$1.04 Billion is the total value of SHUFRO ROSE & CO LLC's 282 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 17.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NEAR | Sell | ISHARES U S ETF TRsht mat bd etf | $61,330,000 | -1.5% | 1,223,901 | -1.7% | 5.90% | -3.9% |
| GLW | Sell | CORNING INC | $49,508,000 | +23.6% | 1,527,548 | -1.2% | 4.77% | +20.6% |
| RSP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $47,802,000 | +3.1% | 442,164 | -3.0% | 4.60% | +0.5% |
| INTC | Sell | INTEL CORP | $35,452,000 | -14.0% | 684,661 | -0.6% | 3.41% | -16.1% |
| USMV | Buy | ISHARES TRmsci usa min vol | $34,377,000 | +12.6% | 539,420 | +7.1% | 3.31% | +9.8% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $33,774,000 | +21.4% | 76,495 | -0.4% | 3.25% | +18.4% |
| CEF | New | SPROTT PHYSICAL GOLD & SILVEtr unit | $29,685,000 | – | 1,618,573 | +100.0% | 2.86% | – |
| AAPL | Buy | APPLE INC | $29,194,000 | +22.6% | 252,088 | +286.3% | 2.81% | +19.6% |
| TXN | Sell | TEXAS INSTRS INC | $28,828,000 | +11.8% | 201,893 | -0.6% | 2.78% | +9.0% |
| AVY | Sell | AVERY DENNISON CORP | $28,337,000 | +10.8% | 221,662 | -1.1% | 2.73% | +8.0% |
| MSFT | Sell | MICROSOFT CORP | $27,539,000 | +1.4% | 130,932 | -1.9% | 2.65% | -1.1% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $26,987,000 | +2.4% | 447,621 | -0.2% | 2.60% | -0.2% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $24,567,000 | +14.5% | 115,371 | -4.0% | 2.36% | +11.7% |
| LEN | Sell | LENNAR CORPcl a | $20,776,000 | +29.1% | 254,359 | -2.6% | 2.00% | +25.9% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $20,722,000 | +2.4% | 66,466 | -3.1% | 2.00% | -0.2% |
| JPM | Sell | JPMORGAN CHASE & CO | $19,613,000 | +1.0% | 203,726 | -1.3% | 1.89% | -1.5% |
| CSCO | Sell | CISCO SYS INC | $19,069,000 | -16.2% | 484,097 | -0.7% | 1.84% | -18.2% |
| JCI | Sell | JOHNSON CTLS INTL PLC | $18,457,000 | +17.9% | 451,818 | -1.5% | 1.78% | +15.0% |
| SPSB | New | SPDR SER TRportfolio short | $17,940,000 | – | 571,895 | +100.0% | 1.73% | – |
| SON | Sell | SONOCO PRODS CO | $17,701,000 | -3.3% | 346,596 | -1.0% | 1.70% | -5.7% |
| QCOM | Sell | QUALCOMM INC | $17,098,000 | -20.1% | 145,296 | -38.1% | 1.65% | -22.1% |
| BWA | Sell | BORGWARNER INC | $16,885,000 | +7.0% | 435,854 | -2.5% | 1.62% | +4.3% |
| AMGN | Sell | AMGEN INC | $15,757,000 | +5.8% | 61,996 | -1.9% | 1.52% | +3.2% |
| QUAL | Buy | ISHARES TRmsci usa qlt fct | $14,430,000 | +97.2% | 139,100 | +82.4% | 1.39% | +92.4% |
| Y | Sell | ALLEGHANY CORP DEL | $12,902,000 | +0.5% | 24,791 | -5.6% | 1.24% | -2.0% |
| SBUX | Sell | STARBUCKS CORP | $12,620,000 | +12.7% | 146,882 | -3.5% | 1.22% | +10.0% |
| SLQD | New | ISHARES TR0-5yr invt gr cp | $12,491,000 | – | 239,663 | +100.0% | 1.20% | – |
| BSCM | Sell | INVESCO EXCH TRD SLF IDX FD | $12,206,000 | -72.6% | 558,866 | -72.6% | 1.18% | -73.2% |
| CRM | Sell | SALESFORCE COM INC | $11,797,000 | +30.3% | 46,939 | -2.9% | 1.14% | +27.1% |
| IIVI | Sell | II-VI INC | $11,605,000 | -16.1% | 286,125 | -2.4% | 1.12% | -18.2% |
| WD | Sell | WALKER & DUNLOP INC | $9,856,000 | -0.7% | 185,958 | -4.8% | 0.95% | -3.1% |
| KMT | Sell | KENNAMETAL INC | $8,951,000 | -1.3% | 309,288 | -2.1% | 0.86% | -3.7% |
| ARCC | Sell | ARES CAPITAL CORP | $8,642,000 | -7.2% | 619,474 | -3.9% | 0.83% | -9.5% |
| AMZN | Buy | AMAZON COM INC | $8,543,000 | +19.5% | 2,713 | +4.7% | 0.82% | +16.6% |
| AZO | Sell | AUTOZONE INC | $8,503,000 | -1.9% | 7,220 | -6.1% | 0.82% | -4.3% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $8,478,000 | +6.7% | 43,879 | -3.4% | 0.82% | +4.1% |
| ABBV | Sell | ABBVIE INC | $7,511,000 | -16.7% | 85,754 | -6.6% | 0.72% | -18.8% |
