 | +78.7% | 98,326 | 0.0% | 0.02% | +41.2% | |
OSI | OSIRIS ACQcla | $832,288 | -5.1% | 80,570 | 0.0% | 0.02% | -25.0% | |
CRIXUS BH3class | $828,573 | +1.2% | 78,575 | 0.0% | 0.02% | -19.2% | ||
EWTX | EDGEWISE T | $801,386 | -26.1% | 139,858 | 0.0% | 0.02% | -41.2% | |
FUSN | FUSION PHA | $713,877 | -44.4% | 274,568 | 0.0% | 0.02% | -56.1% | |
EDIT | EDITAS MED | $642,478 | -5.2% | 82,369 | 0.0% | 0.02% | -23.8% | |
CRL | CHARLES RI | $629,292 | -6.8% | 3,211 | 0.0% | 0.02% | -23.8% | |
INZY | INOZYME PH | $652,281 | -24.6% | 155,305 | 0.0% | 0.02% | -40.7% | |
F | FORD MTR Cput | $576,362 | +28.0% | 740,900 | 0.0% | 0.02% | +7.1% | |
TRIP | TRIPADVISO | $580,300 | +0.5% | 35,000 | 0.0% | 0.02% | -16.7% | |
ELAN | ELANCO ANI | $608,938 | +11.7% | 54,176 | 0.0% | 0.02% | -11.8% | |
EVOLV TECH*wexp | $599,618 | -36.4% | 693,200 | 0.0% | 0.02% | -50.0% | ||
MRK | MERCK & CO | $596,080 | -10.8% | 5,790 | 0.0% | 0.02% | -28.6% | |
INBX | INHIBRX IN | $613,771 | -29.3% | 33,448 | 0.0% | 0.02% | -44.4% | |
XRX | XEROX HOLDput | $551,690 | -22.2% | 248,800 | 0.0% | 0.01% | -36.4% | |
ORCHARD THspona | $551,038 | +49.5% | 71,010 | 0.0% | 0.01% | +16.7% | ||
BGS | B & G FOODput | $555,250 | +128.7% | 215,000 | 0.0% | 0.01% | +75.0% | |
LCA | LANDCADIAclass | $527,710 | +2.5% | 50,644 | 0.0% | 0.01% | -18.8% | |
CNTB | CONNECT BIads | $468,626 | -30.1% | 603,900 | 0.0% | 0.01% | -42.9% | |
UNITY BIOT | $429,792 | -5.9% | 179,080 | 0.0% | 0.01% | -21.4% | ||
DTIL | PRECISION | $456,359 | -35.2% | 1,338,295 | 0.0% | 0.01% | -50.0% | |
AURA BIOSC | $394,680 | -27.4% | 44,000 | 0.0% | 0.01% | -41.2% | ||
PEN | PENUMBRA I | $331,175 | -29.7% | 1,369 | 0.0% | 0.01% | -46.7% | |
CTMX | CYTOMX THE | $335,355 | -25.0% | 259,965 | 0.0% | 0.01% | -42.9% | |
PRQR | PROQR THRA | $246,126 | -19.8% | 189,328 | 0.0% | 0.01% | -40.0% | |
TDC | TERADATA C | $225,100 | -15.7% | 5,000 | 0.0% | 0.01% | -25.0% | |
CHGG | CHEGG INC | $223,000 | +0.5% | 25,000 | 0.0% | 0.01% | -14.3% | |
CVNA | CARVANA COput | $230,000 | -85.4% | 1,000,000 | 0.0% | 0.01% | -88.0% | |
MGM | MGM RESORTput | $161,875 | +59.5% | 35,000 | 0.0% | 0.00% | +33.3% | |
AKTS | AKOUSTIS T | $150,600 | -76.3% | 200,000 | 0.0% | 0.00% | -80.0% | |
ADT | ADT INC DEput | $142,400 | 0.0% | 35,600 | 0.0% | 0.00% | 0.0% | |
EIGR | EIGER BIOP | $120,162 | -56.7% | 393,975 | 0.0% | 0.00% | -66.7% | |
NCLH | NORWEGIANput | $106,890 | +53.7% | 55,100 | 0.0% | 0.00% | +50.0% | |
EXPE | EXPEDIA GRput | $68,200 | -6.1% | 11,000 | 0.0% | 0.00% | 0.0% | |
WDC | WESTERN DIput | $63,438 | -36.1% | 14,500 | 0.0% | 0.00% | -33.3% | |
MRTX | MIRATI THEcall | $66,875 | -2.7% | 25,000 | 0.0% | 0.00% | 0.0% | |
