Nantahala Capital Management Q4 2020 13F Holdings

Nantahala Capital Management Q4 2020 holdings
TickerName Value Shares↓ Weighting
IWM ISHARES TR IWMputrussell 2000 etfReduce  $597,983
-11.3%
3,050,000
-32.2%
18.53%
-10.1%
W WAYFAIR INC Wcallcl a  $294,457
-22.4%
1,304,0000.0%9.12%
-21.4%
SGMS SCIENTIFIC G... SGMScall  $179,593
18.8%
4,328,6000.0%5.56%
20.4%
CDXS CODEXIS INCReduce  $109,164
73.4%
5,000,620
-6.8%
3.38%
75.6%
QADA QAD INCcl aAdd  $78,100
56.3%
1,236,146
4.4%
2.42%
58.3%
ESTA ESTABLISHMENT LABS HLD...Add  $76,865
116.1%
2,042,099
6.4%
2.38%
119.0%
DLB DOLBY LABORATORIES INCReduce  $74,872
20.3%
770,845
-17.9%
2.32%
21.9%
VG VONAGE HLDGS CORPAdd  $69,279
30.6%
5,380,865
3.8%
2.15%
32.3%
QURE UNIQURE NVAdd  $59,128
1.4%
1,636,539
3.4%
1.83%
2.7%
CASH META FINL GROUP INCReduce  $56,326
62.8%
1,540,646
-14.4%
1.75%
65.0%
SBTX SILVERBACK THERAPEUTIC...New  $54,3841,206,4711.69%
VAC MARRIOTT VACTINS WORLD...Reduce  $52,828
10.2%
384,987
-27.0%
1.64%
11.7%
WYND WYNDHAM DESTINATIONS INCReduce  $50,126
24.9%
1,117,394
-14.3%
1.55%
26.6%
CVNA CARVANA CO CVNAcallcl aReduce  $48,794
-78.9%
203,700
-80.3%
1.51%
-78.6%
THC TENET HEALTH... THCcallReduce  $47,721
-19.0%
1,195,100
-50.3%
1.48%
-17.9%
TA TRAVELCENTERS OF AMERI...Reduce  $42,087
65.8%
1,291,003
-0.6%
1.30%
68.0%
GDEN GOLDEN ENTMT INCReduce  $40,400
37.3%
2,031,172
-4.5%
1.25%
39.1%
QURE UNIQURE NV QUREcallAdd  $40,196
2.7%
1,112,500
4.7%
1.25%
4.1%
SNDX SYNDAX PHARMACEUTICALS...Add  $39,998
102.4%
1,798,453
34.3%
1.24%
105.1%
LXFR LUXFER HOLDINGS PLCAdd  $38,493
34.7%
2,344,245
2.9%
1.19%
36.4%
KROS KEROS THERAPEUTICS INCAdd  $37,705
253.1%
534,514
93.1%
1.17%
257.7%
TBBK BANCORP INC DELAdd  $37,619
65.9%
2,755,982
5.0%
1.17%
68.1%
DXPE DXP ENTERPRISES INCAdd  $34,082
40.8%
1,533,170
2.2%
1.06%
42.6%
IMXI INTERNATIONAL MNY EXPR...Reduce  $33,121
-0.6%
2,134,092
-8.0%
1.03%
0.7%
APTOSE BIOSCIENCES INCAdd  $31,854
-22.9%
7,272,673
5.6%
0.99%
-21.9%
CUE CUE BIOPHARMA INCAdd  $31,360
-11.0%
2,506,772
7.0%
0.97%
-9.9%
SFT SHIFT TECHNOLOGIES INCcl aNew  $31,3303,788,3960.97%
IMAX IMAX CORPNew  $29,1611,618,2810.90%
FBIO FORTRESS BIOTECH INCAdd  $27,518
-17.2%
8,680,909
5.5%
0.85%
-16.1%
IMTX IMMATICS N.VReduce  $27,131
0.6%
2,514,489
-4.1%
0.84%
1.9%
FCFS FIRSTCASH INCReduce  $27,119
9.8%
387,189
-10.3%
0.84%
11.3%