| NTR | Sell | NUTRIEN LTD | $7,059,000 | +17.8% | 179,949 | -3.6% | 0.68% | +15.1% |
| LLY | Buy | LILLY ELI & CO | $6,863,000 | -9.4% | 46,363 | +0.5% | 0.66% | -11.5% |
| DIS | Sell | DISNEY WALT CO | $6,522,000 | +4.2% | 52,563 | -6.4% | 0.63% | +1.6% |
| IGSB | New | ISHARES TR | $6,495,000 | – | 118,284 | +100.0% | 0.62% | – |
| LSXMK | Sell | LIBERTY MEDIA CORP DEL | $5,896,000 | -7.9% | 178,243 | -4.1% | 0.57% | -10.1% |
| GSEW | Buy | GOLDMAN SACHS ETF TRequal weight us | $5,717,000 | +54.0% | 114,984 | +43.9% | 0.55% | +50.3% |
| ABB | Sell | ABB LTDsponsored adr | $5,598,000 | +6.8% | 219,963 | -5.3% | 0.54% | +4.3% |
| NWLI | Sell | NATIONAL WESTN LIFE GROUP INcl a | $5,597,000 | -46.1% | 30,625 | -40.1% | 0.54% | -47.5% |
| SAFM | Sell | SANDERSON FARMS INC | $5,118,000 | -2.1% | 43,380 | -3.8% | 0.49% | -4.5% |
| AON | Sell | AON PLC | $5,054,000 | +5.0% | 24,500 | -2.0% | 0.49% | +2.5% |
| MMM | Sell | 3M CO | $5,004,000 | -2.0% | 31,242 | -4.6% | 0.48% | -4.4% |
| XOM | Sell | EXXON MOBIL CORP | $4,589,000 | -48.2% | 133,665 | -32.5% | 0.44% | -49.5% |
| BRKA | Sell | BERKSHIRE HATHAWAY INC DELcl a | $4,480,000 | -16.2% | 14 | -30.0% | 0.43% | -18.4% |
| JNJ | Sell | JOHNSON & JOHNSON | $4,024,000 | -1.0% | 27,029 | -6.5% | 0.39% | -3.5% |
| MET | Sell | METLIFE INC | $3,648,000 | -66.6% | 98,154 | -67.2% | 0.35% | -67.5% |
| PFE | Buy | PFIZER INC | $3,389,000 | +21.0% | 92,338 | +7.8% | 0.33% | +18.1% |
| VPG | Sell | VISHAY PRECISION GROUP INC | $3,316,000 | -0.5% | 130,979 | -3.4% | 0.32% | -3.0% |
| CM | Sell | CANADIAN IMP BK COMM | $3,256,000 | +5.7% | 43,581 | -5.3% | 0.31% | +3.0% |
| TER | Sell | TERADYNE INC | $3,243,000 | -8.9% | 40,813 | -3.1% | 0.31% | -11.1% |
| UL | Sell | UNILEVER PLCspon adr new | $3,139,000 | +6.1% | 50,888 | -5.6% | 0.30% | +3.4% |
| EL | Sell | LAUDER ESTEE COS INCcl a | $3,132,000 | +14.0% | 14,351 | -1.4% | 0.30% | +11.1% |
| C | Sell | CITIGROUP INC | $2,941,000 | -41.6% | 68,210 | -30.7% | 0.28% | -43.1% |
| EQIX | Sell | EQUINIX INC | $2,758,000 | +7.1% | 3,628 | -1.0% | 0.26% | +4.3% |
| DD | Sell | DUPONT DE NEMOURS INC | $2,724,000 | -1.0% | 49,106 | -5.2% | 0.26% | -3.7% |
| GIS | Sell | GENERAL MLS INC | $2,641,000 | -7.2% | 42,817 | -7.3% | 0.25% | -9.6% |
| D | Sell | DOMINION ENERGY INC | $2,566,000 | -4.3% | 32,514 | -1.5% | 0.25% | -6.4% |
| BSCL | Sell | INVESCO EXCH TRD SLF IDX FD | $2,502,000 | -50.7% | 117,344 | -50.6% | 0.24% | -51.9% |
| EMR | Sell | EMERSON ELEC CO | $2,411,000 | +3.2% | 36,776 | -2.4% | 0.23% | +0.4% |
| BSCN | Sell | INVESCO EXCH TRD SLF IDX FD | $2,344,000 | -92.1% | 107,595 | -92.1% | 0.23% | -92.3% |
| JJSF | J & J SNACK FOODS CORP | $2,343,000 | +2.5% | 17,973 | 0.0% | 0.23% | 0.0% | |
| J | Sell | JACOBS ENGR GROUP INC | $2,336,000 | +9.0% | 25,180 | -0.4% | 0.22% | +6.1% |
| WEN | Sell | WENDYS CO | $2,283,000 | +1.8% | 102,404 | -0.6% | 0.22% | -0.5% |
| CVX | Sell | CHEVRON CORP NEW | $2,288,000 | -23.7% | 31,771 | -5.4% | 0.22% | -25.7% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $2,204,000 | +964.7% | 26,600 | +964.0% | 0.21% | +960.0% |
| BSV | New | VANGUARD BD INDEX FDSshort trm bond | $2,126,000 | – | 25,600 | +100.0% | 0.20% | – |
| IEFA | New | ISHARES TRcore msci eafe | $2,040,000 | – | 33,844 | +100.0% | 0.20% | – |
| GM | Sell | GENERAL MTRS CO | $2,041,000 | +14.7% | 68,967 | -2.0% | 0.20% | +11.4% |
| LBRDK | Sell | LIBERTY BROADBAND CORP | $2,024,000 | +12.9% | 14,164 | -2.1% | 0.20% | +10.2% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $1,862,000 | +16.4% | 15,306 | +15.5% | 0.18% | +13.3% |
| MRK | Buy | MERCK & CO. INC | $1,798,000 | +20.3% | 21,671 | +12.2% | 0.17% | +17.7% |
