Raffles Associates is required to file a 13D/G report to the SEC when the ownership of a company's total stock issue exceeds 5%.
Filed | Shares | Percentage | |
---|---|---|---|
GOODRICH PETROLEUM CORP | January 21, 2021 | 10 | 5.4% |
AVALON HOLDINGS CORP | February 08, 2018 | 158,448 | 4.9% |
SOUTHERN MISSOURI BANCORP INC | February 14, 2014 | 162,979 | 4.9% |
Standard Financial Corp. | February 14, 2014 | 219,508 | 7.3% |
UNITED BANCORP INC /MI/ | February 14, 2014 | 10 | 4.5% |
Red Lion Hotels CORP | February 14, 2013 | 889,487 | 4.6% |
OPTI INC | February 14, 2012 | 10 | 6.1% |
ROYAL FINANCIAL, INC. | March 16, 2010 | 172,129 | 6.7% |
GS FINANCIAL CORP | February 16, 2010 | 67,996 | 5.4% |
NEOMAGIC CORP | January 30, 2009 | ? | ? |
TUXIS CORP | January 25, 2007 | 116,700 | 11.9% |
REGENCY AFFILIATES INC | January 25, 2006 | 173,067 | 5.5% |
LIBERATE TECHNOLOGIES | December 19, 2005 | 7,590,271 | 6.8% |
CINAR CORP | February 20, 2004 | 1,991,117 | 5.7% |
LOGANSPORT FINANCIAL CORP | February 10, 2004 | 54,300 | 6.2% |
REFAC | February 10, 2004 | 114,520 | 1.6% |
BONTEX INC | August 01, 2003 | 80,270 | 5.1% |
INTERSTATE HOTELS CORP | March 21, 2002 | 288,855 | 5.3% |