WVE WAVE LIFE SCIENCES LTDAdd  $26,422
30.8%
3,357,305
41.2%
0.82%
32.5%
INAQ INSU ACQUISITION CORP IINew  $26,4051,698,0750.82%
ALTG ALTA EQUIPMENT GROUP INCAdd  $25,688
34.2%
2,600,012
6.3%
0.80%
35.9%
TFFP TFF PHARMACEUTICALS INCReduce  $25,253
-32.7%
1,763,476
-13.3%
0.78%
-31.9%
HCA HCA HEALTHCA... HCAput  $24,669
31.9%
150,0000.0%0.76%
33.6%
CAR AVIS BUDGET ... CARcall  $24,532
41.7%
657,7000.0%0.76%
43.6%
UPLD UPLAND SOFTWARE INCAdd  $22,995
27.5%
501,100
4.7%
0.71%
29.1%
THC TENET HEALTHCARE CORPReduce  $22,547
17.6%
564,659
-27.8%
0.70%
19.1%
BDSI BIODELIVERY SCIENCES I...Add  $21,519
13.9%
5,123,671
1.1%
0.67%
15.4%
EHTH EHEALTH INCAdd  $21,164
37.4%
299,734
53.7%
0.66%
39.2%
EXAS EXACT SCIENC... EXASput  $19,874
30.0%
150,0000.0%0.62%
31.6%
AKBA AKEBIA THERAPEUTICS INCAdd  $19,713
36.7%
7,040,487
22.5%
0.61%
38.4%
EVRI EVERI HLDGS INCReduce  $18,834
48.1%
1,363,786
-11.5%
0.58%
50.1%
JYNT JOINT CORPReduce  $18,203
23.3%
693,172
-18.3%
0.56%
24.9%
AKUMIN INCAdd  $17,412
-5.7%
5,784,556
1.8%
0.54%
-4.5%
CERC CERECOR INCAdd  $16,456
24.9%
6,233,316
7.6%
0.51%
26.5%
CRHM CRH MED CORPAdd  $16,119
9.9%
6,892,005
1.7%
0.50%
11.3%
AGLE AEGLEA BIOTHERAPEUTICS...Reduce  $15,538
-29.8%
1,974,302
-36.8%
0.48%
-28.9%
VMD VIEMED HEALTHCARE INCAdd  $15,232
17.3%
1,951,480
30.3%
0.47%
18.8%
SLNO SOLENO THERAPEUTICS INCAdd  $15,192
-18.5%
7,871,356
6.0%
0.47%
-17.4%
PAYA PAYA HOLDINGS INCNew  $14,8111,100,0000.46%
FTIVU FINTECH ACQUISITION CO...unit 12/31/2025Reduce  $14,316
4.5%
1,200,000
-38.5%
0.44%
5.9%
SIC SELECT INTERIOR CONCEP...cl aReduce  $13,599
-4.2%
1,901,943
-7.5%
0.42%
-3.0%
ZVO ZOVIO INCReduce  $13,468
18.0%
2,841,286
-0.4%
0.42%
19.6%
CRIS CURIS INCNew  $13,3741,632,9150.41%
PAR PAR TECHNOLOGY CORPReduce  $12,703
-12.1%
202,312
-43.3%
0.39%
-10.9%
PLCE CHILDRENS PL INCNew  $12,649252,4720.39%
CBIO CATALYST BIOSCIENCES INCAdd  $11,770
50.2%
1,865,334
2.4%
0.36%
52.2%
CERE CEREVEL THERAPEUTICS H...New  $11,369685,7040.35%
FALCON MINERALS CORPAdd  $11,144
38.1%
3,537,707
6.9%
0.35%
39.9%
FTOCU FTAC OLYMPUS ACQUISITI...unit 08/24/2025  $10,870
8.7%
1,000,0000.0%0.34%
10.1%
DHX DHI GROUP INCReduce  $10,740
-1.8%
4,837,713
-0.0%
0.33%
-0.5%
FTCVU FINTECH ACQUISITION CO...unit 99/99/9999New  $10,6701,000,0000.33%
IIIIU INSU ACQUISITION CORP IIIunit 12/31/2026New  $10,5701,000,0000.33%