| LSXMA | Sell | LIBERTY MEDIA CORP DEL | $1,672,000 | -8.4% | 50,393 | -4.7% | 0.16% | -10.6% |
| BLDR | Sell | BUILDERS FIRSTSOURCE INC | $1,611,000 | -5.9% | 49,400 | -40.3% | 0.16% | -8.3% |
| XYL | Sell | XYLEM INC | $1,569,000 | +27.6% | 18,651 | -1.5% | 0.15% | +24.8% |
| LNG | Buy | CHENIERE ENERGY INC | $1,557,000 | -1.9% | 33,650 | +2.4% | 0.15% | -4.5% |
| HWM | Sell | HOWMET AEROSPACE INC | $1,549,000 | +4.1% | 92,632 | -1.4% | 0.15% | +1.4% |
| AMRK | A-MARK PRECIOUS METALS INC | $1,467,000 | +77.0% | 43,500 | 0.0% | 0.14% | +72.0% | |
| AGG | Buy | ISHARES TRcore us aggbd et | $1,462,000 | +202.7% | 12,387 | +203.2% | 0.14% | +193.8% |
| CHTR | Buy | CHARTER COMMUNICATIONS INC Ncl a | $1,432,000 | +30.8% | 2,294 | +6.8% | 0.14% | +27.8% |
| UMH | Buy | UMH PPTYS INC | $1,424,000 | +11.0% | 105,150 | +5.9% | 0.14% | +7.9% |
| BAC | Sell | BK OF AMERICA CORP | $1,404,000 | +0.2% | 58,299 | -1.1% | 0.14% | -2.2% |
| SENEA | Sell | SENECA FOODS CORP NEWcl a | $1,397,000 | -6.7% | 39,100 | -11.7% | 0.13% | -9.5% |
| SYK | Sell | STRYKER CORPORATION | $1,346,000 | +7.1% | 6,462 | -7.4% | 0.13% | +4.8% |
| NLOK | Sell | NORTONLIFELOCK INC | $1,330,000 | +3.7% | 63,838 | -1.2% | 0.13% | +0.8% |
| HSIC | Sell | HENRY SCHEIN INC | $1,315,000 | +0.2% | 22,375 | -0.4% | 0.13% | -1.6% |
| UNP | Sell | UNION PAC CORP | $1,324,000 | +5.6% | 6,725 | -9.3% | 0.13% | +2.4% |
| ICSH | Buy | ISHARES TRultr sh trm bd | $1,311,000 | +14.7% | 25,915 | +14.6% | 0.13% | +11.5% |
| SYF | SYNCHRONY FINANCIAL | $1,235,000 | +18.2% | 47,175 | 0.0% | 0.12% | +15.5% | |
| MERC | Buy | MERCER INTL INC | $1,220,000 | -18.2% | 184,900 | +1.1% | 0.12% | -20.4% |
| DNKN | DUNKIN BRANDS GROUP INC | $1,188,000 | +25.6% | 14,500 | 0.0% | 0.11% | +22.6% | |
| GOOG | Sell | ALPHABET INCcap stk cl c | $1,111,000 | +1.8% | 756 | -2.1% | 0.11% | -0.9% |
| AL | Buy | AIR LEASE CORPcl a | $1,041,000 | +1.4% | 35,375 | +0.9% | 0.10% | -1.0% |
| LAND | GLADSTONE LD CORP | $1,039,000 | -5.4% | 69,200 | 0.0% | 0.10% | -7.4% | |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $1,041,000 | +14.6% | 236,000 | +5.8% | 0.10% | +11.1% |
| ANAT | New | AMERICAN NATIONAL GROUP INC | $1,022,000 | – | 15,137 | +100.0% | 0.10% | – |
| KELYA | Sell | KELLY SVCS INCcl a | $1,001,000 | +7.5% | 58,719 | -0.3% | 0.10% | +4.3% |
| GV | GOLDFIELD CORP | $997,000 | +13.9% | 235,753 | 0.0% | 0.10% | +11.6% | |
| XBI | Buy | SPDR SER TRs&p biotech | $963,000 | +1.2% | 8,644 | +1.6% | 0.09% | -1.1% |
| MPW | MEDICAL PPTYS TRUST INC | $950,000 | -6.2% | 53,900 | 0.0% | 0.09% | -9.0% | |
| MDT | Buy | MEDTRONIC PLC | $931,000 | +19.5% | 8,957 | +5.5% | 0.09% | +16.9% |
| PSTG | PURE STORAGE INCcl a | $934,000 | -11.2% | 60,700 | 0.0% | 0.09% | -13.5% | |
| ALK | Buy | ALASKA AIR GROUP INC | $892,000 | +5.3% | 24,360 | +4.3% | 0.09% | +2.4% |
| IWM | New | ISHARES TRrussell 2000 etf | $890,000 | – | 5,941 | +100.0% | 0.09% | – |
| DGX | QUEST DIAGNOSTICS INC | $872,000 | +0.5% | 7,615 | 0.0% | 0.08% | -2.3% | |
| MNR | MONMOUTH REAL ESTATE INVT COcl a | $853,000 | -4.5% | 61,600 | 0.0% | 0.08% | -6.8% | |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $844,000 | +45.0% | 19,969 | -2.3% | 0.08% | +42.1% |
| CVS | Buy | CVS HEALTH CORP | $835,000 | +6.4% | 14,290 | +18.2% | 0.08% | +3.9% |
| CBRE | Sell | CBRE GROUP INCcl a | $809,000 | -6.9% | 17,225 | -10.4% | 0.08% | -9.3% |
| NVDA | Buy | NVIDIA CORPORATION | $790,000 | +61.9% | 1,460 | +13.6% | 0.08% | +58.3% |
| ADP | Buy | AUTOMATIC DATA PROCESSING IN | $773,000 | -0.6% | 5,545 | +6.1% | 0.07% | -3.9% |
| COP | Sell | CONOCOPHILLIPS | $768,000 | -24.1% | 23,375 | -2.9% | 0.07% | -26.0% |
| BSCO | Sell | INVESCO EXCH TRD SLF IDX FD | $759,000 | -25.7% | 34,229 | -26.1% | 0.07% | -27.7% |