SVC | SERVICE PPput | $80,465 | +4.8% | 146,300 | 0.0% | 0.00% | 0.0% | |
DAL | DELTA AIRput | $55,456 | +127.5% | 27,900 | 0.0% | 0.00% | 0.0% | |
OMF | ONEMAIN HLput | $24,622 | -12.5% | 20,100 | 0.0% | 0.00% | 0.0% | |
RDN | RADIAN GROput | $34,312 | +92.3% | 54,900 | 0.0% | 0.00% | 0.0% | |
CVIIWS | CHURCHILL*wexp | $55,935 | +99.3% | 193,548 | 0.0% | 0.00% | 0.0% | |
MINK THERA | $25,260 | -44.3% | 21,590 | 0.0% | 0.00% | 0.0% | ||
DISH | DISH NETWOcall | $29,500 | -1.7% | 100,000 | 0.0% | 0.00% | 0.0% | |
STWD | STARWOOD Pput | $41,300 | -44.0% | 101,200 | 0.0% | 0.00% | -50.0% | |
RMGCW | RMG ACQUIS*wexp | $25,772 | +12.0% | 184,086 | 0.0% | 0.00% | 0.0% | |
UAL | UNITED AIRput | $57,342 | +11.3% | 333,900 | 0.0% | 0.00% | -50.0% | |
MOUNTAIN &*wexp | $20,491 | +126.0% | 136,155 | 0.0% | 0.00% | – | ||
HLT | HILTON WORput | $27,300 | -50.0% | 14,000 | 0.0% | 0.00% | -50.0% | |
VICI | VICI PPTYSput | $55,372 | +46.8% | 32,100 | 0.0% | 0.00% | 0.0% | |
GENERATION*wexp | $37,364 | +27.2% | 938,800 | 0.0% | 0.00% | 0.0% | ||
PERCEPTION*wexp | $23,226 | +1.8% | 231,101 | 0.0% | 0.00% | 0.0% | ||
FUBO | FUBOTV INCcall | $32,000 | -5.9% | 100,000 | 0.0% | 0.00% | 0.0% | |
CONXW | CONX CORP*wexp | $57,527 | -32.1% | 460,218 | 0.0% | 0.00% | -66.7% | |
OMNILIT AC*wexp | $2,243 | -16.0% | 47,932 | 0.0% | 0.00% | – | ||
NUBURU INC*wexp | $4,487 | -58.1% | 230,109 | 0.0% | 0.00% | – | ||
NEAR INTEL*wexp | $5,673 | -78.6% | 225,128 | 0.0% | 0.00% | -100.0% | ||
SEP ACQUIS*wexp | $11,738 | +180.4% | 117,263 | 0.0% | 0.00% | – | ||
SHOULDERUP*wexp | $5,922 | -46.8% | 288,877 | 0.0% | 0.00% | – | ||
SLACWS | SOCIAL LEV*wexp | $7,342 | -65.3% | 128,141 | 0.0% | 0.00% | -100.0% | |
GAMCW | GOLDEN ARR*wexp | $7,468 | +15.1% | 165,963 | 0.0% | 0.00% | – | |
PUCKW | GOAL ACQUI*wexp | $8,782 | +24.0% | 283,281 | 0.0% | 0.00% | – | |
TBCPW | THUNDER BR*wexp | $8,919 | -49.8% | 138,065 | 0.0% | 0.00% | -100.0% | |
FSRXW | FINSERV AC*wexp | $11,287 | +33.6% | 305,055 | 0.0% | 0.00% | – | |
WINVEST AC*wexp | $276 | -46.4% | 18,392 | 0.0% | 0.00% | – | ||
DRAFTKINGSput | $4,125 | -75.6% | 82,500 | 0.0% | 0.00% | -100.0% | ||
ALSP ORCHI*wexp | $2,145 | +8.2% | 62,909 | 0.0% | 0.00% | – | ||
APX ACQUIS*wexp | $5,239 | -27.7% | 91,439 | 0.0% | 0.00% | – | ||
BIOPLUS AC*wexp | $12,690 | -50.0% | 182,071 | 0.0% | 0.00% | -100.0% | ||
BOACWS | BLUESCAPE*wexp | $1,971 | -79.4% | 226,519 | 0.0% | 0.00% | – | |
BLUAWS | BLUERIVER*wexp | $2,649 | +58.2% | 49,521 | 0.0% | 0.00% | – | |
PRPCWS | CC NEUBERG*wexp | $15,088 | +8.1% | 73,635 | 0.0% | 0.00% | – | |
CCVIWS | CHURCHILL*wexp | $14,328 | -15.9% | 92,080 | 0.0% | 0.00% | -100.0% | |