YTRA YATRA ONLINE INCReduce  $10,259
157.1%
5,315,350
-0.1%
0.32%
160.5%
ZGNX ZOGENIX INCNew  $10,232511,8570.32%
LINC LINCOLN EDL SVCS CORPReduce  $10,108
-1.6%
1,555,022
-16.4%
0.31%
-0.3%
BMYRT BRISTOL-MYERS SQUIBB COright 99/99/9999Reduce  $10,078
-71.0%
14,602,975
-5.4%
0.31%
-70.6%
RDI READING INTL INCcl aAdd  $9,959
62.7%
1,983,928
4.4%
0.31%
64.8%
SGMS SCIENTIFIC GAMES CORPReduce  $9,844
-2.0%
237,260
-17.6%
0.31%
-0.7%
RMR RMR GROUP INCcl aNew  $9,539246,9940.30%
RFL RAFAEL HLDGS INCReduce  $9,080
29.1%
389,370
-14.2%
0.28%
30.8%
NATR NATURES SUNSHINE PRODS...Add  $8,976
29.9%
600,409
0.5%
0.28%
31.6%
DARIOHEALTH CORP  $8,491
-14.8%
594,2220.0%0.26%
-13.7%
HCA HCA HEALTHCARE INCReduce  $8,440
31.6%
51,317
-0.3%
0.26%
33.3%
PRCH PORCH GROUP INCNew  $8,156600,0000.25%
INAQW INSU ACQUISITION CORP II*w exp 09/01/202New  $8,082524,9640.25%
APEN APOLLO ENDOSURGERY INCAdd  $7,783
140.6%
2,289,263
19.6%
0.24%
143.7%
ARYA ARYA SCIENCES ACQUISIT...  $7,595
0.3%
700,0000.0%0.24%
1.6%
SCPL SCIPLAY CORPORATIONcl aReduce  $7,065
-46.7%
510,122
-37.6%
0.22%
-46.0%
SSKN STRATA SKIN SCIENCES INCReduce  $7,026
11.1%
4,683,908
-0.0%
0.22%
12.5%
CDXS CODEXIS INC CDXScallNew  $6,549300,0000.20%
VG VONAGE HLDGS... VGcall  $6,438
25.9%
500,0000.0%0.20%
27.5%
XELA EXELA TECHNOLOGIES INCReduce  $6,299
7.8%
15,168,086
-0.1%
0.20%
9.2%
AFI ARMSTRONG FLOORING INCAdd  $6,217
15.8%
1,627,441
4.6%
0.19%
17.3%
GLMD GALMED PHARMACEUTICALS...Reduce  $5,993
-18.1%
1,926,899
-7.0%
0.19%
-17.0%
PAYAW PAYA HOLDINGS INC*w exp 10/16/202New  $5,252538,5100.16%
MACK MERRIMACK PHARMACEUTIC...Reduce  $5,180
72.2%
751,843
-0.0%
0.16%
74.5%
PRTY PARTY CITY HOLDCO INC  $5,088
151.1%
834,0020.0%0.16%
154.4%
ACET ADICET BIO INCReduce  $4,833
-2.1%
344,011
-17.1%
0.15%
-0.8%
CEREW CEREVEL THERAPEUTICS H...*w exp 06/09/202New  $4,307283,3320.13%
DVD DOVER MOTORSPORTS INCReduce  $4,302
60.9%
1,895,337
-0.0%
0.13%
63.0%
STRM STREAMLINE HEALTH SOLU...  $4,2960.0%2,753,5990.0%0.13%
1.3%
SRL SCULLY ROYALTY LTDReduce  $3,728
0.7%
753,159
-0.1%
0.12%
2.0%
CURIW CURIOSITYSTREAM INC*w exp 10/14/202New  $2,762200,0000.09%
ACER ACER THERAPEUTICS INCReduce  $2,593
-9.1%
989,755
-0.1%
0.08%
-7.9%
SIGA SIGA TECHNOLOGIES INCReduce  $2,334
-65.2%
321,031
-67.1%
0.07%
-64.7%
BCTG BCTG ACQUISITION CORP  $2,288
10.4%
200,0000.0%0.07%