| PDCE | Buy | PDC ENERGY INC | $759,000 | +37.0% | 61,200 | +37.5% | 0.07% | +32.7% |
| MNTX | Buy | MANITEX INTL INC | $753,000 | -0.7% | 180,500 | +18.4% | 0.07% | -4.0% |
| MDY | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $738,000 | +4.4% | 2,179 | 0.0% | 0.07% | +1.4% | |
| DAR | Sell | DARLING INGREDIENTS INC | $741,000 | +45.6% | 20,577 | -0.5% | 0.07% | +42.0% |
| VLGEA | Sell | VILLAGE SUPER MKT INCcl a new | $714,000 | -11.4% | 29,000 | -0.3% | 0.07% | -13.8% |
| DHI | Sell | D R HORTON INC | $712,000 | +31.1% | 9,410 | -4.0% | 0.07% | +27.8% |
| FRA | Buy | BLACKROCK FLOATING RATE INCO | $708,000 | +5.5% | 61,550 | +2.5% | 0.07% | +3.0% |
| PFF | New | ISHARES TRpfd and incm sec | $687,000 | – | 18,835 | +100.0% | 0.07% | – |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $682,000 | -81.9% | 11,858 | -80.6% | 0.07% | -82.2% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $672,000 | +18.1% | 11,289 | +9.4% | 0.06% | +16.1% |
| CVET | Sell | COVETRUS INC | $665,000 | +25.9% | 27,260 | -7.6% | 0.06% | +23.1% |
| PPT | Buy | PUTNAM PREMIER INCOME TRsh ben int | $651,000 | -3.6% | 146,300 | +2.8% | 0.06% | -6.0% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $642,000 | +12.0% | 2,961 | -0.9% | 0.06% | +8.8% |
| FRD | Sell | FRIEDMAN INDS INC | $647,000 | +13.7% | 111,491 | -1.1% | 0.06% | +10.7% |
| FB | FACEBOOK INCcl a | $643,000 | +15.4% | 2,455 | 0.0% | 0.06% | +12.7% | |
| KLAC | Sell | KLA CORP | $629,000 | -1.3% | 3,249 | -0.8% | 0.06% | -3.2% |
| BSJM | Buy | INVESCO EXCH TRD SLF IDX FD | $627,000 | +4.2% | 27,435 | +1.6% | 0.06% | +1.7% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $621,000 | +54.9% | 2,234 | +37.8% | 0.06% | +50.0% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $621,000 | -2.5% | 3,725 | -34.9% | 0.06% | -4.8% |
| LHX | Sell | L3HARRIS TECHNOLOGIES INC | $623,000 | -25.8% | 3,670 | -25.9% | 0.06% | -27.7% |
| SEB | SEABOARD CORP | $618,000 | -3.4% | 218 | 0.0% | 0.06% | -6.3% | |
| HD | Sell | HOME DEPOT INC | $615,000 | -18.5% | 2,215 | -26.5% | 0.06% | -21.3% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $598,000 | -2.1% | 408 | -5.3% | 0.06% | -3.3% |
| FLDR | Buy | FIDELITY MERRIMACK STR TRlow durtin etf | $603,000 | +142.2% | 11,800 | +140.8% | 0.06% | +132.0% |
| AWF | ALLIANCEBERNSTEIN GLOBAL HIG | $602,000 | +4.0% | 57,300 | 0.0% | 0.06% | +1.8% | |
| O | Buy | REALTY INCOME CORP | $594,000 | +48.9% | 9,770 | +45.8% | 0.06% | +46.2% |
| SCHN | Sell | SCHNITZER STL INDScl a | $571,000 | -37.5% | 29,700 | -42.6% | 0.06% | -38.9% |
| DAN | Buy | DANA INCORPORATED | $562,000 | +10.8% | 45,600 | +9.6% | 0.05% | +8.0% |
| AFT | APOLLO SR FLOATING RATE FD I | $564,000 | +3.1% | 44,000 | 0.0% | 0.05% | 0.0% | |
| PEG | Buy | PUBLIC SVC ENTERPRISE GRP IN | $548,000 | +15.6% | 9,973 | +3.5% | 0.05% | +12.8% |
| ICE | INTERCONTINENTAL EXCHANGE IN | $550,000 | +9.1% | 5,500 | 0.0% | 0.05% | +6.0% | |
| MSFT | New | MICROSOFT CORPput | $526,000 | – | 2,500 | +100.0% | 0.05% | – |
| GE | Buy | GENERAL ELECTRIC CO | $516,000 | -8.5% | 82,894 | +0.5% | 0.05% | -10.7% |
| BSJN | Buy | INVESCO EXCH TRD SLF IDX FD | $505,000 | +30.2% | 20,600 | +27.2% | 0.05% | +28.9% |
| VIAC | Buy | VIACOMCBS INCcl b | $508,000 | +24.8% | 18,152 | +4.0% | 0.05% | +22.5% |
| ENB | Buy | ENBRIDGE INC | $511,000 | +55.8% | 17,493 | +62.1% | 0.05% | +53.1% |
| LOAN | Buy | MANHATTAN BRDG CAP INC | $506,000 | -4.9% | 116,125 | +1.8% | 0.05% | -7.5% |
| FDX | Sell | FEDEX CORP | $503,000 | -69.0% | 2,000 | -82.7% | 0.05% | -70.0% |
| IXUS | Sell | ISHARES TRcore msci total | $496,000 | +6.4% | 8,495 | -0.6% | 0.05% | +4.3% |