CSLM ACQUI*wexp | $2,586 | +43.0% | 68,781 | 0.0% | 0.00% | – | ||
COOLW | CORNER GRO*wexp | $8,754 | -36.7% | 109,287 | 0.0% | 0.00% | – | |
CORNER GRO*wexp | $16,450 | +60.2% | 116,665 | 0.0% | 0.00% | – | ||
DISAW | DISRUPTIVE*wexp | $4,619 | -35.4% | 84,138 | 0.0% | 0.00% | – | |
CSTAWS | CONSTELLAT*wexp | $3,909 | -52.2% | 139,600 | 0.0% | 0.00% | – | |
FRONTIER I*wexp | $3,714 | -40.7% | 32,524 | 0.0% | 0.00% | – | ||
GPACW | GLOBAL PAR*wexp | $120 | -91.4% | 37,521 | 0.0% | 0.00% | – | |
FINNOVATE*wexp | $5,868 | +28.2% | 130,406 | 0.0% | 0.00% | – | ||
INFINT ACQ*wexp | $4,356 | -27.8% | 115,551 | 0.0% | 0.00% | – | ||
JWSMWS | JAWS MUSTA*wexp | $6,851 | -25.5% | 172,581 | 0.0% | 0.00% | – | |
APPRECIATE*wexp | $2,876 | -54.9% | 230,109 | 0.0% | 0.00% | – | ||
ALTUW | ALTITUDE A*wexp | $12,711 | -2.6% | 231,102 | 0.0% | 0.00% | – | |
ALLIANCE E*wexp | $2,219 | -51.9% | 116,781 | 0.0% | 0.00% | – | ||
SDCL EDGE*wexp | $8,887 | +18.4% | 71,043 | 0.0% | 0.00% | – | ||
SEMPER PAR*wexp | $8,994 | +16.1% | 186,593 | 0.0% | 0.00% | – | ||
STONEBRIDG*wexp | $3,841 | +2.2% | 138,661 | 0.0% | 0.00% | – | ||
ACCRETIONright | $8,486 | -5.8% | 97,876 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
META PLATF | 36 | Q3 2023 | 2.3% |
SPDR S&P 5 | 33 | Q3 2023 | 0.7% |
ACTIVISION | 29 | Q3 2023 | 71.3% |
AMAZON COM | 29 | Q3 2023 | 0.8% |
GAMING & L | 29 | Q3 2023 | 0.8% |
SPDR S&P | 29 | Q1 2023 | 0.1% |
DISNEY W | 28 | Q3 2021 | 2.0% |
POST HLD | 27 | Q2 2020 | 1.8% |
GENERAL | 27 | Q3 2022 | 1.4% |
CAMDEN PPT | 27 | Q3 2023 | 0.6% |
View UBS OCONNOR LLC's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
HERON THERAPEUTICS, INC. /DE/Sold out | February 13, 2023 | 0 | 0.0% |
MAGELLAN HEALTH INCSold out | February 13, 2023 | 0 | 0.0% |
New Providence Acquisition Corp. II | February 13, 2023 | 2,227,500 | 8.9% |
Nuance Communications, Inc.Sold out | February 13, 2023 | 0 | 0.0% |
SCP & CO Healthcare Acquisition CoSold out | February 13, 2023 | 0 | 0.0% |
ACORDA THERAPEUTICS INCSold out | February 14, 2022 | 0 | 0.0% |
Amryt Pharma plc | February 14, 2022 | 9,950,000 | 3.1% |
Evolv Technologies Holdings, Inc. | February 14, 2022 | 1,547,311 | 1.1% |
GreenSky, Inc. | February 14, 2022 | 698,553 | 0.8% |
GTY Technology Holdings Inc. | February 14, 2022 | 758,000 | 1.3% |
View UBS OCONNOR LLC's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR/A | 2024-02-14 |
13F-HR/A | 2024-02-14 |
13F-HR/A | 2024-02-14 |
13F-HR/A | 2024-02-14 |
13F-HR | 2024-02-14 |
SC 13G/A | 2024-02-12 |
SC 13G/A | 2024-02-12 |
SC 13G/A | 2024-02-12 |
SC 13G/A | 2024-02-12 |
SC 13G/A | 2024-02-12 |
View UBS OCONNOR LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.