11.8%
TSHA TAYSHA GENE THERAPIES INCAdd  $2,085
24.1%
78,576
4.8%
0.06%
25.7%
CYRN CYREN LTD  $1,894
-4.6%
1,839,2630.0%0.06%
-3.4%
HTGM HTG MOLECULAR DIAGNOST...New  $1,742363,6220.05%
IMTXW IMMATICS N.V*w exp 01/01/202New  $1,499226,4710.05%
SFTTW SHIFT TECHNOLOGIES INC*w exp 10/13/202New  $1,266249,9990.04%
ALTGWS ALTA EQUIPMENT GROUP INC*w exp 02/14/202  $993
208.4%
187,5000.0%0.03%
212.4%
AMCX AMC NETWORKS INCcl aNew  $92125,7510.03%
CVNA CARVANA COcl aNew  $9213,8430.03%
NK NANTKWEST INCAdd  $703
100.3%
52,771
4.3%
0.02%
102.8%
MOTS MOTUS GI HLDGS INCReduce  $394
-3.4%
415,501
-0.5%
0.01%
-2.2%
FALCON MINERALS CORP*w exp 07/21/202  $375
86.6%
878,0220.0%0.01%
88.9%
KTRA KINTARA THERAPEUTICS INCNew  $349272,9690.01%
MDIA MEDIACO HLDG INCcl aAdd  $270
3.8%
103,680
4.8%
0.01%
5.3%
ATXI AVENUE THERAPEUTICS INCNew  $18030,2110.01%
FTAC FINTECH ACQUISITION CO...Sold out  $0-22,978-0.01%
NNBR NN INCSold out  $0-132,821-0.02%
INSUW INSURANCE ACQUISITION ...*w exp 03/31/202Sold out  $0-249,999-0.02%
ENVA ENOVA INTL INCSold out  $0-48,363-0.02%
SNSS SUNESIS PHARMACEUTICAL...Sold out  $0-691,651-0.03%
ONDK ON DECK CAP INCSold out  $0-881,197-0.04%
HTZGQ HERTZ GLOBAL... HTZGQcallSold out  $0-1,300,000-0.04%
HTGM HTG MOLECULAR DIAGNOST...Sold out  $0-5,113,958-0.05%
ONCT ONCTERNAL THERAPEUTICS...Sold out  $0-1,200,747-0.06%
NEOS NEOS THERAPEUTICS INCSold out  $0-4,610,000-0.07%
GRAY GRAYBUG VISION INCSold out  $0-250,000-0.10%
DMAC DIAMEDICA THERAPEUTICS...Sold out  $0-756,193-0.10%
ITCI INTRA CELLULAR THERAPI...Sold out  $0-174,461-0.14%
RCII RENT A CTR INC NEWSold out  $0-177,165-0.16%
AMRS AMYRIS INCSold out  $0-2,531,191-0.23%
ARYBU ARYA SCIENCES ACQUISTI...unit 06/09/2027Sold out  $0-850,000-0.29%
FTACU FINTECH ACQUISITION CO...unit 12/01/2023Sold out  $0-977,022-0.33%
IWM ISHARES TRrussell 2000 etfSold out  $0-86,413-0.40%
HAL HALLIBURTON CO HALcallSold out  $0-1,086,200-0.40%
INSU INSURANCE ACQUISITION ...cl aSold out  $0-1,225,538-0.44%
FRG FRANCHISE GROUP INCSold out  $0-598,334-0.46%
INAQU INSU ACQUISITION CORP IIunit 09/04/2025Sold out  $0-1,575,000-0.50%
PENN PENN NATL GA... PENNputSold out  $0-300,000-0.67%
WRLD WORLD ACCEP CORP DELSold out  $0-212,042-0.68%
CAR AVIS BUDGET ... CARputSold out  $0-1,500,000-1.21%
IWM ISHARES TR IWMcallrussell 2000 etfSold out  $0-700,000-3.21%