| KO | Sell | COCA COLA CO | $499,000 | -4.8% | 10,113 | -13.8% | 0.05% | -7.7% |
| ADBE | Sell | ADOBE SYSTEMS INCORPORATED | $495,000 | +12.5% | 1,009 | -0.1% | 0.05% | +11.6% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $487,000 | +3.8% | 1,454 | -4.3% | 0.05% | +2.2% |
| BIV | Buy | VANGUARD BD INDEX FDSintermed term | $476,000 | +123.5% | 5,088 | +122.4% | 0.05% | +119.0% |
| AAPL | Buy | APPLE INCput | $464,000 | -15.2% | 4,000 | +166.7% | 0.04% | -16.7% |
| GSST | Buy | GOLDMAN SACHS ETF TRaces ultra shr | $472,000 | +5.6% | 9,305 | +5.2% | 0.04% | +2.3% |
| NFLX | NETFLIX INC | $468,000 | +10.1% | 935 | 0.0% | 0.04% | +7.1% | |
| MPC | Buy | MARATHON PETE CORP | $462,000 | -16.2% | 15,762 | +6.9% | 0.04% | -18.5% |
| BIG | Sell | BIG LOTS INC | $446,000 | -47.2% | 10,000 | -50.2% | 0.04% | -48.2% |
| BSJL | INVESCO EXCH TRD SLF IDX FD | $448,000 | +1.1% | 19,533 | 0.0% | 0.04% | -2.3% | |
| JBLU | Buy | JETBLUE AWYS CORP | $448,000 | +4.4% | 39,500 | +0.4% | 0.04% | +2.4% |
| CMF | ISHARES TRcalif mun bd etf | $450,000 | +0.2% | 7,216 | 0.0% | 0.04% | -2.3% | |
| NVS | Buy | NOVARTIS AGsponsored adr | $448,000 | +3.5% | 5,155 | +4.0% | 0.04% | 0.0% |
| WMT | Buy | WALMART INC | $434,000 | +39.5% | 3,101 | +19.4% | 0.04% | +35.5% |
| REFR | RESEARCH FRONTIERS INC | $431,000 | -33.6% | 159,750 | 0.0% | 0.04% | -35.9% | |
| MS | Buy | MORGAN STANLEY | $412,000 | +10.2% | 8,520 | +10.1% | 0.04% | +8.1% |
| PPIH | Buy | PERMA PIPE INTL HLDGS INC | $414,000 | +21.8% | 73,191 | +20.8% | 0.04% | +17.6% |
| GILD | Buy | GILEAD SCIENCES INC | $401,000 | -17.3% | 6,339 | +0.5% | 0.04% | -18.8% |
| MCK | MCKESSON CORP | $402,000 | -2.9% | 2,700 | 0.0% | 0.04% | -4.9% | |
| ILF | Sell | ISHARES TRlatn amer 40 etf | $390,000 | -9.3% | 18,520 | -7.1% | 0.04% | -9.5% |
| ANTM | ANTHEM INC | $389,000 | +2.1% | 1,450 | 0.0% | 0.04% | -2.6% | |
| INGR | Sell | INGREDION INC | $372,000 | -90.5% | 4,915 | -89.6% | 0.04% | -90.7% |
| PFL | PIMCO INCOME STRATEGY FD | $375,000 | +4.2% | 37,100 | 0.0% | 0.04% | 0.0% | |
| T | Buy | AT&T INC | $375,000 | -3.4% | 13,157 | +2.4% | 0.04% | -5.3% |
| MIN | Sell | MFS INTER INCOME TRsh ben int | $377,000 | -0.8% | 101,190 | -1.5% | 0.04% | -5.3% |
| NCLH | Sell | NORWEGIAN CRUISE LINE HLDG L | $378,000 | -15.1% | 22,100 | -18.5% | 0.04% | -18.2% |
| RPT | Sell | RPT REALTYsh ben int | $379,000 | -23.9% | 69,600 | -2.8% | 0.04% | -26.5% |
| KMB | Sell | KIMBERLY CLARK CORP | $372,000 | -12.3% | 2,521 | -16.0% | 0.04% | -14.3% |
| ABT | Sell | ABBOTT LABS | $363,000 | +18.2% | 3,335 | -0.7% | 0.04% | +16.7% |
| LNC | Sell | LINCOLN NATL CORP IND | $360,000 | -15.9% | 11,480 | -1.3% | 0.04% | -16.7% |
| AME | Sell | AMETEK INC | $365,000 | -4.5% | 3,674 | -14.0% | 0.04% | -7.9% |
| CAT | New | CATERPILLAR INC DEL | $359,000 | – | 2,409 | +100.0% | 0.04% | – |
| TRN | Sell | TRINITY INDS INC | $351,000 | -21.5% | 18,000 | -14.3% | 0.03% | -22.7% |
| ESGV | VANGUARD WORLD FDesg us stk etf | $358,000 | +9.5% | 5,800 | 0.0% | 0.03% | +6.2% | |
| LMT | New | LOCKHEED MARTIN CORP | $346,000 | – | 902 | +100.0% | 0.03% | – |
| FEIM | FREQUENCY ELECTRS INC | $345,000 | +10.2% | 34,161 | 0.0% | 0.03% | +6.5% | |
| SJM | SMUCKER J M CO | $332,000 | +9.2% | 2,877 | 0.0% | 0.03% | +6.7% | |
| GIM | TEMPLETON GLOBAL INCOME FD | $337,000 | -0.3% | 63,000 | 0.0% | 0.03% | -3.0% | |
| BHB | BAR HBR BANKSHARES | $337,000 | -8.2% | 16,384 | 0.0% | 0.03% | -11.1% | |
| EFR | EATON VANCE SR FLTNG RTE TR | $337,000 | +2.7% | 29,000 | 0.0% | 0.03% | 0.0% | |
| REGN | REGENERON PHARMACEUTICALS | $336,000 | -10.2% | 600 | 0.0% | 0.03% | -13.5% | |
| EFT | EATON VANCE FLTING RATE INC | $334,000 | +4.4% | 28,100 | 0.0% | 0.03% | 0.0% | |
| HURC | HURCO COMPANIES INC | $329,000 | +1.5% | 11,600 | 0.0% | 0.03% | 0.0% | |
| ED | Sell | CONSOLIDATED EDISON INC | $337,000 | -16.8% | 4,336 | -23.1% | 0.03% | -20.0% |
| PFN | PIMCO INCOME STRATEGY FD II | $324,000 | +4.2% | 35,650 | 0.0% | 0.03% | 0.0% | |
| CDE | COEUR MNG INC | $325,000 | +45.1% | 44,000 | 0.0% | 0.03% | +40.9% | |
| RDSA | Sell | ROYAL DUTCH SHELL PLCspons adr a | $322,000 | -24.8% | 12,790 | -2.3% | 0.03% | -26.2% |
| EUSA | Buy | ISHARES INCmsci equal weite | $314,000 | +15.0% | 5,134 | +7.8% | 0.03% | +11.1% |
| SNY | SANOFIsponsored adr | $310,000 | -1.6% | 6,180 | 0.0% | 0.03% | -3.2% | |
| FCT | Sell | FIRST TR SR FLG RTE INCM FD | $313,000 | -0.3% | 28,500 | -1.0% | 0.03% | -3.2% |
| OUNZ | New | VANECK MERK GOLD TRgold trust | $315,000 | – | 17,110 | +100.0% | 0.03% | – |
| HCSG | Sell | HEALTHCARE SVCS GROUP INC | $314,000 | -12.3% | 14,575 | -0.5% | 0.03% | -14.3% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $308,000 | +35.1% | 6,650 | +13.7% | 0.03% | +30.4% |
| MTB | Sell | M & T BK CORP | $305,000 | -17.3% | 3,309 | -6.8% | 0.03% | -19.4% |
| V | Buy | VISA INC | $302,000 | +45.9% | 1,511 | +40.8% | 0.03% | +45.0% |
| NYCB | NEW YORK CMNTY BANCORP INC | $302,000 | -19.0% | 36,550 | 0.0% | 0.03% | -21.6% | |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $299,000 | +39.7% | 2,560 | +24.9% | 0.03% | +38.1% |
| LBRDA | Sell | LIBERTY BROADBAND CORP | $291,000 | +15.5% | 2,050 | -0.7% | 0.03% | +12.0% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $276,000 | -3.8% | 3,934 | -6.2% | 0.03% | -3.6% |
| AFG | Buy | AMERICAN FINL GROUP INC OHIO | $281,000 | +13.8% | 4,200 | +7.7% | 0.03% | +12.5% |
| GATX | GATX CORP | $268,000 | +4.7% | 4,200 | 0.0% | 0.03% | +4.0% | |
| ICCC | IMMUCELL CORP | $275,000 | +14.6% | 50,670 | 0.0% | 0.03% | +8.3% | |
| WORK | New | SLACK TECHNOLOGIES INC | $258,000 | – | 9,600 | +100.0% | 0.02% | – |
| GENC | GENCOR INDS INC | $260,000 | -12.8% | 23,608 | 0.0% | 0.02% | -13.8% | |
| NVCR | New | NOVOCURE LTD | $256,000 | – | 2,300 | +100.0% | 0.02% | – |
| BP | Sell | BP PLCsponsored adr | $249,000 | -60.2% | 14,275 | -46.7% | 0.02% | -61.3% |
| REZ | ISHARES TRresidential mult | $250,000 | +1.6% | 4,100 | 0.0% | 0.02% | 0.0% | |
| NSC | Sell | NORFOLK SOUTHN CORP | $241,000 | -35.4% | 1,125 | -47.1% | 0.02% | -37.8% |
| SPGI | S&P GLOBAL INC | $241,000 | +9.5% | 667 | 0.0% | 0.02% | +4.5% | |
| VOD | Sell | VODAFONE GROUP PLC NEWsponsored adr | $241,000 | -18.6% | 17,969 | -3.1% | 0.02% | -20.7% |
| GLD | SPDR GOLD TR | $235,000 | +5.9% | 1,325 | 0.0% | 0.02% | +4.5% | |
| EXPE | EXPEDIA GROUP INC | $233,000 | +11.5% | 2,542 | 0.0% | 0.02% | +4.8% | |
| VLO | Sell | VALERO ENERGY CORP | $225,000 | -26.5% | 5,200 | -0.2% | 0.02% | -26.7% |
| MHN | Buy | BLACKROCK MUNIHLDGS NY QLTY | $225,000 | +4.2% | 16,700 | +2.5% | 0.02% | +4.8% |
| BDJ | BLACKROCK ENHANCED EQUITY DI | $214,000 | -0.5% | 29,285 | 0.0% | 0.02% | 0.0% | |
| FCO | ABERDEEN GLOBAL INCOME FD IN | $218,000 | +10.7% | 31,900 | 0.0% | 0.02% | +10.5% | |
| DOW | Sell | DOW INC | $217,000 | -19.3% | 4,605 | -30.2% | 0.02% | -22.2% |
| BDX | BECTON DICKINSON & CO | $221,000 | -2.6% | 950 | 0.0% | 0.02% | -4.5% | |
| CTO | New | CTO REALTY GROWTH INC | $221,000 | – | 5,000 | +100.0% | 0.02% | – |
| MA | New | MASTERCARD INCORPORATEDcl a | $210,000 | – | 620 | +100.0% | 0.02% | – |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $204,000 | – | 1,934 | +100.0% | 0.02% | – |
| VGM | Sell | INVESCO TR INVT GRADE MUNS | $210,000 | +1.4% | 16,900 | -1.7% | 0.02% | 0.0% |
| TPH | Sell | TRI POINTE GROUP INC | $209,000 | -85.6% | 11,500 | -88.4% | 0.02% | -86.0% |
| VLY | New | VALLEY NATL BANCORP | $212,000 | – | 31,000 | +100.0% | 0.02% | – |
| BRX | Sell | BRIXMOR PPTY GROUP INC | $208,000 | -9.2% | 17,771 | -0.5% | 0.02% | -13.0% |
| UTF | COHEN & STEERS INFRASTRUCTUR | $202,000 | +0.5% | 9,100 | 0.0% | 0.02% | -5.0% | |
| MYN | BLACKROCK MUNIYIELD N Y QUAL | $198,000 | +1.0% | 15,600 | 0.0% | 0.02% | 0.0% | |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $193,000 | -16.8% | 12,250 | -3.9% | 0.02% | -17.4% |
| VMO | INVESCO MUN OPPORTUNITY TR | $189,000 | +2.7% | 15,500 | 0.0% | 0.02% | 0.0% | |
| NAN | NUVEEN NEW YORK QLT MUN INC | $178,000 | +1.7% | 13,000 | 0.0% | 0.02% | 0.0% | |
| MNP | WESTERN ASSET MUN PARTNERS F | $172,000 | +1.8% | 11,941 | 0.0% | 0.02% | 0.0% | |
| RAND | Buy | RAND CAP CORP | $178,000 | +2.9% | 16,045 | +1.8% | 0.02% | 0.0% |
| SANW | Buy | S&W SEED CO | $166,000 | +24.8% | 67,000 | +14.5% | 0.02% | +23.1% |
| RQI | Buy | COHEN & STEERS QUALITY INCOM | $164,000 | +17.1% | 14,800 | +15.6% | 0.02% | +14.3% |
| JPS | Sell | NUVEEN PFD & INCM SECURTIES | $153,000 | -23.5% | 17,332 | -26.9% | 0.02% | -25.0% |
| JEQ | ABERDEEN JAPAN EQUITY FD INC | $144,000 | +6.7% | 17,375 | 0.0% | 0.01% | +7.7% | |
| TURN | 180 DEGREE CAP CORP | $142,000 | +8.4% | 75,006 | 0.0% | 0.01% | +7.7% | |
| NUV | NUVEEN MUN VALUE FD INC | $149,000 | +4.2% | 14,000 | 0.0% | 0.01% | 0.0% | |
| NAZ | NUVEEN ARIZONA QLTY MUN INC | $147,000 | +8.1% | 10,000 | 0.0% | 0.01% | +7.7% | |
| TSQ | TOWNSQUARE MEDIA INCcl a | $147,000 | +4.3% | 31,500 | 0.0% | 0.01% | 0.0% | |
| MZA | BLACKROCK MUNIYIELD ARIZ FD | $144,000 | +2.1% | 10,000 | 0.0% | 0.01% | 0.0% | |
| ORBC | ORBCOMM INC | $123,000 | -11.5% | 36,100 | 0.0% | 0.01% | -14.3% | |
| EVN | EATON VANCE MUNI INCOME TRUSsh ben int | $128,000 | +2.4% | 10,000 | 0.0% | 0.01% | 0.0% | |
| NVCR | New | NOVOCURE LTDput | $111,000 | – | 1,000 | +100.0% | 0.01% | – |
| OPK | Sell | OPKO HEALTH INC | $105,000 | -46.7% | 28,500 | -50.6% | 0.01% | -47.4% |
| PED | Sell | PEDEVCO CORP | $106,000 | -10.2% | 71,095 | -51.3% | 0.01% | -16.7% |
| CERS | CERUS CORP | $103,000 | -5.5% | 16,500 | 0.0% | 0.01% | -9.1% | |
| JPC | NUVEEN PFD & INCOME OPPORTUN | $85,000 | +3.7% | 10,000 | 0.0% | 0.01% | 0.0% | |
| BELLICUM PHARMACEUTICALS INC | $85,000 | -11.5% | 12,941 | 0.0% | 0.01% | -11.1% | ||
| USAP | UNIVERSAL STAINLESS & ALLOY | $78,000 | -36.1% | 14,197 | 0.0% | 0.01% | -33.3% | |
| AAME | ATLANTIC AMERN CORP | $72,000 | +20.0% | 35,992 | 0.0% | 0.01% | +16.7% | |
| F | Buy | FORD MTR CO DEL | $73,000 | +17.7% | 10,908 | +7.4% | 0.01% | +16.7% |
| MAGS | MAGAL SECURITY SYS LTDord | $67,000 | +24.1% | 17,835 | 0.0% | 0.01% | +20.0% | |
| ACTG | ACACIA RESH CORP | $63,000 | -14.9% | 18,015 | 0.0% | 0.01% | -14.3% | |
| PSEC | PROSPECT CAP CORP | $59,000 | -1.7% | 11,800 | 0.0% | 0.01% | 0.0% | |
| PEIX | Sell | PACIFIC ETHANOL INC | $55,000 | +685.7% | 7,500 | -25.0% | 0.01% | +400.0% |
| BKCC | Buy | BLACKROCK CAP INVT CORP | $52,000 | -5.5% | 21,190 | +3.4% | 0.01% | 0.0% |
| PEIX | New | PACIFIC ETHANOL INCcall | $55,000 | – | 7,500 | +100.0% | 0.01% | – |
| PEIX | New | PACIFIC ETHANOL INCput | $55,000 | – | 7,500 | +100.0% | 0.01% | – |
| VVR | INVESCO SR INCOME TR | $37,000 | +5.7% | 10,000 | 0.0% | 0.00% | +33.3% | |
| PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $45,000 | 0.0% | 11,000 | 0.0% | 0.00% | 0.0% | |
| ARTW | ARTS WAY MFG INC | $43,000 | -2.3% | 18,784 | 0.0% | 0.00% | 0.0% | |
| WTT | WIRELESS TELECOM GROUP INC | $31,000 | +34.8% | 22,726 | 0.0% | 0.00% | +50.0% | |
| REI | New | RING ENERGY INC | $34,000 | – | 50,000 | +100.0% | 0.00% | – |
| EQS | EQUUS TOTAL RETURN INC | $21,000 | 0.0% | 17,735 | 0.0% | 0.00% | 0.0% | |
| SONO | Exit | SONOS INC | $0 | – | -19 | -100.0% | 0.00% | – |
| ALK | Exit | ALASKA AIR GROUP INCcall | $0 | – | -1,500 | -100.0% | -0.01% | – |
| RTX | Exit | RAYTHEON TECHNOLOGIES CORPput | $0 | – | -1,000 | -100.0% | -0.01% | – |
| VIAC | Exit | VIACOMCBS INCcall | $0 | – | -3,000 | -100.0% | -0.01% | – |
| FNJN | Exit | FINJAN HLDGS INC | $0 | – | -46,500 | -100.0% | -0.01% | – |
| FAX | Exit | ABERDEEN ASIA-PACIFIC INCOME | $0 | – | -22,245 | -100.0% | -0.01% | – |
| ANTM | Exit | ANTHEM INCcall | $0 | – | -300 | -100.0% | -0.01% | – |
| FB | Exit | FACEBOOK INCput | $0 | – | -500 | -100.0% | -0.01% | – |
| OSW | Exit | ONESPAWORLD HOLDINGS LIMITED | $0 | – | -26,465 | -100.0% | -0.01% | – |
| SVC | Exit | SERVICE PPTYS TR | $0 | – | -20,400 | -100.0% | -0.01% | – |
| SONO | Exit | SONOS INCcall | $0 | – | -10,000 | -100.0% | -0.01% | – |
| WLK | Exit | WESTLAKE CHEM CORP | $0 | – | -3,750 | -100.0% | -0.02% | – |
| WBA | Exit | WALGREENS BOOTS ALLIANCE INC | $0 | – | -5,074 | -100.0% | -0.02% | – |
| CLX | Exit | CLOROX CO DEL | $0 | – | -1,000 | -100.0% | -0.02% | – |
| BSCK | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -10,298 | -100.0% | -0.02% | – |
| PG | Exit | PROCTER AND GAMBLE CO | $0 | – | -1,909 | -100.0% | -0.02% | – |
| PSX | Exit | PHILLIPS 66 | $0 | – | -3,250 | -100.0% | -0.02% | – |
| HUBB | Exit | HUBBELL INC | $0 | – | -1,975 | -100.0% | -0.02% | – |
| HON | Exit | HONEYWELL INTL INC | $0 | – | -1,958 | -100.0% | -0.03% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -3,333 | -100.0% | -0.03% | – |
| BIIB | Exit | BIOGEN INC | $0 | – | -1,521 | -100.0% | -0.04% | – |
| GD | Exit | GENERAL DYNAMICS CORP | $0 | – | -3,000 | -100.0% | -0.04% | – |
| BA | Exit | BOEING CO | $0 | – | -3,667 | -100.0% | -0.07% | – |
| ARNC | Exit | ARCONIC CORPORATION | $0 | – | -53,608 | -100.0% | -0.07% | – |
| MTH | Exit | MERITAGE HOMES CORP | $0 | – | -10,600 | -100.0% | -0.08% | – |
| TSLA | Exit | TESLA INC | $0 | – | -780 | -100.0% | -0.08% | – |
| ANAT | Exit | AMERICAN NATL INS CO | $0 | – | -12,603 | -100.0% | -0.09% | – |
| VMI | Exit | VALMONT INDS INC | $0 | – | -10,903 | -100.0% | -0.12% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-10-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CORNING INC | 43 | Q3 2023 | 5.2% |
| INTEL CORP | 43 | Q3 2023 | 4.9% |
| AVERY DENNISON CORP | 43 | Q3 2023 | 3.6% |
| CISCO SYS INC | 43 | Q3 2023 | 4.2% |
| TEXAS INSTRS INC | 43 | Q3 2023 | 3.3% |
| JPMORGAN CHASE & CO | 43 | Q3 2023 | 2.6% |
| MICROSOFT CORP | 43 | Q3 2023 | 3.9% |
| EXXON MOBIL CORP | 43 | Q3 2023 | 4.4% |
| THERMO FISHER SCIENTIFIC INC | 43 | Q3 2023 | 3.5% |
| SONOCO PRODS CO | 43 | Q3 2023 | 3.2% |
View SHUFRO ROSE & CO LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Vishay Precision Group, Inc. | February 10, 2017 | 583,080 | 4.8% |
| BAR HARBOR BANKSHARES | January 30, 2013 | 121,025 | 3.1% |
| JAPAN EQUITY FUND INC | March 02, 2011 | 710,356 | 4.9% |
| LAKELAND INDUSTRIES INC | March 02, 2011 | 255,997 | 4.7% |
| SCHMITT INDUSTRIES INC | March 02, 2011 | 127,900 | 4.4% |
| STRATTEC SECURITY CORP | March 02, 2011 | 146,630 | 4.5% |
| MFRI INC | February 15, 2005 | 32,000 | 0.6% |
| TWIN DISC INC | February 15, 2005 | 40,900 | 1.4% |
| MILLBROOK PRESS INC | February 09, 2004 | ? | ? |
| BALDWIN TECHNOLOGY CO INC | February 13, 2003 | 460,800 | 3.6% |
View SHUFRO ROSE & CO LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-08-03 |
| 13F-HR | 2023-04-20 |
| 13F-HR | 2023-01-25 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-22 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-01-27 |
| 13F-HR | 2021-11-05 |
View SHUFRO ROSE & CO LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.